Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| TYSON FOODS, INC.TSN · Entity 3273 | EVP & Chief HR Officer | December 17, 2019 | February 19, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
TYSON FOODS, INC.
Report date December 17, 2019 · Filed February 19, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 92,813.9477 |
Reported balance
After 2019-12-17 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2019-12-17 · Other · Acquired 205.309 · Balance 92,813.9477 F1: Represents shares of the Issuer's Class A Common Stock received by the Reporting Person pursuant to the Issuer's dividend reinvestment plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16a-11. F2: Includes 25,830.443 shares of Class A Common Stock which vested on February 14, 2020; 5,392.479 shares of Class A Common Stock which vest on November 13, 2020 if the performance metric described in the applicable Stock Incentive Agreement ("SIA") is achieved; 7,341.309 shares of Class A Common Stock which vest on November 29, 2021 if the performance metric described in the applicable SIA is achieved and 4,745.769 shares of Class A Common Stock which vest on November 18, 2022 if the performance metric described in the applicable SIA is achieved. |
| Class A Common StockSEC Table I · non-derivative | Direct | 82,698.9477 |
Reported balance
After 2020-02-14 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2020-02-14 · Tax withholding · Disposed 10,115 · Balance 82,698.9477 F4: On February 14, 2020, 25,830.443 shares of restricted Class A Common Stock vested. These shares were previously reported as beneficially owned by the Reporting Person. Pursuant to an election made by the Reporting Person these shares were sold by the Reporting Person to the Issuer to satisfy tax withholding obligations. F5: Includes 5,392.479 shares of Class A Common Stock which vest on November 13, 2020 if the performance metric described in the applicable SIA is achieved; 7,341.309 shares of Class A Common Stock which vest on November 29, 2021 if the performance metric described in the applicable SIA is achieved and 4,745.769 shares of Class A Common Stock which vest on November 18, 2022 if the performance metric described in the applicable SIA is achieved. |
| Class A Common StockSEC Table I · non-derivative | IndirectEmployee Stock Purchase Plan | 4,130.0594 |
Reported balance
After 2020-02-06 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2020-02-06 · Other · Acquired 232.2633 · Balance 4,130.0594 F3: Represents shares of the Issuer's Class A Common Stock purchased for the Reporting Person's account under the Issuer's Employee Stock Purchase Plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16b-3. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares of the Issuer's Class A Common Stock received by the Reporting Person pursuant to the Issuer's dividend reinvestment plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16a-11.
F2: Includes 25,830.443 shares of Class A Common Stock which vested on February 14, 2020; 5,392.479 shares of Class A Common Stock which vest on November 13, 2020 if the performance metric described in the applicable Stock Incentive Agreement ("SIA") is achieved; 7,341.309 shares of Class A Common Stock which vest on November 29, 2021 if the performance metric described in the applicable SIA is achieved and 4,745.769 shares of Class A Common Stock which vest on November 18, 2022 if the performance metric described in the applicable SIA is achieved.
F3: Represents shares of the Issuer's Class A Common Stock purchased for the Reporting Person's account under the Issuer's Employee Stock Purchase Plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16b-3.
F4: On February 14, 2020, 25,830.443 shares of restricted Class A Common Stock vested. These shares were previously reported as beneficially owned by the Reporting Person. Pursuant to an election made by the Reporting Person these shares were sold by the Reporting Person to the Issuer to satisfy tax withholding obligations.
F5: Includes 5,392.479 shares of Class A Common Stock which vest on November 13, 2020 if the performance metric described in the applicable SIA is achieved; 7,341.309 shares of Class A Common Stock which vest on November 29, 2021 if the performance metric described in the applicable SIA is achieved and 4,745.769 shares of Class A Common Stock which vest on November 18, 2022 if the performance metric described in the applicable SIA is achieved.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 14, 2020 Filed Feb 19, 2020 15:46 UTC | TYSON FOODS, INC. TSN · Entity 3273 | Tax withholdingClass A Common Stock | 10,115 | $80.51 | $814,358.65 |
DisclosureSEC source: 0000100493-20-000049 · wf-form4_158212717972874.xml · nonDerivative · entry 3 Oleksiuk Mary · CIK 0001497610 · EVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,698.9477 F4 · kind: On February 14, 2020, 25,830.443 shares of restricted Class A Common Stock vested. These shares were previously reported as beneficially owned by the Reporting Person. Pursuant to an election made by the Reporting Person these shares were sold by the Reporting Person to the Issuer to satisfy tax withholding obligations. F5 · balance_after: Includes 5,392.479 shares of Class A Common Stock which vest on November 13, 2020 if the performance metric described in the applicable SIA is achieved; 7,341.309 shares of Class A Common Stock which vest on November 29, 2021 if the performance metric described in the applicable SIA is achieved and 4,745.769 shares of Class A Common Stock which vest on November 18, 2022 if the performance metric described in the applicable SIA is achieved. Read SEC document |
| February 06, 2020 Filed Feb 19, 2020 15:46 UTC | TYSON FOODS, INC. TSN · Entity 3273 | OtherClass A Common Stock | 232.2633 | $0.00 | $0.00 |
DisclosureSEC source: 0000100493-20-000049 · wf-form4_158212717972874.xml · nonDerivative · entry 2 Oleksiuk Mary · CIK 0001497610 · EVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Indirect · Employee Stock Purchase Plan Disclosed balance after: 4,130.0594 F3 · kind: Represents shares of the Issuer's Class A Common Stock purchased for the Reporting Person's account under the Issuer's Employee Stock Purchase Plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16b-3. Read SEC document |
| December 17, 2019 Filed Feb 19, 2020 15:46 UTC | TYSON FOODS, INC. TSN · Entity 3273 | OtherClass A Common Stock | 205.309 | $0.00 | $0.00 |
DisclosureSEC source: 0000100493-20-000049 · wf-form4_158212717972874.xml · nonDerivative · entry 1 Oleksiuk Mary · CIK 0001497610 · EVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,813.9477 F1 · kind: Represents shares of the Issuer's Class A Common Stock received by the Reporting Person pursuant to the Issuer's dividend reinvestment plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16a-11. F2 · balance_after: Includes 25,830.443 shares of Class A Common Stock which vested on February 14, 2020; 5,392.479 shares of Class A Common Stock which vest on November 13, 2020 if the performance metric described in the applicable Stock Incentive Agreement ("SIA") is achieved; 7,341.309 shares of Class A Common Stock which vest on November 29, 2021 if the performance metric described in the applicable SIA is achieved and 4,745.769 shares of Class A Common Stock which vest on November 18, 2022 if the performance metric described in the applicable SIA is achieved. Read SEC document |
| November 18, 2019 Filed Nov 20, 2019 21:37 UTC | TYSON FOODS, INC. TSN · Entity 3273 | GrantNon-Qualified Stock Options (Right to Buy) · Derivative | 25,358 | $0.00 Strike: $89.98 | $0.00 |
DisclosureSEC source: 0000100493-19-000146 · wf-form4_157428585871228.xml · derivative · entry 7 Oleksiuk Mary · CIK 0001497610 · EVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,358 Underlying: Class A Common Stock · 25,358 shares Expires 2029-11-18 F9 · kind: The stock options vest at 33 1/3 percent on each of the first, second, and third anniversary dates of the grant. Read SEC document |
