Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Huntsman CORPHUN · Entity 4636 | Sr. VP, EHS | February 19, 2020 | February 21, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Huntsman CORP
Report date February 19, 2020 · Filed February 21, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 176,447 |
Ending reported balance
After 2020-02-19 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2020-02-19 · Exercise / conversion · Acquired 12,876 · Balance 189,323 F1: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 4, 2019. Row 2 · 2020-02-19 · Sale · Disposed 12,876 · Balance 176,447 F1: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 4, 2019. |
| Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $13.50 · Expires 2020-02-23 | Direct | 0 |
Reported balance
After 2020-02-19 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2020-02-19 · Exercise / conversion · Disposed 12,876 · Balance 0 F1: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 4, 2019. F2: These options vested in three equal annual installments beginning February 23, 2011. |
Filing footnotes · ownership attribution and instrument terms
F1: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 4, 2019.
F2: These options vested in three equal annual installments beginning February 23, 2011.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 04, 2018 Filed Feb 5, 2018 20:32 UTC | Huntsman CORP HUN · Entity 4636 | Exercise / conversionPhantom Stock · Derivative | 2,342 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-18-000917 · marketforms-40903.xml · derivative · entry 9 Gerrard Ronald W · CIK 0001465401 · Sr. VP, EHS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Phantom Stock · 2,342 shares Expires 2018-02-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of phantom stock represents a right to receive one share of common stock or, at Huntsman Corporation's election, the cash value thereof. The reporting person's shares of phantom stock were settled for shares of common stock. F1 · price: Each share of phantom stock represents a right to receive one share of common stock or, at Huntsman Corporation's election, the cash value thereof. The reporting person's shares of phantom stock were settled for shares of common stock. Read SEC document |
| February 04, 2018 Filed Feb 5, 2018 20:32 UTC | Huntsman CORP HUN · Entity 4636 | Tax withholdingCommon Stock | 571 | $32.46 | $18,534.66 |
DisclosureSEC source: 0001214659-18-000917 · marketforms-40903.xml · nonDerivative · entry 6 Gerrard Ronald W · CIK 0001465401 · Sr. VP, EHS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,280 F2 · kind: Shares automatically withheld upon settlement of phantom stock. Read SEC document |
| February 04, 2018 Filed Feb 5, 2018 20:32 UTC | Huntsman CORP HUN · Entity 4636 | Exercise / conversionCommon Stock | 2,342 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001214659-18-000917 · marketforms-40903.xml · nonDerivative · entry 5 Gerrard Ronald W · CIK 0001465401 · Sr. VP, EHS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,851 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of phantom stock represents a right to receive one share of common stock or, at Huntsman Corporation's election, the cash value thereof. The reporting person's shares of phantom stock were settled for shares of common stock. Read SEC document |
| February 03, 2018 Filed Feb 5, 2018 20:32 UTC | Huntsman CORP HUN · Entity 4636 | Exercise / conversionPhantom Stock · Derivative | 6,772 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-18-000917 · marketforms-40903.xml · derivative · entry 8 Gerrard Ronald W · CIK 0001465401 · Sr. VP, EHS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,771 Underlying: Phantom Stock · 6,772 shares Expires 2018-02-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of phantom stock represents a right to receive one share of common stock or, at Huntsman Corporation's election, the cash value thereof. The reporting person's shares of phantom stock were settled for shares of common stock. F1 · price: Each share of phantom stock represents a right to receive one share of common stock or, at Huntsman Corporation's election, the cash value thereof. The reporting person's shares of phantom stock were settled for shares of common stock. Read SEC document |
| February 03, 2018 Filed Feb 5, 2018 20:32 UTC | Huntsman CORP HUN · Entity 4636 | Tax withholdingCommon Stock | 1,638 | $32.46 | $53,169.48 |
DisclosureSEC source: 0001214659-18-000917 · marketforms-40903.xml · nonDerivative · entry 4 Gerrard Ronald W · CIK 0001465401 · Sr. VP, EHS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,509 F2 · kind: Shares automatically withheld upon settlement of phantom stock. Read SEC document |
| February 03, 2018 Filed Feb 5, 2018 20:32 UTC | Huntsman CORP HUN · Entity 4636 | Exercise / conversionCommon Stock | 6,772 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001214659-18-000917 · marketforms-40903.xml · nonDerivative · entry 3 Gerrard Ronald W · CIK 0001465401 · Sr. VP, EHS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,147 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of phantom stock represents a right to receive one share of common stock or, at Huntsman Corporation's election, the cash value thereof. The reporting person's shares of phantom stock were settled for shares of common stock. Read SEC document |
