Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BRISTOL MYERS SQUIBB COBMY · Entity 1662 | EVP, General Counsel | March 10, 2025 | March 13, 2025 |
| Bausch Health Companies Inc.BHC · Entity 4363 | Director | September 30, 2026 | October 03, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BRISTOL MYERS SQUIBB CO
Report date March 10, 2025 · Filed March 13, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $0.10 par valueSEC Table I · non-derivative | Direct | 364,296.333 |
Ending reported balance
After 2025-03-10 transaction · row 12
12 source rows · reconciled sequenceRow 1 · 2025-03-10 · Exercise / conversion · Acquired 5,858 · Balance 353,243.333 F1: Represents vesting of one-quarter of market share units granted on March 10, 2021. Row 2 · 2025-03-10 · Other · Disposed 404 · Balance 352,839.333 F2: Represents a downward adjustment to the number of shares acquired upon the vesting of market share units due to the performance factor. Row 3 · 2025-03-10 · Tax withholding · Disposed 2,790 · Balance 350,049.333 F3: Shares withheld for payment of taxes upon vesting of awards. Row 4 · 2025-03-10 · Exercise / conversion · Acquired 5,349 · Balance 355,398.333 F4: Represents vesting of one-quarter of market share units granted on March 10, 2022. Row 5 · 2025-03-10 · Other · Disposed 933 · Balance 354,465.333 F2: Represents a downward adjustment to the number of shares acquired upon the vesting of market share units due to the performance factor. Row 6 · 2025-03-10 · Tax withholding · Disposed 2,259 · Balance 352,206.333 F3: Shares withheld for payment of taxes upon vesting of awards. Row 7 · 2025-03-10 · Exercise / conversion · Acquired 5,415 · Balance 357,621.333 F5: Represents vesting of one-quarter of market share units granted on March 10, 2023. Row 8 · 2025-03-10 · Other · Disposed 923 · Balance 356,698.333 F2: Represents a downward adjustment to the number of shares acquired upon the vesting of market share units due to the performance factor. Row 9 · 2025-03-10 · Tax withholding · Disposed 2,298 · Balance 354,400.333 F3: Shares withheld for payment of taxes upon vesting of awards. Row 10 · 2025-03-10 · Exercise / conversion · Acquired 32,096 · Balance 386,496.333 F6: Amount represents distribution of performance shares earned under the 2022-2024 Long-Term Performance Award. Row 11 · 2025-03-10 · Other · Disposed 11,837 · Balance 374,659.333 F7: Adjustment to award based on the performance factor applied in accordance with the terms of the award and certification of performance results by the Board. Row 12 · 2025-03-10 · Tax withholding · Disposed 10,363 · Balance 364,296.333 F3: Shares withheld for payment of taxes upon vesting of awards. |
| Market Share UnitsSEC Table II · derivative / convertible security · Expires 2025-03-10 | Direct | 0 |
Reported balance
After 2025-03-10 transaction · row 15
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 15 · 2025-03-10 · Exercise / conversion · Disposed 5,858 · Balance 0 F10: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F1: Represents vesting of one-quarter of market share units granted on March 10, 2021. |
| Market Share UnitsSEC Table II · derivative / convertible security · Expires 2026-03-10 | Direct | 5,351 |
Reported balance
After 2025-03-10 transaction · row 16
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 16 · 2025-03-10 · Exercise / conversion · Disposed 5,349 · Balance 5,351 F11: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 80% and the maximum payout factor is 225%. F4: Represents vesting of one-quarter of market share units granted on March 10, 2022. |
| Market Share UnitsSEC Table II · derivative / convertible security · Expires 2027-03-10 | Direct | 10,833 |
Reported balance
After 2025-03-10 transaction · row 17
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 17 · 2025-03-10 · Exercise / conversion · Disposed 5,415 · Balance 10,833 F11: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 80% and the maximum payout factor is 225%. F5: Represents vesting of one-quarter of market share units granted on March 10, 2023. |
| Market Share UnitsSEC Table II · derivative / convertible security · Expires 2028-03-10 | Direct | 24,770 |
Reported balance
After 2025-03-10 transaction · row 18
