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person · Reporting owner

Mears Robert J

Disclosed activity across 1 company

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1515
SEC CIK
0001680617

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Atomera IncATOM · Entity 1513Chief Technology OfficerSeptember 01, 2026September 03, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Atomera Inc

Report date September 01, 2026 · Filed September 03, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect258,036 Ending reported balance After 2026-09-02 transaction · row 6
6 source rows · reconciled sequence

Row 1 · 2026-09-01 · Sale · Disposed 1,000 · Balance 269,715

F1: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Row 2 · 2026-09-01 · Sale · Disposed 2,192 · Balance 267,523

F2: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction pursuant to Rule 10b5-1(c)(1)(ii)(D)(3) under the Exchange Act.

Row 3 · 2026-09-01 · Sale · Disposed 889 · Balance 266,634

F2: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction pursuant to Rule 10b5-1(c)(1)(ii)(D)(3) under the Exchange Act.

Row 4 · 2026-09-01 · Sale · Disposed 1,515 · Balance 265,119

F2: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction pursuant to Rule 10b5-1(c)(1)(ii)(D)(3) under the Exchange Act.

Row 5 · 2026-09-01 · Sale · Disposed 771 · Balance 264,348

F2: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction pursuant to Rule 10b5-1(c)(1)(ii)(D)(3) under the Exchange Act.

Row 6 · 2026-09-02 · Sale · Disposed 6,312 · Balance 258,036

F1: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Common StockSEC Table I · non-derivativeIndirectBy Spouse2,666 Reported balance Holding disclosure · report date 2026-09-01 · row 7 Holding and transaction disclosures are not merged.
1 source row

Row 7 · Balance 2,666

Filing footnotes · ownership attribution and instrument terms

F1: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction pursuant to Rule 10b5-1(c)(1)(ii)(D)(3) under the Exchange Act.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 23, 2022 Filed Feb 25, 2022 21:02 UTC Atomera Inc ATOM · Entity 1513 GrantCommon Stock 13,200 $0.00 $0.00
Disclosure

SEC source: 0001683168-22-001294 · ownership.xml · nonDerivative · entry 1

Mears Robert J · CIK 0001680617 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,322

F1 · shares: 6.25% shall vest each quarter for the next 48 months commencing on June 1, 2022

Read SEC document
December 02, 2021 Filed Dec 3, 2021 22:08 UTC Atomera Inc ATOM · Entity 1513 SaleCommon Stock 2,800 $22.68 $63,504.00
Disclosure

SEC source: 0001683168-21-006097 · ownership.xml · nonDerivative · entry 7

Mears Robert J · CIK 0001680617 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,122

F3 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
December 01, 2021 Filed Dec 3, 2021 22:08 UTC Atomera Inc ATOM · Entity 1513 Exercise / conversionStock Option (right to buy) · Derivative 10,000 $0.00 Strike: $3.90 $0.00
Disclosure

SEC source: 0001683168-21-006097 · ownership.xml · derivative · entry 9

Mears Robert J · CIK 0001680617 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,923

Underlying: Common Stock · 10,000 shares

Expires 2029-02-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: The option exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person and exercised from a previously reported total.

Read SEC document
December 01, 2021 Filed Dec 3, 2021 22:08 UTC Atomera Inc ATOM · Entity 1513 SaleCommon Stock 569 $24.24 $13,792.56
Disclosure

SEC source: 0001683168-21-006097 · ownership.xml · nonDerivative · entry 6

Mears Robert J · CIK 0001680617 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,922

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction.

Read SEC document
December 01, 2021 Filed Dec 3, 2021 22:08 UTC Atomera Inc ATOM · Entity 1513 SaleCommon Stock 1,004 $24.24 $24,336.96
Disclosure

SEC source: 0001683168-21-006097 · ownership.xml · nonDerivative · entry 5

Mears Robert J · CIK 0001680617 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,491

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction.

