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person · Reporting owner

ORAN STUART I

Disclosed activity across 3 companies

Tapewire entity
151205
SEC CIK
0001017974

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
RED ROBIN GOURMET BURGERS INCRRGB · Entity 6468DirectorFebruary 28, 2020March 02, 2020

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

RED ROBIN GOURMET BURGERS INC

Report date February 28, 2020 · Filed March 02, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect16,416 Reported balance After 2020-02-28 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2020-02-28 · Exercise / conversion · Acquired 5,000 · Balance 16,416

Common StockSEC Table I · non-derivativeDirect11,416 Reported balance After 2020-02-28 transaction · row 2 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 2 · 2020-02-28 · Sale · Disposed 5,000 · Balance 11,416

F1: The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $27.66 to $27.76, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2: Includes 3,562 restricted stock units subject to vesting and forfeiture restrictions.

Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $21.61 · Expires 2020-03-03Direct0 Reported balance After 2020-02-28 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2020-02-28 · Exercise / conversion · Disposed 5,000 · Balance 0

F5: The option is fully vested and was set to expire 3/3/2020.

Common StockSEC Table I · non-derivativeIndirectSee Footnote1,000 Reported balance Holding disclosure · report date 2020-02-28 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 1,000

F3: The shares are held indirectly by the reporting person as co-trustee of a trust, the beneficiary of which is Olivia Oran.

Common StockSEC Table I · non-derivativeIndirectSee Footnote1,000 Reported balance Holding disclosure · report date 2020-02-28 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 1,000

F4: The shares are held indirectly by the reporting person as co-trustee of a trust, the beneficiary of which is Gregory Oran.

Filing footnotes · ownership attribution and instrument terms

F1: The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $27.66 to $27.76, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2: Includes 3,562 restricted stock units subject to vesting and forfeiture restrictions.

F3: The shares are held indirectly by the reporting person as co-trustee of a trust, the beneficiary of which is Olivia Oran.

F4: The shares are held indirectly by the reporting person as co-trustee of a trust, the beneficiary of which is Gregory Oran.

F5: The option is fully vested and was set to expire 3/3/2020.

Past disclosures · reporting ended (2)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

FCB FINANCIAL HOLDINGS, INC.

Report date January 01, 2019 · Filed January 02, 2019

Section 16 reporting ended · disclosed 2019-01-02. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common Stock, par value $.001 per shareSEC Table I · non-derivativeDirect0 Reported balance After 2019-01-01 transaction · row 1
1 source row

Row 1 · 2019-01-01 · Disposition to issuer · Disposed 8,804 · Balance 0

F1: Disposed of pursuant to the Agreement and Plan of Merger (the "Merger Agreement") between the Issuer and Synovus Financial Corp. ("Synovus") in exchange for 8,955 shares of common stock, par value $1.00 per share, of Synovus having a market value of $31.99 per share as of the close of trading on December 31, 2018, the last trading day prior to the effective time of the merger.

Class A Common Stock, par value $.001 per shareSEC Table I · non-derivativeIndirectBy Bond Street Management, LLC0 Reported balance After 2019-01-01 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2019-01-01 · Disposition to issuer · Disposed 315 · Balance 0

F2: Disposed of pursuant to the Merger Agreement in exchange for 332 shares of common stock, par value $1.00 per share, of Synovus having a market value of $31.99 per share as of the close of trading on December 31, 2018, the last trading day prior to the effective time of the merger.

Option to PurchaseSEC Table II · derivative / convertible security · Conversion / exercise price $21.00 · Expires 2021-01-10Direct0 Reported balance After 2019-01-01 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2019-01-01 · Disposition to issuer · Disposed 41,239 · Balance 0

F3: This option, which is fully vested and became exercisable on January 25, 2013, was converted into an option to purchase 43,507 shares of Synovus common stock for $19.91 per share.

Option to PurchaseSEC Table II · derivative / convertible security · Conversion / exercise price $19.75 · Expires 2023-12-23Direct0 Reported balance After 2019-01-01 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2019-01-01 · Disposition to issuer · Disposed 80,000 · Balance 0

F4: This option, which provided for vesting immediately upon issuance on December 23, 2013 and became exercisable in equal installments 6, 18 and 30 months following the Issuer's initial public offering, was converted into an option to purchase 84,400 shares of Synovus common stock for $18.72 per share.