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 18 · 2025-03-10 · Grant · Acquired 24,770 · Balance 24,770 F12: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is the greater of Total Return and relative total shareholder return (rTSR) Floor. Total Return is a ratio of the 10-day average closing stock price on the measurement date, plus the value of accumulated dividends, divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor for Total Return performance that must be achieved to earn a payout is 80% and the maximum is 225%. The rTSR Floor feature provides a minimum level of payout if BMS stock price declines from the grant date but outperforms our peers based on their TSR percentile rank. A TSR percentile rank (i) below the 50th percentile yields a 0% payout, (ii) between the 50th and 74.99th percentiles yields a 50% payout, and (iii) at or above the 75th percentile yields a 100% payout. F13: These market share units cliff vest on the third anniversary of the grant date, subject to certification of performance results by the Board. |
| Performance SharesSEC Table II · derivative / convertible security · Expires 2025-03-10 | Direct | 0 |
Reported balance
After 2025-03-10 transaction · row 19
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 19 · 2025-03-10 · Exercise / conversion · Disposed 32,096 · Balance 0 F14: Each performance share converted into one share of common stock upon distribution in the first quarter of 2025 in accordance with the terms of the award and certification of performance results by the Board. F6: Amount represents distribution of performance shares earned under the 2022-2024 Long-Term Performance Award. |
| Performance SharesSEC Table II · derivative / convertible security · Expires 2028-03-10 | Direct | 37,155 |
Reported balance
After 2025-03-10 transaction · row 20
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 20 · 2025-03-10 · Grant · Acquired 37,155 · Balance 37,155 F15: Each performance share converts into one share of common stock upon distribution in the first quarter of 2028, subject to certification of performance results by the Board. |
| Common Stock, $0.10 par valueSEC Table I · non-derivative | IndirectBMS Savings and Investment Program | 7,641.38 |
Reported balance
Holding disclosure · report date 2025-03-10 · row 13
Holding and transaction disclosures are not merged.
1 source rowRow 13 · Balance 7,641.38 F8: Based on recent 401(k) plan statement. |
| Common Stock, $0.10 par valueSEC Table I · non-derivative | IndirectTrust (SLAT) | 93,436 |
Reported balance
Holding disclosure · report date 2025-03-10 · row 14
Holding and transaction disclosures are not merged.
1 source rowRow 14 · Balance 93,436 F9: Shares held in a Spousal Lifetime Access Trust (SLAT). |
Filing footnotes · ownership attribution and instrument terms
F1: Represents vesting of one-quarter of market share units granted on March 10, 2021.
F2: Represents a downward adjustment to the number of shares acquired upon the vesting of market share units due to the performance factor.
F3: Shares withheld for payment of taxes upon vesting of awards.
F4: Represents vesting of one-quarter of market share units granted on March 10, 2022.
F5: Represents vesting of one-quarter of market share units granted on March 10, 2023.
F6: Amount represents distribution of performance shares earned under the 2022-2024 Long-Term Performance Award.
F7: Adjustment to award based on the performance factor applied in accordance with the terms of the award and certification of performance results by the Board.
F8: Based on recent 401(k) plan statement.
F9: Shares held in a Spousal Lifetime Access Trust (SLAT).
F10: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.
F11: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 80% and the maximum payout factor is 225%.
F12: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is the greater of Total Return and relative total shareholder return (rTSR) Floor. Total Return is a ratio of the 10-day average closing stock price on the measurement date, plus the value of accumulated dividends, divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor for Total Return performance that must be achieved to earn a payout is 80% and the maximum is 225%. The rTSR Floor feature provides a minimum level of payout if BMS stock price declines from the grant date but outperforms our peers based on their TSR percentile rank. A TSR percentile rank (i) below the 50th percentile yields a 0% payout, (ii) between the 50th and 74.99th percentiles yields a 50% payout, and (iii) at or above the 75th percentile yields a 100% payout.
F13: These market share units cliff vest on the third anniversary of the grant date, subject to certification of performance results by the Board.
F14: Each performance share converted into one share of common stock upon distribution in the first quarter of 2025 in accordance with the terms of the award and certification of performance results by the Board.
