Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Huntsman CORPHUN · Entity 4636 | Sr. VP, EHS | February 19, 2020 | February 21, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Huntsman CORP
Report date February 19, 2020 · Filed February 21, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 176,447 |
Ending reported balance
After 2020-02-19 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2020-02-19 · Exercise / conversion · Acquired 12,876 · Balance 189,323 F1: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 4, 2019. Row 2 · 2020-02-19 · Sale · Disposed 12,876 · Balance 176,447 F1: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 4, 2019. |
| Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $13.50 · Expires 2020-02-23 | Direct | 0 |
Reported balance
After 2020-02-19 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2020-02-19 · Exercise / conversion · Disposed 12,876 · Balance 0 F1: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 4, 2019. F2: These options vested in three equal annual installments beginning February 23, 2011. |
Filing footnotes · ownership attribution and instrument terms
F1: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 4, 2019.
F2: These options vested in three equal annual installments beginning February 23, 2011.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 19, 2020 Filed Feb 21, 2020 16:12 UTC | Huntsman CORP HUN · Entity 4636 | Exercise / conversionOption (Right to Buy) · Derivative | 12,876 | $0.00 Strike: $13.50 | $0.00 |
DisclosureSEC source: 0001214659-20-001689 · marketforms-47825.xml · derivative · entry 3 Gerrard Ronald W · CIK 0001465401 · Sr. VP, EHS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,876 shares Expires 2020-02-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 4, 2019. F2 · derivative.exercise_date: These options vested in three equal annual installments beginning February 23, 2011. Read SEC document |
| February 19, 2020 Filed Feb 21, 2020 16:12 UTC | Huntsman CORP HUN · Entity 4636 | SaleCommon Stock | 12,876 | $20.47 | $263,571.72 |
DisclosureSEC source: 0001214659-20-001689 · marketforms-47825.xml · nonDerivative · entry 2 Gerrard Ronald W · CIK 0001465401 · Sr. VP, EHS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 176,447 F1 · shares: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 4, 2019. Read SEC document |
| February 19, 2020 Filed Feb 21, 2020 16:12 UTC | Huntsman CORP HUN · Entity 4636 | Exercise / conversionCommon Stock | 12,876 | $13.50 | $173,826.00 |
DisclosureSEC source: 0001214659-20-001689 · marketforms-47825.xml · nonDerivative · entry 1 Gerrard Ronald W · CIK 0001465401 · Sr. VP, EHS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 189,323 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 4, 2019. Read SEC document |
| February 13, 2020 Filed Feb 18, 2020 16:29 UTC | Huntsman CORP HUN · Entity 4636 | GrantPhantom Stock · Derivative | 10,214 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001214659-20-001575 · marketforms-47773.xml · derivative · entry 4 Gerrard Ronald W · CIK 0001465401 · Sr. VP, EHS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,214 Underlying: Common Stock · 10,214 shares Expires not disclosed F4 · derivative.exercise_date: These shares of phantom stock become payable in three equal annual installments beginning February 13, 2021. F4 · derivative.expiration_date: These shares of phantom stock become payable in three equal annual installments beginning February 13, 2021. Read SEC document |
| February 13, 2020 Filed Feb 18, 2020 16:29 UTC | Huntsman CORP HUN · Entity 4636 | GrantOption (Right to Buy) · Derivative | 13,301 | $0.00 Strike: $21.54 | $0.00 |
DisclosureSEC source: 0001214659-20-001575 · marketforms-47773.xml · derivative · entry 3 Gerrard Ronald W · CIK 0001465401 · Sr. VP, EHS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,301 Underlying: Common Stock · 13,301 shares Expires 2030-02-13 F3 · derivative.exercise_date: These options granted under the Huntsman 2016 Incentive Plan vest in three equal annual installments beginning February 13, 2021. Read SEC document |
| February 13, 2020 Filed Feb 18, 2020 16:29 UTC | Huntsman CORP HUN · Entity 4636 | Tax withholdingCommon Stock | 5,478 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-20-001575 · marketforms-47773.xml · nonDerivative · entry 2 Gerrard Ronald W · CIK 0001465401 · Sr. VP, EHS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 176,447 F2 · kind: Shares automatically withheld upon payout of PSUs. Read SEC document |