| November 18, 2019 Filed Nov 20, 2019 21:37 UTC | TYSON FOODS, INC. TSN · Entity 3273 | GrantPerformance Shares · Derivative | 18,893.088 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000100493-19-000146 · wf-form4_157428585871228.xml · derivative · entry 6 Oleksiuk Mary · CIK 0001497610 · EVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,893.088 Underlying: Class A Common Stock · 18,893.088 shares Expires not disclosed F8 · derivative.exercise_price: Award of performance Class A Common Stock which vests on November 18, 2022 if the performance metrics described in the applicable SIA are achieved. The performance metrics set forth in the SIA are (1) achievement of a three year (fiscal 2020-2022) cumulative operating income target and (2) a favorable comparison of the relative total shareholder return of the Issuer's Class A Common Stock compared to a predetermined peer group of publicly traded companies over a three year (fiscal 2020-2022) period. Subject to the achievement of the performance metrics, the performance shares could vest at a level of 50 to 200 percent and are reported as derivative securities at the 200 percent level. If neither of the performance metrics are achieved, the award expires. F8 · price: Award of performance Class A Common Stock which vests on November 18, 2022 if the performance metrics described in the applicable SIA are achieved. The performance metrics set forth in the SIA are (1) achievement of a three year (fiscal 2020-2022) cumulative operating income target and (2) a favorable comparison of the relative total shareholder return of the Issuer's Class A Common Stock compared to a predetermined peer group of publicly traded companies over a three year (fiscal 2020-2022) period. Subject to the achievement of the performance metrics, the performance shares could vest at a level of 50 to 200 percent and are reported as derivative securities at the 200 percent level. If neither of the performance metrics are achieved, the award expires. F8 · derivative.exercise_date: Award of performance Class A Common Stock which vests on November 18, 2022 if the performance metrics described in the applicable SIA are achieved. The performance metrics set forth in the SIA are (1) achievement of a three year (fiscal 2020-2022) cumulative operating income target and (2) a favorable comparison of the relative total shareholder return of the Issuer's Class A Common Stock compared to a predetermined peer group of publicly traded companies over a three year (fiscal 2020-2022) period. Subject to the achievement of the performance metrics, the performance shares could vest at a level of 50 to 200 percent and are reported as derivative securities at the 200 percent level. If neither of the performance metrics are achieved, the award expires. F8 · derivative.expiration_date: Award of performance Class A Common Stock which vests on November 18, 2022 if the performance metrics described in the applicable SIA are achieved. The performance metrics set forth in the SIA are (1) achievement of a three year (fiscal 2020-2022) cumulative operating income target and (2) a favorable comparison of the relative total shareholder return of the Issuer's Class A Common Stock compared to a predetermined peer group of publicly traded companies over a three year (fiscal 2020-2022) period. Subject to the achievement of the performance metrics, the performance shares could vest at a level of 50 to 200 percent and are reported as derivative securities at the 200 percent level. If neither of the performance metrics are achieved, the award expires. Read SEC document |
| November 18, 2019 Filed Nov 20, 2019 21:37 UTC | TYSON FOODS, INC. TSN · Entity 3273 | Exercise / conversionPerformance Shares · Derivative | 29,003.6 | $0.00 | $0.00 |
DisclosureSEC source: 0000100493-19-000146 · wf-form4_157428585871228.xml · derivative · entry 5 Oleksiuk Mary · CIK 0001497610 · EVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 29,003.6 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: A portion of these performance shares vested as described in footnote 3. The remainder of the award expired. F7 · derivative.exercise_date: A portion of these performance shares vested as described in footnote 3. The remainder of the award expired. F7 · derivative.expiration_date: A portion of these performance shares vested as described in footnote 3. The remainder of the award expired. Read SEC document |
| November 18, 2019 Filed Nov 20, 2019 21:37 UTC | TYSON FOODS, INC. TSN · Entity 3273 | GrantClass A Common Stock | 4,723.272 | $0.00 | $0.00 |
DisclosureSEC source: 0000100493-19-000146 · wf-form4_157428585871228.xml · nonDerivative · entry 4 Oleksiuk Mary · CIK 0001497610 · EVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,608.6387 F5 · kind: Award of Class A Common Stock which vests on November 18, 2022 if the performance metric described in the applicable SIA is achieved. The performance metric is the achievement of a three year (fiscal 2020-2022) cumulative adjusted operating income target as set forth in the SIA. If the performance metric is not achieved, the award expires. F6 · balance_after: Includes 25,707.995 shares of Class A Common Stock which vest on February 15, 2020 if the performance metric described in the applicable SIA is achieved; 5,366.916 shares of Class A Common Stock which vest on November 13, 2020 if the performance metric described in the applicable SIA is achieved; 7,306.508 shares of Class A Common Stock which vest on November 29, 2021 if the performance metric described in the applicable SIA is achieved and 4,723.272 shares of Class A Common Stock which vest on November 18, 2022 if the performance metric described in the applicable SIA is achieved. Read SEC document |
| November 18, 2019 Filed Nov 20, 2019 21:37 UTC | TYSON FOODS, INC. TSN · Entity 3273 | Tax withholdingClass A Common Stock | 7,188 | $0.00 | $0.00 |
DisclosureSEC source: 0000100493-19-000146 · wf-form4_157428585871228.xml · nonDerivative · entry 3 Oleksiuk Mary · CIK 0001497610 · EVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,885.3667 F4 · kind: Pursuant to an election made by the Reporting Person, these shares were sold by the Reporting Person to the Issuer on November 18, 2019, to satisfy tax withholding obligations related to the vesting described in footnote 3. F2 · balance_after: Includes 25,707.995 shares of Class A Common Stock which vest on February 15, 2020 if the performance metric described in the applicable Stock Incentive Agreement ("SIA") is achieved; 5,366.916 shares of Class A Common Stock which vest on November 13, 2020 if the performance metric described in the applicable SIA is achieved; and 7,306.508 shares of Class A Common Stock which vest on November 29, 2021 if the performance metric described in the applicable SIA is achieved. Read SEC document |
| November 18, 2019 Filed Nov 20, 2019 21:37 UTC | TYSON FOODS, INC. TSN · Entity 3273 | Exercise / conversionClass A Common Stock | 15,540.854 | $0.00 | $0.00 |
DisclosureSEC source: 0000100493-19-000146 · wf-form4_157428585871228.xml · nonDerivative · entry 2 Oleksiuk Mary · CIK 0001497610 · EVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,073.3667 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: On November 28, 2016 the Reporting Person received a grant of 29,003.6 performance shares which vested or expired on November 18, 2019 subject to the achievement of performance criteria in the applicable SIA. The performance criteria were (a) a cumulative adjusted earnings before interest and taxes (EBIT) target of $9,365 million for the 2017-2019 fiscal years and (b) a favorable comparison of the Issuer's Class A total shareholder return relative to the total shareholder return of a predetermined peer group of publicly traded companies over the 2017-2019 fiscal years. The performance shares could vest at a level of 50%-200% and were previously reported as derivative securities at the 200% level. On November 18, 2019, 15,540.854 shares vested and are reported herein as acquired non-derivatives securities and the remainder of the award expired. F2 · balance_after: Includes 25,707.995 shares of Class A Common Stock which vest on February 15, 2020 if the performance metric described in the applicable Stock Incentive Agreement ("SIA") is achieved; 5,366.916 shares of Class A Common Stock which vest on November 13, 2020 if the performance metric described in the applicable SIA is achieved; and 7,306.508 shares of Class A Common Stock which vest on November 29, 2021 if the performance metric described in the applicable SIA is achieved. Read SEC document |
| November 18, 2019 Filed Nov 20, 2019 21:37 UTC | TYSON FOODS, INC. TSN · Entity 3273 | Tax withholdingClass A Common Stock | 3,533 | $0.00 | $0.00 |