F15: Each performance share converts into one share of common stock upon distribution in the first quarter of 2028, subject to certification of performance results by the Board.
Bausch Health Companies Inc.
Report date September 30, 2026 · Filed October 03, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Shares, No Par ValueSEC Table I · non-derivative | Direct | 102,859 |
Reported balance
After 2026-09-30 transaction · row 1
1 source rowRow 1 · 2026-09-30 · Grant · Acquired 5,789 · Balance 102,859 F1: Reflects Restricted Share Units issued in lieu of cash compensation in connection with the Reporting Person's service on the Issuer's Board of Directors for the quarter ending September 30, 2026, each representing a contingent right to receive one common share, no par value, of the Issuer. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects Restricted Share Units issued in lieu of cash compensation in connection with the Reporting Person's service on the Issuer's Board of Directors for the quarter ending September 30, 2026, each representing a contingent right to receive one common share, no par value, of the Issuer.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 02, 2012 Filed Mar 6, 2012 00:43 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | OtherCommon Stock, $0.10 par value | 2,357 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-006730 · doc4.xml · nonDerivative · entry 5 LEUNG SANDRA · CIK 0001199294 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,911 F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor. Read SEC document |
| March 02, 2012 Filed Mar 6, 2012 00:43 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 7,355 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-006730 · doc4.xml · nonDerivative · entry 4 LEUNG SANDRA · CIK 0001199294 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,554 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: Represents vesting of one-quarter of market share units granted on March 2, 2010. The balance of the award is scheduled to vest in two equal installments on the third and fourth anniversaries of the grant date. Read SEC document |
| March 01, 2012 Filed Mar 6, 2012 00:43 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionMarket Share Units · Derivative | 7,417 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-006730 · doc4.xml · derivative · entry 12 LEUNG SANDRA · CIK 0001199294 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,319 Underlying: Common Stock, $0.10 par value · 7,417 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the vesting date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F1 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 1, 2011. The balance of the award is scheduled to vest in three equal installments on the second, third, and fourth anniversaries of the grant date. F1 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 1, 2011. The balance of the award is scheduled to vest in three equal installments on the second, third, and fourth anniversaries of the grant date. F10 · balance_after: Represents an aggregate of the derivative securities beneficially owned under the awards granted on March 2, 2010 and March 1, 2011. Read SEC document |
| March 01, 2012 Filed Mar 6, 2012 00:43 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 3,415 | $32.64 | $111,465.60 |
DisclosureSEC source: 0001225208-12-006730 · doc4.xml · nonDerivative · entry 3 LEUNG SANDRA · CIK 0001199294 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,199 F3 · shares: Shares withheld for payment of taxes upon vesting of market share units. Read SEC document |
| March 01, 2012 Filed Mar 6, 2012 00:43 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | OtherCommon Stock, $0.10 par value | 2,009 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-006730 · doc4.xml · nonDerivative · entry 2 LEUNG SANDRA · CIK 0001199294 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,614 F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor. Read SEC document |
| March 01, 2012 Filed Mar 6, 2012 00:43 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 7,417 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-006730 · doc4.xml · nonDerivative · entry 1 LEUNG SANDRA · CIK 0001199294 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,605 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents vesting of one-quarter of market share units granted on March 1, 2011. The balance of the award is scheduled to vest in three equal installments on the second, third, and fourth anniversaries of the grant date. Read SEC document |
| March 06, 2011 Filed Mar 8, 2011 22:22 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionRestricted Stock Units · Derivative | 3,400 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-11-009157 · doc4.xml · derivative · entry 7 LEUNG SANDRA · CIK 0001199294 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,800 Underlying: Common Stock, $0.10 par value · 3,400 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit converts into one share of common stock upon vesting. F5 · derivative.exercise_date: Shares consist of restricted stock units with one-third vesting on each of the third, forth, and fifth anniversaries of the grant date. F5 · derivative.expiration_date: Shares consist of restricted stock units with one-third vesting on each of the third, forth, and fifth anniversaries of the grant date. Read SEC document |
