Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| COASTAL FINANCIAL CORPCCB · Entity 5197 | EVP & Chief Credit & Risk Off. | February 03, 2020 | February 14, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
COASTAL FINANCIAL CORP
Report date February 03, 2020 · Filed February 14, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 6,808 |
Reported balance
After 2020-02-03 transaction · row 1
1 source rowRow 1 · 2020-02-03 · Grant · Acquired 2,808 · Balance 6,808 F1: Represents award of time-based restricted stock units (RSUs) pursuant to the Coastal Financial Corp. 2018 Omnibus Incentive Plan. The RSUs vest in ten approximately equal installments commencing on February 3, 2021. Each restricted stock unit represents the right to receive one share of common stock upon vesting. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents award of time-based restricted stock units (RSUs) pursuant to the Coastal Financial Corp. 2018 Omnibus Incentive Plan. The RSUs vest in ten approximately equal installments commencing on February 3, 2021. Each restricted stock unit represents the right to receive one share of common stock upon vesting.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
CASCADE BANCORP
Report date May 30, 2017 · Filed June 01, 2017
Section 16 reporting ended · disclosed 2017-06-01. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2017-05-30 transaction · row 1
1 source rowRow 1 · 2017-05-30 · Disposition to issuer · Disposed 173,918 · Balance 0 F1: Pursuant to the Merger Agreement (defined below), each outstanding share of common stock of the Issuer (defined below) was converted into the right to receive $1.91 in cash plus 0.14864 shares of First Interstate Class A common stock. First Interstate Class A common stock had a closing market value of $34.30 on the date of the merger. |
| Common StockSEC Table I · non-derivative | IndirectBy Spouse | 0 |
Reported balance
After 2017-05-30 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2017-05-30 · Disposition to issuer · Disposed 7,000 · Balance 0 F1: Pursuant to the Merger Agreement (defined below), each outstanding share of common stock of the Issuer (defined below) was converted into the right to receive $1.91 in cash plus 0.14864 shares of First Interstate Class A common stock. First Interstate Class A common stock had a closing market value of $34.30 on the date of the merger. |
| Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.79 · Expires 2025-02-03 | Direct | 0 |
Reported balance
After 2017-05-30 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2017-05-30 · Disposition to issuer · Disposed 250,000 · Balance 0 F3: Pursuant to the Merger Agreement, each outstanding option to acquire common stock of the Issuer was cancelled in exchange for the right to receive cash in an amount equal to (i) the difference between $7.54 and the exercise price of such option multiplied by (ii) the number of shares of Cascade common stock subject to such option. F2: The stock options will vest as follows: fifty percent (50%) on February 3, 2018, twenty-five percent (25%) on February 3, 2019, and twenty-five percent (25%) on February 3, 2020. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the Merger Agreement (defined below), each outstanding share of common stock of the Issuer (defined below) was converted into the right to receive $1.91 in cash plus 0.14864 shares of First Interstate Class A common stock. First Interstate Class A common stock had a closing market value of $34.30 on the date of the merger.
F2: The stock options will vest as follows: fifty percent (50%) on February 3, 2018, twenty-five percent (25%) on February 3, 2019, and twenty-five percent (25%) on February 3, 2020.
