Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Atomera IncATOM · Entity 1513 | Chief Technology Officer | September 01, 2026 | September 03, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Atomera Inc
Report date September 01, 2026 · Filed September 03, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 258,036 |
Ending reported balance
After 2026-09-02 transaction · row 6
6 source rows · reconciled sequenceRow 1 · 2026-09-01 · Sale · Disposed 1,000 · Balance 269,715 F1: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Row 2 · 2026-09-01 · Sale · Disposed 2,192 · Balance 267,523 F2: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction pursuant to Rule 10b5-1(c)(1)(ii)(D)(3) under the Exchange Act. Row 3 · 2026-09-01 · Sale · Disposed 889 · Balance 266,634 F2: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction pursuant to Rule 10b5-1(c)(1)(ii)(D)(3) under the Exchange Act. Row 4 · 2026-09-01 · Sale · Disposed 1,515 · Balance 265,119 F2: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction pursuant to Rule 10b5-1(c)(1)(ii)(D)(3) under the Exchange Act. Row 5 · 2026-09-01 · Sale · Disposed 771 · Balance 264,348 F2: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction pursuant to Rule 10b5-1(c)(1)(ii)(D)(3) under the Exchange Act. Row 6 · 2026-09-02 · Sale · Disposed 6,312 · Balance 258,036 F1: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. |
| Common StockSEC Table I · non-derivative | IndirectBy Spouse | 2,666 |
Reported balance
Holding disclosure · report date 2026-09-01 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 2,666 |
Filing footnotes · ownership attribution and instrument terms
F1: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
F2: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction pursuant to Rule 10b5-1(c)(1)(ii)(D)(3) under the Exchange Act.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 01, 2018 Filed Jun 5, 2018 21:44 UTC | Atomera Inc ATOM · Entity 1513 | SaleCommon Stock | 764 | $5.95 | $4,545.80 |
DisclosureSEC source: 0001209191-18-035877 · doc4.xml · nonDerivative · entry 1 Mears Robert J · CIK 0001680617 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,524 F1 · kind: Represents the number of shares sold by the reporting person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported in Table I on the Form 4 filed on March 22, 2017 and the Form 4 filed on March 6, 2018. This sale is to satisfy tax withholding obligations by a "sell to cover" transaction. Read SEC document |
| March 02, 2018 Filed Mar 7, 2018 00:07 UTC | Atomera Inc ATOM · Entity 1513 | GrantEmployee Stock Option (Right to Buy) · Derivative | 48,656 | $0.00 Strike: $5.64 | $0.00 |
DisclosureSEC source: 0001209191-18-017504 · doc4.xml · derivative · entry 3 Mears Robert J · CIK 0001680617 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,656 Underlying: Common Stock · 48,656 shares Expires 2028-03-02 F1 · derivative.exercise_date: 6.25% shall vest each quarter for the next 48 months commencing on June 1, 2018. Read SEC document |
| March 02, 2018 Filed Mar 7, 2018 00:07 UTC | Atomera Inc ATOM · Entity 1513 | GrantCommon Stock | 24,336 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-017504 · doc4.xml · nonDerivative · entry 1 Mears Robert J · CIK 0001680617 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,288 F1 · shares: 6.25% shall vest each quarter for the next 48 months commencing on June 1, 2018. Read SEC document |
| March 01, 2018 Filed Mar 2, 2018 22:28 UTC | Atomera Inc ATOM · Entity 1513 | SaleCommon Stock | 391 | $6.09 | $2,381.19 |
DisclosureSEC source: 0001209191-18-015864 · doc4.xml · nonDerivative · entry 1 Mears Robert J · CIK 0001680617 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,952 F1 · kind: Represents the number of shares sold by the reporting person to cover tax withholding obligations in connection with the vesting of a restricted stock grant that was previously reported in Table I on the Form 4 filed on March 22, 2017. This sale is to satisfy tax withholding obligations by a "sell to cover" transaction. Read SEC document |
| December 01, 2017 Filed Dec 5, 2017 21:31 UTC | Atomera Inc ATOM · Entity 1513 | SaleCommon Stock | 1,146 | $3.80 | $4,354.80 |
DisclosureSEC source: 0001209191-17-063938 · doc4.xml · nonDerivative · entry 1 Mears Robert J · CIK 0001680617 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,343 F1 · kind: Represents the number of shares sold by the reporting person to cover tax withholding obligations in connection with the vesting of a restricted stock grant that was previously reported in Table I on the Form 4 filed on March 22, 2017. This sale is to satisfy tax withholding obligations by a "sell to cover" transaction. Read SEC document |
| September 01, 2017 Filed Sep 6, 2017 22:02 UTC | Atomera Inc ATOM · Entity 1513 | SaleCommon Stock | 737 | $4.05 | $2,985.00 |
DisclosureSEC source: 0001209191-17-051727 · doc4.xml · nonDerivative · entry 1 Mears Robert J · CIK 0001680617 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,489 F1 · kind: Represents the number of shares sold by the reporting person to cover tax withholding obligations in connection with the vesting of a restricted stock grant that was previously reported in Table I on the Form 4 filed on March 22, 2017. This sale is to satisfy tax withholding obligations by a "sell to cover" transaction. Read SEC document |
| August 10, 2017 Filed Aug 14, 2017 21:43 UTC | Atomera Inc ATOM · Entity 1513 | SaleCommon Stock | 7,238 | $4.41 | $31,913.79 |
DisclosureSEC source: 0001209191-17-048798 · doc4.xml · nonDerivative · entry 1 Mears Robert J · CIK 0001680617 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,226 F1 · kind: Represents sale of shares made by reporting person for purposes of satisfying tax obligation incurred upon the vesting of restricted stock. Read SEC document |
| March 20, 2017 Filed Mar 22, 2017 22:56 UTC | Atomera Inc ATOM · Entity 1513 | GrantEmployee Stock Option (Right to Buy) · Derivative | 120,843 | $0.00 Strike: $7.01 | $0.00 |
DisclosureSEC source: 0001209191-17-022423 · doc4.xml · derivative · entry 4 Mears Robert J · CIK 0001680617 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,843 Underlying: Common Stock · 120,843 shares Expires 2027-03-20 F1 · derivative.exercise_date: 12.5% shall vest on September 1, 2017 and 6.25% shall vest each quarter thereafter for the next 42 months commencing on December 1, 2017. Read SEC document |
| March 20, 2017 Filed Mar 22, 2017 22:56 UTC | Atomera Inc ATOM · Entity 1513 | GrantCommon Stock | 17,606 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-022423 · doc4.xml · nonDerivative · entry 1 Mears Robert J · CIK 0001680617 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,464 F1 · shares: 12.5% shall vest on September 1, 2017 and 6.25% shall vest each quarter thereafter for the next 42 months commencing on December 1, 2017. Read SEC document |
| October 12, 2016 Filed Mar 22, 2017 22:56 UTC | Atomera Inc ATOM · Entity 1513 | GrantEmployee Stock Option (Right to Buy) · Derivative | 25,000 | $0.00 Strike: $7.65 | $0.00 |
DisclosureSEC source: 0001209191-17-022423 · doc4.xml · derivative · entry 3 Mears Robert J · CIK 0001680617 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2026-10-12 F2 · derivative.exercise_date: 1/48th shall vest monthly over 4 years commencing on November 12, 2016. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.