Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| LSB INDUSTRIES, INC.LXU · Entity 5122 | EVP-Manufacturing | February 28, 2020 | February 28, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
LSB INDUSTRIES, INC.
Report date February 28, 2020 · Filed February 28, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 47,695 |
Reported balance
After 2020-02-28 transaction · row 1
1 source rowRow 1 · 2020-02-28 · Tax withholding · Disposed 4,234 · Balance 47,695 F1: Shares withheld to pay taxes upon vesting of Restricted Stock Award previously awarded pursuant to the LSB Industries, Inc. 2016 Long Term Incentive Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares withheld to pay taxes upon vesting of Restricted Stock Award previously awarded pursuant to the LSB Industries, Inc. 2016 Long Term Incentive Plan.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 28, 2020 Filed Feb 28, 2020 18:22 UTC | LSB INDUSTRIES, INC. LXU · Entity 5122 | Tax withholdingCommon Stock | 4,234 | $1.81 | $7,663.54 |
DisclosureSEC source: 0001567619-20-005093 · doc1.xml · nonDerivative · entry 1 DIESCH JOHN HOWARD · CIK 0001526605 · EVP-Manufacturing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,695 F1 · shares: Shares withheld to pay taxes upon vesting of Restricted Stock Award previously awarded pursuant to the LSB Industries, Inc. 2016 Long Term Incentive Plan. Read SEC document |
| February 18, 2020 Filed Feb 18, 2020 22:17 UTC | LSB INDUSTRIES, INC. LXU · Entity 5122 | Disposition to issuerCommon Stock | 8,077 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-004253 · doc1.xml · nonDerivative · entry 3 DIESCH JOHN HOWARD · CIK 0001526605 · EVP-Manufacturing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,929 F2 · shares: Represents the forfeiture of performance-based restricted stock units granted to the reporting person on February 15, 2017 that were eligible to vest based on certain financial performance objectives. Upon grant, the target vesting amount was reported in Table I of Form 4. On February 18, 2020, the Company determined that, based on the Company's performance over the applicable performance period, the grant would be forfeited. Read SEC document |
| February 18, 2020 Filed Feb 18, 2020 22:17 UTC | LSB INDUSTRIES, INC. LXU · Entity 5122 | Tax withholdingCommon Stock | 2,047 | $2.79 | $5,711.13 |
DisclosureSEC source: 0001567619-20-004253 · doc1.xml · nonDerivative · entry 2 DIESCH JOHN HOWARD · CIK 0001526605 · EVP-Manufacturing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,006 F1 · shares: Shares withheld to pay taxes upon vesting of Restricted Stock Award previously awarded pursuant to the LSB Industries, Inc. 2016 Long Term Incentive Plan. Read SEC document |
| February 14, 2020 Filed Feb 18, 2020 22:17 UTC | LSB INDUSTRIES, INC. LXU · Entity 5122 | Tax withholdingCommon Stock | 379 | $2.93 | $1,110.47 |
DisclosureSEC source: 0001567619-20-004253 · doc1.xml · nonDerivative · entry 1 DIESCH JOHN HOWARD · CIK 0001526605 · EVP-Manufacturing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,053 F1 · shares: Shares withheld to pay taxes upon vesting of Restricted Stock Award previously awarded pursuant to the LSB Industries, Inc. 2016 Long Term Incentive Plan. Read SEC document |
| December 30, 2019 Filed Jan 2, 2020 17:39 UTC | LSB INDUSTRIES, INC. LXU · Entity 5122 | Tax withholdingCommon Stock | 2,003 | $4.24 | $8,492.72 |
DisclosureSEC source: 0001567619-20-000027 · doc1.xml · nonDerivative · entry 1 DIESCH JOHN HOWARD · CIK 0001526605 · EVP-Manufacturing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,432 F1 · shares: Shares withheld to pay taxes upon vesting of Restricted Stock Award previously awarded pursuant to the LSB Industries, Inc. 2016 Long Term Incentive Plan. Read SEC document |
