Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| MFA FINANCIAL, INC.MFA · Entity 5045 | Senior Vice President | February 10, 2020 | February 12, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
MFA FINANCIAL, INC.
Report date February 10, 2020 · Filed February 12, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom SharesSEC Table II · derivative / convertible security | Direct | 96,000 |
Reported balance
After 2020-02-10 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2020-02-10 · Grant · Acquired 16,000 · Balance 96,000 F1: Each phantom share represents the right to receive one share of MFA Financial, Inc. common stock. F2: These phantom shares are scheduled to vest, subject to forfeiture, on December 31, 2022, and thereafter will be settled in an equivalent number of shares of MFA common stock within 30 days following the vesting date. |
| Phantom SharesSEC Table II · derivative / convertible security | Direct | 120,000 |
Reported balance
After 2020-02-10 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2020-02-10 · Grant · Acquired 24,000 · Balance 120,000 F1: Each phantom share represents the right to receive one share of MFA Financial, Inc. common stock. F3: These phantom shares are performance-based equity awards. The number of phantom shares reported represents the target number of phantom shares granted. The number of underlying shares of MFA common stock that the recipient becomes entitled to receive at the time of vesting will generally range from 0% to 200% of the target number of phantom shares granted, subject to the achievement of a pre-established performance metric. The vesting of these phantom shares will generally occur on December 31, 2022, based on MFA's absolute total stockholder return (TSR) and MFA's TSR as compared to the TSR of a designated peer group of companies, in each case for the three years then ended. The number of phantom shares to vest will be adjusted to reflect the value of any dividends paid on MFA's common stock during the vesting period in respect of the number of phantom shares that ultimately vest. F4: The phantom shares will be settled in an equivalent number of shares of MFA common stock within 30 days following the vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: Each phantom share represents the right to receive one share of MFA Financial, Inc. common stock.
F2: These phantom shares are scheduled to vest, subject to forfeiture, on December 31, 2022, and thereafter will be settled in an equivalent number of shares of MFA common stock within 30 days following the vesting date.
F3: These phantom shares are performance-based equity awards. The number of phantom shares reported represents the target number of phantom shares granted. The number of underlying shares of MFA common stock that the recipient becomes entitled to receive at the time of vesting will generally range from 0% to 200% of the target number of phantom shares granted, subject to the achievement of a pre-established performance metric. The vesting of these phantom shares will generally occur on December 31, 2022, based on MFA's absolute total stockholder return (TSR) and MFA's TSR as compared to the TSR of a designated peer group of companies, in each case for the three years then ended. The number of phantom shares to vest will be adjusted to reflect the value of any dividends paid on MFA's common stock during the vesting period in respect of the number of phantom shares that ultimately vest.
F4: The phantom shares will be settled in an equivalent number of shares of MFA common stock within 30 days following the vesting date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 10, 2020 Filed Feb 12, 2020 21:23 UTC | MFA FINANCIAL, INC. MFA · Entity 5045 | GrantPhantom Shares · Derivative | 24,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-019271 · a4.xml · derivative · entry 2 Yadav Sunil · CIK 0001537539 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,000 Underlying: Common Stock · 24,000 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom share represents the right to receive one share of MFA Financial, Inc. common stock. F3 · shares: These phantom shares are performance-based equity awards. The number of phantom shares reported represents the target number of phantom shares granted. The number of underlying shares of MFA common stock that the recipient becomes entitled to receive at the time of vesting will generally range from 0% to 200% of the target number of phantom shares granted, subject to the achievement of a pre-established performance metric. The vesting of these phantom shares will generally occur on December 31, 2022, based on MFA's absolute total stockholder return (TSR) and MFA's TSR as compared to the TSR of a designated peer group of companies, in each case for the three years then ended. The number of phantom shares to vest will be adjusted to reflect the value of any dividends paid on MFA's common stock during the vesting period in respect of the number of phantom shares that ultimately vest. F4 · shares: The phantom shares will be settled in an equivalent number of shares of MFA common stock within 30 days following the vesting date. F3 · derivative.exercise_date: These phantom shares are performance-based equity awards. The number of phantom shares reported represents the target number of phantom shares granted. The number of underlying shares of MFA common stock that the recipient becomes entitled to receive at the time of vesting will generally range from 0% to 200% of the target number of phantom shares granted, subject to the achievement of a pre-established performance metric. The vesting of these phantom shares will generally occur on December 31, 2022, based on MFA's absolute total stockholder return (TSR) and MFA's TSR as compared to the TSR of a designated peer group of companies, in each case for the three years then ended. The number of phantom shares to vest will be adjusted to reflect the value of any dividends paid on MFA's common stock during the vesting period in respect of the number of phantom shares that ultimately vest. F4 · derivative.exercise_date: The phantom shares will be settled in an equivalent number of shares of MFA common stock within 30 days following the vesting date. F3 · derivative.expiration_date: These phantom shares are performance-based equity awards. The number of phantom shares reported represents the target number of phantom shares granted. The number of underlying shares of MFA common stock that the recipient becomes entitled to receive at the time of vesting will generally range from 0% to 200% of the target number of phantom shares granted, subject to the achievement of a pre-established performance metric. The vesting of these phantom shares will generally occur on December 31, 2022, based on MFA's absolute total stockholder return (TSR) and MFA's TSR as compared to the TSR of a designated peer group of companies, in each case for the three years then ended. The number of phantom shares to vest will be adjusted to reflect the value of any dividends paid on MFA's common stock during the vesting period in respect of the number of phantom shares that ultimately vest. F4 · derivative.expiration_date: The phantom shares will be settled in an equivalent number of shares of MFA common stock within 30 days following the vesting date. F3 · derivative.underlying_shares: These phantom shares are performance-based equity awards. The number of phantom shares reported represents the target number of phantom shares granted. The number of underlying shares of MFA common stock that the recipient becomes entitled to receive at the time of vesting will generally range from 0% to 200% of the target number of phantom shares granted, subject to the achievement of a pre-established performance metric. The vesting of these phantom shares will generally occur on December 31, 2022, based on MFA's absolute total stockholder return (TSR) and MFA's TSR as compared to the TSR of a designated peer group of companies, in each case for the three years then ended. The number of phantom shares to vest will be adjusted to reflect the value of any dividends paid on MFA's common stock during the vesting period in respect of the number of phantom shares that ultimately vest. F4 · derivative.underlying_shares: The phantom shares will be settled in an equivalent number of shares of MFA common stock within 30 days following the vesting date. Read SEC document |