Read SEC document
December 01, 2021 Filed Dec 3, 2021 22:08 UTC Atomera Inc ATOM · Entity 1513 SaleCommon Stock 451 $24.24 $10,932.24
Disclosure

SEC source: 0001683168-21-006097 · ownership.xml · nonDerivative · entry 4

Mears Robert J · CIK 0001680617 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,495

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction.

Read SEC document
December 01, 2021 Filed Dec 3, 2021 22:08 UTC Atomera Inc ATOM · Entity 1513 SaleCommon Stock 10,000 $24.75 $247,500.00
Disclosure

SEC source: 0001683168-21-006097 · ownership.xml · nonDerivative · entry 3

Mears Robert J · CIK 0001680617 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,946

F3 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
December 01, 2021 Filed Dec 3, 2021 22:08 UTC Atomera Inc ATOM · Entity 1513 Exercise / conversionCommon Stock 10,000 $7.01 $70,100.00
Disclosure

SEC source: 0001683168-21-006097 · ownership.xml · nonDerivative · entry 2

Mears Robert J · CIK 0001680617 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,946

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: The option exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person and exercised from a previously reported total.

Read SEC document
December 01, 2021 Filed Dec 3, 2021 22:08 UTC Atomera Inc ATOM · Entity 1513 SaleCommon Stock 176 $24.24 $4,266.24
Disclosure

SEC source: 0001683168-21-006097 · ownership.xml · nonDerivative · entry 1

Mears Robert J · CIK 0001680617 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,946

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction.

Read SEC document
September 02, 2021 Filed Sep 3, 2021 20:02 UTC Atomera Inc ATOM · Entity 1513 SaleCommon Stock 2,800 $24.50 $68,600.00
Disclosure

SEC source: 0001683168-21-004094 · ownership.xml · nonDerivative · entry 4

Mears Robert J · CIK 0001680617 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,122

F2 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
September 01, 2021 Filed Sep 3, 2021 20:02 UTC Atomera Inc ATOM · Entity 1513 Exercise / conversionStock Options (Right to Buy) · Derivative 10,000 $0.00 Strike: $7.01 $0.00
Disclosure

SEC source: 0001683168-21-004094 · ownership.xml · derivative · entry 6

Mears Robert J · CIK 0001680617 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,843

Underlying: Common Stock · 10,000 shares

Expires 2027-03-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: The option exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person and exercised from a previously reported total.

Read SEC document
September 01, 2021 Filed Sep 3, 2021 20:02 UTC Atomera Inc ATOM · Entity 1513 SaleCommon Stock 10,000 $24.18 $241,800.00
Disclosure

SEC source: 0001683168-21-004094 · ownership.xml · nonDerivative · entry 3

Mears Robert J · CIK 0001680617 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,992

F2 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
September 01, 2021 Filed Sep 3, 2021 20:02 UTC Atomera Inc ATOM · Entity 1513 Exercise / conversionCommon Stock 10,000 $7.01 $70,100.00
Disclosure

SEC source: 0001683168-21-004094 · ownership.xml · nonDerivative · entry 2

Mears Robert J · CIK 0001680617 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,992

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: The option exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person and exercised from a previously reported total.

Read SEC document
September 01, 2021 Filed Sep 3, 2021 20:02 UTC Atomera Inc ATOM · Entity 1513 SaleCommon Stock 2,076 $24.40 $50,654.40
Disclosure

SEC source: 0001683168-21-004094 · ownership.xml · nonDerivative · entry 1

Mears Robert J · CIK 0001680617 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,992

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction.

Read SEC document
June 02, 2021 Filed Jun 3, 2021 20:06 UTC Atomera Inc ATOM · Entity 1513 SaleCommon Stock 2,000 $17.87 $35,740.00
Disclosure

SEC source: 0001683168-21-002339 · ownership.xml · nonDerivative · entry 2

Mears Robert J · CIK 0001680617 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,998

F2 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
June 01, 2021 Filed Jun 3, 2021 20:06 UTC Atomera Inc ATOM · Entity 1513 SaleCommon Stock 2,067 $17.55 $36,275.85
Disclosure

SEC source: 0001683168-21-002339 · ownership.xml · nonDerivative · entry 1

Mears Robert J · CIK 0001680617 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,998

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction.