| August 02, 2019 Filed Aug 2, 2019 18:04 UTC | LSB INDUSTRIES, INC. LXU · Entity 5122 | Tax withholdingCommon Stock | 649 | $4.98 | $3,232.02 |
DisclosureSEC source: 0001567619-19-015690 · doc1.xml · nonDerivative · entry 1 DIESCH JOHN HOWARD · CIK 0001526605 · EVP-Manufacturing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,817 F1 · shares: Shares withheld to pay taxes upon vesting of Restricted Stock Award previously awarded pursuant to the LSB Industries, Inc. 2016 Long Term Incentive Plan. Read SEC document |
| August 02, 2019 Filed Aug 7, 2019 19:23 UTC Amendment | LSB INDUSTRIES, INC. LXU · Entity 5122 | Tax withholdingCommon Stock | 1,031 | $4.98 | $5,134.38 |
DisclosureSEC source: 0001567619-19-015930 · doc1.xml · nonDerivative · entry 1 DIESCH JOHN HOWARD · CIK 0001526605 · EVP-Manufacturing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,435 F1 · shares: Shares withheld to pay taxes upon vesting of Restricted Stock Award previously awarded pursuant to the LSB Industries, Inc. 2016 Long Term Incentive Plan. Read SEC document |
| February 15, 2019 Filed Feb 19, 2019 15:03 UTC | LSB INDUSTRIES, INC. LXU · Entity 5122 | Tax withholdingCommon Stock | 2,920 | $7.33 | $21,403.60 |
DisclosureSEC source: 0001567619-19-004759 · doc1.xml · nonDerivative · entry 3 DIESCH JOHN HOWARD · CIK 0001526605 · EVP-Manufacturing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,466 F3 · shares: Shares withheld to pay taxes upon vesting of Restricted Stock Award previously awarded pursuant to the LSB Industries, Inc. 2016 Long Term Incentive Plan. Read SEC document |
| February 14, 2019 Filed Feb 19, 2019 15:03 UTC | LSB INDUSTRIES, INC. LXU · Entity 5122 | GrantCommon Stock | 3,285 | $7.23 | $23,750.55 |
DisclosureSEC source: 0001567619-19-004759 · doc1.xml · nonDerivative · entry 2 DIESCH JOHN HOWARD · CIK 0001526605 · EVP-Manufacturing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,386 F2 · shares: Restricted Stock Award pursuant to the LSB Industries, Inc. 2016 Incentive Stock Plan. The Restricted Stock granted under this award will vest on the third anniversary of the grant date subject to the achievement of certain performance metrics established by the Board of Directors as set out in the grant. Upon third anniversary grant may be modified in a range between 0 and 200% based upon achievement of the performance goals. Read SEC document |
| February 14, 2019 Filed Feb 19, 2019 15:03 UTC | LSB INDUSTRIES, INC. LXU · Entity 5122 | GrantCommon Stock | 3,285 | $7.23 | $23,750.55 |
DisclosureSEC source: 0001567619-19-004759 · doc1.xml · nonDerivative · entry 1 DIESCH JOHN HOWARD · CIK 0001526605 · EVP-Manufacturing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,101 F1 · shares: Restricted Stock Award pursuant to the LSB Industries, Inc. 2016 Incentive Stock Plan. One-third of the award will vest on the first anniversary of the grant date, and each subsequent anniversary, such that 100% of the award shall be vested on the third anniversary of the grant date. Read SEC document |
| December 30, 2018 Filed Jan 3, 2019 00:48 UTC | LSB INDUSTRIES, INC. LXU · Entity 5122 | GrantCommon Stock | 15,046 | $5.40 | $81,248.40 |
DisclosureSEC source: 0001567619-19-000149 · doc1.xml · nonDerivative · entry 2 DIESCH JOHN HOWARD · CIK 0001526605 · EVP-Manufacturing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,816 F2 · shares: Restricted Stock Award pursuant to the LSB Industries, Inc. 2016 Incentive Stock Plan. The Restricted Stock granted under this award will vest on the third anniversary of the grant date subject to the achievement of certain performance metrics established by the Board of Directors as set out in the grant. Upon third anniversary grant may be modified in a range between 0 and 200% based upon achievement of the performance goals. Read SEC document |