| March 06, 2011 Filed Mar 8, 2011 22:22 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 1,572 | $26.43 | $41,547.96 |
DisclosureSEC source: 0001225208-11-009157 · doc4.xml · nonDerivative · entry 4 LEUNG SANDRA · CIK 0001199294 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,188 F2 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units. Read SEC document |
| March 06, 2011 Filed Mar 8, 2011 22:22 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 3,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-11-009157 · doc4.xml · nonDerivative · entry 3 LEUNG SANDRA · CIK 0001199294 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,760 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired upon vesting of restricted stock units. Read SEC document |
| March 04, 2011 Filed Mar 8, 2011 22:22 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionRestricted Stock Units · Derivative | 3,980 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-11-009157 · doc4.xml · derivative · entry 6 LEUNG SANDRA · CIK 0001199294 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,960 Underlying: Common Stock, $0.10 par value · 3,980 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit converts into one share of common stock upon vesting. F5 · derivative.exercise_date: Shares consist of restricted stock units with one-third vesting on each of the third, forth, and fifth anniversaries of the grant date. F5 · derivative.expiration_date: Shares consist of restricted stock units with one-third vesting on each of the third, forth, and fifth anniversaries of the grant date. Read SEC document |
| March 04, 2011 Filed Mar 8, 2011 22:22 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 1,840 | $26.43 | $48,631.20 |
DisclosureSEC source: 0001225208-11-009157 · doc4.xml · nonDerivative · entry 2 LEUNG SANDRA · CIK 0001199294 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,360 F2 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units. Read SEC document |
| March 04, 2011 Filed Mar 8, 2011 22:22 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 3,980 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-11-009157 · doc4.xml · nonDerivative · entry 1 LEUNG SANDRA · CIK 0001199294 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,200 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired upon vesting of restricted stock units. Read SEC document |
| March 02, 2011 Filed Mar 5, 2011 00:04 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionMarket Share Units · Derivative | 7,354 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-11-008871 · doc4.xml · derivative · entry 5 LEUNG SANDRA · CIK 0001199294 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,736 Underlying: Common Stock, $0.10 par value · 7,354 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock based on the average of the closing share price of the company's common stock on the vesting date and the nine trading days immediately preceding the vesting date. F6 · derivative.exercise_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date and will be converted into shares of common stock based on a performance factor. F6 · derivative.expiration_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date and will be converted into shares of common stock based on a performance factor. Read SEC document |
| March 02, 2011 Filed Mar 5, 2011 00:04 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 3,524 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-11-008871 · doc4.xml · nonDerivative · entry 3 LEUNG SANDRA · CIK 0001199294 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,220 F3 · shares: Shares withheld for payment of taxes upon vesting of market share units. Read SEC document |
| March 02, 2011 Filed Mar 5, 2011 00:04 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | OtherCommon Stock, $0.10 par value | 269 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-11-008871 · doc4.xml · nonDerivative · entry 2 LEUNG SANDRA · CIK 0001199294 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,744 F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor. Read SEC document |
| March 02, 2011 Filed Mar 5, 2011 00:04 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 7,354 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-11-008871 · doc4.xml · nonDerivative · entry 1 LEUNG SANDRA · CIK 0001199294 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,475 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired upon vesting of market share units. Read SEC document |
| March 02, 2011 Filed Mar 16, 2011 20:34 UTC Amendment | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 3,524 | $25.39 | $89,474.36 |
DisclosureSEC source: 0001225208-11-009869 · doc4a.xml · nonDerivative · entry 1 LEUNG SANDRA · CIK 0001199294 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,220 F1 · shares: This Form 4 is amended to report the correct price for the shares withheld for payment of taxes upon vesting of market share units. Read SEC document |
| March 01, 2011 Filed Mar 4, 2011 02:58 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionPerformance Shares · Derivative | 76,455 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-11-008704 · doc4.xml · derivative · entry 10 LEUNG SANDRA · CIK 0001199294 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,646.47 Underlying: Common Stock, $0.10 par value · 76,455 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2011. F1 · shares: Consists of performance shares earned under the 2008-2010 Regular Long-Term Performance Award and the 2008-2010 Special Long-Term Performance Award. F7 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2011. F7 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2011. Read SEC document |