Read SEC document
March 04, 2021 Filed Mar 5, 2021 22:13 UTC Atomera Inc ATOM · Entity 1513 GrantStock Options (Right to Buy) · Derivative 13,904 $0.00 Strike: $22.38 $0.00
Disclosure

SEC source: 0001683168-21-000797 · ownership.xml · derivative · entry 3

Mears Robert J · CIK 0001680617 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,904

Underlying: Common Stock · 13,904 shares

Expires 2031-03-04

F1 · derivative.exercise_date: 6.25% shall vest each quarter for the next 48 months commencing on June 1, 2021

Read SEC document
March 04, 2021 Filed Mar 5, 2021 22:13 UTC Atomera Inc ATOM · Entity 1513 GrantCommon Stock 6,256 $0.00 $0.00
Disclosure

SEC source: 0001683168-21-000797 · ownership.xml · nonDerivative · entry 1

Mears Robert J · CIK 0001680617 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,065

F1 · shares: 6.25% shall vest each quarter for the next 48 months commencing on June 1, 2021

Read SEC document
March 02, 2021 Filed Mar 4, 2021 02:38 UTC Atomera Inc ATOM · Entity 1513 Exercise / conversionStock Options (Right to Buy) · Derivative 10,000 $0.00 Strike: $6.60 $0.00
Disclosure

SEC source: 0001683168-21-000773 · ownership.xml · derivative · entry 15

Mears Robert J · CIK 0001680617 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2025-02-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 02, 2021 Filed Mar 4, 2021 02:38 UTC Atomera Inc ATOM · Entity 1513 Exercise / conversionCommon Stock 10,000 $6.60 $66,000.00
Disclosure

SEC source: 0001683168-21-000773 · ownership.xml · nonDerivative · entry 10

Mears Robert J · CIK 0001680617 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,809

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 02, 2021 Filed Mar 4, 2021 02:38 UTC Atomera Inc ATOM · Entity 1513 SaleCommon Stock 2,000 $31.32 $62,640.00
Disclosure

SEC source: 0001683168-21-000773 · ownership.xml · nonDerivative · entry 9

Mears Robert J · CIK 0001680617 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,809

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction.

F2 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
March 01, 2021 Filed Mar 4, 2021 02:38 UTC Atomera Inc ATOM · Entity 1513 Exercise / conversionStock Options (Right to Buy) · Derivative 6,885 $0.00 Strike: $7.65 $0.00
Disclosure

SEC source: 0001683168-21-000773 · ownership.xml · derivative · entry 14

Mears Robert J · CIK 0001680617 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,115

Underlying: Common Stock · 6.885 shares

Expires 2026-10-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: The option exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person and exercised from a previously reported total.

Read SEC document
March 01, 2021 Filed Mar 4, 2021 02:38 UTC Atomera Inc ATOM · Entity 1513 Exercise / conversionStock Options (Right to Buy) · Derivative 9,551 $0.00 Strike: $6.60 $0.00
Disclosure

SEC source: 0001683168-21-000773 · ownership.xml · derivative · entry 13

Mears Robert J · CIK 0001680617 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 9,551 shares

Expires 2025-02-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: The option exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person and exercised from a previously reported total.

Read SEC document
March 01, 2021 Filed Mar 4, 2021 02:38 UTC Atomera Inc ATOM · Entity 1513 Exercise / conversionStock Options (Right to Buy) · Derivative 524 $0.00 Strike: $5.70 $0.00
Disclosure

SEC source: 0001683168-21-000773 · ownership.xml · derivative · entry 12

Mears Robert J · CIK 0001680617 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 524 shares

Expires 2026-01-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: The option exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person and exercised from a previously reported total.

