Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| UGI CORP /PA/UGI · Entity 3628 | Director | May 25, 2017 | May 25, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
UGI CORP /PA/
Report date May 25, 2017 · Filed May 25, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| UGI Common StockSEC Table I · non-derivative | Direct | 7,516 |
Ending reported balance
After 2017-05-25 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2017-05-25 · Exercise / conversion · Acquired 12,750 · Balance 20,266 Row 2 · 2017-05-25 · Exercise / conversion · Acquired 12,750 · Balance 33,016 Row 3 · 2017-05-25 · Sale · Disposed 25,500 · Balance 7,516 F1: The shares of common stock with respect to this transaction were sold at prices ranging from $50.65 to $50.8010. Upon request, UGI Corporation will provide to the Securities and Exchange Commission staff, or a security holder of UGI Corporation, full information regarding the number of shares of common stock sold at each separate price. |
| Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $18.86 · Expires 2022-01-08 | Direct | 0 |
Reported balance
After 2017-05-25 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2017-05-25 · Exercise / conversion · Disposed 12,750 · Balance 0 |
| Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $22.14 · Expires 2023-01-07 | Direct | 0 |
Reported balance
After 2017-05-25 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2017-05-25 · Exercise / conversion · Disposed 12,750 · Balance 0 |
| UGI Common StockSEC Table I · non-derivative | IndirectBenefit Plan | 52,525 |
Reported balance
Holding disclosure · report date 2017-05-25 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 52,525 |
| UGI Common StockSEC Table I · non-derivative | IndirectBy Trust | 15,000 |
Reported balance
Holding disclosure · report date 2017-05-25 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 15,000 F2: These securities are held by the Roger B. Vincent, Sr. 2012 Family Trust, for which the reporting person's spouse holds voting and dispositive power as a trustee. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares of common stock with respect to this transaction were sold at prices ranging from $50.65 to $50.8010. Upon request, UGI Corporation will provide to the Securities and Exchange Commission staff, or a security holder of UGI Corporation, full information regarding the number of shares of common stock sold at each separate price.
F2: These securities are held by the Roger B. Vincent, Sr. 2012 Family Trust, for which the reporting person's spouse holds voting and dispositive power as a trustee. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
Past disclosures · reporting ended (9)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Saba Capital Income & Opportunities Fund
Report date February 28, 2020 · Filed March 02, 2020
Jointly reported with JONES RUSSELL H
Section 16 reporting ended · disclosed 2020-03-02. Current position is not established by this disclosure.
No balance rows disclosed in this filing.
VOYA CREDIT INCOME FUND
Report date February 28, 2020 · Filed March 02, 2020
Jointly reported with JONES RUSSELL H
Section 16 reporting ended · disclosed 2020-03-02. Current position is not established by this disclosure.
No balance rows disclosed in this filing.
Voya Asia Pacific High Dividend Equity Income Fund
Report date February 28, 2020 · Filed March 02, 2020
Jointly reported with JONES RUSSELL H
Section 16 reporting ended · disclosed 2020-03-02. Current position is not established by this disclosure.
No balance rows disclosed in this filing.
Voya Emerging Markets High Dividend Equity Fund
Report date February 28, 2020 · Filed March 02, 2020
Jointly reported with JONES RUSSELL H
Section 16 reporting ended · disclosed 2020-03-02. Current position is not established by this disclosure.
No balance rows disclosed in this filing.
Voya GLOBAL EQUITY DIVIDEND & PREMIUM OPPORTUNITY FUND
Report date February 28, 2020 · Filed March 02, 2020
Jointly reported with JONES RUSSELL H
Section 16 reporting ended · disclosed 2020-03-02. Current position is not established by this disclosure.
No balance rows disclosed in this filing.
Voya Global Advantage & Premium Opportunity Fund
Report date February 28, 2020 · Filed March 02, 2020
Jointly reported with JONES RUSSELL H
Section 16 reporting ended · disclosed 2020-03-02. Current position is not established by this disclosure.
No balance rows disclosed in this filing.
Voya Infrastructure, Industrials & Materials Fund
Report date February 28, 2020 · Filed March 02, 2020
Jointly reported with JONES RUSSELL H
Section 16 reporting ended · disclosed 2020-03-02. Current position is not established by this disclosure.
