Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| OFG BANCORPOFG · Entity 4437 | SVP & Chief Risk & Compliance | February 26, 2020 | February 29, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
OFG BANCORP
Report date February 26, 2020 · Filed February 29, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 2,461 |
Reported balance
After 2020-02-26 transaction · row 1
1 source rowRow 1 · 2020-02-26 · Grant · Acquired 2,461 · Balance 2,461 F1: Not applicable. |
| Restricted UnitsSEC Table II · derivative / convertible security | Direct | 5,539 |
Reported balance
After 2020-02-26 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2020-02-26 · Exercise / conversion · Disposed 561 · Balance 5,539 F2: Awarded pursuant to the OFG Bancorp Amended and Restated 2007 Omnibus Performance Incentive Plan. F3: The Restricted Units convert to Common Stock on a one-for-one basis. F1: Not applicable. |
| Restricted UnitsSEC Table II · derivative / convertible security | Direct | 3,639 |
Reported balance
After 2020-02-26 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2020-02-26 · Exercise / conversion · Disposed 1,900 · Balance 3,639 F2: Awarded pursuant to the OFG Bancorp Amended and Restated 2007 Omnibus Performance Incentive Plan. F3: The Restricted Units convert to Common Stock on a one-for-one basis. F1: Not applicable. |
Filing footnotes · ownership attribution and instrument terms
F1: Not applicable.
F2: Awarded pursuant to the OFG Bancorp Amended and Restated 2007 Omnibus Performance Incentive Plan.
F3: The Restricted Units convert to Common Stock on a one-for-one basis.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 26, 2020 Filed Feb 29, 2020 00:35 UTC | OFG BANCORP OFG · Entity 4437 | Exercise / conversionRestricted Units · Derivative | 1,900 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001494787-20-000004 · primary_doc.xml · derivative · entry 3 Cruz Rafael · CIK 0001494787 · SVP & Chief Risk & Compliance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,639 Underlying: Common Stock · 1,900 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Awarded pursuant to the OFG Bancorp Amended and Restated 2007 Omnibus Performance Incentive Plan. F3 · derivative.exercise_price: The Restricted Units convert to Common Stock on a one-for-one basis. F1 · price: Not applicable. F1 · derivative.exercise_date: Not applicable. F1 · derivative.expiration_date: Not applicable. Read SEC document |
| February 26, 2020 Filed Feb 29, 2020 00:35 UTC | OFG BANCORP OFG · Entity 4437 | Exercise / conversionRestricted Units · Derivative | 561 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001494787-20-000004 · primary_doc.xml · derivative · entry 2 Cruz Rafael · CIK 0001494787 · SVP & Chief Risk & Compliance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,539 Underlying: Common Stock · 561 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Awarded pursuant to the OFG Bancorp Amended and Restated 2007 Omnibus Performance Incentive Plan. F3 · derivative.exercise_price: The Restricted Units convert to Common Stock on a one-for-one basis. F1 · price: Not applicable. F1 · derivative.exercise_date: Not applicable. F1 · derivative.expiration_date: Not applicable. Read SEC document |
| February 26, 2020 Filed Feb 29, 2020 00:35 UTC | OFG BANCORP OFG · Entity 4437 | GrantCommon Stock | 2,461 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001494787-20-000004 · primary_doc.xml · nonDerivative · entry 1 Cruz Rafael · CIK 0001494787 · SVP & Chief Risk & Compliance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,461 F1 · price: Not applicable. Read SEC document |