Read SEC document
March 01, 2021 Filed Mar 4, 2021 02:38 UTC Atomera Inc ATOM · Entity 1513 SaleCommon Stock 6,885 $27.61 $190,094.85
Disclosure

SEC source: 0001683168-21-000773 · ownership.xml · nonDerivative · entry 8

Mears Robert J · CIK 0001680617 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,809

F2 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
March 01, 2021 Filed Mar 4, 2021 02:38 UTC Atomera Inc ATOM · Entity 1513 Exercise / conversionCommon Stock 6,885 $7.65 $52,670.25
Disclosure

SEC source: 0001683168-21-000773 · ownership.xml · nonDerivative · entry 7

Mears Robert J · CIK 0001680617 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,694

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: The option exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person and exercised from a previously reported total.

Read SEC document
March 01, 2021 Filed Mar 4, 2021 02:38 UTC Atomera Inc ATOM · Entity 1513 SaleCommon Stock 524 $27.61 $14,467.64
Disclosure

SEC source: 0001683168-21-000773 · ownership.xml · nonDerivative · entry 6

Mears Robert J · CIK 0001680617 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,809

F2 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
March 01, 2021 Filed Mar 4, 2021 02:38 UTC Atomera Inc ATOM · Entity 1513 Exercise / conversionCommon Stock 524 $5.70 $2,986.80
Disclosure

SEC source: 0001683168-21-000773 · ownership.xml · nonDerivative · entry 5

Mears Robert J · CIK 0001680617 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,333

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: The option exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person and exercised from a previously reported total.

Read SEC document
March 01, 2021 Filed Mar 4, 2021 02:38 UTC Atomera Inc ATOM · Entity 1513 SaleCommon Stock 9,551 $27.61 $263,703.11
Disclosure

SEC source: 0001683168-21-000773 · ownership.xml · nonDerivative · entry 4

Mears Robert J · CIK 0001680617 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,809

F2 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
March 01, 2021 Filed Mar 4, 2021 02:38 UTC Atomera Inc ATOM · Entity 1513 Exercise / conversionCommon Stock 9,551 $6.60 $63,036.60
Disclosure

SEC source: 0001683168-21-000773 · ownership.xml · nonDerivative · entry 3

Mears Robert J · CIK 0001680617 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,360

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: The option exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person and exercised from a previously reported total.

Read SEC document
March 01, 2021 Filed Mar 4, 2021 02:38 UTC Atomera Inc ATOM · Entity 1513 SaleCommon Stock 2,315 $27.67 $64,056.05
Disclosure

SEC source: 0001683168-21-000773 · ownership.xml · nonDerivative · entry 2

Mears Robert J · CIK 0001680617 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,809

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction.

F2 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
March 01, 2021 Filed Mar 4, 2021 02:38 UTC Atomera Inc ATOM · Entity 1513 SaleCommon Stock 24,170 $27.77 $671,200.90
Disclosure

SEC source: 0001683168-21-000773 · ownership.xml · nonDerivative · entry 1

Mears Robert J · CIK 0001680617 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,124

F2 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
December 02, 2020 Filed Dec 4, 2020 00:49 UTC Atomera Inc ATOM · Entity 1513 SaleCommon Stock 2,000 $9.47 $18,940.00
Disclosure

SEC source: 0001683168-20-004166 · ownership.xml · nonDerivative · entry 2

Mears Robert J · CIK 0001680617 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,294

F2 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person of vested restricted stock.

Read SEC document
December 01, 2020 Filed Dec 4, 2020 00:49 UTC Atomera Inc ATOM · Entity 1513 SaleCommon Stock 2,285 $9.50 $21,707.50
Disclosure

SEC source: 0001683168-20-004166 · ownership.xml · nonDerivative · entry 1

Mears Robert J · CIK 0001680617 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,294

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction.

