Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BRISTOL MYERS SQUIBB COBMY · Entity 1662 | EVP, General Counsel | March 10, 2025 | March 13, 2025 |
| Bausch Health Companies Inc.BHC · Entity 4363 | Director | September 30, 2026 | October 03, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BRISTOL MYERS SQUIBB CO
Report date March 10, 2025 · Filed March 13, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $0.10 par valueSEC Table I · non-derivative | Direct | 364,296.333 |
Ending reported balance
After 2025-03-10 transaction · row 12
12 source rows · reconciled sequenceRow 1 · 2025-03-10 · Exercise / conversion · Acquired 5,858 · Balance 353,243.333 F1: Represents vesting of one-quarter of market share units granted on March 10, 2021. Row 2 · 2025-03-10 · Other · Disposed 404 · Balance 352,839.333 F2: Represents a downward adjustment to the number of shares acquired upon the vesting of market share units due to the performance factor. Row 3 · 2025-03-10 · Tax withholding · Disposed 2,790 · Balance 350,049.333 F3: Shares withheld for payment of taxes upon vesting of awards. Row 4 · 2025-03-10 · Exercise / conversion · Acquired 5,349 · Balance 355,398.333 F4: Represents vesting of one-quarter of market share units granted on March 10, 2022. Row 5 · 2025-03-10 · Other · Disposed 933 · Balance 354,465.333 F2: Represents a downward adjustment to the number of shares acquired upon the vesting of market share units due to the performance factor. Row 6 · 2025-03-10 · Tax withholding · Disposed 2,259 · Balance 352,206.333 F3: Shares withheld for payment of taxes upon vesting of awards. Row 7 · 2025-03-10 · Exercise / conversion · Acquired 5,415 · Balance 357,621.333 F5: Represents vesting of one-quarter of market share units granted on March 10, 2023. Row 8 · 2025-03-10 · Other · Disposed 923 · Balance 356,698.333 F2: Represents a downward adjustment to the number of shares acquired upon the vesting of market share units due to the performance factor. Row 9 · 2025-03-10 · Tax withholding · Disposed 2,298 · Balance 354,400.333 F3: Shares withheld for payment of taxes upon vesting of awards. Row 10 · 2025-03-10 · Exercise / conversion · Acquired 32,096 · Balance 386,496.333 F6: Amount represents distribution of performance shares earned under the 2022-2024 Long-Term Performance Award. Row 11 · 2025-03-10 · Other · Disposed 11,837 · Balance 374,659.333 F7: Adjustment to award based on the performance factor applied in accordance with the terms of the award and certification of performance results by the Board. Row 12 · 2025-03-10 · Tax withholding · Disposed 10,363 · Balance 364,296.333 F3: Shares withheld for payment of taxes upon vesting of awards. |
| Market Share UnitsSEC Table II · derivative / convertible security · Expires 2025-03-10 | Direct | 0 |
Reported balance
After 2025-03-10 transaction · row 15
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 15 · 2025-03-10 · Exercise / conversion · Disposed 5,858 · Balance 0 F10: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F1: Represents vesting of one-quarter of market share units granted on March 10, 2021. |
| Market Share UnitsSEC Table II · derivative / convertible security · Expires 2026-03-10 | Direct | 5,351 |
Reported balance
After 2025-03-10 transaction · row 16
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 16 · 2025-03-10 · Exercise / conversion · Disposed 5,349 · Balance 5,351 F11: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 80% and the maximum payout factor is 225%. F4: Represents vesting of one-quarter of market share units granted on March 10, 2022. |
| Market Share UnitsSEC Table II · derivative / convertible security · Expires 2027-03-10 | Direct | 10,833 |
Reported balance
After 2025-03-10 transaction · row 17
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 17 · 2025-03-10 · Exercise / conversion · Disposed 5,415 · Balance 10,833 F11: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 80% and the maximum payout factor is 225%. F5: Represents vesting of one-quarter of market share units granted on March 10, 2023. |
| Market Share UnitsSEC Table II · derivative / convertible security · Expires 2028-03-10 | Direct | 24,770 |
Reported balance
After 2025-03-10 transaction · row 18