| February 13, 2020 Filed Feb 18, 2020 16:29 UTC | Huntsman CORP HUN · Entity 4636 | GrantCommon Stock | 13,921 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-20-001575 · marketforms-47773.xml · nonDerivative · entry 1 Gerrard Ronald W · CIK 0001465401 · Sr. VP, EHS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 181,925 F1 · kind: Represents the settlement of performance share units (PSUs) that were previously granted under Huntsman's stock incentive plans. The amount of shares to be received under the grant depended upon the achievement of performance goals during a three-year performance period from January 1, 2017 through December 31, 2019. Read SEC document |
| February 07, 2020 Filed Feb 10, 2020 16:17 UTC | Huntsman CORP HUN · Entity 4636 | Exercise / conversionPhantom Stock · Derivative | 2,034 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-20-001153 · marketforms-47713.xml · derivative · entry 6 Gerrard Ronald W · CIK 0001465401 · Sr. VP, EHS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,035 Underlying: Phantom Stock · 2,034 shares Expires 2020-02-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of phantom stock represents a right to receive one share of common stock or, at Huntsman Corporation's election, the cash value thereof. The reporting person's shares of phantom stock were settled for shares of common stock. F1 · price: Each share of phantom stock represents a right to receive one share of common stock or, at Huntsman Corporation's election, the cash value thereof. The reporting person's shares of phantom stock were settled for shares of common stock. Read SEC document |
| February 07, 2020 Filed Feb 10, 2020 16:17 UTC | Huntsman CORP HUN · Entity 4636 | Tax withholdingCommon Stock | 801 | $21.04 | $16,853.04 |
DisclosureSEC source: 0001214659-20-001153 · marketforms-47713.xml · nonDerivative · entry 4 Gerrard Ronald W · CIK 0001465401 · Sr. VP, EHS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 168,004 F2 · kind: Shares automatically withheld upon settlement of phantom stock. Read SEC document |
| February 07, 2020 Filed Feb 10, 2020 16:17 UTC | Huntsman CORP HUN · Entity 4636 | Exercise / conversionCommon Stock | 2,034 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001214659-20-001153 · marketforms-47713.xml · nonDerivative · entry 3 Gerrard Ronald W · CIK 0001465401 · Sr. VP, EHS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 168,805 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of phantom stock represents a right to receive one share of common stock or, at Huntsman Corporation's election, the cash value thereof. The reporting person's shares of phantom stock were settled for shares of common stock. Read SEC document |
| February 06, 2020 Filed Feb 10, 2020 16:17 UTC | Huntsman CORP HUN · Entity 4636 | Exercise / conversionPhantom Stock · Derivative | 2,942 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-20-001153 · marketforms-47713.xml · derivative · entry 5 Gerrard Ronald W · CIK 0001465401 · Sr. VP, EHS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,884 Underlying: Phantom Stock · 2,942 shares Expires 2020-02-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of phantom stock represents a right to receive one share of common stock or, at Huntsman Corporation's election, the cash value thereof. The reporting person's shares of phantom stock were settled for shares of common stock. F1 · price: Each share of phantom stock represents a right to receive one share of common stock or, at Huntsman Corporation's election, the cash value thereof. The reporting person's shares of phantom stock were settled for shares of common stock. Read SEC document |
| February 06, 2020 Filed Feb 10, 2020 16:17 UTC | Huntsman CORP HUN · Entity 4636 | Tax withholdingCommon Stock | 1,158 | $21.52 | $24,920.16 |
DisclosureSEC source: 0001214659-20-001153 · marketforms-47713.xml · nonDerivative · entry 2 Gerrard Ronald W · CIK 0001465401 · Sr. VP, EHS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 166,771 F2 · kind: Shares automatically withheld upon settlement of phantom stock. Read SEC document |
| February 06, 2020 Filed Feb 10, 2020 16:17 UTC | Huntsman CORP HUN · Entity 4636 | Exercise / conversionCommon Stock | 2,942 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001214659-20-001153 · marketforms-47713.xml · nonDerivative · entry 1 Gerrard Ronald W · CIK 0001465401 · Sr. VP, EHS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 167,929 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of phantom stock represents a right to receive one share of common stock or, at Huntsman Corporation's election, the cash value thereof. The reporting person's shares of phantom stock were settled for shares of common stock. Read SEC document |
