Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Beacon Financial CorpBHLB · Entity 649 | Director · President and CEO | February 20, 2020 | February 21, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Beacon Financial Corp
Report date February 20, 2020 · Filed February 21, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 52,237 |
Ending reported balance
After 2020-02-20 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2020-02-20 · Grant · Acquired 3,074 · Balance 53,140 F5: On January 30, 2017 the reporting person was granted 4,572 shares of restricted stock subject to a three-year cliff vesting schedule and subject to the satisfaction of certain performance criteria. The shares vested at 67.24% of target, resulting in the vesting of 3,074 shares of restricted stock, and were transferred to the executive on February 20, 2020. Row 2 · 2020-02-20 · Tax withholding · Disposed 903 · Balance 52,237 |
| Common StockSEC Table I · non-derivative | IndirectBy Stock Award XI | 1,660 |
Reported balance
Holding disclosure · report date 2020-02-20 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 1,660 F1: Stock Awards granted pursuant to the Berkshire Hills Bancorp, Inc. 2013 Equity Compensation Plan vest in three equal annual installments beginning on January 30, 2019. |
| Common StockSEC Table I · non-derivative | IndirectBy Stock Award XII | 7,682 |
Reported balance
Holding disclosure · report date 2020-02-20 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 7,682 F2: Stock Awards granted pursuant to the Berkshire Hills Bancorp, Inc. 2013 Equity Compensation Plan vest in three equal annual installments beginning on January 30, 2020. |
| Common StockSEC Table I · non-derivative | IndirectBy Stock Award XIII | 9,746 |
Reported balance
Holding disclosure · report date 2020-02-20 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 9,746 F3: Stock Awards granted pursuant to the Berkshire Hills Bancorp, Inc. 2018 Equity Compensation Plan vest in three equal annual installments beginning on January 30, 2021. |
| Common StockSEC Table I · non-derivative | IndirectBy 401(k) | 650 |
Reported balance
Holding disclosure · report date 2020-02-20 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 650 F4: Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended. |
Filing footnotes · ownership attribution and instrument terms
F1: Stock Awards granted pursuant to the Berkshire Hills Bancorp, Inc. 2013 Equity Compensation Plan vest in three equal annual installments beginning on January 30, 2019.
F2: Stock Awards granted pursuant to the Berkshire Hills Bancorp, Inc. 2013 Equity Compensation Plan vest in three equal annual installments beginning on January 30, 2020.
F3: Stock Awards granted pursuant to the Berkshire Hills Bancorp, Inc. 2018 Equity Compensation Plan vest in three equal annual installments beginning on January 30, 2021.
F4: Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.
F5: On January 30, 2017 the reporting person was granted 4,572 shares of restricted stock subject to a three-year cliff vesting schedule and subject to the satisfaction of certain performance criteria. The shares vested at 67.24% of target, resulting in the vesting of 3,074 shares of restricted stock, and were transferred to the executive on February 20, 2020.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 20, 2020 Filed Feb 21, 2020 21:57 UTC | Beacon Financial Corp BHLB · Entity 649 | Tax withholdingCommon Stock | 903 | $27.48 | $24,814.44 |
DisclosureSEC source: 0001567619-20-004587 · doc1.xml · nonDerivative · entry 2 Marotta Richard M · CIK 0001482758 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,237 Read SEC document |
| February 20, 2020 Filed Feb 21, 2020 21:57 UTC | Beacon Financial Corp BHLB · Entity 649 | GrantCommon Stock | 3,074 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-004587 · doc1.xml · nonDerivative · entry 1 Marotta Richard M · CIK 0001482758 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,140 F5 · shares: On January 30, 2017 the reporting person was granted 4,572 shares of restricted stock subject to a three-year cliff vesting schedule and subject to the satisfaction of certain performance criteria. The shares vested at 67.24% of target, resulting in the vesting of 3,074 shares of restricted stock, and were transferred to the executive on February 20, 2020. Read SEC document |