| February 26, 2020 Filed Feb 28, 2020 18:16 UTC Amendment | OFG BANCORP OFG · Entity 4437 | Exercise / conversionRestricted Units · Derivative | 1,900 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001494787-20-000003 · primary_doc.xml · derivative · entry 2 Cruz Rafael · CIK 0001494787 · SVP & Chief Risk & Compliance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,639 Underlying: Common Stock · 1,900 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Awarded pursuant to the OFG Bancorp Amended and Restated 2007 Omnibus Performance Incentive Plan. F3 · derivative.exercise_price: The Restricted Units convert to Common Stock on a one-for-one basis. F1 · price: Not applicable. F1 · derivative.exercise_date: Not applicable. F1 · derivative.expiration_date: Not applicable. F5 · balance_after: This Form is amended to correct the number of derivative securities beneficially owned following the reported transaction so that it reads 3,639 instead of 2,461. Read SEC document |
| February 26, 2020 Filed Feb 28, 2020 18:16 UTC Amendment | OFG BANCORP OFG · Entity 4437 | Exercise / conversionRestricted Units · Derivative | 561 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001494787-20-000003 · primary_doc.xml · derivative · entry 1 Cruz Rafael · CIK 0001494787 · SVP & Chief Risk & Compliance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,539 Underlying: Common Stock · 561 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Awarded pursuant to the OFG Bancorp Amended and Restated 2007 Omnibus Performance Incentive Plan. F3 · derivative.exercise_price: The Restricted Units convert to Common Stock on a one-for-one basis. F1 · price: Not applicable. F1 · derivative.exercise_date: Not applicable. F1 · derivative.expiration_date: Not applicable. F4 · balance_after: This Form is amended to correct the number of derivative securities beneficially owned following the reported transaction so that it reads 5,539 instead of 561. Read SEC document |
| February 18, 2020 Filed Feb 19, 2020 21:34 UTC | OFG BANCORP OFG · Entity 4437 | Exercise / conversionQualified Stock Options · Derivative | 4,500 | Not disclosed Strike: $17.44 | Not disclosed |
DisclosureSEC source: 0001494787-20-000001 · primary_doc.xml · derivative · entry 14 Cruz Rafael · CIK 0001494787 · SVP & Chief Risk & Compliance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,500 Underlying: Common Stock · 4,500 shares Expires 2025-02-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Awarded pursuant to the OFG Bancorp Amended and Restated 2007 Omnibus Performance Incentive Plan. These options represented a right to buy the underlying securities. F3 · price: The executive is exercising a derivative security. F7 · derivative.exercise_date: This Award became exercisable at the rate of 25% per year commencing on February 24, 2017. Read SEC document |
| February 18, 2020 Filed Feb 19, 2020 21:34 UTC | OFG BANCORP OFG · Entity 4437 | Exercise / conversionQualified Stock Options · Derivative | 6,000 | Not disclosed Strike: $16.10 | Not disclosed |
DisclosureSEC source: 0001494787-20-000001 · primary_doc.xml · derivative · entry 13 Cruz Rafael · CIK 0001494787 · SVP & Chief Risk & Compliance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,000 Underlying: Common Stock · 6,000 shares Expires 2024-02-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Awarded pursuant to the OFG Bancorp Amended and Restated 2007 Omnibus Performance Incentive Plan. These options represented a right to buy the underlying securities. F3 · price: The executive is exercising a derivative security. F6 · derivative.exercise_date: This Award became exercisable at the rate of 25% per year commencing on February 27, 2016. Read SEC document |
| February 18, 2020 Filed Feb 19, 2020 21:34 UTC | OFG BANCORP OFG · Entity 4437 | Exercise / conversionQualified Stock Options · Derivative | 1,025 | Not disclosed Strike: $11.82 | Not disclosed |