| March 01, 2011 Filed Mar 4, 2011 02:58 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | OtherPerformance Shares · Derivative | 898.47 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-11-008704 · doc4.xml · derivative · entry 9 LEUNG SANDRA · CIK 0001199294 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,101.47 Underlying: Common Stock, $0.10 par value · 898.47 shares Expires not disclosed F12 · derivative.exercise_price: Shares represent dividend equivalents earned under the 2010-2012 regular performance share unit award and will convert into one share of common stock upon payout in the first quarter of 2013. F12 · shares: Shares represent dividend equivalents earned under the 2010-2012 regular performance share unit award and will convert into one share of common stock upon payout in the first quarter of 2013. F12 · derivative.exercise_date: Shares represent dividend equivalents earned under the 2010-2012 regular performance share unit award and will convert into one share of common stock upon payout in the first quarter of 2013. F12 · derivative.expiration_date: Shares represent dividend equivalents earned under the 2010-2012 regular performance share unit award and will convert into one share of common stock upon payout in the first quarter of 2013. Read SEC document |
| March 01, 2011 Filed Mar 4, 2011 02:58 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantPerformance Shares · Derivative | 15,215 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-11-008704 · doc4.xml · derivative · entry 8 LEUNG SANDRA · CIK 0001199294 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,203 Underlying: Common Stock, $0.10 par value · 15,215 shares Expires not disclosed F10 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2012. F11 · shares: Consists of performance shares earned under the 2009-2011 Long-Term Performance Award. F10 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2012. F10 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2012. Read SEC document |
| March 01, 2011 Filed Mar 4, 2011 02:58 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantPerformance Shares · Derivative | 17,583 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-11-008704 · doc4.xml · derivative · entry 7 LEUNG SANDRA · CIK 0001199294 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,988 Underlying: Common Stock, $0.10 par value · 17,583 shares Expires not disclosed F8 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2013. F9 · shares: Consists of performance shares earned under the 2010-2012 Long-Term Performance Award. F8 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2013. F8 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2013. Read SEC document |
| March 01, 2011 Filed Mar 4, 2011 02:58 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantPerformance Shares · Derivative | 23,018 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-11-008704 · doc4.xml · derivative · entry 6 LEUNG SANDRA · CIK 0001199294 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,405 Underlying: Common Stock, $0.10 par value · 23,018 shares Expires not disclosed F7 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2011. F1 · shares: Consists of performance shares earned under the 2008-2010 Regular Long-Term Performance Award and the 2008-2010 Special Long-Term Performance Award. F7 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2011. F7 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2011. Read SEC document |
| March 01, 2011 Filed Mar 4, 2011 02:58 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantMarket Share Units · Derivative | 29,671 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-11-008704 · doc4.xml · derivative · entry 5 LEUNG SANDRA · CIK 0001199294 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,090 Underlying: Common Stock, $0.10 par value · 29,671 shares Expires not disclosed F5 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock based on the average of the closing share price of the company's common stock on the vesting date and the nine trading days immediately preceding the vesting date. F6 · derivative.exercise_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date and will be converted into shares of common stock based on a performance factor. F6 · derivative.expiration_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date and will be converted into shares of common stock based on a performance factor. Read SEC document |
| March 01, 2011 Filed Mar 4, 2011 02:58 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 19,189 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-11-008704 · doc4.xml · nonDerivative · entry 3 LEUNG SANDRA · CIK 0001199294 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,121 F3 · shares: Shares withheld for payment of taxes upon payout of the 2008-2010 special long-term performance award. Read SEC document |