Read SEC document
September 02, 2020 Filed Sep 3, 2020 23:39 UTC Atomera Inc ATOM · Entity 1513 SaleCommon Stock 2,000 $11.12 $22,240.00
Disclosure

SEC source: 0001683168-20-003023 · ownership.xml · nonDerivative · entry 2

Mears Robert J · CIK 0001680617 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,579

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction.

Read SEC document
September 01, 2020 Filed Sep 3, 2020 23:39 UTC Atomera Inc ATOM · Entity 1513 SaleCommon Stock 2,282 $12.92 $29,483.44
Disclosure

SEC source: 0001683168-20-003023 · ownership.xml · nonDerivative · entry 1

Mears Robert J · CIK 0001680617 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,579

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction.

Read SEC document
June 01, 2020 Filed Jun 2, 2020 20:06 UTC Atomera Inc ATOM · Entity 1513 SaleCommon Stock 2,295 $8.58 $19,691.10
Disclosure

SEC source: 0001683168-20-001818 · ownership.xml · nonDerivative · entry 1

Mears Robert J · CIK 0001680617 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,861

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction.

Read SEC document
March 11, 2020 Filed Mar 14, 2020 00:04 UTC Atomera Inc ATOM · Entity 1513 GrantStock Options (Right to Buy) · Derivative 109,872 $0.00 Strike: $4.06 $0.00
Disclosure

SEC source: 0001683168-20-000813 · ownership.xml · derivative · entry 3

Mears Robert J · CIK 0001680617 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,872

Underlying: Common Stock · 109,872 shares

Expires 2030-03-11

F2 · derivative.exercise_date: Four-year vesting in equal quarterly installments beginning on June 1, 2020.

Read SEC document
March 11, 2020 Filed Mar 14, 2020 00:04 UTC Atomera Inc ATOM · Entity 1513 GrantCommon Stock 50,240 $0.00 $0.00
Disclosure

SEC source: 0001683168-20-000813 · ownership.xml · nonDerivative · entry 1

Mears Robert J · CIK 0001680617 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,156

F1 · shares: Represents shares issued pursuant to a Restricted Stock Agreement. Risk of forfeiture lapses over four years in equal quarterly increments beginning on June 1, 2020.

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March 02, 2020 Filed Mar 3, 2020 20:48 UTC Atomera Inc ATOM · Entity 1513 SaleCommon Stock 1,671 $4.23 $7,068.33
Disclosure

SEC source: 0001683168-20-000673 · ownership.xml · nonDerivative · entry 1

Mears Robert J · CIK 0001680617 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,916

F1 · kind: Represents the number of shares sold by the reporting person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction.

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December 02, 2019 Filed Dec 4, 2019 22:31 UTC Atomera Inc ATOM · Entity 1513 SaleCommon Stock 1,421 $2.95 $4,191.95
Disclosure

SEC source: 0001683168-19-003887 · ownership.xml · nonDerivative · entry 1

Mears Robert J · CIK 0001680617 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,587

F1 · kind: Represents the number of shares sold by the reporting person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction.

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September 03, 2019 Filed Sep 5, 2019 22:12 UTC Atomera Inc ATOM · Entity 1513 SaleCommon Stock 0 $3.88 $0.00
Disclosure

SEC source: 0001209191-19-048621 · doc4.xml · nonDerivative · entry 2

Mears Robert J · CIK 0001680617 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Wife

Disclosed balance after: 2,666

F1 · kind: Represents the number of shares sold by the reporting person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported in Table I on the Form 4 filed on March 1, 2019, March 22, 2017 and the Form 4 filed on March 6, 2018. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction.

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September 03, 2019 Filed Sep 5, 2019 22:12 UTC Atomera Inc ATOM · Entity 1513 SaleCommon Stock 1,422 $3.88 $5,517.36
Disclosure

SEC source: 0001209191-19-048621 · doc4.xml · nonDerivative · entry 1

Mears Robert J · CIK 0001680617 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,008

F1 · kind: Represents the number of shares sold by the reporting person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported in Table I on the Form 4 filed on March 1, 2019, March 22, 2017 and the Form 4 filed on March 6, 2018. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction.

