person · Reporting owner
Park City Capital, LLC
Disclosed activity across 2 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| REGIONAL HEALTH PROPERTIES, INCRHE · Entity 8343 | Director | April 24, 2018 | April 26, 2018 |
| Resonant IncRESN · Entity 128713 | Director | February 11, 2020 | February 13, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
REGIONAL HEALTH PROPERTIES, INC
Report date April 24, 2018 · Filed April 26, 2018
Jointly reported with Fox Michael J
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 185,908 |
Reported balance
After 2018-04-24 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2018-04-24 · Grant · Acquired 125,166 · Balance 185,908 F1: Restricted stock granted pursuant to the 2011 Stock Incentive Plan and in respect of 2018 compensation. F2: The shares of restricted stock will vest over a three-year period on the following schedule: (1) 41,722 shares on January 1, 2019; (2) 41,722 shares on January 1, 2020; and (3) 41,722 shares on January 1, 2021. |
| Common StockSEC Table I · non-derivative | IndirectBy Park City Capital, LLC | 750,000 |
Reported balance
Holding disclosure · report date 2018-04-24 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 750,000 F3: As the managing member of Park City Capital, LLC, Mr. Fox may be deemed to have beneficial ownership of the shares held by Park City Capital Offshore Master, Ltd. and Park City Special Opportunity Fund, LP, with respect to which Park City Capital, LLC, the investment manager to the funds, may be deemed to have beneficial ownership. F4: Does not include warrants. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock granted pursuant to the 2011 Stock Incentive Plan and in respect of 2018 compensation.
F2: The shares of restricted stock will vest over a three-year period on the following schedule: (1) 41,722 shares on January 1, 2019; (2) 41,722 shares on January 1, 2020; and (3) 41,722 shares on January 1, 2021.
F3: As the managing member of Park City Capital, LLC, Mr. Fox may be deemed to have beneficial ownership of the shares held by Park City Capital Offshore Master, Ltd. and Park City Special Opportunity Fund, LP, with respect to which Park City Capital, LLC, the investment manager to the funds, may be deemed to have beneficial ownership.
F4: Does not include warrants.
Resonant Inc
Report date February 11, 2020 · Filed February 13, 2020
Jointly reported with Fox Michael J
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy Park City Capital Offshore Master, Ltd. | 2,000,000 |
Reported balance
After 2020-02-11 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2020-02-11 · Purchase · Acquired 134,000 · Balance 2,000,000 F1: Represents shares acquired from the Issuer in a public offering at a public offering price of $1.50 per share. F2: Michael J. Fox is the managing member of Park City Capital, LLC, the investment adviser of the fund that directly holds the reported securities. Mr. Fox and Park City Capital, LLC may be deemed to be beneficial owners of the securities directly held by the fund. Each reporting person disclaims beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | Direct | 62,925 |
Reported balance
Holding disclosure · report date 2020-02-11 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 62,925 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 4,664 |
Reported balance
Holding disclosure · report date 2020-02-11 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 4,664 F3: Each restricted stock unit (RSU) represents a contingent right to receive one share of Resonant Inc. common stock. F4: The RSUs were granted on June 12, 2018. The shares vest on the earlier of (i) the day prior to the second annual meeting of stockholders following the grant date and (ii) June 12, 2020. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 36,630 |
Reported balance
Holding disclosure · report date 2020-02-11 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 36,630 F3: Each restricted stock unit (RSU) represents a contingent right to receive one share of Resonant Inc. common stock. F5: The RSUs were granted on June 11, 2019. 50% of the shares vest on the earlier of (i) the day prior to the first annual meeting of stockholders following the grant or (ii) June 11, 2020, and 50% of the shares shall vest on the earlier of (i) the day prior to the second annual meeting of stockholders following the grant and (ii) June 11, 2021. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares acquired from the Issuer in a public offering at a public offering price of $1.50 per share.
F2: Michael J. Fox is the managing member of Park City Capital, LLC, the investment adviser of the fund that directly holds the reported securities. Mr. Fox and Park City Capital, LLC may be deemed to be beneficial owners of the securities directly held by the fund. Each reporting person disclaims beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein.