Option to PurchaseSEC Table II · derivative / convertible security · Conversion / exercise price $23.97 · Expires 2025-02-10Direct0 Reported balance After 2019-01-01 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2019-01-01 · Disposition to issuer · Disposed 10,000 · Balance 0

F5: This option, which provided for vesting on each of April 1, 2015, July 1, 2015, October 1, 2015 and January 1, 2016 in equal installments, was converted into an option to purchase 10,550 shares of Synovus common stock for $22.72 per share.

Option to PurchaseSEC Table II · derivative / convertible security · Conversion / exercise price $29.98 · Expires 2026-02-23Direct0 Reported balance After 2019-01-01 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2019-01-01 · Disposition to issuer · Disposed 10,000 · Balance 0

F6: This option, which provided for vesting on each of April 1, 2016, July 1, 2016, October 1, 2016 and January 1, 2017 in equal installments, was converted into an option to purchase 10,550 shares of Synovus common stock for $28.42 per share.

Common Stock Warrants (right to buy)SEC Table II · derivative / convertible security · Expires 2019-11-12Direct0 Reported balance After 2019-01-01 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2019-01-01 · Disposition to issuer · Disposed 124,905 · Balance 0

F7: These warrants, which provided that they became exercisable in three substantially equal portions on each of the 6-month, 18-month and 30-month anniversaries of the consummation of the Issuer's initial public offering, were converted into warrants to purchase 131,774 shares of Synovus common stock for $22.98 per share, $24.82 per share and $26.81 per share for the portion of the warrants that became exercisable on each of the 6-month, 18-month and 30-month anniversaries of the consummation of the Issuer's initial public offering, respectively.

Common Stock Warrants (right to buy)SEC Table II · derivative / convertible security · Expires 2019-11-12IndirectBy Olivia Z Oran 1998 Trust0 Reported balance After 2019-01-01 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2019-01-01 · Disposition to issuer · Disposed 10,500 · Balance 0

F8: These warrants, which provided that they became exercisable in three substantially equal portions on each of the 6-month, 18-month and 30-month anniversaries of the consummation of the Issuer's initial public offering, were converted into warrants to purchase 11,077 shares of Synovus common stock for $22.98 per share, $24.82 per share and $26.81 per share for the portion of the warrants that became exercisable on each of the 6-month, 18-month and 30-month anniversaries of the consummation of the Issuer's initial public offering, respectively. The reporting person disclaims beneficial ownership of the warrants held by this trust.

Common Stock Warrants (right to buy)SEC Table II · derivative / convertible security · Expires 2019-11-12IndirectBy Gregory D. Oran 1998 Trust0 Reported balance After 2019-01-01 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2019-01-01 · Disposition to issuer · Disposed 15,750 · Balance 0

F9: These warrants, which provided that they became exercisable in three substantially equal portions on each of the 6-month, 18-month and 30-month anniversaries of the consummation of the Issuer's initial public offering, were converted into warrants to purchase 16,616 shares of Synovus common stock for $22.98 per share, $24.82 per share and $26.81 per share for the portion of the warrants that became exercisable on each of the 6-month, 18-month and 30-month anniversaries of the consummation of the Issuer's initial public offering, respectively. The reporting person disclaims beneficial ownership of the warrants held by this trust.

Filing footnotes · ownership attribution and instrument terms

F1: Disposed of pursuant to the Agreement and Plan of Merger (the "Merger Agreement") between the Issuer and Synovus Financial Corp. ("Synovus") in exchange for 8,955 shares of common stock, par value $1.00 per share, of Synovus having a market value of $31.99 per share as of the close of trading on December 31, 2018, the last trading day prior to the effective time of the merger.

F2: Disposed of pursuant to the Merger Agreement in exchange for 332 shares of common stock, par value $1.00 per share, of Synovus having a market value of $31.99 per share as of the close of trading on December 31, 2018, the last trading day prior to the effective time of the merger.