| February 03, 2020 Filed Feb 4, 2020 17:35 UTC | Huntsman CORP HUN · Entity 4636 | Exercise / conversionPhantom Stock · Derivative | 3,172 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-20-000935 · marketforms-47653.xml · derivative · entry 3 Gerrard Ronald W · CIK 0001465401 · Sr. VP, EHS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Phantom Stock · 3,172 shares Expires 2020-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of phantom stock represents a right to receive one share of common stock or, at Huntsman Corporation's election, the cash value thereof. The reporting person's shares of phantom stock were settled for shares of common stock. F1 · price: Each share of phantom stock represents a right to receive one share of common stock or, at Huntsman Corporation's election, the cash value thereof. The reporting person's shares of phantom stock were settled for shares of common stock. Read SEC document |
| February 03, 2020 Filed Feb 4, 2020 17:35 UTC | Huntsman CORP HUN · Entity 4636 | Tax withholdingCommon Stock | 1,249 | $20.56 | $25,679.44 |
DisclosureSEC source: 0001214659-20-000935 · marketforms-47653.xml · nonDerivative · entry 2 Gerrard Ronald W · CIK 0001465401 · Sr. VP, EHS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 164,987 F2 · kind: Shares automatically withheld upon settlement of phantom stock. Read SEC document |
| February 03, 2020 Filed Feb 4, 2020 17:35 UTC | Huntsman CORP HUN · Entity 4636 | Exercise / conversionCommon Stock | 3,172 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001214659-20-000935 · marketforms-47653.xml · nonDerivative · entry 1 Gerrard Ronald W · CIK 0001465401 · Sr. VP, EHS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 166,236 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of phantom stock represents a right to receive one share of common stock or, at Huntsman Corporation's election, the cash value thereof. The reporting person's shares of phantom stock were settled for shares of common stock. Read SEC document |
| January 14, 2020 Filed Jan 16, 2020 16:04 UTC | Huntsman CORP HUN · Entity 4636 | Exercise / conversionOption (right to buy) · Derivative | 25,253 | $0.00 Strike: $17.85 | $0.00 |
DisclosureSEC source: 0001214659-20-000407 · marketforms-47446.xml · derivative · entry 12 Gerrard Ronald W · CIK 0001465401 · Sr. VP, EHS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 25,253 shares Expires 2023-02-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: These options granted under the Huntsman Stock Incentive Plan vested in three equal annual installments beginning February 6, 2014. Read SEC document |
| January 14, 2020 Filed Jan 16, 2020 16:04 UTC | Huntsman CORP HUN · Entity 4636 | Exercise / conversionOption (Right to Buy) · Derivative | 27,516 | $0.00 Strike: $13.41 | $0.00 |
DisclosureSEC source: 0001214659-20-000407 · marketforms-47446.xml · derivative · entry 11 Gerrard Ronald W · CIK 0001465401 · Sr. VP, EHS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 27,516 shares Expires 2022-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: These options granted under the Huntsman Stock Incentive Plan vested in three equal annual installments beginning February 1, 2013. Read SEC document |
| January 14, 2020 Filed Jan 16, 2020 16:04 UTC | Huntsman CORP HUN · Entity 4636 | Exercise / conversionOption (Right to Buy) · Derivative | 17,896 | $0.00 Strike: $17.59 | $0.00 |
DisclosureSEC source: 0001214659-20-000407 · marketforms-47446.xml · derivative · entry 10 Gerrard Ronald W · CIK 0001465401 · Sr. VP, EHS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 17,896 shares Expires 2021-02-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: These options granted under the Huntsman Stock Incentive Plan vested in three equal annual installments beginning February 2, 2012. Read SEC document |
| January 14, 2020 Filed Jan 16, 2020 16:04 UTC | Huntsman CORP HUN · Entity 4636 | Exercise / conversionOption (Right to Buy) · Derivative | 45,918 | $0.00 Strike: $8.86 | $0.00 |
DisclosureSEC source: 0001214659-20-000407 · marketforms-47446.xml · derivative · entry 9 Gerrard Ronald W · CIK 0001465401 · Sr. VP, EHS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 45,918 shares Expires 2026-02-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: These options granted under the Huntsman Stock Incentive Plan vested in three equal annual installments beginning February 3, 2017. Read SEC document |