F3: Each restricted stock unit (RSU) represents a contingent right to receive one share of Resonant Inc. common stock.
F4: The RSUs were granted on June 12, 2018. The shares vest on the earlier of (i) the day prior to the second annual meeting of stockholders following the grant date and (ii) June 12, 2020.
F5: The RSUs were granted on June 11, 2019. 50% of the shares vest on the earlier of (i) the day prior to the first annual meeting of stockholders following the grant or (ii) June 11, 2020, and 50% of the shares shall vest on the earlier of (i) the day prior to the second annual meeting of stockholders following the grant and (ii) June 11, 2021.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 11, 2020 Filed Feb 13, 2020 15:47 UTC | Resonant Inc RESN · Entity 128713 | PurchaseCommon Stock | 134,000 | $1.50 | $201,000.00 |
DisclosureSEC source: 0001104659-20-020135 · tv538194_4.xml · nonDerivative · entry 1 Fox Michael J · CIK 0001589232 · Director Park City Capital, LLC · CIK 0001573572 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Park City Capital Offshore Master, Ltd. Disclosed balance after: 2,000,000 F1 · shares: Represents shares acquired from the Issuer in a public offering at a public offering price of $1.50 per share. F2 · balance_after: Michael J. Fox is the managing member of Park City Capital, LLC, the investment adviser of the fund that directly holds the reported securities. Mr. Fox and Park City Capital, LLC may be deemed to be beneficial owners of the securities directly held by the fund. Each reporting person disclaims beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein. Read SEC document |
| August 09, 2019 Filed Aug 13, 2019 11:52 UTC | Resonant Inc RESN · Entity 128713 | PurchaseCommon Stock | 396,000 | $2.53 | $1,001,880.00 |
DisclosureSEC source: 0001144204-19-039393 · tv527514_4.xml · nonDerivative · entry 1 Fox Michael J · CIK 0001589232 · Director Park City Capital, LLC · CIK 0001573572 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Park City Capital Offshore Master, Ltd. Disclosed balance after: 1,866,000 F1 · shares: Represents shares acquired from the Issuer in a private placement at a purchase price of $2.53 per share. F2 · balance_after: Michael J. Fox is the managing member of Park City Capital, LLC, the investment adviser of the fund that directly holds the reported securities. Mr. Fox and Park City Capital, LLC may be deemed to be beneficial owners of the securities directly held by the fund. Each reporting person disclaims beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein. Read SEC document |
| April 05, 2019 Filed Apr 8, 2019 06:15 UTC | Resonant Inc RESN · Entity 128713 | OtherCommon Stock Warrants (Right to Buy) · Derivative | 335,000 | $0.00 Strike: $2.86 | $0.00 |
DisclosureSEC source: 0001144204-19-018529 · tv518334_form4.xml · derivative · entry 3 Fox Michael J · CIK 0001589232 · Director Park City Capital, LLC · CIK 0001573572 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Park City Capital Offshore Master, Ltd. Disclosed balance after: 0 Underlying: Common Stock · 335,000 shares Expires 2019-04-25 F1 · shares: On April 5, 2019, the Reporting Person exercised warrants to purchase 335,000 shares of Common Stock of the Issuer at an exercise price of $2.86 per share. Read SEC document |
| April 05, 2019 Filed Apr 8, 2019 06:15 UTC | Resonant Inc RESN · Entity 128713 | OtherCommon Stock | 335,000 | $2.86 | $958,100.00 |
DisclosureSEC source: 0001144204-19-018529 · tv518334_form4.xml · nonDerivative · entry 1 Fox Michael J · CIK 0001589232 · Director Park City Capital, LLC · CIK 0001573572 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Park City Capital Offshore Master, Ltd. Disclosed balance after: 1,470,000 F1 · shares: On April 5, 2019, the Reporting Person exercised warrants to purchase 335,000 shares of Common Stock of the Issuer at an exercise price of $2.86 per share. F2 · balance_after: Michael J. Fox is the managing member of Park City Capital, LLC, the investment adviser of the fund that directly holds the reported securities. Mr. Fox and Park City Capital, LLC may be deemed to be beneficial owners of the securities directly held by the fund. Each reporting person disclaims beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein. Read SEC document |
| June 15, 2018 Filed Jun 18, 2018 08:56 UTC | Resonant Inc RESN · Entity 128713 | PurchaseCommon Stock | 19,028 | $5.62 | $106,937.36 |