| February 10, 2020 Filed Feb 12, 2020 21:23 UTC | MFA FINANCIAL, INC. MFA · Entity 5045 | GrantPhantom Shares · Derivative | 16,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-019271 · a4.xml · derivative · entry 1 Yadav Sunil · CIK 0001537539 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,000 Underlying: Common Stock · 16,000 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom share represents the right to receive one share of MFA Financial, Inc. common stock. F2 · derivative.exercise_date: These phantom shares are scheduled to vest, subject to forfeiture, on December 31, 2022, and thereafter will be settled in an equivalent number of shares of MFA common stock within 30 days following the vesting date. F2 · derivative.expiration_date: These phantom shares are scheduled to vest, subject to forfeiture, on December 31, 2022, and thereafter will be settled in an equivalent number of shares of MFA common stock within 30 days following the vesting date. Read SEC document |
| January 15, 2020 Filed Jan 17, 2020 21:18 UTC | MFA FINANCIAL, INC. MFA · Entity 5045 | Exercise / conversionPhantom Shares · Derivative | 22,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-20-005124 · a4.xml · derivative · entry 5 Yadav Sunil · CIK 0001537539 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,000 Underlying: Common Stock · 22,500 shares Expires 2020-01-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Settlement of performance-based restricted stock units (i.e., phantom stock) ("PRSUs") granted to the Reporting Person in January 2017. Each phantom share is the economic equivalent of one share of common stock of MFA Financial, Inc. Each phantom share was settled in one share of common stock of MFA Financial, Inc. F6 · kind: Settlement of performance-based restricted stock units (i.e., phantom stock) ("PRSUs") granted to the Reporting Person in January 2017. Each phantom share is the economic equivalent of one share of common stock of MFA Financial, Inc. Each phantom share was settled in one share of common stock of MFA Financial, Inc. F7 · shares: The number of PRSUs reported in Table II represents the target number of PRSUs that were granted to the reporting person in January 2017. Per the terms of the award agreement governing the PRSUs, the number of underlying shares of MFA common stock that the recipient ultimately became entitled to receive at the time of vesting ranged from 0% to 200% of the target number of PRSUs granted, subject to the achievement of a pre-established performance metric. The vesting of these PRSUs was based on MFA's total stockholder return for the three years ended December 31, 2019. F8 · shares: The Compensation Committee of the Board of Directors of MFA Financial, Inc. has confirmed and certified that the PRSUs vested at a level above target, as reflected in Table I above (see Note 3). In addition, per the terms of the award agreement governing the PRSUs, the number of PRSUs that vested was adjusted to reflect the value of any dividends paid on MFA's common stock during the performance period in respect of the number of PRSUs that ultimately vested. F6 · price: Settlement of performance-based restricted stock units (i.e., phantom stock) ("PRSUs") granted to the Reporting Person in January 2017. Each phantom share is the economic equivalent of one share of common stock of MFA Financial, Inc. Each phantom share was settled in one share of common stock of MFA Financial, Inc. F7 · derivative.underlying_shares: The number of PRSUs reported in Table II represents the target number of PRSUs that were granted to the reporting person in January 2017. Per the terms of the award agreement governing the PRSUs, the number of underlying shares of MFA common stock that the recipient ultimately became entitled to receive at the time of vesting ranged from 0% to 200% of the target number of PRSUs granted, subject to the achievement of a pre-established performance metric. The vesting of these PRSUs was based on MFA's total stockholder return for the three years ended December 31, 2019. F8 · derivative.underlying_shares: The Compensation Committee of the Board of Directors of MFA Financial, Inc. has confirmed and certified that the PRSUs vested at a level above target, as reflected in Table I above (see Note 3). In addition, per the terms of the award agreement governing the PRSUs, the number of PRSUs that vested was adjusted to reflect the value of any dividends paid on MFA's common stock during the performance period in respect of the number of PRSUs that ultimately vested. Read SEC document |
| January 15, 2020 Filed Jan 17, 2020 21:18 UTC | MFA FINANCIAL, INC. MFA · Entity 5045 | Exercise / conversionPhantom Shares · Derivative | 17,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-20-005124 · a4.xml · derivative · entry 4 Yadav Sunil · CIK 0001537539 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,500 Underlying: Common Stock · 17,500 shares Expires 2020-01-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Settlement of time-based restricted stock units (i.e., phantom stock) granted to the Reporting Person in January 2017. Each phantom share is the economic equivalent of one share of common stock of MFA Financial, Inc. Each phantom share was settled in one share of common stock of MFA Financial, Inc. F5 · kind: Settlement of time-based restricted stock units (i.e., phantom stock) granted to the Reporting Person in January 2017. Each phantom share is the economic equivalent of one share of common stock of MFA Financial, Inc. Each phantom share was settled in one share of common stock of MFA Financial, Inc. F5 · price: Settlement of time-based restricted stock units (i.e., phantom stock) granted to the Reporting Person in January 2017. Each phantom share is the economic equivalent of one share of common stock of MFA Financial, Inc. Each phantom share was settled in one share of common stock of MFA Financial, Inc. Read SEC document |
| January 15, 2020 Filed Jan 17, 2020 21:18 UTC | MFA FINANCIAL, INC. MFA · Entity 5045 | Tax withholdingCommon Stock | 26,168 | $7.87 | $205,942.16 |
DisclosureSEC source: 0001104659-20-005124 · a4.xml · nonDerivative · entry 3 Yadav Sunil · CIK 0001537539 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 350,719.772 F4 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the settlement of phantom shares described in Notes 1 and 3 above. Read SEC document |