| March 01, 2011 Filed Mar 4, 2011 02:58 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 12,285 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-11-008704 · doc4.xml · nonDerivative · entry 2 LEUNG SANDRA · CIK 0001199294 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,310 F2 · shares: Shares withheld for payment of taxes upon payout of the 2008-2010 regular long-term performance award. Read SEC document |
| March 01, 2011 Filed Mar 4, 2011 02:58 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 76,455 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-11-008704 · doc4.xml · nonDerivative · entry 1 LEUNG SANDRA · CIK 0001199294 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,595 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Consists of performance shares earned under the 2008-2010 Regular Long-Term Performance Award and the 2008-2010 Special Long-Term Performance Award. Read SEC document |
| March 01, 2011 Filed Mar 16, 2011 20:31 UTC Amendment | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 19,189 | $25.58 | $490,854.62 |
DisclosureSEC source: 0001225208-11-009849 · doc4a.xml · nonDerivative · entry 2 LEUNG SANDRA · CIK 0001199294 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,121 F2 · shares: This Form 4 is amended to report the correct price for the shares withheld for payment of taxes upon payout of the 2008-2010 special long-term performance award. Read SEC document |
| March 01, 2011 Filed Mar 16, 2011 20:31 UTC Amendment | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 12,285 | $25.58 | $314,250.30 |
DisclosureSEC source: 0001225208-11-009849 · doc4a.xml · nonDerivative · entry 1 LEUNG SANDRA · CIK 0001199294 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,310 F1 · shares: This Form 4 is amended to report the correct price for the shares withheld for payment of taxes upon payout of the 2008-2010 regular long-term performance award. Read SEC document |
| July 07, 2010 Filed Jul 8, 2010 19:32 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 950 | $25.80 | $24,510.00 |
DisclosureSEC source: 0001225208-10-016949 · doc4.xml · nonDerivative · entry 1 LEUNG SANDRA · CIK 0001199294 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,140 F1 · shares: Shares withheld for payment of taxes upon vesting of restricted stock. Read SEC document |
| March 07, 2010 Filed Mar 10, 2010 01:31 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 417 | $24.60 | $10,258.20 |
DisclosureSEC source: 0001225208-10-007602 · doc4.xml · nonDerivative · entry 3 LEUNG SANDRA · CIK 0001199294 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,090 F3 · shares: Shares withheld for payment of taxes upon vesting of restricted stock. F1 · balance_after: Includes unvested restricted stock awards. Read SEC document |
| March 06, 2010 Filed Mar 10, 2010 01:31 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionRestricted Stock Units · Derivative | 3,400 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-10-007602 · doc4.xml · derivative · entry 5 LEUNG SANDRA · CIK 0001199294 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,978 Underlying: Common Stock, $0.10 par value · 3,400 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit converts into one share of common stock upon vesting. F6 · derivative.exercise_date: One-third of the restricted stock units will vest on each of the third, fourth and fifth anniversaries of the grant date and be converted into shares of common stock. F6 · derivative.expiration_date: One-third of the restricted stock units will vest on each of the third, fourth and fifth anniversaries of the grant date and be converted into shares of common stock. Read SEC document |
| March 06, 2010 Filed Mar 10, 2010 01:31 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 1,615 | $24.60 | $39,729.00 |
DisclosureSEC source: 0001225208-10-007602 · doc4.xml · nonDerivative · entry 2 LEUNG SANDRA · CIK 0001199294 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,507 F2 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units. F1 · balance_after: Includes unvested restricted stock awards. Read SEC document |
| March 06, 2010 Filed Mar 10, 2010 01:31 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 3,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-10-007602 · doc4.xml · nonDerivative · entry 1 LEUNG SANDRA · CIK 0001199294 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,122 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes unvested restricted stock awards. Read SEC document |
| March 06, 2010 Filed Dec 29, 2011 17:31 UTC Amendment | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionRestricted Stock Units · Derivative | 3,400 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-11-027056 · doc4a.xml · derivative · entry 1 LEUNG SANDRA · CIK 0001199294 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,800 Underlying: Common Stock, $0.10 par value · 3,400 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit converts into one share of common stock upon vesting. F2 · derivative.exercise_date: One-third of the restricted stock units will vest on each of the third, fourth and fifth anniversaries of the grant date and be converted into shares of common stock. F2 · derivative.expiration_date: One-third of the restricted stock units will vest on each of the third, fourth and fifth anniversaries of the grant date and be converted into shares of common stock. F3 · balance_after: This Form 4 is being amended to reflect the correct number of derivative securities beneficially owned following this reported transaction. The number of derivative securities beneficially owned following the transaction reported for this award in a Form 4 filed on March 8, 2011 was also reported incorrectly. Read SEC document |