DisclosureSEC source: 0001144204-18-034510 · tv496618_form4.xml · nonDerivative · entry 2 Fox Michael J · CIK 0001589232 · Director Park City Capital, LLC · CIK 0001573572 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Park City Capital Offshore Master, Ltd. Disclosed balance after: 1,135,000 F4 · price: Includes brokerage commissions of $0.02 per share. F1 · balance_after: Does not include currently exercisable warrants to purchase 335,000 shares of Common Stock of the Issuer held by the fund. F2 · balance_after: Michael J. Fox is the managing member of Park City Capital, LLC, the investment adviser of the fund that directly holds the reported securities. Mr. Fox and Park City Capital, LLC may be deemed to be beneficial owners of the securities directly held by the fund. Each reporting person disclaims beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein. Read SEC document |
| June 14, 2018 Filed Jun 18, 2018 08:56 UTC | Resonant Inc RESN · Entity 128713 | PurchaseCommon Stock | 80,972 | $5.61 | $453,848.06 |
DisclosureSEC source: 0001144204-18-034510 · tv496618_form4.xml · nonDerivative · entry 1 Fox Michael J · CIK 0001589232 · Director Park City Capital, LLC · CIK 0001573572 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Park City Capital Offshore Master, Ltd. Disclosed balance after: 1,115,972 F4 · price: Includes brokerage commissions of $0.02 per share. F5 · price: The price reported represents a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.52 to $5.60. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price. F1 · balance_after: Does not include currently exercisable warrants to purchase 335,000 shares of Common Stock of the Issuer held by the fund. F2 · balance_after: Michael J. Fox is the managing member of Park City Capital, LLC, the investment adviser of the fund that directly holds the reported securities. Mr. Fox and Park City Capital, LLC may be deemed to be beneficial owners of the securities directly held by the fund. Each reporting person disclaims beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein. Read SEC document |
| April 24, 2018 Filed Apr 26, 2018 13:14 UTC | REGIONAL HEALTH PROPERTIES, INC RHE · Entity 8343 | GrantCommon Stock | 125,166 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-18-022525 · tv492095_4.xml · nonDerivative · entry 1 Fox Michael J · CIK 0001589232 · Director Park City Capital, LLC · CIK 0001573572 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 185,908 F1 · shares: Restricted stock granted pursuant to the 2011 Stock Incentive Plan and in respect of 2018 compensation. F2 · shares: The shares of restricted stock will vest over a three-year period on the following schedule: (1) 41,722 shares on January 1, 2019; (2) 41,722 shares on January 1, 2020; and (3) 41,722 shares on January 1, 2021. Read SEC document |
| February 16, 2017 Filed Feb 17, 2017 13:51 UTC | Resonant Inc RESN · Entity 128713 | Exercise / conversionRestricted Stock Units · Derivative | 12,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-17-010155 · a4.xml · derivative · entry 3 Fox Michael J · CIK 0001589232 · Director · 10% owner Park City Capital, LLC · CIK 0001573572 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,000 Underlying: Common Stock · 12,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Resonant Inc. common stock. F3 · derivative.exercise_date: 50% of the shares vested on February 16, 2017 and 50% of the shares vest on February 16, 2018. F3 · derivative.expiration_date: 50% of the shares vested on February 16, 2017 and 50% of the shares vest on February 16, 2018. Read SEC document |
| February 16, 2017 Filed Feb 17, 2017 13:51 UTC | Resonant Inc RESN · Entity 128713 | Exercise / conversionCommon Stock | 12,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-17-010155 · a4.xml · nonDerivative · entry 1 Fox Michael J · CIK 0001589232 · Director · 10% owner Park City Capital, LLC · CIK 0001573572 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,700 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Resonant Inc. common stock. Read SEC document |
| January 09, 2017 Filed Mar 23, 2017 12:08 UTC | REGIONAL HEALTH PROPERTIES, INC ADK · Entity 8343 | Other10% Convertible Subordinated Notes Due April 30, 2017 · Derivative | Not disclosed | Not disclosed | $1,000,000.00 |