F3: Pursuant to the Merger Agreement, each outstanding option to acquire common stock of the Issuer was cancelled in exchange for the right to receive cash in an amount equal to (i) the difference between $7.54 and the exercise price of such option multiplied by (ii) the number of shares of Cascade common stock subject to such option.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 03, 2020 Filed Feb 14, 2020 22:23 UTC | COASTAL FINANCIAL CORP CCB · Entity 5197 | GrantCommon Stock | 2,808 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-20-002802 · rdgdoc.xml · nonDerivative · entry 1 Lee Daniel J · CIK 0001550325 · EVP & Chief Credit & Risk Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,808 F1 · shares: Represents award of time-based restricted stock units (RSUs) pursuant to the Coastal Financial Corp. 2018 Omnibus Incentive Plan. The RSUs vest in ten approximately equal installments commencing on February 3, 2021. Each restricted stock unit represents the right to receive one share of common stock upon vesting. Read SEC document |
| November 05, 2019 Filed Nov 6, 2019 23:19 UTC | COASTAL FINANCIAL CORP CCB · Entity 5197 | PurchaseCommon Stock | 1,600 | $15.56 | $24,896.00 |
DisclosureSEC source: 0001437749-19-021800 · rdgdoc.xml · nonDerivative · entry 1 Lee Daniel J · CIK 0001550325 · EVP & Chief Credit & Risk Off. 10b5-1 filing: Not disclosed Ownership: Indirect · By POA for Mother Disclosed balance after: 1,600 Read SEC document |
| August 20, 2019 Filed Aug 20, 2019 20:50 UTC | COASTAL FINANCIAL CORP CCB · Entity 5197 | PurchaseCommon Stock | 72 | $14.79 | $1,064.88 |
DisclosureSEC source: 0001225208-19-011755 · doc4.xml · nonDerivative · entry 4 Lee Daniel J · CIK 0001550325 · EVP & Chief Credit & Risk Off. 10b5-1 filing: Not disclosed Ownership: Indirect · By IRA Disclosed balance after: 25,000 Read SEC document |
| August 20, 2019 Filed Aug 20, 2019 20:50 UTC | COASTAL FINANCIAL CORP CCB · Entity 5197 | PurchaseCommon Stock | 98 | $14.76 | $1,446.48 |
DisclosureSEC source: 0001225208-19-011755 · doc4.xml · nonDerivative · entry 3 Lee Daniel J · CIK 0001550325 · EVP & Chief Credit & Risk Off. 10b5-1 filing: Not disclosed Ownership: Indirect · By IRA Disclosed balance after: 24,928 Read SEC document |
| August 20, 2019 Filed Aug 20, 2019 20:50 UTC | COASTAL FINANCIAL CORP CCB · Entity 5197 | PurchaseCommon Stock | 608 | $14.78 | $8,986.24 |
DisclosureSEC source: 0001225208-19-011755 · doc4.xml · nonDerivative · entry 2 Lee Daniel J · CIK 0001550325 · EVP & Chief Credit & Risk Off. 10b5-1 filing: Not disclosed Ownership: Indirect · By IRA Disclosed balance after: 24,830 Read SEC document |
| August 20, 2019 Filed Aug 20, 2019 20:50 UTC | COASTAL FINANCIAL CORP CCB · Entity 5197 | PurchaseCommon Stock | 1,722 | $14.80 | $25,485.60 |
DisclosureSEC source: 0001225208-19-011755 · doc4.xml · nonDerivative · entry 1 Lee Daniel J · CIK 0001550325 · EVP & Chief Credit & Risk Off. 10b5-1 filing: Not disclosed Ownership: Indirect · By IRA Disclosed balance after: 24,222 Read SEC document |
| August 15, 2019 Filed Aug 16, 2019 16:57 UTC | COASTAL FINANCIAL CORP CCB · Entity 5197 | PurchaseCommon Stock | 200 | $14.72 | $2,944.98 |
DisclosureSEC source: 0001225208-19-011475 · doc4.xml · nonDerivative · entry 2 Lee Daniel J · CIK 0001550325 · EVP & Chief Credit & Risk Off. 10b5-1 filing: Not disclosed Ownership: Indirect · By IRA Disclosed balance after: 22,500 F1 · balance_after: 20,000 shares previously reported as held directly by the reporting insider are now held by IRA. Read SEC document |
| August 15, 2019 Filed Aug 16, 2019 16:57 UTC | COASTAL FINANCIAL CORP CCB · Entity 5197 | PurchaseCommon Stock | 800 | $14.72 | $11,779.84 |