| January 14, 2020 Filed Jan 16, 2020 16:04 UTC | Huntsman CORP HUN · Entity 4636 | Tax withholdingCommon Stock | 20,842 | $23.21 | $483,742.82 |
DisclosureSEC source: 0001214659-20-000407 · marketforms-47446.xml · nonDerivative · entry 8 Gerrard Ronald W · CIK 0001465401 · Sr. VP, EHS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 163,064 F2 · kind: Represents a "net exercise" of outstanding stock options. These shares were withheld by Huntsman Corporation for payment of the exercise price and applicable taxes, based on the market price of Huntsman Corporation's common stock at the time of the option exercise on January 14, 2020 of $23.21 per share. Read SEC document |
| January 14, 2020 Filed Jan 16, 2020 16:04 UTC | Huntsman CORP HUN · Entity 4636 | Exercise / conversionCommon Stock | 25,253 | $17.85 | $450,766.05 |
DisclosureSEC source: 0001214659-20-000407 · marketforms-47446.xml · nonDerivative · entry 7 Gerrard Ronald W · CIK 0001465401 · Sr. VP, EHS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 183,906 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 14, 2020 Filed Jan 16, 2020 16:04 UTC | Huntsman CORP HUN · Entity 4636 | Tax withholdingCommon Stock | 18,783 | $23.22 | $436,141.26 |
DisclosureSEC source: 0001214659-20-000407 · marketforms-47446.xml · nonDerivative · entry 6 Gerrard Ronald W · CIK 0001465401 · Sr. VP, EHS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 158,653 F1 · kind: Represents a "net exercise" of outstanding stock options. These shares were withheld by Huntsman Corporation for payment of the exercise price and applicable taxes, based on the market price of Huntsman Corporation's common stock at the time of the option exercise on January 14, 2020 of $23.22 per share. Read SEC document |
| January 14, 2020 Filed Jan 16, 2020 16:04 UTC | Huntsman CORP HUN · Entity 4636 | Exercise / conversionCommon Stock | 27,516 | $13.41 | $368,989.56 |
DisclosureSEC source: 0001214659-20-000407 · marketforms-47446.xml · nonDerivative · entry 5 Gerrard Ronald W · CIK 0001465401 · Sr. VP, EHS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 177,436 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 14, 2020 Filed Jan 16, 2020 16:04 UTC | Huntsman CORP HUN · Entity 4636 | Tax withholdingCommon Stock | 14,846 | $23.22 | $344,724.12 |
DisclosureSEC source: 0001214659-20-000407 · marketforms-47446.xml · nonDerivative · entry 4 Gerrard Ronald W · CIK 0001465401 · Sr. VP, EHS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,920 F1 · kind: Represents a "net exercise" of outstanding stock options. These shares were withheld by Huntsman Corporation for payment of the exercise price and applicable taxes, based on the market price of Huntsman Corporation's common stock at the time of the option exercise on January 14, 2020 of $23.22 per share. Read SEC document |
| January 14, 2020 Filed Jan 16, 2020 16:04 UTC | Huntsman CORP HUN · Entity 4636 | Exercise / conversionCommon Stock | 17,896 | $17.59 | $314,790.64 |
DisclosureSEC source: 0001214659-20-000407 · marketforms-47446.xml · nonDerivative · entry 3 Gerrard Ronald W · CIK 0001465401 · Sr. VP, EHS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 164,766 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 14, 2020 Filed Jan 16, 2020 16:04 UTC | Huntsman CORP HUN · Entity 4636 | Tax withholdingCommon Stock | 25,504 | $23.22 | $592,202.88 |
DisclosureSEC source: 0001214659-20-000407 · marketforms-47446.xml · nonDerivative · entry 2 Gerrard Ronald W · CIK 0001465401 · Sr. VP, EHS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,870 F1 · kind: Represents a "net exercise" of outstanding stock options. These shares were withheld by Huntsman Corporation for payment of the exercise price and applicable taxes, based on the market price of Huntsman Corporation's common stock at the time of the option exercise on January 14, 2020 of $23.22 per share. Read SEC document |
| January 14, 2020 Filed Jan 16, 2020 16:04 UTC | Huntsman CORP HUN · Entity 4636 | Exercise / conversionCommon Stock | 45,918 | $8.86 | $406,833.48 |
DisclosureSEC source: 0001214659-20-000407 · marketforms-47446.xml · nonDerivative · entry 1 Gerrard Ronald W · CIK 0001465401 · Sr. VP, EHS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 172,374 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 05, 2019 Filed Mar 7, 2019 16:39 UTC | Huntsman CORP HUN · Entity 4636 | Exercise / conversionOption (Right to Buy) · Derivative | 5,917 | $0.00 Strike: $7.72 | $0.00 |