DisclosureSEC source: 0001144204-17-016158 · v462510_4.xml · derivative · entry 1 Fox Michael J · CIK 0001589232 · Director Park City Capital, LLC · CIK 0001573572 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Park City Capital, LLC Disclosed balance after: 0 Underlying: Common Stock · 235,294 shares Expires 2017-04-30 F1 · derivative.exercise_price: On January 9, 2017, the Company's cash tender offer for its outstanding 10% Convertible Subordinated Notes Due April 30, 2017 (the "Convertible Notes") at a purchase price equal to $1,000 per $1,000 principal amount of Convertible Notes purchased, plus accrued and unpaid interest on such Convertible Notes up to, but not including, the payment date, expired. The Company accepted for payment all of the Convertible Notes validly tendered. The Reporting Persons tendered all of their Convertible Notes held by Park City Capital Offshore Master, Ltd., the principal amount of which was convertible (at a conversion price equal to $4.25 per share) into 235,294 shares of the Company's common stock, to the Company. F1 · kind: On January 9, 2017, the Company's cash tender offer for its outstanding 10% Convertible Subordinated Notes Due April 30, 2017 (the "Convertible Notes") at a purchase price equal to $1,000 per $1,000 principal amount of Convertible Notes purchased, plus accrued and unpaid interest on such Convertible Notes up to, but not including, the payment date, expired. The Company accepted for payment all of the Convertible Notes validly tendered. The Reporting Persons tendered all of their Convertible Notes held by Park City Capital Offshore Master, Ltd., the principal amount of which was convertible (at a conversion price equal to $4.25 per share) into 235,294 shares of the Company's common stock, to the Company. F1 · price: On January 9, 2017, the Company's cash tender offer for its outstanding 10% Convertible Subordinated Notes Due April 30, 2017 (the "Convertible Notes") at a purchase price equal to $1,000 per $1,000 principal amount of Convertible Notes purchased, plus accrued and unpaid interest on such Convertible Notes up to, but not including, the payment date, expired. The Company accepted for payment all of the Convertible Notes validly tendered. The Reporting Persons tendered all of their Convertible Notes held by Park City Capital Offshore Master, Ltd., the principal amount of which was convertible (at a conversion price equal to $4.25 per share) into 235,294 shares of the Company's common stock, to the Company. F1 · derivative.underlying_shares: On January 9, 2017, the Company's cash tender offer for its outstanding 10% Convertible Subordinated Notes Due April 30, 2017 (the "Convertible Notes") at a purchase price equal to $1,000 per $1,000 principal amount of Convertible Notes purchased, plus accrued and unpaid interest on such Convertible Notes up to, but not including, the payment date, expired. The Company accepted for payment all of the Convertible Notes validly tendered. The Reporting Persons tendered all of their Convertible Notes held by Park City Capital Offshore Master, Ltd., the principal amount of which was convertible (at a conversion price equal to $4.25 per share) into 235,294 shares of the Company's common stock, to the Company. F2 · derivative.underlying_shares: As the managing member of Park City Capital, LLC, Mr. Fox may be deemed to have beneficial ownership of the securities held by Park City Capital Offshore Master, Ltd. and Park City Special Opportunity Fund, LP, with respect to which Park City Capital, LLC, the investment manager to the funds, may be deemed to have beneficial ownership. Read SEC document |
| December 16, 2016 Filed Dec 20, 2016 00:42 UTC | REGIONAL HEALTH PROPERTIES, INC ADK · Entity 8343 | GrantCommon Stock | 24,510 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-16-140359 · v455384_4.xml · nonDerivative · entry 1 Fox Michael J · CIK 0001589232 · Director Park City Capital, LLC · CIK 0001573572 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,742 F1 · shares: Restricted stock granted pursuant to the AdCare Health Systems, Inc.'s 2011 Stock Incentive Plan and in respect of 2017 compensation. F2 · shares: The shares of restricted stock will vest over a three-year period on the following schedule: (1) 8,170 shares on January 1, 2018; (2) 8,170 shares of January 1, 2019; and (3) 8,170 shares on January 1, 2020. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.