DisclosureSEC source: 0001225208-19-011475 · doc4.xml · nonDerivative · entry 1 Lee Daniel J · CIK 0001550325 · EVP & Chief Credit & Risk Off. 10b5-1 filing: Not disclosed Ownership: Indirect · By IRA Disclosed balance after: 22,300 Read SEC document |
| May 23, 2019 Filed May 28, 2019 18:31 UTC | COASTAL FINANCIAL CORP CCB · Entity 5197 | PurchaseCommon Stock | 500 | $15.75 | $7,875.00 |
DisclosureSEC source: 0001225208-19-008554 · doc4.xml · nonDerivative · entry 2 Lee Daniel J · CIK 0001550325 · EVP & Chief Credit & Risk Off. 10b5-1 filing: Not disclosed Ownership: Indirect · By IRA Disclosed balance after: 1,500 Read SEC document |
| May 23, 2019 Filed May 28, 2019 18:31 UTC | COASTAL FINANCIAL CORP CCB · Entity 5197 | PurchaseCommon Stock | 500 | $15.85 | $7,925.00 |
DisclosureSEC source: 0001225208-19-008554 · doc4.xml · nonDerivative · entry 1 Lee Daniel J · CIK 0001550325 · EVP & Chief Credit & Risk Off. 10b5-1 filing: Not disclosed Ownership: Indirect · By IRA Disclosed balance after: 1,000 Read SEC document |
| March 12, 2019 Filed Mar 13, 2019 16:49 UTC | COASTAL FINANCIAL CORP CCB · Entity 5197 | PurchaseCommon Stock | 500 | $17.00 | $8,500.00 |
DisclosureSEC source: 0001225208-19-005183 · doc4.xml · nonDerivative · entry 1 Lee Daniel J · CIK 0001550325 · EVP & Chief Credit & Risk Off. 10b5-1 filing: Not disclosed Ownership: Indirect · By IRA Disclosed balance after: 500 Read SEC document |
| May 30, 2017 Filed Jun 1, 2017 15:51 UTC | CASCADE BANCORP CACB · Entity 175626 | Disposition to issuerStock Options (right to buy) · Derivative | 250,000 | $2.75 Strike: $4.79 | $687,500.00 |
DisclosureSEC source: 0000899243-17-014978 · doc4.xml · derivative · entry 3 Lee Daniel J · CIK 0001550325 · EVP/CCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 250,000 shares Expires 2025-02-03 F3 · price: Pursuant to the Merger Agreement, each outstanding option to acquire common stock of the Issuer was cancelled in exchange for the right to receive cash in an amount equal to (i) the difference between $7.54 and the exercise price of such option multiplied by (ii) the number of shares of Cascade common stock subject to such option. F2 · derivative.exercise_date: The stock options will vest as follows: fifty percent (50%) on February 3, 2018, twenty-five percent (25%) on February 3, 2019, and twenty-five percent (25%) on February 3, 2020. Read SEC document |
| May 30, 2017 Filed Jun 1, 2017 15:51 UTC | CASCADE BANCORP CACB · Entity 175626 | Disposition to issuerCommon Stock | 7,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-17-014978 · doc4.xml · nonDerivative · entry 2 Lee Daniel J · CIK 0001550325 · EVP/CCO 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 0 F1 · price: Pursuant to the Merger Agreement (defined below), each outstanding share of common stock of the Issuer (defined below) was converted into the right to receive $1.91 in cash plus 0.14864 shares of First Interstate Class A common stock. First Interstate Class A common stock had a closing market value of $34.30 on the date of the merger. Read SEC document |
| May 30, 2017 Filed Jun 1, 2017 15:51 UTC | CASCADE BANCORP CACB · Entity 175626 | Disposition to issuerCommon Stock | 173,918 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-17-014978 · doc4.xml · nonDerivative · entry 1 Lee Daniel J · CIK 0001550325 · EVP/CCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: Pursuant to the Merger Agreement (defined below), each outstanding share of common stock of the Issuer (defined below) was converted into the right to receive $1.91 in cash plus 0.14864 shares of First Interstate Class A common stock. First Interstate Class A common stock had a closing market value of $34.30 on the date of the merger. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.