| January 15, 2020 Filed Jan 17, 2020 21:18 UTC | MFA FINANCIAL, INC. MFA · Entity 5045 | Exercise / conversionCommon Stock | 35,935 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-005124 · a4.xml · nonDerivative · entry 2 Yadav Sunil · CIK 0001537539 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 376,887.772 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: Shares acquired in connection with the settlement of performance-based restricted stock units (i.e., phantom stock) ("PRSUs") granted to the Reporting Person in January 2017 as discussed in Notes 6, 7 and 8 below. The number of shares reported includes 8,582 shares representing the settlement (in the form of additional shares of common stock) of dividend equivalents that accrued during the three-year performance period ended December 31, 2019 in respect of the PRSUs that vested and whose settlement is reported herein. F2 · price: Each phantom share is the economic equivalent of one share of common stock of MFA Financial, Inc. Each phantom share was settled in one share of common stock of MFA Financial, Inc. Read SEC document |
| January 15, 2020 Filed Jan 17, 2020 21:18 UTC | MFA FINANCIAL, INC. MFA · Entity 5045 | Exercise / conversionCommon Stock | 17,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-005124 · a4.xml · nonDerivative · entry 1 Yadav Sunil · CIK 0001537539 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 340,952.772 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Shares acquired pursuant to the settlement of time-based restricted stock units (i.e., phantom stock) granted to the Reporting Person in January 2017. F2 · price: Each phantom share is the economic equivalent of one share of common stock of MFA Financial, Inc. Each phantom share was settled in one share of common stock of MFA Financial, Inc. Read SEC document |
| December 18, 2019 Filed Dec 20, 2019 21:11 UTC | MFA FINANCIAL, INC. MFA · Entity 5045 | Tax withholdingCommon Stock | 12,393 | $7.83 | $97,037.19 |
DisclosureSEC source: 0001104659-19-075000 · a4.xml · nonDerivative · entry 2 Yadav Sunil · CIK 0001537539 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 323,452.772 F2 · shares: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the receipt by the Reporting Person of the shares described in Note 1 above. Read SEC document |
| December 18, 2019 Filed Dec 20, 2019 21:11 UTC | MFA FINANCIAL, INC. MFA · Entity 5045 | GrantCommon Stock | 25,306 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-19-075000 · a4.xml · nonDerivative · entry 1 Yadav Sunil · CIK 0001537539 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 335,845.772 F1 · shares: The shares acquired by the Reporting Person were received as a portion of the Reporting Person's annual incentive compensation and are fully vested as of the date of grant. The net shares acquired (i.e., net of the surrender of a portion of the shares acquired in order to satisfy tax obligations (as described in Note 2 below)) are subject to a three-year holding period and may not be sold or otherwise transferred prior to December 18, 2022. Read SEC document |
| January 15, 2019 Filed Jan 17, 2019 21:33 UTC | MFA FINANCIAL, INC. MFA · Entity 5045 | Exercise / conversionPhantom Shares · Derivative | 17,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-19-002304 · a4.xml · derivative · entry 5 Yadav Sunil · CIK 0001537539 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,000 Underlying: Common Stock · 17,500 shares Expires 2019-01-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Settlement of performance-based restricted stock units (i.e., phantom stock) ("PRSUs") granted to the Reporting Person in January 2016. Each phantom share is the economic equivalent of one share of common stock of MFA Financial, Inc. Each phantom share was settled in one share of common stock of MFA Financial, Inc. F6 · kind: Settlement of performance-based restricted stock units (i.e., phantom stock) ("PRSUs") granted to the Reporting Person in January 2016. Each phantom share is the economic equivalent of one share of common stock of MFA Financial, Inc. Each phantom share was settled in one share of common stock of MFA Financial, Inc. F7 · shares: The number of PRSUs reported in Table II represents the target number of PRSUs that were granted to the reporting person in January 2016. Per the terms of the award agreement governing the PRSUs, the number of underlying shares of MFA common stock that the recipient ultimately became entitled to receive at the time of vesting ranged from 0% to 200% of the target number of PRSUs granted, subject to the achievement of a pre-established performance metric. The vesting of these PRSUs was based on MFA's total stockholder return for the three years ended December 31, 2018. F8 · shares: The Compensation Committee of the Board of Directors of MFA Financial, Inc. has confirmed and certified that the PRSUs vested at a level above target, as reflected in Table I above (see Note 3). In addition, per the terms of the award agreement governing the PRSUs, the number of PRSUs that vested was adjusted to reflect the value of any dividends paid on MFA's common stock during the performance period in respect of the number of PRSUs that ultimately vested. F6 · price: Settlement of performance-based restricted stock units (i.e., phantom stock) ("PRSUs") granted to the Reporting Person in January 2016. Each phantom share is the economic equivalent of one share of common stock of MFA Financial, Inc. Each phantom share was settled in one share of common stock of MFA Financial, Inc. F7 · derivative.underlying_shares: The number of PRSUs reported in Table II represents the target number of PRSUs that were granted to the reporting person in January 2016. Per the terms of the award agreement governing the PRSUs, the number of underlying shares of MFA common stock that the recipient ultimately became entitled to receive at the time of vesting ranged from 0% to 200% of the target number of PRSUs granted, subject to the achievement of a pre-established performance metric. The vesting of these PRSUs was based on MFA's total stockholder return for the three years ended December 31, 2018. F8 · derivative.underlying_shares: The Compensation Committee of the Board of Directors of MFA Financial, Inc. has confirmed and certified that the PRSUs vested at a level above target, as reflected in Table I above (see Note 3). In addition, per the terms of the award agreement governing the PRSUs, the number of PRSUs that vested was adjusted to reflect the value of any dividends paid on MFA's common stock during the performance period in respect of the number of PRSUs that ultimately vested. Read SEC document |
| January 15, 2019 Filed Jan 17, 2019 21:33 UTC | MFA FINANCIAL, INC. MFA · Entity 5045 | Exercise / conversionPhantom Shares · Derivative | 17,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-19-002304 · a4.xml · derivative · entry 4 Yadav Sunil · CIK 0001537539 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,500 Underlying: Common Stock · 17,500 shares Expires 2019-01-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Settlement of time-based restricted stock units (i.e., phantom stock) granted to the Reporting Person in January 2016. Each phantom share is the economic equivalent of one share of common stock of MFA Financial, Inc. Each phantom share was settled in one share of common stock of MFA Financial, Inc. F5 · kind: Settlement of time-based restricted stock units (i.e., phantom stock) granted to the Reporting Person in January 2016. Each phantom share is the economic equivalent of one share of common stock of MFA Financial, Inc. Each phantom share was settled in one share of common stock of MFA Financial, Inc. F5 · price: Settlement of time-based restricted stock units (i.e., phantom stock) granted to the Reporting Person in January 2016. Each phantom share is the economic equivalent of one share of common stock of MFA Financial, Inc. Each phantom share was settled in one share of common stock of MFA Financial, Inc. Read SEC document |
| January 15, 2019 Filed Jan 17, 2019 21:33 UTC | MFA FINANCIAL, INC. MFA · Entity 5045 | Tax withholdingCommon Stock | 31,714 | $7.05 | $223,583.70 |
