Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| EASTMAN CHEMICAL COEMN · Entity 1780 | VP, CLO and Corp. Sec'y | February 28, 2020 | March 02, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
EASTMAN CHEMICAL CO
Report date February 28, 2020 · Filed March 02, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 3,808 |
Ending reported balance
After 2020-02-28 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2020-02-28 · Exercise / conversion · Acquired 1,750 · Balance 4,235 F1: Payout of shares underlying restricted stock units upon satisfaction of time condition to vesting. Row 2 · 2020-02-28 · Tax withholding · Disposed 427 · Balance 3,808 F2: Shares of common stock withheld in satisfaction of tax liability upon vesting of restricted stock units. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $61.51 · Expires 2030-02-27 | Direct | 9,675 |
Reported balance
After 2020-02-28 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2020-02-28 · Grant · Acquired 9,675 · Balance 9,675 F3: One-third of the option becomes exercisable on February 28, 2021, February 28, 2022, and February 28, 2023, respectively. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2020-02-28 | Direct | 0 |
Reported balance
After 2020-02-28 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2020-02-28 · Exercise / conversion · Disposed 1,750 · Balance 0 F1: Payout of shares underlying restricted stock units upon satisfaction of time condition to vesting. |
| Common StockSEC Table I · non-derivative | IndirectBy ESOP | 1,043 |
Reported balance
Holding disclosure · report date 2020-02-28 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 1,043 |
Filing footnotes · ownership attribution and instrument terms
F1: Payout of shares underlying restricted stock units upon satisfaction of time condition to vesting.
F2: Shares of common stock withheld in satisfaction of tax liability upon vesting of restricted stock units.
F3: One-third of the option becomes exercisable on February 28, 2021, February 28, 2022, and February 28, 2023, respectively.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 28, 2020 Filed Mar 2, 2020 21:57 UTC | EASTMAN CHEMICAL CO EMN · Entity 1780 | Exercise / conversionRestricted Stock Units · Derivative | 1,750 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-20-006524 · doc4.xml · derivative · entry 5 JORDAN CLARK LINDBERG · CIK 0001784931 · VP, CLO and Corp. Sec'y 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,750 shares Expires 2020-02-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Payout of shares underlying restricted stock units upon satisfaction of time condition to vesting. F1 · price: Payout of shares underlying restricted stock units upon satisfaction of time condition to vesting. F1 · derivative.exercise_date: Payout of shares underlying restricted stock units upon satisfaction of time condition to vesting. Read SEC document |
| February 28, 2020 Filed Mar 2, 2020 21:57 UTC | EASTMAN CHEMICAL CO EMN · Entity 1780 | GrantEmployee Stock Option (right to buy) · Derivative | 9,675 | $0.00 Strike: $61.51 | $0.00 |
DisclosureSEC source: 0000899243-20-006524 · doc4.xml · derivative · entry 4 JORDAN CLARK LINDBERG · CIK 0001784931 · VP, CLO and Corp. Sec'y 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,675 Underlying: Common Stock · 9,675 shares Expires 2030-02-27 F3 · derivative.exercise_date: One-third of the option becomes exercisable on February 28, 2021, February 28, 2022, and February 28, 2023, respectively. Read SEC document |
| February 28, 2020 Filed Mar 2, 2020 21:57 UTC | EASTMAN CHEMICAL CO EMN · Entity 1780 | Tax withholdingCommon Stock | 427 | $61.51 | $26,264.77 |
DisclosureSEC source: 0000899243-20-006524 · doc4.xml · nonDerivative · entry 2 JORDAN CLARK LINDBERG · CIK 0001784931 · VP, CLO and Corp. Sec'y 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,808 F2 · shares: Shares of common stock withheld in satisfaction of tax liability upon vesting of restricted stock units. Read SEC document |
| February 28, 2020 Filed Mar 2, 2020 21:57 UTC | EASTMAN CHEMICAL CO EMN · Entity 1780 | Exercise / conversionCommon Stock | 1,750 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-20-006524 · doc4.xml · nonDerivative · entry 1 JORDAN CLARK LINDBERG · CIK 0001784931 · VP, CLO and Corp. Sec'y 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,235 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Payout of shares underlying restricted stock units upon satisfaction of time condition to vesting. Read SEC document |
| February 14, 2020 Filed Feb 18, 2020 17:55 UTC | EASTMAN CHEMICAL CO EMN · Entity 1780 | Tax withholdingCommon Stock | 716 | $75.03 | $53,721.48 |
DisclosureSEC source: 0000899243-20-004826 · doc4.xml · nonDerivative · entry 2 JORDAN CLARK LINDBERG · CIK 0001784931 · VP, CLO and Corp. Sec'y 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,485 F2 · shares: Shares of common stock withheld in payment of tax liability incident to payout under performance shares. Read SEC document |
| February 14, 2020 Filed Feb 18, 2020 17:55 UTC | EASTMAN CHEMICAL CO EMN · Entity 1780 | GrantCommon Stock | 2,710 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-004826 · doc4.xml · nonDerivative · entry 1 JORDAN CLARK LINDBERG · CIK 0001784931 · VP, CLO and Corp. Sec'y 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,201 F1 · shares: Payout under performance shares awarded at beginning of three-year (2017-2019) performance period. Read SEC document |
| February 04, 2020 Filed Feb 6, 2020 13:51 UTC | EASTMAN CHEMICAL CO EMN · Entity 1780 | SaleCommon Stock | 1,000 | $73.54 | $73,540.00 |
DisclosureSEC source: 0000899243-20-003460 · doc4.xml · nonDerivative · entry 1 JORDAN CLARK LINDBERG · CIK 0001784931 · VP, CLO and Corp. Sec'y 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 491 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.