| March 02, 2010 Filed Mar 4, 2010 23:57 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionPerformance Shares · Derivative | 47,483 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-10-007213 · doc4.xml · derivative · entry 8 LEUNG SANDRA · CIK 0001199294 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,387 Underlying: Common Stock, $0.10 par value · 47,483 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2010. F10 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2010. F10 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2010. Read SEC document |
| March 02, 2010 Filed Mar 4, 2010 23:57 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantPerformance Shares · Derivative | 15,129 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-10-007213 · doc4.xml · derivative · entry 7 LEUNG SANDRA · CIK 0001199294 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,870 Underlying: Common Stock, $0.10 par value · 15,129 shares Expires not disclosed F10 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2010. F11 · shares: Consists of performance shares earned under the 2007-2009 Long-Term Performance Award. F10 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2010. F10 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2010. Read SEC document |
| March 02, 2010 Filed Mar 4, 2010 23:57 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantPerformance Shares · Derivative | 16,950 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-10-007213 · doc4.xml · derivative · entry 6 LEUNG SANDRA · CIK 0001199294 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,741 Underlying: Common Stock, $0.10 par value · 16,950 shares Expires not disclosed F8 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2012. F9 · shares: Consists of performance shares earned under the 2009-2011 Long-Term Performance Award. F8 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2012. F8 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2012. Read SEC document |
| March 02, 2010 Filed Mar 4, 2010 23:57 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantPerformance Shares · Derivative | 25,889 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-10-007213 · doc4.xml · derivative · entry 5 LEUNG SANDRA · CIK 0001199294 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,791 Underlying: Common Stock, $0.10 par value · 25,889 shares Expires not disclosed F6 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2011. F7 · shares: Consists of performance shares earned under the 2008-2010 Regular Long-Term Performance Award and the 2008-2010 Special Long-Term Performance Award. F6 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2011. F6 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2011. Read SEC document |
| March 02, 2010 Filed Mar 4, 2010 23:57 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantMarket Share Units · Derivative | 29,419 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-10-007213 · doc4.xml · derivative · entry 4 LEUNG SANDRA · CIK 0001199294 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,419 Underlying: Common Stock, $0.10 par value · 29,419 shares Expires not disclosed F4 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock based on the average of the closing share price of the company?s common stock on the vesting date and the nine trading days immediately preceding the vesting date. F5 · derivative.exercise_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date and will be converted into shares of common stock based on a conversion factor. F5 · derivative.expiration_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date and will be converted into shares of common stock based on a conversion factor. Read SEC document |
| March 02, 2010 Filed Mar 4, 2010 23:57 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 22,546 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-10-007213 · doc4.xml · nonDerivative · entry 2 LEUNG SANDRA · CIK 0001199294 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,722 F2 · shares: Withheld for the payment of taxes upon payout of shares under a Long-Term Performance Award. Read SEC document |
| March 02, 2010 Filed Mar 4, 2010 23:57 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 47,483 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-10-007213 · doc4.xml · nonDerivative · entry 1 LEUNG SANDRA · CIK 0001199294 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,268 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Consists of shares earned as long-term performance awards under the 2002 Stock Incentive Plan. Read SEC document |
| March 01, 2010 Filed Mar 3, 2010 21:24 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 209 | $24.57 | $5,135.13 |
DisclosureSEC source: 0001225208-10-006834 · doc4.xml · nonDerivative · entry 1 LEUNG SANDRA · CIK 0001199294 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,785 F1 · shares: Shares withheld for payment of taxes upon vesting of restricted stock. F2 · balance_after: Includes unvested restricted stock awards. Read SEC document |
| July 07, 2009 Filed Jul 9, 2009 19:22 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 750 | $19.68 | $14,760.00 |