DisclosureSEC source: 0000100493-19-000146 · wf-form4_157428585871228.xml · nonDerivative · entry 1 Oleksiuk Mary · CIK 0001497610 · EVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,532.5127 F1 · kind: On November 18, 2019, 7,638.741 shares of restricted Class A Common Stock vested. These shares were previously reported as beneficially owned by the Reporting Person. Pursuant to an election made by the Reporting Person these shares were sold by the Reporting Person to the Issuer to satisfy tax withholding obligations. F2 · balance_after: Includes 25,707.995 shares of Class A Common Stock which vest on February 15, 2020 if the performance metric described in the applicable Stock Incentive Agreement ("SIA") is achieved; 5,366.916 shares of Class A Common Stock which vest on November 13, 2020 if the performance metric described in the applicable SIA is achieved; and 7,306.508 shares of Class A Common Stock which vest on November 29, 2021 if the performance metric described in the applicable SIA is achieved. Read SEC document |
| November 14, 2019 Filed Nov 18, 2019 21:39 UTC | TYSON FOODS, INC. TSN · Entity 3273 | Exercise / conversionNon-Qualified Stock Options (Right to Buy) · Derivative | 7,367 | $77.97 Strike: $77.97 | $574,404.99 |
DisclosureSEC source: 0000100493-19-000120 · wf-form4_157411313663643.xml · derivative · entry 8 Oleksiuk Mary · CIK 0001497610 · EVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,733 Underlying: Class A Common Stock · 7,367 shares Expires 2027-11-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 14, 2019 Filed Nov 18, 2019 21:39 UTC | TYSON FOODS, INC. TSN · Entity 3273 | Exercise / conversionNon-Qualified Stock Options (Right to Buy) · Derivative | 21,015 | $58.34 Strike: $58.34 | $1,226,015.10 |
DisclosureSEC source: 0000100493-19-000120 · wf-form4_157411313663643.xml · derivative · entry 7 Oleksiuk Mary · CIK 0001497610 · EVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,507 Underlying: Class A Common Stock · 21,015 shares Expires 2026-11-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 14, 2019 Filed Nov 18, 2019 21:39 UTC | TYSON FOODS, INC. TSN · Entity 3273 | OtherClass A Common Stock | 305.6856 | $0.00 | $0.00 |
DisclosureSEC source: 0000100493-19-000120 · wf-form4_157411313663643.xml · nonDerivative · entry 6 Oleksiuk Mary · CIK 0001497610 · EVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Indirect · Employee Stock Purchase Plan Disclosed balance after: 3,897.7961 F5 · kind: Represents shares of the Issuer's Class A Common Stock purchased for the Reporting Person's account under the Issuer's Employee Stock Purchase Plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16b-3. Read SEC document |
| November 14, 2019 Filed Nov 18, 2019 21:39 UTC | TYSON FOODS, INC. TSN · Entity 3273 | SaleClass A Common Stock | 7,367 | $92.23 | $679,453.25 |
DisclosureSEC source: 0000100493-19-000120 · wf-form4_157411313663643.xml · nonDerivative · entry 5 Oleksiuk Mary · CIK 0001497610 · EVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,065.5127 F4 · price: This is a weighted average price. These shares were sold in multiple transactions on November 14, 2019 at prices ranging from $92.08 to $93.01, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. F2 · balance_after: Includes 7,638.741 shares of Class A Common Stock which vest on November 18, 2019 if the performance metric described in the applicable Stock Incentive Agreement ("SIA") is achieved; 25,707.995 shares of Class A Common Stock which vest on February 15, 2020 if the performance metric described in the applicable SIA is achieved; 5,366.916 shares of Class A Common Stock which vest on November 13, 2020 if the performance metric described in the applicable SIA is achieved; and 7,306.508 shares of Class A Common Stock which vest on November 29, 2021 if the performance metric described in the applicable SIA is achieved. Read SEC document |
| November 14, 2019 Filed Nov 18, 2019 21:39 UTC | TYSON FOODS, INC. TSN · Entity 3273 | Exercise / conversionClass A Common Stock | 7,367 | $77.97 | $574,404.99 |
DisclosureSEC source: 0000100493-19-000120 · wf-form4_157411313663643.xml · nonDerivative · entry 4 Oleksiuk Mary · CIK 0001497610 · EVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,432.5127 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · balance_after: Includes 7,638.741 shares of Class A Common Stock which vest on November 18, 2019 if the performance metric described in the applicable Stock Incentive Agreement ("SIA") is achieved; 25,707.995 shares of Class A Common Stock which vest on February 15, 2020 if the performance metric described in the applicable SIA is achieved; 5,366.916 shares of Class A Common Stock which vest on November 13, 2020 if the performance metric described in the applicable SIA is achieved; and 7,306.508 shares of Class A Common Stock which vest on November 29, 2021 if the performance metric described in the applicable SIA is achieved. Read SEC document |
| November 14, 2019 Filed Nov 18, 2019 21:39 UTC | TYSON FOODS, INC. TSN · Entity 3273 | SaleClass A Common Stock | 21,015 | $92.21 | $1,937,822.57 |
DisclosureSEC source: 0000100493-19-000120 · wf-form4_157411313663643.xml · nonDerivative · entry 3 Oleksiuk Mary · CIK 0001497610 · EVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,065.5127 F3 · price: This is a weighted average price. These shares were sold in multiple transactions on November 14, 2019 at prices ranging from $92.125 to $93.01, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. F2 · balance_after: Includes 7,638.741 shares of Class A Common Stock which vest on November 18, 2019 if the performance metric described in the applicable Stock Incentive Agreement ("SIA") is achieved; 25,707.995 shares of Class A Common Stock which vest on February 15, 2020 if the performance metric described in the applicable SIA is achieved; 5,366.916 shares of Class A Common Stock which vest on November 13, 2020 if the performance metric described in the applicable SIA is achieved; and 7,306.508 shares of Class A Common Stock which vest on November 29, 2021 if the performance metric described in the applicable SIA is achieved. Read SEC document |
| November 14, 2019 Filed Nov 18, 2019 21:39 UTC | TYSON FOODS, INC. TSN · Entity 3273 | Exercise / conversionClass A Common Stock | 21,015 | $58.34 | $1,226,015.10 |
DisclosureSEC source: 0000100493-19-000120 · wf-form4_157411313663643.xml · nonDerivative · entry 2 Oleksiuk Mary · CIK 0001497610 · EVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,080.5127 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · balance_after: Includes 7,638.741 shares of Class A Common Stock which vest on November 18, 2019 if the performance metric described in the applicable Stock Incentive Agreement ("SIA") is achieved; 25,707.995 shares of Class A Common Stock which vest on February 15, 2020 if the performance metric described in the applicable SIA is achieved; 5,366.916 shares of Class A Common Stock which vest on November 13, 2020 if the performance metric described in the applicable SIA is achieved; and 7,306.508 shares of Class A Common Stock which vest on November 29, 2021 if the performance metric described in the applicable SIA is achieved. Read SEC document |
| September 16, 2019 Filed Nov 18, 2019 21:39 UTC | TYSON FOODS, INC. TSN · Entity 3273 | OtherClass A Common Stock | 200.54 | $0.00 | $0.00 |
DisclosureSEC source: 0000100493-19-000120 · wf-form4_157411313663643.xml · nonDerivative · entry 1 Oleksiuk Mary · CIK 0001497610 · EVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,065.5127 F1 · kind: Represents shares of the Issuer's Class A Common Stock received by the Reporting Person pursuant to the Issuer's dividend reinvestment plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16a-11. F2 · balance_after: Includes 7,638.741 shares of Class A Common Stock which vest on November 18, 2019 if the performance metric described in the applicable Stock Incentive Agreement ("SIA") is achieved; 25,707.995 shares of Class A Common Stock which vest on February 15, 2020 if the performance metric described in the applicable SIA is achieved; 5,366.916 shares of Class A Common Stock which vest on November 13, 2020 if the performance metric described in the applicable SIA is achieved; and 7,306.508 shares of Class A Common Stock which vest on November 29, 2021 if the performance metric described in the applicable SIA is achieved. Read SEC document |