No balance rows disclosed in this filing.
Voya International High Dividend Equity Income Fund
Report date February 28, 2020 · Filed March 02, 2020
Jointly reported with JONES RUSSELL H
Section 16 reporting ended · disclosed 2020-03-02. Current position is not established by this disclosure.
No balance rows disclosed in this filing.
Voya Natural Resources Equity Income Fund
Report date February 28, 2020 · Filed March 02, 2020
Jointly reported with JONES RUSSELL H
Section 16 reporting ended · disclosed 2020-03-02. Current position is not established by this disclosure.
No balance rows disclosed in this filing.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 25, 2017 Filed May 25, 2017 20:41 UTC | UGI CORP /PA/ UGI · Entity 3628 | Exercise / conversionOption (Right to Buy) · Derivative | 12,750 | $0.00 Strike: $22.14 | $0.00 |
DisclosureSEC source: 0001209191-17-035438 · doc4.xml · derivative · entry 7 VINCENT ROGER B · CIK 0001007201 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: UGI Common Stock · 12,750 shares Expires 2023-01-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 25, 2017 Filed May 25, 2017 20:41 UTC | UGI CORP /PA/ UGI · Entity 3628 | Exercise / conversionOption (Right to Buy) · Derivative | 12,750 | $0.00 Strike: $18.86 | $0.00 |
DisclosureSEC source: 0001209191-17-035438 · doc4.xml · derivative · entry 6 VINCENT ROGER B · CIK 0001007201 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: UGI Common Stock · 12,750 shares Expires 2022-01-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 25, 2017 Filed May 25, 2017 20:41 UTC | UGI CORP /PA/ UGI · Entity 3628 | SaleUGI Common Stock | 25,500 | $50.70 | $1,292,908.65 |
DisclosureSEC source: 0001209191-17-035438 · doc4.xml · nonDerivative · entry 3 VINCENT ROGER B · CIK 0001007201 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,516 F1 · price: The shares of common stock with respect to this transaction were sold at prices ranging from $50.65 to $50.8010. Upon request, UGI Corporation will provide to the Securities and Exchange Commission staff, or a security holder of UGI Corporation, full information regarding the number of shares of common stock sold at each separate price. Read SEC document |
| May 25, 2017 Filed May 25, 2017 20:41 UTC | UGI CORP /PA/ UGI · Entity 3628 | Exercise / conversionUGI Common Stock | 12,750 | $22.14 | $282,285.00 |
DisclosureSEC source: 0001209191-17-035438 · doc4.xml · nonDerivative · entry 2 VINCENT ROGER B · CIK 0001007201 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,016 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 25, 2017 Filed May 25, 2017 20:41 UTC | UGI CORP /PA/ UGI · Entity 3628 | Exercise / conversionUGI Common Stock | 12,750 | $18.86 | $240,465.00 |
DisclosureSEC source: 0001209191-17-035438 · doc4.xml · nonDerivative · entry 1 VINCENT ROGER B · CIK 0001007201 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,266 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 24, 2017 Filed Jan 26, 2017 22:01 UTC | UGI CORP /PA/ UGI · Entity 3628 | GrantOption (Right to Buy) · Derivative | 9,000 | $0.00 Strike: $46.31 | $0.00 |
DisclosureSEC source: 0001209191-17-005742 · doc4.xml · derivative · entry 4 VINCENT ROGER B · CIK 0001007201 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,000 Underlying: UGI Common Stock · 9,000 shares Expires 2027-01-23 F4 · shares: These options were granted under the UGI Corporation 2013 Omnibus Incentive Compensation Plan and are fully vested on the effective date of the grant. Read SEC document |
| January 24, 2017 Filed Jan 26, 2017 22:01 UTC | UGI CORP /PA/ UGI · Entity 3628 | GrantUGI Common Stock | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-005742 · doc4.xml · nonDerivative · entry 1 VINCENT ROGER B · CIK 0001007201 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Benefit Plan Disclosed balance after: 52,525 F1 · balance_after: Total gives effect to dividend equivalent accruals. F2 · ownership.nature: Effective January 24, 2017, the reporting person was granted Stock Units under the UGI Corporation 2013 Omnibus Incentive Compensation Plan. Each stock unit represents the right of the recipient to receive a share of Common Stock upon retirement or termination of service. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.