DisclosureSEC source: 0001104659-19-002304 · a4.xml · nonDerivative · entry 3 Yadav Sunil · CIK 0001537539 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 310,539.772 F4 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the settlement of phantom shares described in Notes 1 and 3 above. Read SEC document |
| January 15, 2019 Filed Jan 17, 2019 21:33 UTC | MFA FINANCIAL, INC. MFA · Entity 5045 | Exercise / conversionCommon Stock | 47,261 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-19-002304 · a4.xml · nonDerivative · entry 2 Yadav Sunil · CIK 0001537539 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 342,253.772 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: Shares acquired in connection with the settlement of performance-based restricted stock units (i.e., phantom stock) ("PRSUs") granted to the Reporting Person in January 2016 as discussed in Notes 6, 7 and 8 below. The number of shares reported includes 12,492 shares representing the settlement (in the form of additional shares of common stock) of dividend equivalents that accrued during the three-year performance period ended December 31, 2018 in respect of the PRSUs that vested and whose settlement is reported herein. F2 · price: Each phantom share is the economic equivalent of one share of common stock of MFA Financial, Inc. Each phantom share was settled in one share of common stock of MFA Financial, Inc. Read SEC document |
| January 15, 2019 Filed Jan 17, 2019 21:33 UTC | MFA FINANCIAL, INC. MFA · Entity 5045 | Exercise / conversionCommon Stock | 17,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-19-002304 · a4.xml · nonDerivative · entry 1 Yadav Sunil · CIK 0001537539 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 294,992.772 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Shares acquired pursuant to the settlement of time-based restricted stock units (i.e., phantom stock) granted to the Reporting Person in January 2016. F2 · price: Each phantom share is the economic equivalent of one share of common stock of MFA Financial, Inc. Each phantom share was settled in one share of common stock of MFA Financial, Inc. Read SEC document |
| December 12, 2018 Filed Dec 14, 2018 21:19 UTC | MFA FINANCIAL, INC. MFA · Entity 5045 | Tax withholdingCommon Stock | 15,909 | $7.01 | $111,522.09 |
DisclosureSEC source: 0001104659-18-073100 · a4.xml · nonDerivative · entry 2 Yadav Sunil · CIK 0001537539 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 277,492.772 F3 · shares: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the receipt by the Reporting Person of the shares described in Note 1 above. Read SEC document |
| December 12, 2018 Filed Dec 14, 2018 21:19 UTC | MFA FINANCIAL, INC. MFA · Entity 5045 | GrantCommon Stock | 32,487 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-18-073100 · a4.xml · nonDerivative · entry 1 Yadav Sunil · CIK 0001537539 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 293,401.772 F1 · shares: The shares acquired by the Reporting Person were received as a portion of the Reporting Person's annual incentive compensation and are fully vested as of the date of grant. The net shares acquired (i.e., net of the surrender of a portion of the shares acquired in order to satisfy tax obligations (as described in Note 3 below)) are subject to a three-year holding period and may not be sold or otherwise transferred prior to December 12, 2021. F2 · balance_after: Includes 49.772 shares acquired under the dividend reinvestment feature of the MFA Financial, Inc. Discount Waiver, Direct Stock Purchase and Dividend Reinvestment Plan. Read SEC document |
| March 28, 2018 Filed Mar 29, 2018 17:43 UTC | MFA FINANCIAL, INC. MFA · Entity 5045 | GrantPhantom Shares · Derivative | 24,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-18-021211 · a4.xml · derivative · entry 2 Yadav Sunil · CIK 0001537539 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,000 Underlying: Common Stock · 24,000 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom share represents the right to receive one share of MFA Financial, Inc. common stock. F3 · shares: These phantom shares are performance-based equity awards. The number of phantom shares reported represents the target number of phantom shares granted. The number of underlying shares of MFA common stock that the recipient becomes entitled to receive at the time of vesting will generally range from 0% to 200% of the target number of phantom shares granted, subject to the achievement of a pre-established performance metric. The vesting of these phantom shares will generally occur on December 31, 2020, based on MFA's absolute total stockholder return (TSR) and MFA's TSR as compared to the TSR of a designated peer group of companies, in each case for the three years then ended. F4 · shares: The number of phantom shares to vest will be adjusted to reflect the value of any dividends paid on MFA's common stock during the vesting period in respect of the number of phantom shares that ultimately vest. The phantom shares will be settled in an equivalent number of shares of MFA common stock within 30 days following the vesting date. F3 · derivative.exercise_date: These phantom shares are performance-based equity awards. The number of phantom shares reported represents the target number of phantom shares granted. The number of underlying shares of MFA common stock that the recipient becomes entitled to receive at the time of vesting will generally range from 0% to 200% of the target number of phantom shares granted, subject to the achievement of a pre-established performance metric. The vesting of these phantom shares will generally occur on December 31, 2020, based on MFA's absolute total stockholder return (TSR) and MFA's TSR as compared to the TSR of a designated peer group of companies, in each case for the three years then ended. F4 · derivative.exercise_date: The number of phantom shares to vest will be adjusted to reflect the value of any dividends paid on MFA's common stock during the vesting period in respect of the number of phantom shares that ultimately vest. The phantom shares will be settled in an equivalent number of shares of MFA common stock within 30 days following the vesting date. F3 · derivative.expiration_date: These phantom shares are performance-based equity awards. The number of phantom shares reported represents the target number of phantom shares granted. The number of underlying shares of MFA common stock that the recipient becomes entitled to receive at the time of vesting will generally range from 0% to 200% of the target number of phantom shares granted, subject to the achievement of a pre-established performance metric. The vesting of these phantom shares will generally occur on December 31, 2020, based on MFA's absolute total stockholder return (TSR) and MFA's TSR as compared to the TSR of a designated peer group of companies, in each case for the three years then ended. F4 · derivative.expiration_date: The number of phantom shares to vest will be adjusted to reflect the value of any dividends paid on MFA's common stock during the vesting period in respect of the number of phantom shares that ultimately vest. The phantom shares will be settled in an equivalent number of shares of MFA common stock within 30 days following the vesting date. F3 · derivative.underlying_shares: These phantom shares are performance-based equity awards. The number of phantom shares reported represents the target number of phantom shares granted. The number of underlying shares of MFA common stock that the recipient becomes entitled to receive at the time of vesting will generally range from 0% to 200% of the target number of phantom shares granted, subject to the achievement of a pre-established performance metric. The vesting of these phantom shares will generally occur on December 31, 2020, based on MFA's absolute total stockholder return (TSR) and MFA's TSR as compared to the TSR of a designated peer group of companies, in each case for the three years then ended. F4 · derivative.underlying_shares: The number of phantom shares to vest will be adjusted to reflect the value of any dividends paid on MFA's common stock during the vesting period in respect of the number of phantom shares that ultimately vest. The phantom shares will be settled in an equivalent number of shares of MFA common stock within 30 days following the vesting date. Read SEC document |