| August 06, 2019 Filed Aug 8, 2019 11:17 UTC | TYSON FOODS, INC. TSN · Entity 3273 | Exercise / conversionNon-Qualified Stock Options (Right to Buy) · Derivative | 43,592 | $50.00 Strike: $50.00 | $2,179,600.00 |
DisclosureSEC source: 0000100493-19-000098 · wf-form4_156526304564449.xml · derivative · entry 5 Oleksiuk Mary · CIK 0001497610 · EVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 43,592 shares Expires 2025-11-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 06, 2019 Filed Aug 8, 2019 11:17 UTC | TYSON FOODS, INC. TSN · Entity 3273 | SaleClass A Common Stock | 43,592 | $82.60 | $3,600,642.53 |
DisclosureSEC source: 0000100493-19-000098 · wf-form4_156526304564449.xml · nonDerivative · entry 4 Oleksiuk Mary · CIK 0001497610 · EVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,864.9727 F4 · price: This is a weighted average price. These shares were sold in multiple transactions on August 6, 2019 at prices ranging from $82.56 to $82.635, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. F2 · balance_after: Includes 7,605.454 shares of Class A Common Stock which vest on November 18, 2019 if the performance metric described in the applicable Stock Incentive Agreement ("SIA") is achieved; 25,595.968 shares of Class A Common Stock which vest on February 15, 2020 if the performance metric described in the applicable SIA is achieved; 5,343.529 shares of Class A Common Stock which vest on November 13, 2020 if the performance metric described in the applicable SIA is achieved; and 7,274.669 shares of Class A Common Stock which vest on November 29, 2021 if the performance metric described in the applicable SIA is achieved. Read SEC document |
| August 06, 2019 Filed Aug 8, 2019 11:17 UTC | TYSON FOODS, INC. TSN · Entity 3273 | Exercise / conversionClass A Common Stock | 43,592 | $50.00 | $2,179,600.00 |
DisclosureSEC source: 0000100493-19-000098 · wf-form4_156526304564449.xml · nonDerivative · entry 3 Oleksiuk Mary · CIK 0001497610 · EVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,456.9727 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · balance_after: Includes 7,605.454 shares of Class A Common Stock which vest on November 18, 2019 if the performance metric described in the applicable Stock Incentive Agreement ("SIA") is achieved; 25,595.968 shares of Class A Common Stock which vest on February 15, 2020 if the performance metric described in the applicable SIA is achieved; 5,343.529 shares of Class A Common Stock which vest on November 13, 2020 if the performance metric described in the applicable SIA is achieved; and 7,274.669 shares of Class A Common Stock which vest on November 29, 2021 if the performance metric described in the applicable SIA is achieved. Read SEC document |
| July 25, 2019 Filed Aug 8, 2019 11:17 UTC | TYSON FOODS, INC. TSN · Entity 3273 | OtherClass A Common Stock | 246.9955 | $0.00 | $0.00 |
DisclosureSEC source: 0000100493-19-000098 · wf-form4_156526304564449.xml · nonDerivative · entry 2 Oleksiuk Mary · CIK 0001497610 · EVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Indirect · Employee Stock Purchase Plan Disclosed balance after: 3,592.1105 F3 · kind: Represents shares of the Issuer's Class A Common Stock purchased for the Reporting Person's account under the Issuer's Employee Stock Purchase Plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16b-3. Read SEC document |
| June 18, 2019 Filed Aug 8, 2019 11:17 UTC | TYSON FOODS, INC. TSN · Entity 3273 | OtherClass A Common Stock | 208.752 | $0.00 | $0.00 |
DisclosureSEC source: 0000100493-19-000098 · wf-form4_156526304564449.xml · nonDerivative · entry 1 Oleksiuk Mary · CIK 0001497610 · EVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,864.9727 F1 · kind: Represents shares of the Issuer's Class A Common Stock received by the Reporting Person pursuant to the Issuer's dividend reinvestment plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16a-11. F2 · balance_after: Includes 7,605.454 shares of Class A Common Stock which vest on November 18, 2019 if the performance metric described in the applicable Stock Incentive Agreement ("SIA") is achieved; 25,595.968 shares of Class A Common Stock which vest on February 15, 2020 if the performance metric described in the applicable SIA is achieved; 5,343.529 shares of Class A Common Stock which vest on November 13, 2020 if the performance metric described in the applicable SIA is achieved; and 7,274.669 shares of Class A Common Stock which vest on November 29, 2021 if the performance metric described in the applicable SIA is achieved. Read SEC document |
| May 08, 2019 Filed May 9, 2019 14:37 UTC | TYSON FOODS, INC. TSN · Entity 3273 | Exercise / conversionNon-Qualified Stock Options (Right to Buy) · Derivative | 44,967 | $42.26 Strike: $42.26 | $1,900,305.42 |
DisclosureSEC source: 0000100493-19-000068 · wf-form4_155741265658182.xml · derivative · entry 5 Oleksiuk Mary · CIK 0001497610 · EVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 44,967 shares Expires 2024-11-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 08, 2019 Filed May 9, 2019 14:37 UTC | TYSON FOODS, INC. TSN · Entity 3273 | SaleClass A Common Stock | 44,967 | $77.09 | $3,466,708.38 |
DisclosureSEC source: 0000100493-19-000068 · wf-form4_155741265658182.xml · nonDerivative · entry 4 Oleksiuk Mary · CIK 0001497610 · EVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,656.2207 F4 · price: This is a weighted average price. These shares were sold in multiple transactions on May 8, 2019 at prices ranging from $77.060 to $77.195, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. F2 · balance_after: Includes 7,570.804 shares of Class A Common Stock which vest on November 18, 2019 if the performance metric described in the applicable Stock Incentive Agreement ("SIA") is achieved; 25,479.354 shares of Class A Common Stock which vest on February 15, 2020 if the performance metric described in the applicable SIA is achieved; 5,319.184 shares of Class A Common Stock which vest on November 13, 2020 if the performance metric described in the applicable SIA is achieved; and 7,241.526 shares of Class A Common Stock which vest on November 29, 2021 if the performance metric described in the applicable SIA is achieved. Read SEC document |
| May 08, 2019 Filed May 9, 2019 14:37 UTC | TYSON FOODS, INC. TSN · Entity 3273 | Exercise / conversionClass A Common Stock | 44,967 | $42.26 | $1,900,305.42 |
DisclosureSEC source: 0000100493-19-000068 · wf-form4_155741265658182.xml · nonDerivative · entry 3 Oleksiuk Mary · CIK 0001497610 · EVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,623.2207 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · balance_after: Includes 7,570.804 shares of Class A Common Stock which vest on November 18, 2019 if the performance metric described in the applicable Stock Incentive Agreement ("SIA") is achieved; 25,479.354 shares of Class A Common Stock which vest on February 15, 2020 if the performance metric described in the applicable SIA is achieved; 5,319.184 shares of Class A Common Stock which vest on November 13, 2020 if the performance metric described in the applicable SIA is achieved; and 7,241.526 shares of Class A Common Stock which vest on November 29, 2021 if the performance metric described in the applicable SIA is achieved. Read SEC document |
| May 08, 2019 Filed May 9, 2019 14:37 UTC | TYSON FOODS, INC. TSN · Entity 3273 | OtherClass A Common Stock | 584.4436 | $0.00 | $0.00 |
DisclosureSEC source: 0000100493-19-000068 · wf-form4_155741265658182.xml · nonDerivative · entry 2 Oleksiuk Mary · CIK 0001497610 · EVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Indirect · Employee Stock Purchase Plan Disclosed balance after: 3,345.115 F3 · kind: Represents shares of the Issuer's Class A Common Stock purchased for the Reporting Person's account under the Issuer's Employee Stock Purchase Plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16b-3. Read SEC document |
| March 19, 2019 Filed May 9, 2019 14:37 UTC | TYSON FOODS, INC. TSN · Entity 3273 | OtherClass A Common Stock | 560.891 | $0.00 | $0.00 |