DisclosureSEC source: 0001225208-09-015544 · doc4.xml · nonDerivative · entry 1 LEUNG SANDRA · CIK 0001199294 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,994 F1 · shares: Shares withheld for payment of taxes upon vesting of restricted stock. F2 · balance_after: Includes unvested restricted stock awards. Read SEC document |
| March 06, 2009 Filed Mar 10, 2009 22:05 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 297 | $18.35 | $5,449.95 |
DisclosureSEC source: 0001225208-09-006768 · doc4.xml · nonDerivative · entry 1 LEUNG SANDRA · CIK 0001199294 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,054 F1 · shares: Shares withheld for payment of taxes upon vesting of restricted stock. F2 · balance_after: Includes unvested restricted stock awards. Read SEC document |
| March 03, 2009 Filed Mar 5, 2009 22:12 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantRestricted Stock Units · Derivative | 14,378 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-09-006379 · doc4.xml · derivative · entry 2 LEUNG SANDRA · CIK 0001199294 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,378 Underlying: Common Stock, $0.10 par value · 14,378 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit converts into one share of common stock upon vesting. F3 · derivative.exercise_date: One-third of the restricted stock units will vest on each of the third, fourth and fifth anniversaries of the grant date and be converted into shares of common stock. F3 · derivative.expiration_date: One-third of the restricted stock units will vest on each of the third, fourth and fifth anniversaries of the grant date and be converted into shares of common stock. Read SEC document |
| March 03, 2009 Filed Mar 5, 2009 22:12 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantExecutive Option (right to buy) · Derivative | 169,893 | $0.00 Strike: $17.51 | $0.00 |
DisclosureSEC source: 0001225208-09-006379 · doc4.xml · derivative · entry 1 LEUNG SANDRA · CIK 0001199294 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 169,893 Underlying: Common Stock, $0.10 par value · 169,893 shares Expires 2019-03-02 F1 · derivative.exercise_date: Option is not exercisable until the closing share price of common stock achieves a price of at least 15% above the option grant price and remains at that price for seven consecutive trading days. Option vests 25% of the shares annually, on a cumulative basis, commencing one year after the date of grant, but may not be exercised until the threshold is satisfied. Read SEC document |
| March 02, 2009 Filed Mar 3, 2009 22:16 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 188 | $17.74 | $3,335.12 |
DisclosureSEC source: 0001225208-09-005827 · doc4.xml · nonDerivative · entry 2 LEUNG SANDRA · CIK 0001199294 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,351 F1 · shares: Shares withheld for payment of taxes upon vesting of restricted stock. F2 · balance_after: Includes unvested restricted stock awards. Read SEC document |
| March 01, 2009 Filed Mar 3, 2009 22:16 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 188 | $18.41 | $3,461.08 |
DisclosureSEC source: 0001225208-09-005827 · doc4.xml · nonDerivative · entry 1 LEUNG SANDRA · CIK 0001199294 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,539 F1 · shares: Shares withheld for payment of taxes upon vesting of restricted stock. F2 · balance_after: Includes unvested restricted stock awards. Read SEC document |
| February 19, 2009 Filed Feb 23, 2009 21:20 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantPerformance Shares · Derivative | 17,604 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-09-004533 · doc4.xml · derivative · entry 4 LEUNG SANDRA · CIK 0001199294 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,902 Underlying: Common Stock, $0.10 par value · 17,604 shares Expires not disclosed F6 · derivative.exercise_price: Each performance share is converted into one share of common stock upon distribution in the first quarter of 2010. F7 · shares: Consists of performance shares earned under the 2007-2009 Long-Term Performance Award. F6 · derivative.exercise_date: Each performance share is converted into one share of common stock upon distribution in the first quarter of 2010. F6 · derivative.expiration_date: Each performance share is converted into one share of common stock upon distribution in the first quarter of 2010. Read SEC document |
| February 19, 2009 Filed Feb 23, 2009 21:20 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantPerformance Shares · Derivative | 27,548 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-09-004533 · doc4.xml · derivative · entry 3 LEUNG SANDRA · CIK 0001199294 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,298 Underlying: Common Stock, $0.10 par value · 27,548 shares Expires not disclosed F4 · derivative.exercise_price: Each performance share is converted into one share of common stock upon distribution in the first quarter of 2011. F5 · shares: Consists of performance shares earned under the 2008-2010 Regular Long-Term Performance Award and the 2008-2010 Special Long-Term Performance Award. F4 · derivative.exercise_date: Each performance share is converted into one share of common stock upon distribution in the first quarter of 2011. F4 · derivative.expiration_date: Each performance share is converted into one share of common stock upon distribution in the first quarter of 2011. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.