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June 03, 2019 Filed Jun 6, 2019 00:01 UTC Atomera Inc ATOM · Entity 1513 SaleCommon Stock 531 $4.49 $2,384.19
Disclosure

SEC source: 0001209191-19-034958 · doc4.xml · nonDerivative · entry 2

Mears Robert J · CIK 0001680617 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,430

F1 · kind: Represents the number of shares sold by the reporting person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported in Table I on the Form 4 filed on March 22, 2017, the Form 4 filed on March 6, 2018, and the Form 4 filed on March 1, 2019. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction.

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June 03, 2019 Filed Jun 6, 2019 00:01 UTC Atomera Inc ATOM · Entity 1513 SaleCommon Stock 767 $4.19 $3,213.73
Disclosure

SEC source: 0001209191-19-034958 · doc4.xml · nonDerivative · entry 1

Mears Robert J · CIK 0001680617 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,961

F1 · kind: Represents the number of shares sold by the reporting person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported in Table I on the Form 4 filed on March 22, 2017, the Form 4 filed on March 6, 2018, and the Form 4 filed on March 1, 2019. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction.

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March 01, 2019 Filed Mar 5, 2019 23:21 UTC Atomera Inc ATOM · Entity 1513 SaleCommon Stock 943 $3.72 $3,507.96
Disclosure

SEC source: 0001209191-19-016944 · doc4.xml · nonDerivative · entry 1

Mears Robert J · CIK 0001680617 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,728

F1 · kind: Represents the number of shares sold by the reporting person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported in Table I on the Form 4 filed on March 22, 2017 and the Form 4 filed on March 6, 2018. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction.

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February 27, 2019 Filed Mar 1, 2019 21:20 UTC Atomera Inc ATOM · Entity 1513 GrantEmployee Stock Option (Right to Buy) · Derivative 76,923 $0.00 Strike: $3.90 $0.00
Disclosure

SEC source: 0001209191-19-014974 · doc4.xml · derivative · entry 3

Mears Robert J · CIK 0001680617 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,923

Underlying: Common Stock · 76,923 shares

Expires 2029-02-27

F1 · derivative.exercise_date: 6.25% shall vest each quarter for the next 48 months commencing on June 1, 2019.

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February 27, 2019 Filed Mar 1, 2019 21:20 UTC Atomera Inc ATOM · Entity 1513 GrantCommon Stock 30,769 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-014974 · doc4.xml · nonDerivative · entry 1

Mears Robert J · CIK 0001680617 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,671

F1 · shares: 6.25% shall vest each quarter for the next 48 months commencing on June 1, 2019.

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December 03, 2018 Filed Dec 5, 2018 00:56 UTC Atomera Inc ATOM · Entity 1513 SaleCommon Stock 815 $3.47 $2,828.05
Disclosure

SEC source: 0001209191-18-061086 · doc4.xml · nonDerivative · entry 1

Mears Robert J · CIK 0001680617 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,902

F1 · kind: Represents the number of shares sold by the reporting person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported in Table I on the Form 4 filed on March 22, 2017 and the Form 4 filed on March 6, 2018. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction.

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September 04, 2018 Filed Sep 5, 2018 23:07 UTC Atomera Inc ATOM · Entity 1513 SaleCommon Stock 807 $5.22 $4,212.54
Disclosure

SEC source: 0001209191-18-049659 · doc4.xml · nonDerivative · entry 1

Mears Robert J · CIK 0001680617 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,717

F1 · kind: Represents the number of shares sold by the reporting person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported in Table I on the Form 4 filed on March 22, 2017 and the Form 4 filed on March 6, 2018. This sale is to satisfy tax withholding obligations by a "sell to cover" transaction.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.