DisclosureSEC source: 0000100493-19-000068 · wf-form4_155741265658182.xml · nonDerivative · entry 1 Oleksiuk Mary · CIK 0001497610 · EVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,656.2207 F1 · kind: Represents shares of the Issuer's Class A Common Stock received by the Reporting Person pursuant to the Issuer's dividend reinvestment plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16a-11. F2 · balance_after: Includes 7,570.804 shares of Class A Common Stock which vest on November 18, 2019 if the performance metric described in the applicable Stock Incentive Agreement ("SIA") is achieved; 25,479.354 shares of Class A Common Stock which vest on February 15, 2020 if the performance metric described in the applicable SIA is achieved; 5,319.184 shares of Class A Common Stock which vest on November 13, 2020 if the performance metric described in the applicable SIA is achieved; and 7,241.526 shares of Class A Common Stock which vest on November 29, 2021 if the performance metric described in the applicable SIA is achieved. Read SEC document |
| December 01, 2018 Filed Dec 4, 2018 18:28 UTC | TYSON FOODS, INC. TSN · Entity 3273 | Exercise / conversionPerformance Shares · Derivative | 40,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000100493-18-000152 · wf-form4_154394808649238.xml · derivative · entry 5 Oleksiuk Mary · CIK 0001497610 · EVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 40,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: A portion of these performance shares vested as described in footnote 4. The remainder of the award expired. F6 · derivative.exercise_date: A portion of these performance shares vested as described in footnote 4. The remainder of the award expired. F6 · derivative.expiration_date: A portion of these performance shares vested as described in footnote 4. The remainder of the award expired. Read SEC document |
| December 01, 2018 Filed Dec 4, 2018 18:28 UTC | TYSON FOODS, INC. TSN · Entity 3273 | Tax withholdingClass A Common Stock | 17,600 | $0.00 | $0.00 |
DisclosureSEC source: 0000100493-18-000152 · wf-form4_154394808649238.xml · nonDerivative · entry 4 Oleksiuk Mary · CIK 0001497610 · EVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,095.3297 F5 · kind: Pursuant to an election made by the Reporting Person, 17,600 shares were sold by the Reporting Person to the Issuer on December 1, 2018, to satisfy tax withholding obligations related to the vesting described in footnote 4. F3 · balance_after: Includes 7,477.704 shares of Class A Common Stock which vest on November 18, 2019 if the performance metric described in the applicable Stock Incentive Agreement ("SIA") is achieved; 25,166.026 shares of Class A Common Stock which vest on February 15, 2020 if the performance metric described in the applicable SIA is achieved; 5,235.773 shares of Class A Common Stock which vest on November 13, 2020 if the performance metric described in the applicable SIA is achieved; and 7,152.474 shares of Class A Common Stock which vest on November 29, 2021 if the performance metric described in the applicable SIA is achieved. Read SEC document |
| December 01, 2018 Filed Dec 4, 2018 18:28 UTC | TYSON FOODS, INC. TSN · Entity 3273 | Exercise / conversionClass A Common Stock | 38,052 | $0.00 | $0.00 |
DisclosureSEC source: 0000100493-18-000152 · wf-form4_154394808649238.xml · nonDerivative · entry 3 Oleksiuk Mary · CIK 0001497610 · EVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,695.3297 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · kind: On November 30, 2015 the Reporting Person received a grant of 20,000 performance shares which vested or expired on December 1, 2018 subject to the achievement of performance criteria in the applicable Stock Incentive Agreement. The performance criteria were (a) a cumulative adjusted earnings before interest and taxes (EBIT) target of $6,877 million for the 2016-2018 fiscal years and (b) a favorable comparison of the Issuer's Class A common stock price relative to the stock prices of a predetermined peer group of publicly traded companies over the 2016-2018 fiscal years. The performance shares could vest at a level of 50%-200% and were previously reported as derivative securities at the 200% level. On December 1, 2018, 38,052 shares vested and are reported herein as acquired non-derivatives securities and 1,948 shares expired. F3 · balance_after: Includes 7,477.704 shares of Class A Common Stock which vest on November 18, 2019 if the performance metric described in the applicable Stock Incentive Agreement ("SIA") is achieved; 25,166.026 shares of Class A Common Stock which vest on February 15, 2020 if the performance metric described in the applicable SIA is achieved; 5,235.773 shares of Class A Common Stock which vest on November 13, 2020 if the performance metric described in the applicable SIA is achieved; and 7,152.474 shares of Class A Common Stock which vest on November 29, 2021 if the performance metric described in the applicable SIA is achieved. Read SEC document |
| December 01, 2018 Filed Dec 4, 2018 18:28 UTC | TYSON FOODS, INC. TSN · Entity 3273 | Tax withholdingClass A Common Stock | 3,799 | $0.00 | $0.00 |
DisclosureSEC source: 0000100493-18-000152 · wf-form4_154394808649238.xml · nonDerivative · entry 2 Oleksiuk Mary · CIK 0001497610 · EVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,643.3297 F2 · kind: On November 30, 2015, the Reporting Person received a grant of 10,000 shares which, with reinvested dividends, vested on December 1, 2018. This grant has previously been reported as beneficially owned by the Reporting Person. Pursuant to an election made by the Reporting Person, 3,799 shares were sold by the Reporting Person to the Issuer on December 1, 2018, to satisfy tax withholding obligations. F3 · balance_after: Includes 7,477.704 shares of Class A Common Stock which vest on November 18, 2019 if the performance metric described in the applicable Stock Incentive Agreement ("SIA") is achieved; 25,166.026 shares of Class A Common Stock which vest on February 15, 2020 if the performance metric described in the applicable SIA is achieved; 5,235.773 shares of Class A Common Stock which vest on November 13, 2020 if the performance metric described in the applicable SIA is achieved; and 7,152.474 shares of Class A Common Stock which vest on November 29, 2021 if the performance metric described in the applicable SIA is achieved. Read SEC document |
| November 29, 2018 Filed Dec 4, 2018 18:28 UTC | TYSON FOODS, INC. TSN · Entity 3273 | OtherClass A Common Stock | 52.0512 | $0.00 | $0.00 |
DisclosureSEC source: 0000100493-18-000152 · wf-form4_154394808649238.xml · nonDerivative · entry 1 Oleksiuk Mary · CIK 0001497610 · EVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Indirect · Employee Stock Purchase Plan Disclosed balance after: 2,760.6714 F1 · kind: Represents shares of the Issuer's Class A Common Stock purchased for the Reporting Person's account under the Issuer's Employee Stock Purchase Plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16b-3. Read SEC document |
| November 19, 2018 Filed Nov 21, 2018 17:02 UTC | TYSON FOODS, INC. TSN · Entity 3273 | GrantPerformance Shares · Derivative | 28,609.896 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000100493-18-000129 · wf-form4_154281976146931.xml · derivative · entry 5 Oleksiuk Mary · CIK 0001497610 · EVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,609.896 Underlying: Class A Common Stock · 28,609.896 shares Expires not disclosed F7 · derivative.exercise_price: Award of performance Class A Common Stock which vests on November 29, 2021 if the performance metrics described in the SIA are achieved. The performance metrics set forth in the SIA are (1) achievement of a three year (fiscal 2019-2021) cumulative operating income target and (2) a favorable comparison of the relative total shareholder return of the Issuer's Class A Common Stock compared to a predetermined peer group of publicly traded companies over a three year (fiscal 2019-2021) period. Subject to the achievement of the performance metrics, the performance shares could vest at a level of 50 to 200 percent and are reported as derivative securities at the 200 percent level. If neither of the performance metrics are achieved, the award expires. F7 · price: Award of performance Class A Common Stock which vests on November 29, 2021 if the performance metrics described in the SIA are achieved. The performance metrics set forth in the SIA are (1) achievement of a three year (fiscal 