| February 01, 2018 Filed Feb 5, 2018 20:32 UTC | Huntsman CORP HUN · Entity 4636 | Exercise / conversionPhantom Stock · Derivative | 3,174 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-18-000917 · marketforms-40903.xml · derivative · entry 7 Gerrard Ronald W · CIK 0001465401 · Sr. VP, EHS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,345 Underlying: Phantom Stock · 3,174 shares Expires 2018-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of phantom stock represents a right to receive one share of common stock or, at Huntsman Corporation's election, the cash value thereof. The reporting person's shares of phantom stock were settled for shares of common stock. F1 · price: Each share of phantom stock represents a right to receive one share of common stock or, at Huntsman Corporation's election, the cash value thereof. The reporting person's shares of phantom stock were settled for shares of common stock. Read SEC document |
| February 01, 2018 Filed Feb 5, 2018 20:32 UTC | Huntsman CORP HUN · Entity 4636 | Tax withholdingCommon Stock | 889 | $33.92 | $30,154.88 |
DisclosureSEC source: 0001214659-18-000917 · marketforms-40903.xml · nonDerivative · entry 2 Gerrard Ronald W · CIK 0001465401 · Sr. VP, EHS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,375 F2 · kind: Shares automatically withheld upon settlement of phantom stock. Read SEC document |
| February 01, 2018 Filed Feb 5, 2018 20:32 UTC | Huntsman CORP HUN · Entity 4636 | Exercise / conversionCommon Stock | 3,174 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001214659-18-000917 · marketforms-40903.xml · nonDerivative · entry 1 Gerrard Ronald W · CIK 0001465401 · Sr. VP, EHS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,264 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of phantom stock represents a right to receive one share of common stock or, at Huntsman Corporation's election, the cash value thereof. The reporting person's shares of phantom stock were settled for shares of common stock. Read SEC document |
| February 05, 2017 Filed Feb 7, 2017 18:39 UTC | Huntsman CORP HUN · Entity 4636 | Exercise / conversionPhantom Stock · Derivative | 3,141 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-17-000823 · marketforms-37792.xml · derivative · entry 9 Gerrard Ronald W · CIK 0001465401 · Sr. VP, EHS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,141 Underlying: Phantom Stock · 3,141 shares Expires 2017-02-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of phantom stock represents a right to receive one share of common stock or, at Huntsman Corporation's election, the cash value thereof. The reporting person's shares of phantom stock were settled for shares of common stock. F1 · price: Each share of phantom stock represents a right to receive one share of common stock or, at Huntsman Corporation's election, the cash value thereof. The reporting person's shares of phantom stock were settled for shares of common stock. Read SEC document |
| February 05, 2017 Filed Feb 7, 2017 18:39 UTC | Huntsman CORP HUN · Entity 4636 | Tax withholdingCommon Stock | 860 | $20.55 | $17,673.00 |
DisclosureSEC source: 0001214659-17-000823 · marketforms-37792.xml · nonDerivative · entry 6 Gerrard Ronald W · CIK 0001465401 · Sr. VP, EHS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,090 F2 · kind: Shares automatically withheld upon settlement of phantom stock. Read SEC document |
| February 05, 2017 Filed Feb 7, 2017 18:39 UTC | Huntsman CORP HUN · Entity 4636 | Exercise / conversionCommon Stock | 3,141 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001214659-17-000823 · marketforms-37792.xml · nonDerivative · entry 5 Gerrard Ronald W · CIK 0001465401 · Sr. VP, EHS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,950 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of phantom stock represents a right to receive one share of common stock or, at Huntsman Corporation's election, the cash value thereof. The reporting person's shares of phantom stock were settled for shares of common stock. Read SEC document |
| February 04, 2017 Filed Feb 7, 2017 18:39 UTC | Huntsman CORP HUN · Entity 4636 | Exercise / conversionPhantom Stock · Derivative | 2,342 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-17-000823 · marketforms-37792.xml · derivative · entry 8 Gerrard Ronald W · CIK 0001465401 · Sr. VP, EHS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,342 Underlying: Phantom Stock · 2,342 shares Expires 2017-02-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of phantom stock represents a right to receive one share of common stock or, at Huntsman Corporation's election, the cash value thereof. The reporting person's shares of phantom stock were settled for shares of common stock. F1 · price: Each share of phantom stock represents a right to receive one share of common stock or, at Huntsman Corporation's election, the cash value thereof. The reporting person's shares of phantom stock were settled for shares of common stock. Read SEC document |
| February 04, 2017 Filed Feb 7, 2017 18:39 UTC | Huntsman CORP HUN · Entity 4636 | Tax withholdingCommon Stock | 641 | $20.55 | $13,172.55 |
DisclosureSEC source: 0001214659-17-000823 · marketforms-37792.xml · nonDerivative · entry 4 Gerrard Ronald W · CIK 0001465401 · Sr. VP, EHS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,809 F2 · kind: Shares automatically withheld upon settlement of phantom stock. Read SEC document |