| January 30, 2020 Filed Feb 3, 2020 20:27 UTC | Beacon Financial Corp BHLB · Entity 649 | GrantCommon Stock | 9,746 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-001897 · doc1.xml · nonDerivative · entry 2 Marotta Richard M · CIK 0001482758 · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Stock Award XIII Disclosed balance after: 9,746 F4 · ownership.nature: Stock Awards granted pursuant to the Berkshire Hills Bancorp, Inc. 2018 Equity Compensation Plan vest in three equal annual installments beginning on January 30, 2021. Read SEC document |
| January 30, 2020 Filed Feb 3, 2020 20:27 UTC | Beacon Financial Corp BHLB · Entity 649 | Tax withholdingCommon Stock | 2,200 | $29.09 | $63,998.00 |
DisclosureSEC source: 0001567619-20-001897 · doc1.xml · nonDerivative · entry 1 Marotta Richard M · CIK 0001482758 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,066 F6 · balance_after: Since the reporting person's last report, 1,523 shares previously held through Stock Award X, 1,660 shares previously held through Stock Award XI and 3,841 shares previously held through Stock Award XII have vested and are now owned directly. Read SEC document |
| February 21, 2019 Filed Feb 22, 2019 21:16 UTC | Beacon Financial Corp BHLB · Entity 649 | Tax withholdingCommon Stock | 1,563 | $30.75 | $48,062.25 |
DisclosureSEC source: 0001567619-19-005246 · doc1.xml · nonDerivative · entry 2 Marotta Richard M · CIK 0001482758 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,242 Read SEC document |
| February 21, 2019 Filed Feb 22, 2019 21:16 UTC | Beacon Financial Corp BHLB · Entity 649 | GrantCommon Stock | 5,316 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-005246 · doc1.xml · nonDerivative · entry 1 Marotta Richard M · CIK 0001482758 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,805 F5 · shares: On January 30, 2016 the reporting person was granted 5,850 shares of restricted stock subject to a three-year cliff vesting schedule and subject to the satisfaction of certain performance criteria. The shares vested at 90.86% of target, resulting in the vesting of 5,316 shares of restricted stock, and were transferred to the executive on February 21, 2019. Read SEC document |
| January 30, 2019 Filed Jan 31, 2019 21:05 UTC | Beacon Financial Corp BHLB · Entity 649 | GrantCommon Stock | 11,523 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-002015 · doc1.xml · nonDerivative · entry 2 Marotta Richard M · CIK 0001482758 · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Stock Award XII Disclosed balance after: 11,523 F4 · ownership.nature: Stock Awards granted pursuant to the Berkshire Hills Bancorp, Inc. 2013 Equity Compensation Plan vest in three equal annual installments beginning on January 30, 2020. Read SEC document |
| January 30, 2019 Filed Jan 31, 2019 21:05 UTC | Beacon Financial Corp BHLB · Entity 649 | Tax withholdingCommon Stock | 1,510 | $27.91 | $42,144.10 |
DisclosureSEC source: 0001567619-19-002015 · doc1.xml · nonDerivative · entry 1 Marotta Richard M · CIK 0001482758 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,489 F6 · balance_after: Since the reporting person's last report, 1,950 shares previously held through Stock Award IX, 1,524 shares previously held through Stock Award X and 1,660 shares previously held through Stock Award XI have vested and are now owned directly. Read SEC document |
| December 20, 2018 Filed Dec 20, 2018 18:58 UTC | Beacon Financial Corp BHLB · Entity 649 | PurchaseCommon Stock | 1,860 | $26.97 | $50,172.57 |
DisclosureSEC source: 0001567619-18-008421 · doc1.xml · nonDerivative · entry 1 Marotta Richard M · CIK 0001482758 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,865 Read SEC document |
| March 22, 2018 Filed Mar 23, 2018 21:06 UTC | Beacon Financial Corp BHLB · Entity 649 | Tax withholdingCommon Stock | 1,936 | $38.15 | $73,858.40 |
DisclosureSEC source: 0001140361-18-014828 · doc1.xml · nonDerivative · entry 2 Marotta Richard M · CIK 0001482758 · SEVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,005 Read SEC document |
| March 22, 2018 Filed Mar 23, 2018 21:06 UTC | Beacon Financial Corp BHLB · Entity 649 | GrantCommon Stock | 6,573 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-014828 · doc1.xml · nonDerivative · entry 1 Marotta Richard M · CIK 0001482758 · SEVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,941 F5 · shares: On January 30, 2015 the reporting person was granted 6,025 shares of restricted stock subject to a three-year cliff vesting schedule and subject to the satisfaction of certain performance criteria. The shares vested at 109.11% of target, resulting in the vesting of 6,573 shares of restricted stock, and were transferred to the executive on March 22, 2018. Read SEC document |