DisclosureSEC source: 0001494787-20-000001 · primary_doc.xml · derivative · entry 12 Cruz Rafael · CIK 0001494787 · SVP & Chief Risk & Compliance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,000 Underlying: Common Stock · 1,025 shares Expires 2021-01-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Awarded pursuant to the OFG Bancorp Amended and Restated 2007 Omnibus Performance Incentive Plan. These options represented a right to buy the underlying securities. F3 · price: The executive is exercising a derivative security. F5 · derivative.exercise_date: This Award became exercisable at the rate of 25% per year commencing on January 21, 2013. Read SEC document |
| February 18, 2020 Filed Feb 19, 2020 21:34 UTC | OFG BANCORP OFG · Entity 4437 | Exercise / conversionQualified Stock Options · Derivative | 4,125 | Not disclosed Strike: $11.83 | Not disclosed |
DisclosureSEC source: 0001494787-20-000001 · primary_doc.xml · derivative · entry 11 Cruz Rafael · CIK 0001494787 · SVP & Chief Risk & Compliance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,025 Underlying: Common Stock · 4,125 shares Expires 2022-02-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Awarded pursuant to the OFG Bancorp Amended and Restated 2007 Omnibus Performance Incentive Plan. These options represented a right to buy the underlying securities. F3 · price: The executive is exercising a derivative security. F4 · derivative.exercise_date: This Award became exercisable at the rate of 25% per year commencing on February 23, 2014. Read SEC document |
| February 18, 2020 Filed Feb 19, 2020 21:34 UTC | OFG BANCORP OFG · Entity 4437 | Exercise / conversionQualified Stock Options · Derivative | 4,500 | Not disclosed Strike: $14.52 | Not disclosed |
DisclosureSEC source: 0001494787-20-000001 · primary_doc.xml · derivative · entry 10 Cruz Rafael · CIK 0001494787 · SVP & Chief Risk & Compliance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,150 Underlying: Common Stock · 4,500 shares Expires 2023-01-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Awarded pursuant to the OFG Bancorp Amended and Restated 2007 Omnibus Performance Incentive Plan. These options represented a right to buy the underlying securities. F3 · price: The executive is exercising a derivative security. F2 · derivative.exercise_date: This Award became exercisable at the rate of 25% per year commencing on January 22, 2015. Read SEC document |
| February 18, 2020 Filed Feb 19, 2020 21:34 UTC | OFG BANCORP OFG · Entity 4437 | SaleCommon Stock | 5,325 | $20.30 | $108,097.50 |
DisclosureSEC source: 0001494787-20-000001 · primary_doc.xml · nonDerivative · entry 9 Cruz Rafael · CIK 0001494787 · SVP & Chief Risk & Compliance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| February 18, 2020 Filed Feb 19, 2020 21:34 UTC | OFG BANCORP OFG · Entity 4437 | SaleCommon Stock | 9,925 | $20.26 | $201,104.32 |
DisclosureSEC source: 0001494787-20-000001 · primary_doc.xml · nonDerivative · entry 8 Cruz Rafael · CIK 0001494787 · SVP & Chief Risk & Compliance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,325 Read SEC document |
| February 18, 2020 Filed Feb 19, 2020 21:34 UTC | OFG BANCORP OFG · Entity 4437 | SaleCommon Stock | 4,900 | $20.24 | $99,163.26 |
DisclosureSEC source: 0001494787-20-000001 · primary_doc.xml · nonDerivative · entry 7 Cruz Rafael · CIK 0001494787 · SVP & Chief Risk & Compliance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,250 Read SEC document |
| February 18, 2020 Filed Feb 19, 2020 21:34 UTC | OFG BANCORP OFG · Entity 4437 | Exercise / conversionCommon Stock | 4,500 | $17.44 | $78,480.00 |
DisclosureSEC source: 0001494787-20-000001 · primary_doc.xml · nonDerivative · entry 6 Cruz Rafael · CIK 0001494787 · SVP & Chief Risk & Compliance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,150 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 18, 2020 Filed Feb 19, 2020 21:34 UTC | OFG BANCORP OFG · Entity 4437 | Exercise / conversionCommon Stock | 6,000 | $16.10 | $96,600.00 |
DisclosureSEC source: 0001494787-20-000001 · primary_doc.xml · nonDerivative · entry 5 Cruz Rafael · CIK 0001494787 · SVP & Chief Risk & Compliance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,650 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 18, 2020 Filed Feb 19, 2020 21:34 UTC | OFG BANCORP OFG · Entity 4437 | Exercise / conversionCommon Stock | 1,025 | $11.82 | $12,115.50 |