| December 30, 2018 Filed Jan 3, 2019 00:48 UTC | LSB INDUSTRIES, INC. LXU · Entity 5122 | GrantCommon Stock | 15,046 | $5.40 | $81,248.40 |
DisclosureSEC source: 0001567619-19-000149 · doc1.xml · nonDerivative · entry 1 DIESCH JOHN HOWARD · CIK 0001526605 · EVP-Manufacturing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,770 F1 · shares: Restricted Stock Award pursuant to the LSB Industries, Inc. 2016 Incentive Stock Plan. One-third of the award will vest on the first anniversary of the grant date, and each subsequent anniversary, such that 100% of the award shall be vested on the third anniversary of the grant date. Read SEC document |
| August 02, 2018 Filed Aug 3, 2018 14:08 UTC | LSB INDUSTRIES, INC. LXU · Entity 5122 | Tax withholdingCommon Stock | 1,642 | $6.39 | $10,492.38 |
DisclosureSEC source: 0001140361-18-035300 · doc1.xml · nonDerivative · entry 1 DIESCH JOHN HOWARD · CIK 0001526605 · EVP-Manufacturing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,724 F1 · shares: Shares withheld to pay taxes upon vesting of Restricted Stock Award previously awarded pursuant to the LSB Industries, Inc. 2016 Long Term Incentive Plan. Read SEC document |
| February 15, 2018 Filed Feb 15, 2018 17:14 UTC | LSB INDUSTRIES, INC. LXU · Entity 5122 | Tax withholdingCommon Stock | 2,047 | $7.07 | $14,472.29 |
DisclosureSEC source: 0001140361-18-008616 · doc1.xml · nonDerivative · entry 1 DIESCH JOHN HOWARD · CIK 0001526605 · EVP-Manufacturing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,082 F1 · shares: Shares withheld to pay taxes upon vesting of Restricted Stock Award previously awarded pursuant to the LSB Industries, Inc. 2016 Long Term Incentive Plan. Read SEC document |
| December 14, 2017 Filed Dec 15, 2017 15:01 UTC | LSB INDUSTRIES, INC. LXU · Entity 5122 | Tax withholdingCommon Stock | 649 | $8.26 | $5,360.74 |
DisclosureSEC source: 0001140361-17-046326 · doc1.xml · nonDerivative · entry 1 DIESCH JOHN HOWARD · CIK 0001526605 · EVP-Manufacturing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,129 F1 · shares: Shares withheld to pay taxes upon vesting of Restricted Stock Award previously awarded pursuant to the LSB Industries, Inc. 2016 Long Term Incentive Plan. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 19:58 UTC | LSB INDUSTRIES, INC. LXU · Entity 5122 | GrantCommon Stock | 8,077 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-008081 · doc1.xml · nonDerivative · entry 2 DIESCH JOHN HOWARD · CIK 0001526605 · EVP-Manufacturing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,778 F2 · shares: Restricted Stock Award pursuant to the LSB Industries, Inc. 2016 Incentive Stock Plan. The Restricted Stock granted under this award will vest on the third anniversary of the grant date subject to the achievement of certain performance metrics established by the Board of Directors as set out in the grant. Upon third anniversary grant may be modified in a range between 0 to 200% based upon achievement of the performance goals. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 19:58 UTC | LSB INDUSTRIES, INC. LXU · Entity 5122 | GrantCommon Stock | 17,727 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-008081 · doc1.xml · nonDerivative · entry 1 DIESCH JOHN HOWARD · CIK 0001526605 · EVP-Manufacturing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,701 F1 · shares: Restricted Stock Award pursuant to the LSB Industries, Inc. 2016 Incentive Stock Plan. One-third of the award will vest on the first anniversary of the grant date, and each subsequent anniversary, such that 100% of the award shall be vested on the third anniversary of the grant date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.