Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Energy Recovery, Inc.ERII · Entity 5679 | VP, Human Resources | January 31, 2020 | February 04, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Energy Recovery, Inc.
Report date January 31, 2020 · Filed February 04, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 11,753 |
Reported balance
After 2020-01-31 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2020-01-31 · Grant · Acquired 11,753 · Balance 11,753 F1: Each restricted stock unit represents the right to receive, at settlement, one (1) share of the Company's Common Stock. F2: The restricted stock unit was granted on January 31, 2020 and vests 25% on each of the first four anniversaries of the grant date. |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $10.21 · Expires 2030-01-31 | Direct | 20,097 |
Reported balance
After 2020-01-31 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2020-01-31 · Grant · Acquired 20,097 · Balance 20,097 F3: This employee stock option was granted on January 31, 2020. 25% of the options will vest on the 1st anniversary of the grant date; thereafter, the remaining 75% vest 1/36th per month. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents the right to receive, at settlement, one (1) share of the Company's Common Stock.
F2: The restricted stock unit was granted on January 31, 2020 and vests 25% on each of the first four anniversaries of the grant date.
F3: This employee stock option was granted on January 31, 2020. 25% of the options will vest on the 1st anniversary of the grant date; thereafter, the remaining 75% vest 1/36th per month.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 31, 2020 Filed Feb 4, 2020 21:01 UTC | Energy Recovery, Inc. ERII · Entity 5679 | GrantEmployee Stock Option (Right to Buy) · Derivative | 20,097 | $0.00 Strike: $10.21 | $0.00 |
DisclosureSEC source: 0001437749-20-001681 · rdgdoc.xml · derivative · entry 2 Proctor Stacy Lea · CIK 0001777632 · VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,097 Underlying: Common Stock · 20,097 shares Expires 2030-01-31 F3 · derivative.exercise_date: This employee stock option was granted on January 31, 2020. 25% of the options will vest on the 1st anniversary of the grant date; thereafter, the remaining 75% vest 1/36th per month. Read SEC document |
| January 31, 2020 Filed Feb 4, 2020 21:01 UTC | Energy Recovery, Inc. ERII · Entity 5679 | GrantCommon Stock | 11,753 | $10.21 | $119,998.13 |
DisclosureSEC source: 0001437749-20-001681 · rdgdoc.xml · nonDerivative · entry 1 Proctor Stacy Lea · CIK 0001777632 · VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,753 F1 · security: Each restricted stock unit represents the right to receive, at settlement, one (1) share of the Company's Common Stock. F2 · security: The restricted stock unit was granted on January 31, 2020 and vests 25% on each of the first four anniversaries of the grant date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.