DisclosureSEC source: 0001494787-20-000001 · primary_doc.xml · nonDerivative · entry 4 Cruz Rafael · CIK 0001494787 · SVP & Chief Risk & Compliance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,650 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 18, 2020 Filed Feb 19, 2020 21:34 UTC | OFG BANCORP OFG · Entity 4437 | Exercise / conversionCommon Stock | 4,125 | $11.83 | $48,798.75 |
DisclosureSEC source: 0001494787-20-000001 · primary_doc.xml · nonDerivative · entry 3 Cruz Rafael · CIK 0001494787 · SVP & Chief Risk & Compliance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,625 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 18, 2020 Filed Feb 19, 2020 21:34 UTC | OFG BANCORP OFG · Entity 4437 | Exercise / conversionCommon Stock | 4,500 | $14.52 | $65,340.00 |
DisclosureSEC source: 0001494787-20-000001 · primary_doc.xml · nonDerivative · entry 2 Cruz Rafael · CIK 0001494787 · SVP & Chief Risk & Compliance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 14, 2020 Filed Feb 19, 2020 21:34 UTC | OFG BANCORP OFG · Entity 4437 | SaleCommon Stock | 400 | $20.98 | $8,392.00 |
DisclosureSEC source: 0001494787-20-000001 · primary_doc.xml · nonDerivative · entry 1 Cruz Rafael · CIK 0001494787 · SVP & Chief Risk & Compliance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| March 28, 2019 Filed Apr 1, 2019 22:42 UTC | OFG BANCORP OFG · Entity 4437 | GrantRestricted Units · Derivative | 1,700 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001494787-19-000001 · primary_doc.xml · derivative · entry 1 Cruz Rafael · CIK 0001494787 · SVP & Chief Risk & Compliance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,100 Underlying: Common Stock · 1,700 shares Expires not disclosed F1 · security: Awarded pursuant to the OFG Bancorp Amended and Restated 2007 Omnibus Performance Incentive Plan ("Plan"). F2 · derivative.exercise_price: Not applicable. The Grantee is expected to receive the underlying shares of Common Stock at the end of the Restricted Period. F4 · price: Not applicable. F3 · derivative.exercise_date: Subject to the provisions of the Plan, the Restricted Period shall lapse in three annual installments as follows: 33% on the first anniversary; 33% on the second anniversary; and 34% on the third anniversary of the date of the Award. F3 · derivative.expiration_date: Subject to the provisions of the Plan, the Restricted Period shall lapse in three annual installments as follows: 33% on the first anniversary; 33% on the second anniversary; and 34% on the third anniversary of the date of the Award. Read SEC document |
| March 09, 2018 Filed Mar 12, 2018 15:28 UTC | OFG BANCORP OFG · Entity 4437 | Exercise / conversionRestricted Units · Derivative | 400 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001494787-18-000002 · primary_doc.xml · derivative · entry 2 Cruz Rafael · CIK 0001494787 · SVP & Chief Risk & Compliance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,400 Underlying: Common Stock · 400 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Awarded pursuant to the OFG Bancorp Amended and Restated 2007 Omnibus Performance Incentive Plan. F3 · derivative.exercise_price: The Restricted Units convert to common stock on a one-for one basis. F1 · price: Not applicable. F1 · derivative.exercise_date: Not applicable. F1 · derivative.expiration_date: Not applicable. Read SEC document |
| March 09, 2018 Filed Mar 12, 2018 15:28 UTC | OFG BANCORP OFG · Entity 4437 | GrantCommon Stock | 400 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001494787-18-000002 · primary_doc.xml · nonDerivative · entry 1 Cruz Rafael · CIK 0001494787 · SVP & Chief Risk & Compliance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 400 F1 · price: Not applicable. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.