| February 04, 2017 Filed Feb 7, 2017 18:39 UTC | Huntsman CORP HUN · Entity 4636 | Exercise / conversionCommon Stock | 2,342 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001214659-17-000823 · marketforms-37792.xml · nonDerivative · entry 3 Gerrard Ronald W · CIK 0001465401 · Sr. VP, EHS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,450 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of phantom stock represents a right to receive one share of common stock or, at Huntsman Corporation's election, the cash value thereof. The reporting person's shares of phantom stock were settled for shares of common stock. Read SEC document |
| February 03, 2017 Filed Feb 7, 2017 18:39 UTC | Huntsman CORP HUN · Entity 4636 | Exercise / conversionPhantom Stock · Derivative | 6,773 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-17-000823 · marketforms-37792.xml · derivative · entry 7 Gerrard Ronald W · CIK 0001465401 · Sr. VP, EHS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,773 Underlying: Phantom Stock · 6,773 shares Expires 2017-02-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of phantom stock represents a right to receive one share of common stock or, at Huntsman Corporation's election, the cash value thereof. The reporting person's shares of phantom stock were settled for shares of common stock. F1 · price: Each share of phantom stock represents a right to receive one share of common stock or, at Huntsman Corporation's election, the cash value thereof. The reporting person's shares of phantom stock were settled for shares of common stock. Read SEC document |
| February 03, 2017 Filed Feb 7, 2017 18:39 UTC | Huntsman CORP HUN · Entity 4636 | Tax withholdingCommon Stock | 1,996 | $20.55 | $41,017.80 |
DisclosureSEC source: 0001214659-17-000823 · marketforms-37792.xml · nonDerivative · entry 2 Gerrard Ronald W · CIK 0001465401 · Sr. VP, EHS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,108 F2 · kind: Shares automatically withheld upon settlement of phantom stock. Read SEC document |
| February 03, 2017 Filed Feb 7, 2017 18:39 UTC | Huntsman CORP HUN · Entity 4636 | Exercise / conversionCommon Stock | 6,773 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001214659-17-000823 · marketforms-37792.xml · nonDerivative · entry 1 Gerrard Ronald W · CIK 0001465401 · Sr. VP, EHS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,104 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of phantom stock represents a right to receive one share of common stock or, at Huntsman Corporation's election, the cash value thereof. The reporting person's shares of phantom stock were settled for shares of common stock. Read SEC document |
| February 01, 2017 Filed Feb 3, 2017 18:02 UTC | Huntsman CORP HUN · Entity 4636 | GrantPhantom Stock · Derivative | 9,519 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-17-000712 · marketforms-37723.xml · derivative · entry 2 Gerrard Ronald W · CIK 0001465401 · Sr. VP, EHS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,519 Underlying: Common Stock · 9,519 shares Expires not disclosed F2 · derivative.exercise_price: Each share of phantom stock represents a right to receive one share of common stock or, at Huntsman Corporation's election, the cash value thereof. F3 · derivative.exercise_date: These shares of phantom stock become payable in three equal annual installments beginning February 1, 2018. F3 · derivative.expiration_date: These shares of phantom stock become payable in three equal annual installments beginning February 1, 2018. Read SEC document |
| February 01, 2017 Filed Feb 3, 2017 18:02 UTC | Huntsman CORP HUN · Entity 4636 | GrantOption (Right to Buy) · Derivative | 16,216 | $0.00 Strike: $21.01 | $0.00 |
DisclosureSEC source: 0001214659-17-000712 · marketforms-37723.xml · derivative · entry 1 Gerrard Ronald W · CIK 0001465401 · Sr. VP, EHS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,216 Underlying: Common Stock · 16,216 shares Expires 2027-02-01 F1 · derivative.exercise_date: These options granted under the Huntsman 2016 Stock Incentive Plan vest in three equal annual installments beginning February 1, 2018. Read SEC document |
| January 24, 2017 Filed Jan 26, 2017 16:17 UTC | Huntsman CORP HUN · Entity 4636 | Exercise / conversionOption (Right to Buy) · Derivative | 27,666 | $0.00 Strike: $20.66 | $0.00 |
DisclosureSEC source: 0001214659-17-000450 · marketforms-37639.xml · derivative · entry 3 Gerrard Ronald W · CIK 0001465401 · Sr. VP, EHS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 27,666 shares Expires 2017-02-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: These options were scheduled to expire on February 20, 2017 and vested in three equal annual installments beginning February 20, 2008. Read SEC document |
| January 24, 2017 Filed Jan 26, 2017 16:17 UTC | Huntsman CORP HUN · Entity 4636 | SaleCommon Stock | 27,666 | $21.00 | $580,986.00 |
DisclosureSEC source: 0001214659-17-000450 · marketforms-37639.xml · nonDerivative · entry 2 Gerrard Ronald W · CIK 0001465401 · Sr. VP, EHS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,331 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 10, 2016. Read SEC document |
| January 24, 2017 Filed Jan 26, 2017 16:17 UTC | Huntsman CORP HUN · Entity 4636 | Exercise / conversionCommon Stock | 27,666 | $20.66 | $571,579.56 |
DisclosureSEC source: 0001214659-17-000450 · marketforms-37639.xml · nonDerivative · entry 1 Gerrard Ronald W · CIK 0001465401 · Sr. VP, EHS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,997 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.