DisclosureSEC source: 0001214659-19-001938 · marketforms-44474.xml · derivative · entry 3 Gerrard Ronald W · CIK 0001465401 · Sr. VP, EHS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,917 shares Expires 2019-09-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: These options granted under the Huntsman Stock Incentive Plan vested in three equal annual installments beginning September 2, 2010. Read SEC document |
| March 05, 2019 Filed Mar 7, 2019 16:39 UTC | Huntsman CORP HUN · Entity 4636 | Tax withholdingCommon Stock | 3,309 | $24.41 | $80,772.69 |
DisclosureSEC source: 0001214659-19-001938 · marketforms-44474.xml · nonDerivative · entry 2 Gerrard Ronald W · CIK 0001465401 · Sr. VP, EHS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,456 F1 · kind: Represents a "net exercise" of outstanding stock options. These shares were withheld by Huntsman Corporation for payment of the exercise price and applicable taxes, based on the market price of Huntsman Corporation's common stock at the time of the option exercise on March 5, 2019 of $24.41 per share. Read SEC document |
| March 05, 2019 Filed Mar 7, 2019 16:39 UTC | Huntsman CORP HUN · Entity 4636 | Exercise / conversionCommon Stock | 5,917 | $7.72 | $45,679.24 |
DisclosureSEC source: 0001214659-19-001938 · marketforms-44474.xml · nonDerivative · entry 1 Gerrard Ronald W · CIK 0001465401 · Sr. VP, EHS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,765 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 07, 2019 Filed Feb 11, 2019 16:21 UTC | Huntsman CORP HUN · Entity 4636 | Exercise / conversionPhantom Stock · Derivative | 2,034 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-19-000985 · marketforms-44073.xml · derivative · entry 3 Gerrard Ronald W · CIK 0001465401 · Sr. VP, EHS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,069 Underlying: Phantom Stock · 2,034 shares Expires 2019-02-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of phantom stock represents a right to receive one share of common stock or, at Huntsman Corporation's election, the cash value thereof. The reporting person's shares of phantom stock were settled for shares of common stock. F1 · price: Each share of phantom stock represents a right to receive one share of common stock or, at Huntsman Corporation's election, the cash value thereof. The reporting person's shares of phantom stock were settled for shares of common stock. Read SEC document |
| February 07, 2019 Filed Feb 11, 2019 16:21 UTC | Huntsman CORP HUN · Entity 4636 | Tax withholdingCommon Stock | 496 | $21.87 | $10,847.52 |
DisclosureSEC source: 0001214659-19-000985 · marketforms-44073.xml · nonDerivative · entry 2 Gerrard Ronald W · CIK 0001465401 · Sr. VP, EHS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,848 F2 · kind: Shares automatically withheld upon settlement of phantom stock. Read SEC document |
| February 07, 2019 Filed Feb 11, 2019 16:21 UTC | Huntsman CORP HUN · Entity 4636 | Exercise / conversionCommon Stock | 2,034 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001214659-19-000985 · marketforms-44073.xml · nonDerivative · entry 1 Gerrard Ronald W · CIK 0001465401 · Sr. VP, EHS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,344 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of phantom stock represents a right to receive one share of common stock or, at Huntsman Corporation's election, the cash value thereof. The reporting person's shares of phantom stock were settled for shares of common stock. Read SEC document |
| February 06, 2019 Filed Feb 8, 2019 16:32 UTC | Huntsman CORP HUN · Entity 4636 | GrantPhantom Stock · Derivative | 8,826 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001214659-19-000938 · marketforms-44062.xml · derivative · entry 4 Gerrard Ronald W · CIK 0001465401 · Sr. VP, EHS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,826 Underlying: Common Stock · 8,826 shares Expires not disclosed F4 · derivative.exercise_date: These shares of phantom stock become payable in three equal annual installments beginning February 6, 2020. F4 · derivative.expiration_date: These shares of phantom stock become payable in three equal annual installments beginning February 6, 2020. Read SEC document |
| February 06, 2019 Filed Feb 8, 2019 16:32 UTC | Huntsman CORP HUN · Entity 4636 | GrantOption (Right to Buy) · Derivative | 16,181 | $0.00 Strike: $22.66 | $0.00 |