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 18 · 2025-03-10 · Grant · Acquired 24,770 · Balance 24,770 F12: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is the greater of Total Return and relative total shareholder return (rTSR) Floor. Total Return is a ratio of the 10-day average closing stock price on the measurement date, plus the value of accumulated dividends, divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor for Total Return performance that must be achieved to earn a payout is 80% and the maximum is 225%. The rTSR Floor feature provides a minimum level of payout if BMS stock price declines from the grant date but outperforms our peers based on their TSR percentile rank. A TSR percentile rank (i) below the 50th percentile yields a 0% payout, (ii) between the 50th and 74.99th percentiles yields a 50% payout, and (iii) at or above the 75th percentile yields a 100% payout. F13: These market share units cliff vest on the third anniversary of the grant date, subject to certification of performance results by the Board. |
| Performance SharesSEC Table II · derivative / convertible security · Expires 2025-03-10 | Direct | 0 |
Reported balance
After 2025-03-10 transaction · row 19
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 19 · 2025-03-10 · Exercise / conversion · Disposed 32,096 · Balance 0 F14: Each performance share converted into one share of common stock upon distribution in the first quarter of 2025 in accordance with the terms of the award and certification of performance results by the Board. F6: Amount represents distribution of performance shares earned under the 2022-2024 Long-Term Performance Award. |
| Performance SharesSEC Table II · derivative / convertible security · Expires 2028-03-10 | Direct | 37,155 |
Reported balance
After 2025-03-10 transaction · row 20
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 20 · 2025-03-10 · Grant · Acquired 37,155 · Balance 37,155 F15: Each performance share converts into one share of common stock upon distribution in the first quarter of 2028, subject to certification of performance results by the Board. |
| Common Stock, $0.10 par valueSEC Table I · non-derivative | IndirectBMS Savings and Investment Program | 7,641.38 |
Reported balance
Holding disclosure · report date 2025-03-10 · row 13
Holding and transaction disclosures are not merged.
1 source rowRow 13 · Balance 7,641.38 F8: Based on recent 401(k) plan statement. |
| Common Stock, $0.10 par valueSEC Table I · non-derivative | IndirectTrust (SLAT) | 93,436 |
Reported balance
Holding disclosure · report date 2025-03-10 · row 14
Holding and transaction disclosures are not merged.
1 source rowRow 14 · Balance 93,436 F9: Shares held in a Spousal Lifetime Access Trust (SLAT). |
Filing footnotes · ownership attribution and instrument terms
F1: Represents vesting of one-quarter of market share units granted on March 10, 2021.
F2: Represents a downward adjustment to the number of shares acquired upon the vesting of market share units due to the performance factor.
F3: Shares withheld for payment of taxes upon vesting of awards.
F4: Represents vesting of one-quarter of market share units granted on March 10, 2022.
F5: Represents vesting of one-quarter of market share units granted on March 10, 2023.
F6: Amount represents distribution of performance shares earned under the 2022-2024 Long-Term Performance Award.
F7: Adjustment to award based on the performance factor applied in accordance with the terms of the award and certification of performance results by the Board.
F8: Based on recent 401(k) plan statement.
F9: Shares held in a Spousal Lifetime Access Trust (SLAT).
F10: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.
F11: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 80% and the maximum payout factor is 225%.
F12: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is the greater of Total Return and relative total shareholder return (rTSR) Floor. Total Return is a ratio of the 10-day average closing stock price on the measurement date, plus the value of accumulated dividends, divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor for Total Return performance that must be achieved to earn a payout is 80% and the maximum is 225%. The rTSR Floor feature provides a minimum level of payout if BMS stock price declines from the grant date but outperforms our peers based on their TSR percentile rank. A TSR percentile rank (i) below the 50th percentile yields a 0% payout, (ii) between the 50th and 74.99th percentiles yields a 50% payout, and (iii) at or above the 75th percentile yields a 100% payout.
F13: These market share units cliff vest on the third anniversary of the grant date, subject to certification of performance results by the Board.
F14: Each performance share converted into one share of common stock upon distribution in the first quarter of 2025 in accordance with the terms of the award and certification of performance results by the Board.
F15: Each performance share converts into one share of common stock upon distribution in the first quarter of 2028, subject to certification of performance results by the Board.
Bausch Health Companies Inc.