| March 28, 2018 Filed Mar 29, 2018 17:43 UTC | MFA FINANCIAL, INC. MFA · Entity 5045 | GrantPhantom Shares · Derivative | 16,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-18-021211 · a4.xml · derivative · entry 1 Yadav Sunil · CIK 0001537539 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,000 Underlying: Common Stock · 16,000 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom share represents the right to receive one share of MFA Financial, Inc. common stock. F2 · derivative.exercise_date: These phantom shares are scheduled to vest, subject to forfeiture, on December 31, 2020, and thereafter will be settled in an equivalent number of shares of MFA common stock within 30 days following the vesting date. F2 · derivative.expiration_date: These phantom shares are scheduled to vest, subject to forfeiture, on December 31, 2020, and thereafter will be settled in an equivalent number of shares of MFA common stock within 30 days following the vesting date. Read SEC document |
| February 01, 2018 Filed Feb 4, 2019 21:31 UTC | MFA FINANCIAL, INC. MFA · Entity 5045 | GrantPhantom Shares · Derivative | 24,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-19-005542 · a4.xml · derivative · entry 2 Yadav Sunil · CIK 0001537539 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,000 Underlying: Common Stock · 24,000 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom share represents the right to receive one share of MFA Financial, Inc. common stock. F3 · shares: These phantom shares are performance-based equity awards. The number of phantom shares reported represents the target number of phantom shares granted. The number of underlying shares of MFA common stock that the recipient becomes entitled to receive at the time of vesting will generally range from 0% to 200% of the target number of phantom shares granted, subject to the achievement of a pre-established performance metric. The vesting of these phantom shares will generally occur on December 31, 2021, based on MFA's absolute total stockholder return (TSR) and MFA's TSR as compared to the TSR of a designated peer group of companies, in each case for the three years then ended. F4 · shares: The number of phantom shares to vest will be adjusted to reflect the value of any dividends paid on MFA's common stock during the vesting period in respect of the number of phantom shares that ultimately vest. The phantom shares will be settled in an equivalent number of shares of MFA common stock within 30 days following the vesting date. F3 · derivative.exercise_date: These phantom shares are performance-based equity awards. The number of phantom shares reported represents the target number of phantom shares granted. The number of underlying shares of MFA common stock that the recipient becomes entitled to receive at the time of vesting will generally range from 0% to 200% of the target number of phantom shares granted, subject to the achievement of a pre-established performance metric. The vesting of these phantom shares will generally occur on December 31, 2021, based on MFA's absolute total stockholder return (TSR) and MFA's TSR as compared to the TSR of a designated peer group of companies, in each case for the three years then ended. F4 · derivative.exercise_date: The number of phantom shares to vest will be adjusted to reflect the value of any dividends paid on MFA's common stock during the vesting period in respect of the number of phantom shares that ultimately vest. The phantom shares will be settled in an equivalent number of shares of MFA common stock within 30 days following the vesting date. F3 · derivative.expiration_date: These phantom shares are performance-based equity awards. The number of phantom shares reported represents the target number of phantom shares granted. The number of underlying shares of MFA common stock that the recipient becomes entitled to receive at the time of vesting will generally range from 0% to 200% of the target number of phantom shares granted, subject to the achievement of a pre-established performance metric. The vesting of these phantom shares will generally occur on December 31, 2021, based on MFA's absolute total stockholder return (TSR) and MFA's TSR as compared to the TSR of a designated peer group of companies, in each case for the three years then ended. F4 · derivative.expiration_date: The number of phantom shares to vest will be adjusted to reflect the value of any dividends paid on MFA's common stock during the vesting period in respect of the number of phantom shares that ultimately vest. The phantom shares will be settled in an equivalent number of shares of MFA common stock within 30 days following the vesting date. F3 · derivative.underlying_shares: These phantom shares are performance-based equity awards. The number of phantom shares reported represents the target number of phantom shares granted. The number of underlying shares of MFA common stock that the recipient becomes entitled to receive at the time of vesting will generally range from 0% to 200% of the target number of phantom shares granted, subject to the achievement of a pre-established performance metric. The vesting of these phantom shares will generally occur on December 31, 2021, based on MFA's absolute total stockholder return (TSR) and MFA's TSR as compared to the TSR of a designated peer group of companies, in each case for the three years then ended. F4 · derivative.underlying_shares: The number of phantom shares to vest will be adjusted to reflect the value of any dividends paid on MFA's common stock during the vesting period in respect of the number of phantom shares that ultimately vest. The phantom shares will be settled in an equivalent number of shares of MFA common stock within 30 days following the vesting date. Read SEC document |
| February 01, 2018 Filed Feb 4, 2019 21:31 UTC | MFA FINANCIAL, INC. MFA · Entity 5045 | GrantPhantom Shares · Derivative | 16,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-19-005542 · a4.xml · derivative · entry 1 Yadav Sunil · CIK 0001537539 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,000 Underlying: Common Stock · 16,000 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom share represents the right to receive one share of MFA Financial, Inc. common stock. F2 · derivative.exercise_date: These phantom shares are scheduled to vest, subject to forfeiture, on December 31, 2021, and thereafter will be settled in an equivalent number of shares of MFA common stock within 30 days following the vesting date. F2 · derivative.expiration_date: These phantom shares are scheduled to vest, subject to forfeiture, on December 31, 2021, and thereafter will be settled in an equivalent number of shares of MFA common stock within 30 days following the vesting date. Read SEC document |
