Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Alcoa CorpAA · Entity 3397 | EVP & Chief Ext. Aff. Officer | February 03, 2020 | February 04, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Alcoa Corp
Report date February 03, 2020 · Filed February 04, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | Direct | 30,192 |
Reported balance
After 2020-02-03 transaction · row 1
1 source rowRow 1 · 2020-02-03 · Tax withholding · Disposed 989 · Balance 30,192 F1: Represents the mandatory and automatic exempt withholding of shares by the issuer to satisfy the reporting person's tax obligations upon the vesting of restricted share units granted in 2017. |
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | IndirectBy Company 401(k) plan | 247 |
Reported balance
Holding disclosure · report date 2020-02-03 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 247 F2: Fluctuations in 401(k) share amounts reflect the plan's unit reporting method; units represent interests in the Company's stock fund. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the mandatory and automatic exempt withholding of shares by the issuer to satisfy the reporting person's tax obligations upon the vesting of restricted share units granted in 2017.
F2: Fluctuations in 401(k) share amounts reflect the plan's unit reporting method; units represent interests in the Company's stock fund.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 03, 2020 Filed Feb 4, 2020 23:13 UTC | Alcoa Corp AA · Entity 3397 | Tax withholdingCommon Stock, par value $0.01 per share | 989 | $14.24 | $14,083.36 |
DisclosureSEC source: 0001209191-20-006565 · doc4.xml · nonDerivative · entry 1 O'Neill Michelle L · CIK 0001792771 · EVP & Chief Ext. Aff. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,192 F1 · shares: Represents the mandatory and automatic exempt withholding of shares by the issuer to satisfy the reporting person's tax obligations upon the vesting of restricted share units granted in 2017. Read SEC document |
| January 23, 2020 Filed Jan 27, 2020 22:13 UTC | Alcoa Corp AA · Entity 3397 | GrantCommon Stock, par value $0.01 per share | 8,600 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-005032 · doc4.xml · nonDerivative · entry 1 O'Neill Michelle L · CIK 0001792771 · EVP & Chief Ext. Aff. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,181 F1 · shares: Award of restricted stock units, which are settled in stock upon vesting, generally on the third anniversary of the date of grant. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.