Report date September 30, 2026 · Filed October 03, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Shares, No Par ValueSEC Table I · non-derivative | Direct | 102,859 |
Reported balance
After 2026-09-30 transaction · row 1
1 source rowRow 1 · 2026-09-30 · Grant · Acquired 5,789 · Balance 102,859 F1: Reflects Restricted Share Units issued in lieu of cash compensation in connection with the Reporting Person's service on the Issuer's Board of Directors for the quarter ending September 30, 2026, each representing a contingent right to receive one common share, no par value, of the Issuer. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects Restricted Share Units issued in lieu of cash compensation in connection with the Reporting Person's service on the Issuer's Board of Directors for the quarter ending September 30, 2026, each representing a contingent right to receive one common share, no par value, of the Issuer.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 19, 2009 Filed Feb 23, 2009 21:20 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantCommon Stock, $0.10 par value | 3,875 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-09-004533 · doc4.xml · nonDerivative · entry 1 LEUNG SANDRA · CIK 0001199294 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,727 F1 · shares: Consists of shares earned as long-term performance awards under the 2002 Stock Incentive Plan. F2 · balance_after: Includes unvested restricted stock awards. Read SEC document |
| February 19, 2009 Filed Mar 24, 2009 19:43 UTC Amendment | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 1,310 | $20.51 | $26,868.10 |
DisclosureSEC source: 0001225208-09-007615 · doc4a.xml · nonDerivative · entry 1 LEUNG SANDRA · CIK 0001199294 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,417 F1 · kind: This Form 4 is being amended to reflect the shares withheld for taxes upon the distribution of a performance share award. F2 · shares: Shares withheld for payment of taxes upon distribution of long-term performance award. F3 · balance_after: Includes unvested restricted stock awards. Read SEC document |
| July 07, 2008 Filed Jul 8, 2008 19:46 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 676 | $20.60 | $13,925.60 |
DisclosureSEC source: 0001225208-08-011776 · doc4.xml · nonDerivative · entry 1 LEUNG SANDRA · CIK 0001199294 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,852 F1 · shares: Shares withheld for payment of taxes upon vesting of restricted stock. F2 · balance_after: Includes unvested restricted stock awards. Read SEC document |
| March 07, 2008 Filed Mar 11, 2008 13:59 UTC | BRISTOL MYERS SQUIBB CO (BMY) · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 297 | $21.88 | $6,498.36 |
DisclosureSEC source: 0000014272-08-000121 · leu848.xml · nonDerivative · entry 1 LEUNG SANDRA · CIK 0001199294 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,528 F1 · shares: Shares withheld for payment of taxes upon vesting of restricted stock. F2 · balance_after: Includes unvested restricted stock awards. Read SEC document |
| March 04, 2008 Filed Mar 6, 2008 22:03 UTC | BRISTOL MYERS SQUIBB CO (BMY) · Entity 1662 | GrantRestricted Stock Units · Derivative | 11,940 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-08-000098 · leu839.xml · derivative · entry 2 LEUNG SANDRA · CIK 0001199294 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,940 Underlying: Common Stock, $0.10 par value · 11,940 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit converts into one share of common stock upon vesting. F3 · derivative.exercise_date: One-third of the restricted stock units will vest on each of the third, fourth and fifth anniversaries of the grant date and be converted into shares of common stock. F3 · derivative.expiration_date: One-third of the restricted stock units will vest on each of the third, fourth and fifth anniversaries of the grant date and be converted into shares of common stock. Read SEC document |
| March 04, 2008 Filed Mar 6, 2008 22:03 UTC | BRISTOL MYERS SQUIBB CO (BMY) · Entity 1662 | GrantExecutive Option (right to buy) · Derivative | 156,582 | $0.00 Strike: $22.14 | $0.00 |
DisclosureSEC source: 0000014272-08-000098 · leu839.xml · derivative · entry 1 LEUNG SANDRA · CIK 0001199294 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156,582 Underlying: Common Stock, $0.10 par value · 156,582 shares Expires 2018-03-03 F1 · derivative.exercise_date: Option is not exercisable until the closing share price of common stock achieves a price of at least 15% above the option grant price and remains at that price for seven consecutive trading days. Shares vest 25% per year, on a cumulative basis, commencing one year after the grant date. Read SEC document |
