Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| HERBALIFE LTD.HLF · Entity 4842 | EVP, Chief Financial Officer | February 26, 2020 | February 28, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
HERBALIFE LTD.
Report date February 26, 2020 · Filed February 28, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 28,963 |
Reported balance
After 2020-02-26 transaction · row 1
1 source rowRow 1 · 2020-02-26 · Tax withholding · Disposed 308 · Balance 28,963 F1: Units withheld to satisfy the withholding tax obligations due in connection with the vesting of restricted stock units previously granted to the Reporting Person on February 26, 2018. |
Filing footnotes · ownership attribution and instrument terms
F1: Units withheld to satisfy the withholding tax obligations due in connection with the vesting of restricted stock units previously granted to the Reporting Person on February 26, 2018.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 11, 2017 Filed Dec 13, 2017 21:15 UTC | HERBALIFE LTD. HLF · Entity 4842 | Tax withholdingCommon Stock | 2,131 | $69.81 | $148,765.11 |
DisclosureSEC source: 0001209191-17-065419 · doc4.xml · nonDerivative · entry 3 Chiu Shin-Shing Bosco · CIK 0001504597 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,380 F2 · kind: The reporting person received 2,380 shares of common stock upon the net exercise of 5,000 stock appreciation rights ("SARs"). The reporting person forfeited 489 shares of common stock underlying such SARS in payment of the exercise price and 2,131 shares of common stock underlying such SARS to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on December 11, 2017 of $69.81. Read SEC document |
| December 11, 2017 Filed Dec 13, 2017 21:15 UTC | HERBALIFE LTD. HLF · Entity 4842 | Disposition to issuerCommon Stock | 489 | $69.81 | $34,137.09 |
DisclosureSEC source: 0001209191-17-065419 · doc4.xml · nonDerivative · entry 2 Chiu Shin-Shing Bosco · CIK 0001504597 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,511 F2 · kind: The reporting person received 2,380 shares of common stock upon the net exercise of 5,000 stock appreciation rights ("SARs"). The reporting person forfeited 489 shares of common stock underlying such SARS in payment of the exercise price and 2,131 shares of common stock underlying such SARS to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on December 11, 2017 of $69.81. Read SEC document |
| December 11, 2017 Filed Dec 13, 2017 21:15 UTC | HERBALIFE LTD. HLF · Entity 4842 | Exercise / conversionCommon Stock | 5,000 | $6.82 | $34,100.00 |
DisclosureSEC source: 0001209191-17-065419 · doc4.xml · nonDerivative · entry 1 Chiu Shin-Shing Bosco · CIK 0001504597 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 9, 2017. Read SEC document |
| May 11, 2017 Filed May 12, 2017 00:36 UTC | HERBALIFE LTD. HLF · Entity 4842 | SaleCommon Stock | 2,828 | $71.65 | $202,626.20 |
DisclosureSEC source: 0001209191-17-031682 · doc4.xml · nonDerivative · entry 4 Chiu Shin-Shing Bosco · CIK 0001504597 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 17, 2016. F3 · price: This transaction was executed in multiple trades at prices ranging from $71.30 to $72.27. The price reported above reflects the weighted average sale price of $71.65. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| May 09, 2017 Filed May 10, 2017 00:39 UTC | HERBALIFE LTD. HLF · Entity 4842 | SaleCommon Stock | 2,813 | $71.90 | $202,254.70 |
DisclosureSEC source: 0001209191-17-031120 · doc4.xml · nonDerivative · entry 4 Chiu Shin-Shing Bosco · CIK 0001504597 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 17, 2016. Read SEC document |
| May 09, 2017 Filed May 12, 2017 00:36 UTC | HERBALIFE LTD. HLF · Entity 4842 | Exercise / conversionStock Appreciation Rights · Derivative | 5,000 | $0.00 Strike: $6.82 | $0.00 |
DisclosureSEC source: 0001209191-17-031682 · doc4.xml · derivative · entry 5 Chiu Shin-Shing Bosco · CIK 0001504597 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2019-02-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 17, 2016. Read SEC document |