2019-2021) cumulative operating income target and (2) a favorable comparison of the relative total shareholder return of the Issuer's Class A Common Stock compared to a predetermined peer group of publicly traded companies over a three year (fiscal 2019-2021) period. Subject to the achievement of the performance metrics, the performance shares could vest at a level of 50 to 200 percent and are reported as derivative securities at the 200 percent level. If neither of the performance metrics are achieved, the award expires. F7 · derivative.exercise_date: Award of performance Class A Common Stock which vests on November 29, 2021 if the performance metrics described in the SIA are achieved. The performance metrics set forth in the SIA are (1) achievement of a three year (fiscal 2019-2021) cumulative operating income target and (2) a favorable comparison of the relative total shareholder return of the Issuer's Class A Common Stock compared to a predetermined peer group of publicly traded companies over a three year (fiscal 2019-2021) period. Subject to the achievement of the performance metrics, the performance shares could vest at a level of 50 to 200 percent and are reported as derivative securities at the 200 percent level. If neither of the performance metrics are achieved, the award expires. F7 · derivative.expiration_date: Award of performance Class A Common Stock which vests on November 29, 2021 if the performance metrics described in the SIA are achieved. The performance metrics set forth in the SIA are (1) achievement of a three year (fiscal 2019-2021) cumulative operating income target and (2) a favorable comparison of the relative total shareholder return of the Issuer's Class A Common Stock compared to a predetermined peer group of publicly traded companies over a three year (fiscal 2019-2021) period. Subject to the achievement of the performance metrics, the performance shares could vest at a level of 50 to 200 percent and are reported as derivative securities at the 200 percent level. If neither of the performance metrics are achieved, the award expires. Read SEC document |
| November 19, 2018 Filed Nov 21, 2018 17:02 UTC | TYSON FOODS, INC. TSN · Entity 3273 | GrantNon-Qualified Stock Options (Right to Buy) · Derivative | 37,445 | $59.42 Strike: $59.42 | $2,224,981.90 |
DisclosureSEC source: 0000100493-18-000129 · wf-form4_154281976146931.xml · derivative · entry 4 Oleksiuk Mary · CIK 0001497610 · EVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,445 Underlying: Class A Common Stock · 37,445 shares Expires 2028-11-19 F6 · kind: The stock options vest at 33 1/3% on each of the first, second, and third anniversary dates of the grant. Read SEC document |
| November 19, 2018 Filed Nov 21, 2018 17:02 UTC | TYSON FOODS, INC. TSN · Entity 3273 | GrantClass A Common Stock | 7,152.474 | $0.00 | $0.00 |
DisclosureSEC source: 0000100493-18-000129 · wf-form4_154281976146931.xml · nonDerivative · entry 3 Oleksiuk Mary · CIK 0001497610 · EVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,442.3297 F4 · kind: Award of Class A Common Stock which vests on November 29, 2021 if the performance metric described in the applicable SIA is achieved. The performance metric is the achievement of a three year (fiscal 2019-2021) cumulative adjusted operating income target as set forth in the SIA. If the performance metric is not achieved, the award expires. F5 · balance_after: Includes 10,411.81 shares of Class A Common Stock which vest on December 1, 2018 if the performance metric described in the applicable SIA is achieved; 7,477.704 shares of Class A Common Stock which vest on November 18, 2019 if the performance metric described in the applicable SIA is achieved; 25,166.026 shares of Class A Common Stock which vest on February 15, 2020 if the performance metric described in the applicable SIA is achieved; 5,235.773 shares of Class A Common Stock which vest on November 13, 2020 if the performance metric described in the applicable SIA is achieved; and 7,152.474 shares of Class A Common Stock which vest on November 29, 2021 if the performance metric described in the applicable SIA is achieved. Read SEC document |
| November 15, 2018 Filed Nov 21, 2018 17:02 UTC | TYSON FOODS, INC. TSN · Entity 3273 | OtherClass A Common Stock | 1,154.3122 | $0.00 | $0.00 |
DisclosureSEC source: 0000100493-18-000129 · wf-form4_154281976146931.xml · nonDerivative · entry 2 Oleksiuk Mary · CIK 0001497610 · EVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Indirect · Employee Stock Purchase Plan Disclosed balance after: 2,708.6202 F3 · kind: Represents shares of the Issuer's Class A Common Stock purchased for the Reporting Person's account under the Issuer's Employee Stock Purchase Plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16b-3. Read SEC document |
| September 18, 2018 Filed Nov 21, 2018 17:02 UTC | TYSON FOODS, INC. TSN · Entity 3273 | OtherClass A Common Stock | 797.564 | $0.00 | $0.00 |
DisclosureSEC source: 0000100493-18-000129 · wf-form4_154281976146931.xml · nonDerivative · entry 1 Oleksiuk Mary · CIK 0001497610 · EVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,289.8557 F1 · kind: Represents shares of the Issuer's Class A Common Stock received by the Reporting Person pursuant to the Issuer's dividend reinvestment plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16a-11. F2 · balance_after: Includes 10,411.81 shares of Class A Common Stock which vest on December 1, 2018 if the performance metric described in the applicable Stock Incentive Agreement (the "SIA") is achieved; 7,477.704 shares of Class A Common Stock which vest on November 18, 2019 if the performance metric described in the applicable SIA is achieved; 25,166.026 shares of Class A Common Stock which vest on February 15, 2020 if the performance metric described in the applicable SIA is achieved; and 5,235.773 shares of Class A Common Stock which vest on November 13, 2020 if the performance metric described in the applicable SIA is achieved. Read SEC document |
| November 21, 2017 Filed Nov 21, 2017 21:45 UTC | TYSON FOODS, INC. TSN · Entity 3273 | GrantPerformance Shares · Derivative | 20,668.142 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000100493-17-000160 · wf-form4_151130070921929.xml · derivative · entry 9 Oleksiuk Mary · CIK 0001497610 · Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,668.142 Underlying: Class A Common Stock · 20,668.142 shares Expires not disclosed F10 · derivative.exercise_price: Award of performance Class A Common Stock which vests on November 13, 2020 if the performance metrics described in the applicable Stock Incentive Agreement are achieved. The performance criteria set forth in the Stock Incentive Agreement are (1) achievement of a three year (fiscal 2018-2020) cumulative EBIT target and (2) a favorable comparison of the relative total shareholder return of the Issuer's Class A Common Stock compared to a predetermined peer group of publicly traded companies over a three year (fiscal 2018-2020 ) period. Subject to the achievement of the performance criteria, the performance shares could vest at a level of 50 percent to 200 percent and are reported as derivative securities at the 200 percent level. If neither of the performance criteria is achieved, the award expires. F10 · price: Award of performance Class A Common Stock which vests on November 13, 2020 if the performance metrics described in the applicable Stock Incentive Agreement are achieved. The performance criteria set forth in the Stock Incentive Agreement are (1) achievement of a three year (fiscal 2018-2020) cumulative EBIT target and (2) a favorable comparison of the relative total shareholder return of the Issuer's Class A Common Stock compared to a predetermined peer group of publicly traded companies over a three year (fiscal 2018-2020 ) period. Subject to the achievement of the performance criteria, the performance shares could vest at a level of 50 percent to 200 percent and are reported as derivative securities at the 200 percent level. If neither of the performance criteria is achieved, the award expires. F10 · derivative.exercise_date: Award of performance Class A Common Stock which vests on November 13, 2020 if the performance metrics described in the applicable Stock Incentive Agreement are achieved. The performance criteria set forth in the Stock Incentive Agreement are (1) achievement of a