| March 04, 2008 Filed Feb 18, 2009 00:00 UTC Amendment | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantPerformance Shares · Derivative | 14,750 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-09-000014 · primary_doc.xml · derivative · entry 1 LEUNG SANDRA · CIK 0001199294 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,750 Underlying: Common Stock $0.10 par value · 14,750 shares Expires not disclosed F1 · derivative.exercise_price: (1) Each performance share converts into one share of common stock upon distribution during the first quarter of 2010. F1 · derivative.exercise_date: (1) Each performance share converts into one share of common stock upon distribution during the first quarter of 2010. F1 · derivative.expiration_date: (1) Each performance share converts into one share of common stock upon distribution during the first quarter of 2010. Read SEC document |
| March 02, 2008 Filed Mar 4, 2008 18:35 UTC | BRISTOL MYERS SQUIBB CO (BMY) · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 188 | $22.61 | $4,250.68 |
DisclosureSEC source: 0000014272-08-000075 · leu826.xml · nonDerivative · entry 2 LEUNG SANDRA · CIK 0001199294 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,825 F1 · shares: Shares withheld for payment of taxes upon vesting of restricted stock. F2 · balance_after: Includes unvested restricted stock awards. Read SEC document |
| March 01, 2008 Filed Mar 4, 2008 18:35 UTC | BRISTOL MYERS SQUIBB CO (BMY) · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 188 | $22.61 | $4,250.68 |
DisclosureSEC source: 0000014272-08-000075 · leu826.xml · nonDerivative · entry 1 LEUNG SANDRA · CIK 0001199294 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,013 F1 · shares: Shares withheld for payment of taxes upon vesting of restricted stock. F2 · balance_after: Includes unvested restricted stock awards. Read SEC document |
| May 30, 2007 Filed Jun 1, 2007 13:57 UTC | BRISTOL MYERS SQUIBB CO (BMY) · Entity 1662 | Exercise / conversionOption (right to buy) · Derivative | 2,828 | $30.12 Strike: $28.90 | $85,179.36 |
DisclosureSEC source: 0000014272-07-000143 · leu734.xml · derivative · entry 5 LEUNG SANDRA · CIK 0001199294 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,917 Underlying: Common Stock, $0.10 par value · 2,828 shares Expires 2007-06-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Exercisable on the earlier of (i) three years from the date of grant or (ii) the date on which the closing share price achieves $50.00 or above for seven consecutive trading days. Read SEC document |
| May 30, 2007 Filed Jun 1, 2007 13:57 UTC | BRISTOL MYERS SQUIBB CO (BMY) · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 39 | $30.12 | $1,174.68 |
DisclosureSEC source: 0000014272-07-000143 · leu734.xml · nonDerivative · entry 3 LEUNG SANDRA · CIK 0001199294 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,201 F2 · kind: Shares withheld for payment of taxes upon exercise of stock option. Read SEC document |
| May 30, 2007 Filed Jun 1, 2007 13:57 UTC | BRISTOL MYERS SQUIBB CO (BMY) · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 2,714 | $30.12 | $81,745.68 |
DisclosureSEC source: 0000014272-07-000143 · leu734.xml · nonDerivative · entry 2 LEUNG SANDRA · CIK 0001199294 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,240 F1 · kind: Shares withheld for payment of exercise price. Read SEC document |
| May 30, 2007 Filed Jun 1, 2007 13:57 UTC | BRISTOL MYERS SQUIBB CO (BMY) · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 2,828 | $28.90 | $81,729.20 |
DisclosureSEC source: 0000014272-07-000143 · leu734.xml · nonDerivative · entry 1 LEUNG SANDRA · CIK 0001199294 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,954 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 15, 2007 Filed May 17, 2007 19:41 UTC | BRISTOL MYERS SQUIBB CO (BMY) · Entity 1662 | Exercise / conversionOption (right to buy) · Derivative | 2,755 | $0.00 Strike: $28.90 | $0.00 |
DisclosureSEC source: 0000014272-07-000139 · leu710.xml · derivative · entry 5 LEUNG SANDRA · CIK 0001199294 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,745 Underlying: Common Stock, $0.10 par value · 2,755 shares Expires 2007-06-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: Currently Exercisable. Read SEC document |