| May 09, 2017 Filed May 12, 2017 00:36 UTC | HERBALIFE LTD. HLF · Entity 4842 | Tax withholdingCommon Stock | 1,703 | $72.81 | $123,995.43 |
DisclosureSEC source: 0001209191-17-031682 · doc4.xml · nonDerivative · entry 3 Chiu Shin-Shing Bosco · CIK 0001504597 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,828 F2 · kind: The reporting person received 2,828 shares of common stock upon the net exercise of the 5,000 stock appreciation rights ("SARs"). The reporting person forfeited 469 shares of common stock underlying the SARS in payment of the exercise price and 1,703 shares of common stock underlying the SARS to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on May 9, 2017 of $72.81. Read SEC document |
| May 09, 2017 Filed May 12, 2017 00:36 UTC | HERBALIFE LTD. HLF · Entity 4842 | Disposition to issuerCommon Stock | 469 | $72.81 | $34,147.89 |
DisclosureSEC source: 0001209191-17-031682 · doc4.xml · nonDerivative · entry 2 Chiu Shin-Shing Bosco · CIK 0001504597 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,531 F2 · kind: The reporting person received 2,828 shares of common stock upon the net exercise of the 5,000 stock appreciation rights ("SARs"). The reporting person forfeited 469 shares of common stock underlying the SARS in payment of the exercise price and 1,703 shares of common stock underlying the SARS to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on May 9, 2017 of $72.81. Read SEC document |
| May 09, 2017 Filed May 12, 2017 00:36 UTC | HERBALIFE LTD. HLF · Entity 4842 | Exercise / conversionCommon Stock | 5,000 | $6.82 | $34,100.00 |
DisclosureSEC source: 0001209191-17-031682 · doc4.xml · nonDerivative · entry 1 Chiu Shin-Shing Bosco · CIK 0001504597 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 17, 2016. Read SEC document |
| May 05, 2017 Filed May 10, 2017 00:39 UTC | HERBALIFE LTD. HLF · Entity 4842 | Exercise / conversionStock Appreciation Rights · Derivative | 5,000 | $0.00 Strike: $6.82 | $0.00 |
DisclosureSEC source: 0001209191-17-031120 · doc4.xml · derivative · entry 5 Chiu Shin-Shing Bosco · CIK 0001504597 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires 2019-02-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 17, 2016. Read SEC document |
| May 05, 2017 Filed May 10, 2017 00:39 UTC | HERBALIFE LTD. HLF · Entity 4842 | Tax withholdingCommon Stock | 1,695 | $69.40 | $117,633.00 |
DisclosureSEC source: 0001209191-17-031120 · doc4.xml · nonDerivative · entry 3 Chiu Shin-Shing Bosco · CIK 0001504597 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,813 F2 · kind: The reporting person forfeited 492 shares of common stock underlying the SARS in payment of the exercise price and 1,695 shares of common stock underlying the SARS to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on May 5, 2017 of $69.40. Read SEC document |
| May 05, 2017 Filed May 10, 2017 00:39 UTC | HERBALIFE LTD. HLF · Entity 4842 | Disposition to issuerCommon Stock | 492 | $69.40 | $34,144.80 |
DisclosureSEC source: 0001209191-17-031120 · doc4.xml · nonDerivative · entry 2 Chiu Shin-Shing Bosco · CIK 0001504597 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,508 F2 · kind: The reporting person forfeited 492 shares of common stock underlying the SARS in payment of the exercise price and 1,695 shares of common stock underlying the SARS to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on May 5, 2017 of $69.40. Read SEC document |
| May 05, 2017 Filed May 10, 2017 00:39 UTC | HERBALIFE LTD. HLF · Entity 4842 | Exercise / conversionCommon Stock | 5,000 | $6.82 | $34,100.00 |
DisclosureSEC source: 0001209191-17-031120 · doc4.xml · nonDerivative · entry 1 Chiu Shin-Shing Bosco · CIK 0001504597 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 17, 2016. Read SEC document |
| February 23, 2017 Filed Feb 28, 2017 00:11 UTC | HERBALIFE LTD. HLF · Entity 4842 | GrantStock Appreciation Rights · Derivative | 1,545 | $0.00 Strike: $62.51 | $0.00 |