three year (fiscal 2018-2020) cumulative EBIT target and (2) a favorable comparison of the relative total shareholder return of the Issuer's Class A Common Stock compared to a predetermined peer group of publicly traded companies over a three year (fiscal 2018-2020 ) period. Subject to the achievement of the performance criteria, the performance shares could vest at a level of 50 percent to 200 percent and are reported as derivative securities at the 200 percent level. If neither of the performance criteria is achieved, the award expires. F10 · derivative.expiration_date: Award of performance Class A Common Stock which vests on November 13, 2020 if the performance metrics described in the applicable Stock Incentive Agreement are achieved. The performance criteria set forth in the Stock Incentive Agreement are (1) achievement of a three year (fiscal 2018-2020) cumulative EBIT target and (2) a favorable comparison of the relative total shareholder return of the Issuer's Class A Common Stock compared to a predetermined peer group of publicly traded companies over a three year (fiscal 2018-2020 ) period. Subject to the achievement of the performance criteria, the performance shares could vest at a level of 50 percent to 200 percent and are reported as derivative securities at the 200 percent level. If neither of the performance criteria is achieved, the award expires. Read SEC document |
| November 17, 2017 Filed Nov 21, 2017 21:45 UTC | TYSON FOODS, INC. TSN · Entity 3273 | GrantNon-Qualified Stock Options (Right to Buy) · Derivative | 22,100 | $77.97 Strike: $77.97 | $1,723,137.00 |
DisclosureSEC source: 0000100493-17-000160 · wf-form4_151130070921929.xml · derivative · entry 8 Oleksiuk Mary · CIK 0001497610 · Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,100 Underlying: Class A Common Stock · 22,100 shares Expires 2027-11-17 F9 · kind: The stock options vest at 33 1/3% on each of the first, second, and third anniversary dates of the grant. Read SEC document |
| November 17, 2017 Filed Nov 21, 2017 21:45 UTC | TYSON FOODS, INC. TSN · Entity 3273 | Exercise / conversionPerformance Shares · Derivative | 13,249 | $0.00 | $0.00 |
DisclosureSEC source: 0000100493-17-000160 · wf-form4_151130070921929.xml · derivative · entry 7 Oleksiuk Mary · CIK 0001497610 · Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 13,249 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: On November 21, 2014 the Reporting Person received a grant of 13,249 performance shares which vested (in whole or in part) or expired on November 17, 2017 subject to the achievement of performance criteria in the applicable Stock Incentive Agreement. The performance criteria were (a) a cumulative adjusted earnings before interest and taxes (EBIT) target of $8,704 million for the 2015-2017 fiscal years and (b) a favorable comparison of the Issuer's Class A common stock price relative to the stock prices of a predetermined peer group of publicly traded companies over the 2015-2017 fiscal years. The performance shares could vest at a level of 50%-200% and were previously reported as derivative securities at the 200% level. On November 17, 2017, 11,818.057 shares vested and are reported herein as acquired non-derivatives securities and 1,430.943 share expired. F4 · derivative.exercise_date: On November 21, 2014 the Reporting Person received a grant of 13,249 performance shares which vested (in whole or in part) or expired on November 17, 2017 subject to the achievement of performance criteria in the applicable Stock Incentive Agreement. The performance criteria were (a) a cumulative adjusted earnings before interest and taxes (EBIT) target of $8,704 million for the 2015-2017 fiscal years and (b) a favorable comparison of the Issuer's Class A common stock price relative to the stock prices of a predetermined peer group of publicly traded companies over the 2015-2017 fiscal years. The performance shares could vest at a level of 50%-200% and were previously reported as derivative securities at the 200% level. On November 17, 2017, 11,818.057 shares vested and are reported herein as acquired non-derivatives securities and 1,430.943 share expired. F4 · derivative.expiration_date: On November 21, 2014 the Reporting Person received a grant of 13,249 performance shares which vested (in whole or in part) or expired on November 17, 2017 subject to the achievement of performance criteria in the applicable Stock Incentive Agreement. The performance criteria were (a) a cumulative adjusted earnings before interest and taxes (EBIT) target of $8,704 million for the 2015-2017 fiscal years and (b) a favorable comparison of the Issuer's Class A common stock price relative to the stock prices of a predetermined peer group of publicly traded companies over the 2015-2017 fiscal years. The performance shares could vest at a level of 50%-200% and were previously reported as derivative securities at the 200% level. On November 17, 2017, 11,818.057 shares vested and are reported herein as acquired non-derivatives securities and 1,430.943 share expired. Read SEC document |
| November 17, 2017 Filed Nov 21, 2017 21:45 UTC | TYSON FOODS, INC. TSN · Entity 3273 | GrantClass A Common Stock | 5,167.035 | $0.00 | $0.00 |
DisclosureSEC source: 0000100493-17-000160 · wf-form4_151130070921929.xml · nonDerivative · entry 6 Oleksiuk Mary · CIK 0001497610 · Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,492.2917 F7 · kind: Award of Class A Common Stock which vests on November 13, 2020 if the performance metric described in the applicable Stock Incentive Agreement (the Incentive Agreement) are achieved and the Reporting Person is employed by the Issuer on the vesting date. The performance metrics are achievement of a three year (fiscal 2018-2020) cumulative EBIT target as set forth in the Incentive Agreement. If the performance metric is not achieved, the award expires. F8 · balance_after: Includes 10,239.916 shares of Class A Common Stock which vest on the fourth business day following the filing of the Issuer's Annual Report on Form 10-K for its 2018 fiscal year if the performance metrics described in the applicable Stock Incentive Agreement are achieved; 7,354.251 shares of Class A Common Stock which vest on November 18, 2019 if the performance metrics described in the applicable Stock Incentive Agreement are achieved; 24,750.547 shares of Class A Common Stock which vest on February 15, 2020 if the performance metrics described in the applicable Stock Incentive Agreement are achieved; and 5,167.035 shares of Class A Common Stock which vest on November 13, 2020 if the performance metrics described in the applicable Stock Incentive Agreement are achieved. Read SEC document |
| November 17, 2017 Filed Nov 21, 2017 21:45 UTC | TYSON FOODS, INC. TSN · Entity 3273 | Tax withholdingClass A Common Stock | 1,467 | $0.00 | $0.00 |
DisclosureSEC source: 0000100493-17-000160 · wf-form4_151130070921929.xml · nonDerivative · entry 5 Oleksiuk Mary · CIK 0001497610 · Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,325.2567 F6 · kind: On November 17, 2017, 4,281.4857 shares of restricted Class A Common Stock vested. These shares were previously reported as beneficially owned by the Reporting Person. Pursuant to an election made by the Reporting Person, 1,467 shares were sold by the Reporting Person to the Issuer on November 17, 2017, to satisfy tax withholding obligations. F2 · balance_after: Includes 4,281.4857 shares of Class A Common Stock which vested as described in footnote 6; 10,239.916 shares of Class A Common Stock which vest on the fourth business day following the filing of the Issuer's Annual Report on Form 10-K for its 2018 fiscal year if the performance metrics described in the applicable Stock Incentive Agreement are achieved; 7,354.251 shares of Class A Common Stock which vest on November 18, 2019 if the performance metrics described in the applicable Stock Incentive Agreement are achieved; and 24,750.547 shares of Class A Common Stock which vest on February 15, 2020 if the performance metrics described in the applicable Stock Incentive Agreement are achieved. Read SEC document |
| November 17, 2017 Filed Nov 21, 2017 21:45 UTC | TYSON FOODS, INC. TSN · Entity 3273 | Tax withholdingClass A Common Stock | 4,652 | $0.00 | $0.00 |