| May 15, 2007 Filed May 17, 2007 19:41 UTC | BRISTOL MYERS SQUIBB CO (BMY) · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 41 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-07-000139 · leu710.xml · nonDerivative · entry 3 LEUNG SANDRA · CIK 0001199294 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,126 F3 · shares: Shares withheld for payment of taxes upon exercise of stock option. F1 · balance_after: Includes unvested restricted stock awards. Read SEC document |
| May 15, 2007 Filed May 17, 2007 19:41 UTC | BRISTOL MYERS SQUIBB CO (BMY) · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 2,634 | $30.23 | $79,625.82 |
DisclosureSEC source: 0000014272-07-000139 · leu710.xml · nonDerivative · entry 2 LEUNG SANDRA · CIK 0001199294 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,167 F2 · shares: Shares withheld for payment of exercise price. F1 · balance_after: Includes unvested restricted stock awards. Read SEC document |
| May 15, 2007 Filed May 17, 2007 19:41 UTC | BRISTOL MYERS SQUIBB CO (BMY) · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 2,755 | $28.90 | $79,619.50 |
DisclosureSEC source: 0000014272-07-000139 · leu710.xml · nonDerivative · entry 1 LEUNG SANDRA · CIK 0001199294 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,801 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes unvested restricted stock awards. Read SEC document |
| March 07, 2007 Filed Mar 9, 2007 19:52 UTC | BRISTOL MYERS SQUIBB CO (BMY) · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 340 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-07-000086 · leu687.xml · nonDerivative · entry 1 LEUNG SANDRA · CIK 0001199294 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,046 F1 · kind: Shares withheld for payment of taxes upon vesting of restricted stock. F2 · balance_after: Includes unvested restricted stock awards. Read SEC document |
| March 06, 2007 Filed Mar 8, 2007 22:18 UTC | BRISTOL MYERS SQUIBB CO (BMY) · Entity 1662 | GrantRestricted Stock Units · Derivative | 10,200 | $0.00 Strike: $27.01 | $0.00 |
DisclosureSEC source: 0000014272-07-000081 · leu683.xml · derivative · entry 2 LEUNG SANDRA · CIK 0001199294 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,200 Underlying: Common Stock, $0.10 par value · 10,200 shares Expires 2017-03-05 F2 · derivative.exercise_date: Consists of restricted stock units with one-third vesting on each of the third, fourth and fifth anniversaries of the grant date. Read SEC document |
| March 06, 2007 Filed Mar 8, 2007 22:18 UTC | BRISTOL MYERS SQUIBB CO (BMY) · Entity 1662 | GrantExecutive Option (right to buy) · Derivative | 116,100 | $0.00 Strike: $27.01 | $0.00 |
DisclosureSEC source: 0000014272-07-000081 · leu683.xml · derivative · entry 1 LEUNG SANDRA · CIK 0001199294 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,100 Underlying: Common Stock, $0.10 par value · 116,100 shares Expires 2017-03-05 F1 · derivative.exercise_date: Option is not exercisable until the closing share price of common stock achieves a price of at least 15% above the option grant price and remains at that price for seven consecutive trading days. Option vests 25% of the shares annually, on a cumulative basis, commencing one year after the date of grant, but may not be exercised until the threshold is satisfied. Read SEC document |
| March 06, 2007 Filed May 10, 2007 21:19 UTC Amendment | BRISTOL MYERS SQUIBB CO (BMY) · Entity 1662 | GrantRestricted Stock Units · Derivative | 10,200 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-07-000128 · leu705.xml · derivative · entry 2 LEUNG SANDRA · CIK 0001199294 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,200 Underlying: Common Stock, $0.10 par value · 10,200 shares Expires not disclosed F2 · derivative.exercise_price: This Form 4 is being amended to clarify that each restricted stock unit converts into one share of common stock upon vesting. F3 · derivative.exercise_date: One-third of the restricted stock units will vest on each of the third, fourth and fifth anniversaries of the grant date and be converted into shares of common stock. F3 · derivative.expiration_date: One-third of the restricted stock units will vest on each of the third, fourth and fifth anniversaries of the grant date and be converted into shares of common stock. Read SEC document |
| March 06, 2007 Filed May 10, 2007 21:19 UTC Amendment | BRISTOL MYERS SQUIBB CO (BMY) · Entity 1662 | GrantExecutive Option (right to buy) · Derivative | 116,100 | $0.00 Strike: $27.01 | $0.00 |