DisclosureSEC source: 0001214659-19-000938 · marketforms-44062.xml · derivative · entry 3 Gerrard Ronald W · CIK 0001465401 · Sr. VP, EHS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,181 Underlying: Common Stock · 16,181 shares Expires 2029-02-06 F3 · derivative.exercise_date: These options granted under the Huntsman 2016 Incentive Plan vest in three equal annual installments beginning February 6, 2020. Read SEC document |
| February 06, 2019 Filed Feb 8, 2019 16:32 UTC | Huntsman CORP HUN · Entity 4636 | Tax withholdingCommon Stock | 6,924 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-19-000938 · marketforms-44062.xml · nonDerivative · entry 2 Gerrard Ronald W · CIK 0001465401 · Sr. VP, EHS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,310 F2 · kind: Shares automatically withheld upon payout of PSUs. Read SEC document |
| February 06, 2019 Filed Feb 8, 2019 16:32 UTC | Huntsman CORP HUN · Entity 4636 | GrantCommon Stock | 28,432 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-19-000938 · marketforms-44062.xml · nonDerivative · entry 1 Gerrard Ronald W · CIK 0001465401 · Sr. VP, EHS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,234 F1 · kind: Represents the settlement of performance share units (PSUs) that were previously granted under Huntsman's stock incentive plans. The amount of shares to be received under the grant depended upon the achievement of performance goals during a three-year performance period from January 1, 2016 through December 31, 2018. Read SEC document |
| February 01, 2019 Filed Feb 4, 2019 16:45 UTC | Huntsman CORP HUN · Entity 4636 | Exercise / conversionPhantom Stock · Derivative | 3,173 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-19-000774 · marketforms-44013.xml · derivative · entry 6 Gerrard Ronald W · CIK 0001465401 · Sr. VP, EHS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,172 Underlying: Phantom Stock · 3,173 shares Expires 2019-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of phantom stock represents a right to receive one share of common stock or, at Huntsman Corporation's election, the cash value thereof. The reporting person's shares of phantom stock were settled for shares of common stock. F1 · price: Each share of phantom stock represents a right to receive one share of common stock or, at Huntsman Corporation's election, the cash value thereof. The reporting person's shares of phantom stock were settled for shares of common stock. Read SEC document |
| February 01, 2019 Filed Feb 4, 2019 16:45 UTC | Huntsman CORP HUN · Entity 4636 | Exercise / conversionPhantom Stock · Derivative | 6,771 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-19-000774 · marketforms-44013.xml · derivative · entry 5 Gerrard Ronald W · CIK 0001465401 · Sr. VP, EHS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Phantom Stock · 6,771 shares Expires 2019-02-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of phantom stock represents a right to receive one share of common stock or, at Huntsman Corporation's election, the cash value thereof. The reporting person's shares of phantom stock were settled for shares of common stock. F1 · price: Each share of phantom stock represents a right to receive one share of common stock or, at Huntsman Corporation's election, the cash value thereof. The reporting person's shares of phantom stock were settled for shares of common stock. Read SEC document |
| February 01, 2019 Filed Feb 4, 2019 16:45 UTC | Huntsman CORP HUN · Entity 4636 | Tax withholdingCommon Stock | 941 | $22.43 | $21,106.63 |
DisclosureSEC source: 0001214659-19-000774 · marketforms-44013.xml · nonDerivative · entry 4 Gerrard Ronald W · CIK 0001465401 · Sr. VP, EHS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,802 F2 · kind: Shares automatically withheld upon settlement of phantom stock. Read SEC document |
| February 01, 2019 Filed Feb 4, 2019 16:45 UTC | Huntsman CORP HUN · Entity 4636 | Exercise / conversionCommon Stock | 3,173 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001214659-19-000774 · marketforms-44013.xml · nonDerivative · entry 3 Gerrard Ronald W · CIK 0001465401 · Sr. VP, EHS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,743 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of phantom stock represents a right to receive one share of common stock or, at Huntsman Corporation's election, the cash value thereof. The reporting person's shares of phantom stock were settled for shares of common stock. Read SEC document |