DisclosureSEC source: 0000100493-17-000160 · wf-form4_151130070921929.xml · nonDerivative · entry 4 Oleksiuk Mary · CIK 0001497610 · Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,792.2567 F5 · kind: Pursuant to an election made by the Reporting Person, 10,311 shares were sold by the Reporting Person to the Issuer on November 17, 2017, to satisfy tax withholding obligations related to the vesting described in footnote 6. F2 · balance_after: Includes 4,281.4857 shares of Class A Common Stock which vested as described in footnote 6; 10,239.916 shares of Class A Common Stock which vest on the fourth business day following the filing of the Issuer's Annual Report on Form 10-K for its 2018 fiscal year if the performance metrics described in the applicable Stock Incentive Agreement are achieved; 7,354.251 shares of Class A Common Stock which vest on November 18, 2019 if the performance metrics described in the applicable Stock Incentive Agreement are achieved; and 24,750.547 shares of Class A Common Stock which vest on February 15, 2020 if the performance metrics described in the applicable Stock Incentive Agreement are achieved. Read SEC document |
| November 17, 2017 Filed Nov 21, 2017 21:45 UTC | TYSON FOODS, INC. TSN · Entity 3273 | Exercise / conversionClass A Common Stock | 11,818.057 | $0.00 | $0.00 |
DisclosureSEC source: 0000100493-17-000160 · wf-form4_151130070921929.xml · nonDerivative · entry 3 Oleksiuk Mary · CIK 0001497610 · Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,444.2567 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · kind: On November 21, 2014 the Reporting Person received a grant of 13,249 performance shares which vested (in whole or in part) or expired on November 17, 2017 subject to the achievement of performance criteria in the applicable Stock Incentive Agreement. The performance criteria were (a) a cumulative adjusted earnings before interest and taxes (EBIT) target of $8,704 million for the 2015-2017 fiscal years and (b) a favorable comparison of the Issuer's Class A common stock price relative to the stock prices of a predetermined peer group of publicly traded companies over the 2015-2017 fiscal years. The performance shares could vest at a level of 50%-200% and were previously reported as derivative securities at the 200% level. On November 17, 2017, 11,818.057 shares vested and are reported herein as acquired non-derivatives securities and 1,430.943 share expired. F2 · balance_after: Includes 4,281.4857 shares of Class A Common Stock which vested as described in footnote 6; 10,239.916 shares of Class A Common Stock which vest on the fourth business day following the filing of the Issuer's Annual Report on Form 10-K for its 2018 fiscal year if the performance metrics described in the applicable Stock Incentive Agreement are achieved; 7,354.251 shares of Class A Common Stock which vest on November 18, 2019 if the performance metrics described in the applicable Stock Incentive Agreement are achieved; and 24,750.547 shares of Class A Common Stock which vest on February 15, 2020 if the performance metrics described in the applicable Stock Incentive Agreement are achieved. Read SEC document |
| November 16, 2017 Filed Nov 21, 2017 21:45 UTC | TYSON FOODS, INC. TSN · Entity 3273 | OtherClass A Common Stock | 906.1146 | $0.00 | $0.00 |
DisclosureSEC source: 0000100493-17-000160 · wf-form4_151130070921929.xml · nonDerivative · entry 2 Oleksiuk Mary · CIK 0001497610 · Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Indirect · Employee Stock Purchase Plan Disclosed balance after: 1,554.308 F3 · kind: Represents shares of the Issuer's Class A Common Stock purchased for the Reporting Person's account under the Issuer's Employee Stock Purchase Plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16b-3. Read SEC document |
| September 19, 2017 Filed Nov 21, 2017 21:45 UTC | TYSON FOODS, INC. TSN · Entity 3273 | OtherClass A Common Stock | 488.861 | $0.00 | $0.00 |
DisclosureSEC source: 0000100493-17-000160 · wf-form4_151130070921929.xml · nonDerivative · entry 1 Oleksiuk Mary · CIK 0001497610 · Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,626.1997 F1 · kind: Represents shares of the Issuer's Class A Common Stock received by the Reporting Person pursuant to the Issuer's dividend reinvestment plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16a-11. F2 · balance_after: Includes 4,281.4857 shares of Class A Common Stock which vested as described in footnote 6; 10,239.916 shares of Class A Common Stock which vest on the fourth business day following the filing of the Issuer's Annual Report on Form 10-K for its 2018 fiscal year if the performance metrics described in the applicable Stock Incentive Agreement are achieved; 7,354.251 shares of Class A Common Stock which vest on November 18, 2019 if the performance metrics described in the applicable Stock Incentive Agreement are achieved; and 24,750.547 shares of Class A Common Stock which vest on February 15, 2020 if the performance metrics described in the applicable Stock Incentive Agreement are achieved. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 21:21 UTC | TYSON FOODS, INC. TSN · Entity 3273 | GrantClass A Common Stock | 24,491.045 | $65.33 | $1,599,999.97 |
DisclosureSEC source: 0000100493-17-000043 · wf-form4_148736646395177.xml · nonDerivative · entry 3 Oleksiuk Mary · CIK 0001497610 · Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,137.3387 F4 · kind: Award of Class A Common Stock which vests on February 14, 2020 if the performance metric described in the applicable Stock Incentive Agreement (SIA) are achieved and the Reporting Person is employed by the Issuer on the vesting date. The performance metrics are achievement of a two year (fiscal 2018-2019) cumulative EBIT target as set forth in the SIA. If the performance metrics are not achieved, the award expires. F5 · balance_after: Includes 4,236.5957 shares of Class A Common Stock which vest on the fourth business day following the filing of the Issuer's Annual Report on Form 10-K for its 2017 fiscal year if the performance metrics described in the applicable SIA are achieved; 10,132.554 shares of Class A Common Stock which vest on December 1, 2018 if the performance metrics described in the applicable SIA are achieved; 7,277.144 shares of Class A Common Stock which vest on November 18, 2019 if the performance metrics described in the applicable SIA are achieved; and 24,491.045 shares of Class A Common Stock which vest on February 14, 2020 if the performance metrics described in the applicable SIA are achieved and the Reporting Person is employed by the Issuer on the vesting date. Read SEC document |
| February 09, 2017 Filed Feb 17, 2017 21:21 UTC | TYSON FOODS, INC. TSN · Entity 3273 | OtherClass A Common Stock | 252.7976 | $0.00 | $0.00 |
DisclosureSEC source: 0000100493-17-000043 · wf-form4_148736646395177.xml · nonDerivative · entry 2 Oleksiuk Mary · CIK 0001497610 · Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Indirect · Employee Stock Purchase Plan Disclosed balance after: 648.1934 F3 · kind: Represents shares of the Issuer's Class A Common Stock purchased for the Reporting Person's account under the Issuer's Employee Stock Purchase Plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16b-3. Read SEC document |
| December 19, 2016 Filed Feb 17, 2017 21:21 UTC | TYSON FOODS, INC. TSN · Entity 3273 | OtherClass A Common Stock | 78.0637 | $0.00 | $0.00 |
DisclosureSEC source: 0000100493-17-000043 · wf-form4_148736646395177.xml · nonDerivative · entry 1 Oleksiuk Mary · CIK 0001497610 · Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,646.2937 F1 · kind: Represents shares of the Issuer's Class A Common Stock received by the Reporting Person pursuant to the Issuer's dividend reinvestment plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16a-11. F2 · balance_after: Includes 4,236.5957 shares of Class A Common Stock which vest on the fourth business day following the filing of the Issuer's Annual Report on Form 10-K for its 2017 fiscal year if the performance metrics described in the applicable Stock Incentive Agreement (SIA) are achieved; 10,132.554 shares of Class A Common Stock which vest on December 1, 2018 if the performance metrics described in the applicable SIA are achieved; and 7,277.144 shares of Class A Common Stock which vest on November 18, 2019 if the performance metrics described in the applicable SIA are achieved. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.