DisclosureSEC source: 0000014272-07-000128 · leu705.xml · derivative · entry 1 LEUNG SANDRA · CIK 0001199294 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,100 Underlying: Common Stock, $0.10 par value · 116,100 shares Expires 2017-03-05 F1 · derivative.exercise_date: Option is not exercisable until the closing share price of common stock achieves a price of at least 15% above the option grant price and remains at that price for seven consecutive trading days. Option vests 25% of the shares annually, on a cumulative basis, commencing one year after the date of grant, but may not be exercised until the threshold is satisfied. Read SEC document |
| March 02, 2007 Filed Mar 6, 2007 19:53 UTC | BRISTOL MYERS SQUIBB CO (BMY) · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 222 | $26.42 | $5,865.24 |
DisclosureSEC source: 0000014272-07-000063 · leu666.xml · nonDerivative · entry 1 LEUNG SANDRA · CIK 0001199294 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,386 F1 · kind: Shares withheld for payment of taxes upon vesting of restricted stock. F2 · balance_after: Includes shares of restricted stock with one-third vesting on each of the third, fourth and fifth anniversaries of the grant date. Read SEC document |
| March 02, 2007 Filed Mar 8, 2007 22:03 UTC Amendment | BRISTOL MYERS SQUIBB CO (BMY) · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 222 | $26.42 | $5,865.24 |
DisclosureSEC source: 0000014272-07-000068 · leu685.xml · nonDerivative · entry 1 LEUNG SANDRA · CIK 0001199294 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,386 F1 · kind: Shares withheld for payment of taxes upon vesting of restricted stock. F2 · balance_after: Includes shares of restricted stock with one-third vesting on each of the third, fourth and fifth anniversaries of the grant date. Read SEC document |
| December 01, 2006 Filed Dec 4, 2006 19:39 UTC | BRISTOL MYERS SQUIBB CO (BMY) · Entity 1662 | GrantExecutive Option (right to buy) · Derivative | 100,000 | $0.00 Strike: $24.74 | $0.00 |
DisclosureSEC source: 0000014272-06-000230 · leu631.xml · derivative · entry 1 LEUNG SANDRA · CIK 0001199294 · VP and Secretary and Acting GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock, $0.10 par value · 100,000 shares Expires 2016-11-30 F1 · derivative.exercise_date: Option is not exercisable until the closing share price of common stock achieves a price of at least 15% above the option grant price and remains at that price for seven consecutive trading days. Shares vest one-third per year, on a cumulative basis, on the third, fourth, and fifth anniversaries of the grant date. Read SEC document |
| March 07, 2006 Filed Mar 9, 2006 22:09 UTC | BRISTOL MYERS SQUIBB CO (BMY) · Entity 1662 | GrantOption (right to buy) · Derivative | 14,560 | $0.00 Strike: $22.73 | $0.00 |
DisclosureSEC source: 0000014272-06-000101 · leu536.xml · derivative · entry 3 LEUNG SANDRA · CIK 0001199294 · Vice President and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,560 Underlying: Common Stock, $0.10 par value · 14,560 shares Expires 2016-03-06 F3 · derivative.exercise_date: Exercisable as to 25% of the shares annually, on a cumulative basis, commencing one year after the date of grant. Read SEC document |
| March 07, 2006 Filed Mar 9, 2006 22:09 UTC | BRISTOL MYERS SQUIBB CO (BMY) · Entity 1662 | GrantCommon Stock, $0.10 par value | 3,510 | $22.73 | $79,782.30 |
DisclosureSEC source: 0000014272-06-000101 · leu536.xml · nonDerivative · entry 1 LEUNG SANDRA · CIK 0001199294 · Vice President and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,608 F1 · shares: Shares consist of restricted stock that vests 25% on each of the first, second, third and fourth anniversaries of the grant date. Read SEC document |
| February 24, 2006 Filed Feb 27, 2006 20:39 UTC | BRISTOL MYERS SQUIBB CO (BMY) · Entity 1662 | Exercise / conversionOption (right to buy) · Derivative | 1,840 | $23.10 Strike: $20.74 | $42,504.00 |
DisclosureSEC source: 0000014272-06-000055 · leu508.xml · derivative · entry 5 LEUNG SANDRA · CIK 0001199294 · Vice President and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,787 Underlying: Common Stock, $0.10 par value · 1,840 shares Expires 2006-03-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Currently Exercisable. Read SEC document |
| February 24, 2006 Filed Feb 27, 2006 20:39 UTC | BRISTOL MYERS SQUIBB CO (BMY) · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 76 | $23.10 | $1,755.60 |
DisclosureSEC source: 0000014272-06-000055 · leu508.xml · nonDerivative · entry 3 LEUNG SANDRA · CIK 0001199294 · Vice President and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,098 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Shares withheld for payment of taxes upon exercise of stock option. Read SEC document |
| February 24, 2006 Filed Feb 27, 2006 20:39 UTC | BRISTOL MYERS SQUIBB CO (BMY) · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 1,653 | $23.10 | $38,184.30 |