| January 12, 2018 Filed Jan 17, 2018 19:23 UTC | MFA FINANCIAL, INC. MFA · Entity 5045 | Exercise / conversionPhantom Shares · Derivative | 17,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-18-002601 · a4.xml · derivative · entry 5 Yadav Sunil · CIK 0001537539 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,000 Underlying: Common Stock · 17,500 shares Expires 2018-01-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Settlement of performance-based restricted stock units (i.e., phantom stock) ("PRSUs") granted to the Reporting Person in January 2015. Each phantom share is the economic equivalent of one share of common stock of MFA Financial, Inc. Each phantom share was settled in one share of common stock of MFA Financial, Inc. F6 · kind: Settlement of performance-based restricted stock units (i.e., phantom stock) ("PRSUs") granted to the Reporting Person in January 2015. Each phantom share is the economic equivalent of one share of common stock of MFA Financial, Inc. Each phantom share was settled in one share of common stock of MFA Financial, Inc. F7 · shares: The number of PRSUs reported in Table II represents the target number of PRSUs that were granted to the reporting person in January 2015. Per the terms of the award agreement governing the PRSUs, the number of underlying shares of MFA common stock that the recipient ultimately became entitled to receive at the time of vesting ranged from 0% to 200% of the target number of PRSUs granted, subject to the achievement of a pre-established performance metric. The vesting of these PRSUs was based on MFA's total stockholder return for the three years ended December 31, 2017. F8 · shares: The Compensation Committee of the Board of Directors of MFA Financial, Inc. has confirmed and certified that the PRSUs vested at a level above target, as reflected in Table I above (see Note 3). In addition, per the terms of the award agreement governing the PRSUs, the number of PRSUs that vested was adjusted to reflect the value of any dividends paid on MFA's common stock during the performance period in respect of the number of PRSUs that ultimately vested. F6 · price: Settlement of performance-based restricted stock units (i.e., phantom stock) ("PRSUs") granted to the Reporting Person in January 2015. Each phantom share is the economic equivalent of one share of common stock of MFA Financial, Inc. Each phantom share was settled in one share of common stock of MFA Financial, Inc. F7 · derivative.underlying_shares: The number of PRSUs reported in Table II represents the target number of PRSUs that were granted to the reporting person in January 2015. Per the terms of the award agreement governing the PRSUs, the number of underlying shares of MFA common stock that the recipient ultimately became entitled to receive at the time of vesting ranged from 0% to 200% of the target number of PRSUs granted, subject to the achievement of a pre-established performance metric. The vesting of these PRSUs was based on MFA's total stockholder return for the three years ended December 31, 2017. F8 · derivative.underlying_shares: The Compensation Committee of the Board of Directors of MFA Financial, Inc. has confirmed and certified that the PRSUs vested at a level above target, as reflected in Table I above (see Note 3). In addition, per the terms of the award agreement governing the PRSUs, the number of PRSUs that vested was adjusted to reflect the value of any dividends paid on MFA's common stock during the performance period in respect of the number of PRSUs that ultimately vested. Read SEC document |
| January 12, 2018 Filed Jan 17, 2018 19:23 UTC | MFA FINANCIAL, INC. MFA · Entity 5045 | Exercise / conversionPhantom Shares · Derivative | 17,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-18-002601 · a4.xml · derivative · entry 4 Yadav Sunil · CIK 0001537539 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,500 Underlying: Common Stock · 17,500 shares Expires 2018-01-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Settlement of time-based restricted stock units (i.e., phantom stock) granted to the Reporting Person in January 2015. Each phantom share is the economic equivalent of one share of common stock of MFA Financial, Inc. Each phantom share was settled in one share of common stock of MFA Financial, Inc. F5 · kind: Settlement of time-based restricted stock units (i.e., phantom stock) granted to the Reporting Person in January 2015. Each phantom share is the economic equivalent of one share of common stock of MFA Financial, Inc. Each phantom share was settled in one share of common stock of MFA Financial, Inc. F5 · price: Settlement of time-based restricted stock units (i.e., phantom stock) granted to the Reporting Person in January 2015. Each phantom share is the economic equivalent of one share of common stock of MFA Financial, Inc. Each phantom share was settled in one share of common stock of MFA Financial, Inc. Read SEC document |
| January 12, 2018 Filed Jan 17, 2018 19:23 UTC | MFA FINANCIAL, INC. MFA · Entity 5045 | Tax withholdingCommon Stock | 23,447 | $7.80 | $182,886.60 |
DisclosureSEC source: 0001104659-18-002601 · a4.xml · nonDerivative · entry 3 Yadav Sunil · CIK 0001537539 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 260,865 F4 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the settlement of phantom shares described in Notes 1 and 3 above. Read SEC document |
| January 12, 2018 Filed Jan 17, 2018 19:23 UTC | MFA FINANCIAL, INC. MFA · Entity 5045 | Exercise / conversionCommon Stock | 30,379 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-18-002601 · a4.xml · nonDerivative · entry 2 Yadav Sunil · CIK 0001537539 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 284,312 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: Shares acquired in connection with the settlement of performance-based restricted stock units (i.e., phantom stock) ("PRSUs") granted to the Reporting Person in January 2015 as discussed in Notes 6, 7 and 8 below. The number of shares reported includes 7,065 shares representing the settlement (in the form of additional shares of common stock) of dividend equivalents that accrued during the three-year performance period ended December 31, 2017 in respect of the PRSUs that vested and whose settlement is reported herein. F2 · price: Each phantom share is the economic equivalent of one share of common stock of MFA Financial, Inc. Each phantom share was settled in one share of common stock of MFA Financial, Inc. Read SEC document |
| January 12, 2018 Filed Jan 17, 2018 19:23 UTC | MFA FINANCIAL, INC. MFA · Entity 5045 | Exercise / conversionCommon Stock | 17,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-18-002601 · a4.xml · nonDerivative · entry 1 Yadav Sunil · CIK 0001537539 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 253,933 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Shares acquired pursuant to the settlement of time-based restricted stock units (i.e., phantom stock) granted to the Reporting Person in January 2015. F2 · price: Each phantom share is the economic equivalent of one share of common stock of MFA Financial, Inc. Each phantom share was settled in one share of common stock of MFA Financial, Inc. Read SEC document |
| December 13, 2017 Filed Dec 15, 2017 19:07 UTC | MFA FINANCIAL, INC. MFA · Entity 5045 | Tax withholdingCommon Stock | 9,621 | $8.07 | $77,641.47 |
DisclosureSEC source: 0001104659-17-073586 · a4.xml · nonDerivative · entry 2 Yadav Sunil · CIK 0001537539 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 236,433 F2 · shares: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the receipt by the Reporting Person of the shares described in Note 1 above. Read SEC document |