DisclosureSEC source: 0001209191-17-014969 · doc4.xml · derivative · entry 4 Chiu Shin-Shing Bosco · CIK 0001504597 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,545 Underlying: Common Stock · 1,545 shares Expires 2026-05-09 F4 · balance_after: On May 9, 2016, the reporting person was granted an award of 7,725 SARs. The amount and timing of the vesting of these SARs is dependent upon the achievement by the Company of certain performance criteria for each of fiscal 2016, 2017 and 2018. The performance criteria for 2016 was met, resulting in 1,545 SARs which will vest on May 9, 2017. Read SEC document |
| February 23, 2017 Filed Feb 28, 2017 00:11 UTC | HERBALIFE LTD. HLF · Entity 4842 | GrantStock Appreciation Rights · Derivative | 4,250 | $0.00 Strike: $47.80 | $0.00 |
DisclosureSEC source: 0001209191-17-014969 · doc4.xml · derivative · entry 3 Chiu Shin-Shing Bosco · CIK 0001504597 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,500 Underlying: Common Stock · 4,250 shares Expires 2025-05-07 F3 · balance_after: On May 7, 2015, the reporting person was granted an award of 21,250 SARs. The amount and timing of the vesting of these SARs is dependent upon the achievement by the Company of certain performance criteria for each of fiscal 2015, 2016 and 2017. The performance criteria for 2016 was met, resulting in 3,752 SARs which will vest on May 7, 2017. Read SEC document |
| February 23, 2017 Filed Feb 28, 2017 00:11 UTC | HERBALIFE LTD. HLF · Entity 4842 | GrantStock Appreciation Rights · Derivative | 3,752 | $0.00 Strike: $30.44 | $0.00 |
DisclosureSEC source: 0001209191-17-014969 · doc4.xml · derivative · entry 2 Chiu Shin-Shing Bosco · CIK 0001504597 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,504 Underlying: Common Stock · 3,752 shares Expires 2025-03-02 F2 · balance_after: On March 2, 2015, the reporting person was granted an award of 18,760 SARs. The amount and timing of the vesting of these SARs is dependent upon the achievement by the Company of certain performance criteria for each of fiscal 2015, 2016 and 2017. The performance criteria for 2016 was met, resulting in 3,752 SARs which will vest on March 2, 2017. Read SEC document |
| February 23, 2017 Filed Feb 28, 2017 00:11 UTC | HERBALIFE LTD. HLF · Entity 4842 | GrantStock Appreciation Rights · Derivative | 9,237 | $0.00 Strike: $59.98 | $0.00 |
DisclosureSEC source: 0001209191-17-014969 · doc4.xml · derivative · entry 1 Chiu Shin-Shing Bosco · CIK 0001504597 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,396 Underlying: Common Stock · 9,237 shares Expires 2024-04-30 F1 · balance_after: On April 30, 2014, the reporting person was granted an award of 15,396 stock appreciation rights ("SARs"). The amount and timing of the vesting of these SARs is dependent upon the achievement by Herbalife Ltd. (the "Company") of certain performance criteria for each of fiscal 2014, 2015 and 2016. The performance criteria for 2016 was met, resulting in 9,237 SARs which will vest on April 30, 2017. Read SEC document |
| April 27, 2016 Filed Dec 30, 2016 21:14 UTC | HERBALIFE LTD. HLF · Entity 4842 | GrantStock Appreciation Rights · Derivative | 7,263 | $0.00 Strike: $79.58 | $0.00 |
DisclosureSEC source: 0001209191-16-157088 · doc4.xml · derivative · entry 1 Chiu Shin-Shing Bosco · CIK 0001504597 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,106 Underlying: Common Stock · 7,263 shares Expires 2023-12-19 F1 · derivative.exercise_date: On December 19, 2013, the reporting person was granted an award of 12,106 stock appreciation rights (SARs). The amount and timing of the vesting of these SARs were dependent upon Herbalife Ltd.'s achievement of certain performance criteria for each of fiscal 2013, 2014 and 2015. The performance criteria were met in 2015, resulting in the vesting of 7,263 SARs subject to this award on June 21, 2016. F1 · balance_after: On December 19, 2013, the reporting person was granted an award of 12,106 stock appreciation rights (SARs). The amount and timing of the vesting of these SARs were dependent upon Herbalife Ltd.'s achievement of certain performance criteria for each of fiscal 2013, 2014 and 2015. The performance criteria were met in 2015, resulting in the vesting of 7,263 SARs subject to this award on June 21, 2016. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.