DisclosureSEC source: 0000014272-06-000055 · leu508.xml · nonDerivative · entry 2 LEUNG SANDRA · CIK 0001199294 · Vice President and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,174 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares withheld for payment of exercise price. Read SEC document |
| February 24, 2006 Filed Feb 27, 2006 20:39 UTC | BRISTOL MYERS SQUIBB CO (BMY) · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 1,840 | $20.74 | $38,161.60 |
DisclosureSEC source: 0000014272-06-000055 · leu508.xml · nonDerivative · entry 1 LEUNG SANDRA · CIK 0001199294 · Vice President and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,827 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 07, 2005 Filed Jul 7, 2005 20:02 UTC | BRISTOL MYERS SQUIBB CO (BMY) · Entity 1662 | GrantCommon Stock, $0.10 par value | 6,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-05-000149 · leu427.xml · nonDerivative · entry 1 LEUNG SANDRA · CIK 0001199294 · Vice President and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,987 F1 · shares: Shares consist of restricted stock with one-third vesting on each of the third, fourth and fifth anniversaries of the grant date. F2 · balance_after: Includes shares of restricted stock with one-third vesting on each of the third, fourth and fifth anniversaries of the grant date. Read SEC document |
| March 01, 2005 Filed Mar 3, 2005 22:34 UTC | BRISTOL MYERS SQUIBB CO (BMY) · Entity 1662 | GrantOption (right to buy) · Derivative | 15,000 | $0.00 Strike: $25.45 | $0.00 |
DisclosureSEC source: 0000014272-05-000073 · leu366.xml · derivative · entry 3 LEUNG SANDRA · CIK 0001199294 · Vice President and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock, $0.10 par value · 15,000 shares Expires 2015-02-28 F3 · derivative.exercise_date: Exercisable as to 25% of the shares annually, on a cumulative basis, commencing one year after the date of grant. Read SEC document |
| March 01, 2005 Filed Mar 3, 2005 22:34 UTC | BRISTOL MYERS SQUIBB CO (BMY) · Entity 1662 | GrantCommon Stock, $0.10 par value | 1,667 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-05-000073 · leu366.xml · nonDerivative · entry 1 LEUNG SANDRA · CIK 0001199294 · Vice President and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,987 F1 · shares: Shares consist of restricted stock with one-third vesting on each of the third, fourth and fifth anniversaries of the grant date. Read SEC document |
| August 02, 2004 Filed Aug 3, 2004 20:14 UTC | BRISTOL MYERS SQUIBB CO (BMY) · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 304 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-04-000159 · leu296.xml · nonDerivative · entry 1 LEUNG SANDRA · CIK 0001199294 · Vice President and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,320 F1 · shares: Shares withheld for payment of taxes upon vesting of restricted stock. F2 · balance_after: Includes shares of restricted stock with one-third vesting on each of the third, fourth and fifth anniversaries of the grant date. Read SEC document |
| March 02, 2004 Filed Mar 4, 2004 22:25 UTC | BRISTOL MYERS SQUIBB CO (BMY) · Entity 1662 | GrantOption (right to buy) · Derivative | 15,000 | $0.00 Strike: $28.11 | $0.00 |
DisclosureSEC source: 0000014272-04-000075 · leu226.xml · derivative · entry 3 LEUNG SANDRA · CIK 0001199294 · Vice President and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock, $0.10 par value · 15,000 shares Expires 2014-03-01 F3 · derivative.exercise_date: Exercisable as to 25% of the shares annually, on a cumulative basis, commencing one year after the date of grant. Read SEC document |
| March 02, 2004 Filed Mar 4, 2004 22:25 UTC | BRISTOL MYERS SQUIBB CO (BMY) · Entity 1662 | GrantCommon Stock, $0.10 par value | 1,667 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-04-000075 · leu226.xml · nonDerivative · entry 2 LEUNG SANDRA · CIK 0001199294 · Vice President and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,624 F1 · shares: Shares consist of restricted stock with one-third vesting on each of the third, fourth and fifth anniversaries of the grant date. Read SEC document |
| August 01, 2003 Filed Aug 4, 2003 19:53 UTC | BRISTOL MYERS SQUIBB CO (BMY) · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 336 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-03-000019 · leu149.xml · nonDerivative · entry 1 LEUNG SANDRA · CIK 0001199294 · Vice President and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,957 F1 · kind: Shares withheld for payment of taxes upon vesting of restricted stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.