| January 30, 2018 Filed Feb 1, 2018 19:42 UTC | Beacon Financial Corp BHLB · Entity 649 | GrantCommon Stock | 4,980 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-004404 · doc1.xml · nonDerivative · entry 2 Marotta Richard M · CIK 0001482758 · SEVP 10b5-1 filing: Not disclosed Ownership: Indirect · By Stock Award XI Disclosed balance after: 4,980 F4 · ownership.nature: Stock Awards granted pursuant to the Berkshire Hills Bancorp, Inc. 2013 Equity Compensation Plan vest in three equal annual installments beginning on January 30, 2019. Read SEC document |
| January 30, 2018 Filed Feb 1, 2018 19:42 UTC | Beacon Financial Corp BHLB · Entity 649 | Tax withholdingCommon Stock | 1,615 | $37.65 | $60,804.75 |
DisclosureSEC source: 0001140361-18-004404 · doc1.xml · nonDerivative · entry 1 Marotta Richard M · CIK 0001482758 · SEVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,368 F6 · balance_after: Since the reporting person's last report, 2,008 shares previously held through Stock Award VIII, 1,950 shares previously held through Stock Award IX and 1,524 shares previously held through Stock Award X have vested and are now owned directly. Read SEC document |
| August 17, 2017 Filed Aug 18, 2017 21:44 UTC | Beacon Financial Corp BHLB · Entity 649 | SaleCommon Stock | 400 | $33.38 | $13,350.00 |
DisclosureSEC source: 0001140361-17-032738 · doc1.xml · nonDerivative · entry 3 Marotta Richard M · CIK 0001482758 · SEVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,501 Read SEC document |
| August 17, 2017 Filed Aug 18, 2017 21:44 UTC | Beacon Financial Corp BHLB · Entity 649 | SaleCommon Stock | 622 | $33.35 | $20,743.70 |
DisclosureSEC source: 0001140361-17-032738 · doc1.xml · nonDerivative · entry 2 Marotta Richard M · CIK 0001482758 · SEVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,901 Read SEC document |
| August 17, 2017 Filed Aug 18, 2017 21:44 UTC | Beacon Financial Corp BHLB · Entity 649 | SaleCommon Stock | 8,478 | $33.31 | $282,414.05 |
DisclosureSEC source: 0001140361-17-032738 · doc1.xml · nonDerivative · entry 1 Marotta Richard M · CIK 0001482758 · SEVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,523 Read SEC document |
| February 16, 2017 Filed Feb 21, 2017 16:17 UTC | Beacon Financial Corp BHLB · Entity 649 | Tax withholdingCommon Stock | 1,244 | $35.45 | $44,099.80 |
DisclosureSEC source: 0001140361-17-008248 · doc1.xml · nonDerivative · entry 2 Marotta Richard M · CIK 0001482758 · EVP and Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,001 Read SEC document |
| February 16, 2017 Filed Feb 21, 2017 16:17 UTC | Beacon Financial Corp BHLB · Entity 649 | GrantCommon Stock | 3,832 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-008248 · doc1.xml · nonDerivative · entry 1 Marotta Richard M · CIK 0001482758 · EVP and Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,245 F5 · shares: On January 30, 2014 the reporting person was granted 4,000 shares of restricted stock subject to a three-year cliff vesting schedule and subject to the satisfaction of certain performance criteria. The shares vested at 95.8% of target, resulting in the vesting of 3,832 shares of restricted stock, and were transferred to the executive on February 16, 2017. Read SEC document |
| January 30, 2017 Filed Feb 1, 2017 22:36 UTC | Beacon Financial Corp BHLB · Entity 649 | Tax withholdingCommon Stock | 2,799 | $35.55 | $99,504.45 |
DisclosureSEC source: 0001140361-17-003995 · doc1.xml · nonDerivative · entry 2 Marotta Richard M · CIK 0001482758 · EVP and Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,413 F6 · balance_after: Since the reporting person's last report, 1,333 shares previously held through Stock Award VI, 3,333 shares previously held through Stock Award VII, 2,008 shares previously held through Stock Award VIII and 1,950 shares previously held through Stock Award IX have vested and are now owned directly. Read SEC document |
| January 30, 2017 Filed Feb 1, 2017 22:36 UTC | Beacon Financial Corp BHLB · Entity 649 | GrantCommon Stock | 4,571 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-003995 · doc1.xml · nonDerivative · entry 1 Marotta Richard M · CIK 0001482758 · EVP and Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Stock Award X Disclosed balance after: 4,571 F5 · ownership.nature: Stock Awards granted pursuant to the Berkshire Hills Bancorp, Inc. 2013 Equity Compensation Plan vest in three equal annual installments commencing on January 30, 2018. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.