Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Rocky Mountain Chocolate Factory, Inc.RMCF · Entity 1473 | Sr. VP Franchise Development | February 14, 2020 | February 18, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Rocky Mountain Chocolate Factory, Inc.
Report date February 14, 2020 · Filed February 18, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| CommonSEC Table I · non-derivative | Direct | 39,178 |
Reported balance
After 2020-02-14 transaction · row 2
1 source rowRow 2 · 2020-02-14 · Sale · Disposed 4,208 · Balance 39,178 |
| CommonSEC Table I · non-derivative | Indirectby 401k (plan) | 41,294 |
Reported balance
Holding disclosure · report date 2020-02-14 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 41,294 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 14, 2020 Filed Feb 18, 2020 15:27 UTC | Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473 | SaleCommon | 4,208 | $8.36 | $35,178.88 |
DisclosureSEC source: 0001437749-20-002895 · rdgdoc.xml · nonDerivative · entry 2 POPE GREGORY L · CIK 0001258032 · Sr. VP Franchise Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,178 Read SEC document |
| February 12, 2020 Filed Feb 13, 2020 16:20 UTC | Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473 | SaleCommon | 1,292 | $8.40 | $10,852.80 |
DisclosureSEC source: 0001437749-20-002592 · rdgdoc.xml · nonDerivative · entry 2 POPE GREGORY L · CIK 0001258032 · Sr. VP Franchise Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,386 Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 17:03 UTC | Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473 | GrantCommon | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-19-004083 · rdgdoc.xml · nonDerivative · entry 1 POPE GREGORY L · CIK 0001258032 · Sr. VP Franchise Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,678 F1 · shares: Represents a restricted stock unit award granted under the issuer's 2007 Equity Incentive Plan, which vests in 6 equal annual installments beginning on the first anniversary of the grant date. Each restricted stock unit represents the contingent right to receive one share of the issuer's common stock. Read SEC document |
| May 15, 2018 Filed May 16, 2018 16:49 UTC | Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473 | SaleCommon | 4,000 | $11.50 | $46,000.00 |
DisclosureSEC source: 0001437749-18-010139 · rdgdoc.xml · nonDerivative · entry 1 POPE GREGORY L · CIK 0001258032 · Sr. VP Franchise Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,678 Read SEC document |
| November 13, 2017 Filed Nov 13, 2017 15:53 UTC | Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473 | SaleCommon | 3,000 | $11.41 | $34,230.00 |
DisclosureSEC source: 0001437749-17-019124 · rdgdoc.xml · nonDerivative · entry 2 POPE GREGORY L · CIK 0001258032 · Sr. VP Franchise Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,678 Read SEC document |
| November 10, 2017 Filed Nov 13, 2017 15:53 UTC | Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473 | SaleCommon | 1,000 | $11.54 | $11,540.00 |
DisclosureSEC source: 0001437749-17-019124 · rdgdoc.xml · nonDerivative · entry 1 POPE GREGORY L · CIK 0001258032 · Sr. VP Franchise Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,678 Read SEC document |
| July 13, 2017 Filed Jul 14, 2017 12:31 UTC | Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473 | SaleCommon | 94 | $10.86 | $1,021.20 |
DisclosureSEC source: 0001437749-17-012622 · rdgdoc.xml · nonDerivative · entry 3 POPE GREGORY L · CIK 0001258032 · Sr. VP Franchise Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,678 Read SEC document |
| July 13, 2017 Filed Jul 14, 2017 12:31 UTC | Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473 | SaleCommon | 2,539 | $11.03 | $27,998.82 |
DisclosureSEC source: 0001437749-17-012622 · rdgdoc.xml · nonDerivative · entry 2 POPE GREGORY L · CIK 0001258032 · Sr. VP Franchise Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,772 Read SEC document |
| July 12, 2017 Filed Jul 14, 2017 12:31 UTC | Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473 | SaleCommon | 1,467 | $11.20 | $16,424.09 |
DisclosureSEC source: 0001437749-17-012622 · rdgdoc.xml · nonDerivative · entry 1 POPE GREGORY L · CIK 0001258032 · Sr. VP Franchise Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,311 Read SEC document |
| February 06, 2017 Filed Feb 6, 2017 16:14 UTC | Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473 | SaleCommon | 4,200 | $10.95 | $45,990.00 |
DisclosureSEC source: 0001437749-17-001772 · rdgdoc.xml · nonDerivative · entry 1 POPE GREGORY L · CIK 0001258032 · Sr. VP Franchise Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,778 Read SEC document |
| December 15, 2016 Filed Dec 21, 2016 11:24 UTC | Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473 | GiftCommon | 800 | $10.12 | $8,096.00 |
DisclosureSEC source: 0001437749-16-043623 · rdgdoc.xml · nonDerivative · entry 1 POPE GREGORY L · CIK 0001258032 · Sr. VP Franchise Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,978 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.