| February 01, 2019 Filed Feb 4, 2019 16:45 UTC | Huntsman CORP HUN · Entity 4636 | Tax withholdingCommon Stock | 1,642 | $22.43 | $36,830.06 |
DisclosureSEC source: 0001214659-19-000774 · marketforms-44013.xml · nonDerivative · entry 2 Gerrard Ronald W · CIK 0001465401 · Sr. VP, EHS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,570 F2 · kind: Shares automatically withheld upon settlement of phantom stock. Read SEC document |
| February 01, 2019 Filed Feb 4, 2019 16:45 UTC | Huntsman CORP HUN · Entity 4636 | Exercise / conversionCommon Stock | 6,771 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001214659-19-000774 · marketforms-44013.xml · nonDerivative · entry 1 Gerrard Ronald W · CIK 0001465401 · Sr. VP, EHS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,212 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of phantom stock represents a right to receive one share of common stock or, at Huntsman Corporation's election, the cash value thereof. The reporting person's shares of phantom stock were settled for shares of common stock. Read SEC document |
| November 23, 2018 Filed Nov 27, 2018 16:13 UTC | Huntsman CORP HUN · Entity 4636 | Exercise / conversionOption (Right to Buy) · Derivative | 25,000 | $0.00 Strike: $2.59 | $0.00 |
DisclosureSEC source: 0001214659-18-007302 · marketforms-43268.xml · derivative · entry 2 Gerrard Ronald W · CIK 0001465401 · Sr. VP, EHS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 25,000 shares Expires 2019-03-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: These options granted under the Huntsman Stock Incentive Plan vested in three equal annual installments beginning March 2, 2010. Read SEC document |
| November 23, 2018 Filed Nov 27, 2018 16:13 UTC | Huntsman CORP HUN · Entity 4636 | Exercise / conversionCommon Stock | 25,000 | $2.59 | $64,750.00 |
DisclosureSEC source: 0001214659-18-007302 · marketforms-43268.xml · nonDerivative · entry 1 Gerrard Ronald W · CIK 0001465401 · Sr. VP, EHS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,441 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 26, 2018 and modified on November 1, 2018. Read SEC document |
| February 07, 2018 Filed Feb 9, 2018 20:32 UTC | Huntsman CORP HUN · Entity 4636 | GrantPhantom Stock · Derivative | 6,103 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001214659-18-001048 · marketforms-40980.xml · derivative · entry 4 Gerrard Ronald W · CIK 0001465401 · Sr. VP, EHS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,103 Underlying: Common Stock · 6,103 shares Expires not disclosed F4 · derivative.exercise_date: These shares of phantom stock become payable in three equal annual installments beginning February 7, 2019. F4 · derivative.expiration_date: These shares of phantom stock become payable in three equal annual installments beginning February 7, 2019. Read SEC document |
| February 07, 2018 Filed Feb 9, 2018 20:32 UTC | Huntsman CORP HUN · Entity 4636 | GrantOption (Right to Buy) · Derivative | 9,753 | $0.00 Strike: $32.77 | $0.00 |
DisclosureSEC source: 0001214659-18-001048 · marketforms-40980.xml · derivative · entry 3 Gerrard Ronald W · CIK 0001465401 · Sr. VP, EHS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,753 Underlying: Common Stock · 9,753 shares Expires 2028-02-07 F3 · derivative.exercise_date: These options granted under the Huntsman 2016 Incentive Plan vest in three equal annual installments beginning February 7, 2019. Read SEC document |
| February 07, 2018 Filed Feb 9, 2018 20:32 UTC | Huntsman CORP HUN · Entity 4636 | Tax withholdingCommon Stock | 375 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-18-001048 · marketforms-40980.xml · nonDerivative · entry 2 Gerrard Ronald W · CIK 0001465401 · Sr. VP, EHS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,441 F2 · kind: Shares automatically withheld upon payout of PSUs. Read SEC document |
| February 07, 2018 Filed Feb 9, 2018 20:32 UTC | Huntsman CORP HUN · Entity 4636 | GrantCommon Stock | 1,536 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-18-001048 · marketforms-40980.xml · nonDerivative · entry 1 Gerrard Ronald W · CIK 0001465401 · Sr. VP, EHS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,816 F1 · kind: Represents the settlement of performance share units (PSUs) that were previously granted under Huntsman's stock incentive plans. The amount of shares to be received under the grant depended upon the achievement of performance goals during a three-year performance period from January 1, 2015 through December 31, 2017. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.