| December 13, 2017 Filed Dec 15, 2017 19:07 UTC | MFA FINANCIAL, INC. MFA · Entity 5045 | GrantCommon Stock | 18,656 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-17-073586 · a4.xml · nonDerivative · entry 1 Yadav Sunil · CIK 0001537539 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 246,054 F1 · shares: The shares acquired by the Reporting Person were received as a portion of the Reporting Person's annual incentive compensation and are fully vested as of the date of grant. The net shares acquired (i.e., net of the surrender of a portion of the shares acquired in order to satisfy tax obligations (as described in Note 2 below)) are subject to a three-year holding period and may not be sold or otherwise transferred prior to December 13, 2020. Read SEC document |
| January 13, 2017 Filed Jan 18, 2017 15:54 UTC | MFA FINANCIAL, INC. MFA · Entity 5045 | Exercise / conversionPhantom Shares · Derivative | 17,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-17-002711 · a4.xml · derivative · entry 5 Yadav Sunil · CIK 0001537539 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,000 Underlying: Common Stock · 17,500 shares Expires 2017-01-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Settlement of performance-based restricted stock units (i.e., phantom stock) ("PRSUs") granted to the Reporting Person in January 2014. Each phantom share is the economic equivalent of one share of common stock of MFA Financial, Inc. Each phantom share was settled in one share of common stock of MFA Financial, Inc. F6 · kind: Settlement of performance-based restricted stock units (i.e., phantom stock) ("PRSUs") granted to the Reporting Person in January 2014. Each phantom share is the economic equivalent of one share of common stock of MFA Financial, Inc. Each phantom share was settled in one share of common stock of MFA Financial, Inc. F7 · shares: The number of PRSUs reported in Table II represents the target number of PRSUs that were granted to the reporting person in January 2014. Per the terms of the award agreement governing the PRSUs, the number of underlying shares of MFA common stock that the recipient ultimately became entitled to receive at the time of vesting ranged from 0% to 200% of the target number of PRSUs granted, subject to the achievement of a pre-established performance metric. The vesting of these PRSUs was based on MFA's total stockholder return for the three years ended December 31, 2016. The Compensation Committee of the Board of Directors of MFA Financial, Inc. has confirmed and certified that the PRSUs vested at a level above target, as reflected in Table I above (see Note 3). F8 · shares: In addition, per the terms of the award agreement governing the PRSUs, the number of PRSUs that vested was adjusted to reflect the value of any dividends paid on MFA's common stock during the performance period in respect of the number of PRSUs that ultimately vested. F6 · price: Settlement of performance-based restricted stock units (i.e., phantom stock) ("PRSUs") granted to the Reporting Person in January 2014. Each phantom share is the economic equivalent of one share of common stock of MFA Financial, Inc. Each phantom share was settled in one share of common stock of MFA Financial, Inc. F7 · derivative.underlying_shares: The number of PRSUs reported in Table II represents the target number of PRSUs that were granted to the reporting person in January 2014. Per the terms of the award agreement governing the PRSUs, the number of underlying shares of MFA common stock that the recipient ultimately became entitled to receive at the time of vesting ranged from 0% to 200% of the target number of PRSUs granted, subject to the achievement of a pre-established performance metric. The vesting of these PRSUs was based on MFA's total stockholder return for the three years ended December 31, 2016. The Compensation Committee of the Board of Directors of MFA Financial, Inc. has confirmed and certified that the PRSUs vested at a level above target, as reflected in Table I above (see Note 3). F8 · derivative.underlying_shares: In addition, per the terms of the award agreement governing the PRSUs, the number of PRSUs that vested was adjusted to reflect the value of any dividends paid on MFA's common stock during the performance period in respect of the number of PRSUs that ultimately vested. Read SEC document |
| January 13, 2017 Filed Jan 18, 2017 15:54 UTC | MFA FINANCIAL, INC. MFA · Entity 5045 | Exercise / conversionPhantom Shares · Derivative | 17,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-17-002711 · a4.xml · derivative · entry 4 Yadav Sunil · CIK 0001537539 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,500 Underlying: Common Stock · 17,500 shares Expires 2017-01-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Settlement of time-based restricted stock units (i.e., phantom stock) granted to the Reporting Person in January 2014. Each phantom share is the economic equivalent of one share of common stock of MFA Financial, Inc. Each phantom share was settled in one share of common stock of MFA Financial, Inc. F5 · kind: Settlement of time-based restricted stock units (i.e., phantom stock) granted to the Reporting Person in January 2014. Each phantom share is the economic equivalent of one share of common stock of MFA Financial, Inc. Each phantom share was settled in one share of common stock of MFA Financial, Inc. F5 · price: Settlement of time-based restricted stock units (i.e., phantom stock) granted to the Reporting Person in January 2014. Each phantom share is the economic equivalent of one share of common stock of MFA Financial, Inc. Each phantom share was settled in one share of common stock of MFA Financial, Inc. Read SEC document |
| January 13, 2017 Filed Jan 18, 2017 15:54 UTC | MFA FINANCIAL, INC. MFA · Entity 5045 | Tax withholdingCommon Stock | 29,478 | $7.83 | $230,812.74 |
DisclosureSEC source: 0001104659-17-002711 · a4.xml · nonDerivative · entry 3 Yadav Sunil · CIK 0001537539 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 227,398 F4 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the settlement of phantom shares described in Notes 1 and 3 above. Read SEC document |
| January 13, 2017 Filed Jan 18, 2017 15:54 UTC | MFA FINANCIAL, INC. MFA · Entity 5045 | Exercise / conversionCommon Stock | 39,660 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-17-002711 · a4.xml · nonDerivative · entry 2 Yadav Sunil · CIK 0001537539 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 256,876 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: Shares acquired in connection with the settlement of performance-based restricted stock units (i.e., phantom stock) ("PRSUs") granted to the Reporting Person in January 2014 as discussed in Notes 6, 7 and 8 below. The number of shares reported includes 9,490 shares representing the settlement (in the form of additional shares of common stock) of dividend equivalents that accrued during the three-year performance period ended December 31, 2016 in respect of the PRSUs that vested and whose settlement is reported herein. F2 · price: Each phantom share is the economic equivalent of one share of common stock of MFA Financial, Inc. Each phantom share was settled in one share of common stock of MFA Financial, Inc. Read SEC document |
| January 13, 2017 Filed Jan 18, 2017 15:54 UTC | MFA FINANCIAL, INC. MFA · Entity 5045 | Exercise / conversionCommon Stock | 17,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-17-002711 · a4.xml · nonDerivative · entry 1 Yadav Sunil · CIK 0001537539 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 217,216 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Shares acquired pursuant to the settlement of time-based restricted stock units (i.e., phantom stock) granted to the Reporting Person in January 2014. F2 · price: Each phantom share is the economic equivalent of one share of common stock of MFA Financial, Inc. Each phantom share was settled in one share of common stock of MFA Financial, Inc. Read SEC document |
| January 11, 2017 Filed Jan 13, 2017 16:43 UTC | MFA FINANCIAL, INC. MFA · Entity 5045 | GrantPhantom Shares · Derivative | 22,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-17-002237 · a4.xml · derivative · entry 2 Yadav Sunil · CIK 0001537539 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,000 Underlying: Common Stock · 22,500 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom share represents the right to receive one share of MFA Financial, Inc. common stock. F3 · shares: These phantom shares are performance-based equity awards. The number of phantom shares reported represents the target number of phantom shares granted. The number of underlying shares of MFA common stock that the recipient becomes entitled to receive at the time of vesting will generally range from 0% to 200% of the target number of phantom shares granted, subject to the achievement of a pre-established performance metric. F4 · shares: The vesting of these phantom shares will generally occur on December 31, 2019, based on MFA's absolute total stockholder return (TSR) and MFA's TSR as compared to the TSR of a designated peer group of companies, in each case for the three years then ended. The number of phantom shares to vest will be adjusted to reflect the value of any dividends paid on MFA's common stock during the vesting period in respect of the number of phantom shares that ultimately vest. The phantom shares will be settled in an equivalent number of shares of MFA common stock within 30 days following the vesting date. F3 · derivative.exercise_date: These phantom shares are performance-based equity awards. The number of phantom shares reported represents the target number of phantom shares granted. The number of underlying shares of MFA common stock that the recipient becomes entitled to receive at the time of vesting will generally range from 0% to 200% of the target number of phantom shares granted, subject to the achievement of a pre-established performance metric. F4 · derivative.exercise_date: The vesting of these phantom shares will generally occur on December 31, 2019, based on MFA's absolute total stockholder return (TSR) and MFA's TSR as compared to the TSR of a designated peer group of companies, in each case for the three years then ended. The number of phantom shares to vest will be adjusted to reflect the value of any dividends paid on MFA's common stock during the vesting period in respect of the number of phantom shares that ultimately vest. The phantom shares will be settled in an equivalent number of shares of MFA common stock within 30 days following the vesting date. F3 · derivative.expiration_date: These phantom shares are performance-based equity awards. The number of phantom shares reported represents the target number of phantom shares granted. The number of underlying shares of MFA common stock that the recipient becomes entitled to receive at the time of vesting will generally range from 0% to 200% of the target number of phantom shares granted, subject to the achievement of a pre-established performance metric. F4 · derivative.expiration_date: The vesting of these phantom shares will generally occur on December 31, 2019, based on MFA's absolute total stockholder return (TSR) and MFA's TSR as compared to the TSR of a designated peer group of companies, in each case for the three years then ended. The number of phantom shares to vest will be adjusted to reflect the value of any dividends paid on MFA's common stock during the vesting period in respect of the number of phantom shares that ultimately vest. The phantom shares will be settled in an equivalent number of shares of MFA common stock within 30 days following the vesting date. F3 · derivative.underlying_shares: These phantom shares are performance-based equity awards. The number of phantom shares reported represents the target number of phantom shares granted. The number of underlying shares of MFA common stock that the recipient becomes entitled to receive at the time of vesting will generally range from 0% to 200% of the target number of phantom shares granted, subject to the achievement of a pre-established performance metric. F4 · derivative.underlying_shares: The vesting of these phantom shares will generally occur on December 31, 2019, based on MFA's absolute total stockholder return (TSR) and MFA's TSR as compared to the TSR of a designated peer group of companies, in each case for the three years then ended. The number of phantom shares to vest will be adjusted to reflect the value of any dividends paid on MFA's common stock during the vesting period in respect of the number of phantom shares that ultimately vest. The phantom shares will be settled in an equivalent number of shares of MFA common stock within 30 days following the vesting date. Read SEC document |
| January 11, 2017 Filed Jan 13, 2017 16:43 UTC | MFA FINANCIAL, INC. MFA · Entity 5045 | GrantPhantom Shares · Derivative | 17,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-17-002237 · a4.xml · derivative · entry 1 Yadav Sunil · CIK 0001537539 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,500 Underlying: Common Stock · 17,500 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom share represents the right to receive one share of MFA Financial, Inc. common stock. F2 · derivative.exercise_date: These phantom shares are scheduled to vest, subject to forfeiture, on December 31, 2019, and thereafter will be settled in an equivalent number of shares of MFA common stock within 30 days following the vesting date. F2 · derivative.expiration_date: These phantom shares are scheduled to vest, subject to forfeiture, on December 31, 2019, and thereafter will be settled in an equivalent number of shares of MFA common stock within 30 days following the vesting date. Read SEC document |
| December 14, 2016 Filed Dec 16, 2016 17:53 UTC | MFA FINANCIAL, INC. MFA · Entity 5045 | Tax withholdingCommon Stock | 15,469 | $7.66 | $118,492.54 |
DisclosureSEC source: 0001104659-16-162544 · a4.xml · nonDerivative · entry 2 Yadav Sunil · CIK 0001537539 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 199,716 F2 · shares: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the receipt by the Reporting Person of the shares described in Note 1 above. Read SEC document |
| December 14, 2016 Filed Dec 16, 2016 17:53 UTC | MFA FINANCIAL, INC. MFA · Entity 5045 | GrantCommon Stock | 29,996 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-16-162544 · a4.xml · nonDerivative · entry 1 Yadav Sunil · CIK 0001537539 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 215,185 F1 · shares: The shares acquired by the Reporting Person were received as a portion of the Reporting Person's annual incentive compensation and are fully vested as of the date of grant. The net shares acquired (i.e., net of the surrender of a portion of the shares acquired in order to satisfy tax obligations (as described in Note 2 below)) are subject to a three-year holding period and may not be sold or otherwise transferred prior to December 14, 2019. Read SEC document |
| December 12, 2016 Filed Dec 14, 2016 19:39 UTC | MFA FINANCIAL, INC. MFA · Entity 5045 | Tax withholdingCommon Stock | 2,264 | $7.88 | $17,840.32 |
DisclosureSEC source: 0001104659-16-162051 · a4.xml · nonDerivative · entry 1 Yadav Sunil · CIK 0001537539 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 185,189 F1 · shares: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of restricted stock previously granted to the Reporting Person. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.