F3: This option, which is fully vested and became exercisable on January 25, 2013, was converted into an option to purchase 43,507 shares of Synovus common stock for $19.91 per share.

F4: This option, which provided for vesting immediately upon issuance on December 23, 2013 and became exercisable in equal installments 6, 18 and 30 months following the Issuer's initial public offering, was converted into an option to purchase 84,400 shares of Synovus common stock for $18.72 per share.

F5: This option, which provided for vesting on each of April 1, 2015, July 1, 2015, October 1, 2015 and January 1, 2016 in equal installments, was converted into an option to purchase 10,550 shares of Synovus common stock for $22.72 per share.

F6: This option, which provided for vesting on each of April 1, 2016, July 1, 2016, October 1, 2016 and January 1, 2017 in equal installments, was converted into an option to purchase 10,550 shares of Synovus common stock for $28.42 per share.

F7: These warrants, which provided that they became exercisable in three substantially equal portions on each of the 6-month, 18-month and 30-month anniversaries of the consummation of the Issuer's initial public offering, were converted into warrants to purchase 131,774 shares of Synovus common stock for $22.98 per share, $24.82 per share and $26.81 per share for the portion of the warrants that became exercisable on each of the 6-month, 18-month and 30-month anniversaries of the consummation of the Issuer's initial public offering, respectively.

F8: These warrants, which provided that they became exercisable in three substantially equal portions on each of the 6-month, 18-month and 30-month anniversaries of the consummation of the Issuer's initial public offering, were converted into warrants to purchase 11,077 shares of Synovus common stock for $22.98 per share, $24.82 per share and $26.81 per share for the portion of the warrants that became exercisable on each of the 6-month, 18-month and 30-month anniversaries of the consummation of the Issuer's initial public offering, respectively. The reporting person disclaims beneficial ownership of the warrants held by this trust.

F9: These warrants, which provided that they became exercisable in three substantially equal portions on each of the 6-month, 18-month and 30-month anniversaries of the consummation of the Issuer's initial public offering, were converted into warrants to purchase 16,616 shares of Synovus common stock for $22.98 per share, $24.82 per share and $26.81 per share for the portion of the warrants that became exercisable on each of the 6-month, 18-month and 30-month anniversaries of the consummation of the Issuer's initial public offering, respectively. The reporting person disclaims beneficial ownership of the warrants held by this trust.

OHA Investment Corp

Report date December 18, 2019 · Filed December 20, 2019

Section 16 reporting ended · disclosed 2019-12-20. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2019-12-18 transaction · row 1
1 source row

Row 1 · 2019-12-18 · Disposition to issuer · Disposed 25,588 · Balance 0

F1: Disposed of pursuant to the Agreement and Plan of Merger, dated as of July 31, 2019 (as amended, the "Merger Agreement"), by and among OHA Investment Corporation (the "Company"), Portman Ridge Finance Corporation ("PTMN"), Storm Acquisition Sub Inc. ("Acquisition Sub") and Sierra Crest Investment Management LLC ("Sierra Crest"). Pursuant to the Merger Agreement, in exchange for each share of Company common stock, the reporting person received (i) 0.3688 of a share of PTMN common stock, par value $0.01 per share, (ii) approximately $0.42 in cash, without interest, from PTMN, and (iii) approximately $0.15 in cash, from Sierra Crest. The disposition reported in this Form 4 is an exempt transaction.

Filing footnotes · ownership attribution and instrument terms

F1: Disposed of pursuant to the Agreement and Plan of Merger, dated as of July 31, 2019 (as amended, the "Merger Agreement"), by and among OHA Investment Corporation (the "Company"), Portman Ridge Finance Corporation ("PTMN"), Storm Acquisition Sub Inc. ("Acquisition Sub") and Sierra Crest Investment Management LLC ("Sierra Crest"). Pursuant to the Merger Agreement, in exchange for each share of Company common stock, the reporting person received (i) 0.3688 of a share of PTMN common stock, par value $0.01 per share, (ii) approximately $0.42 in cash, without interest, from PTMN, and (iii) approximately $0.15 in cash, from Sierra Crest. The disposition reported in this Form 4 is an exempt transaction.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
January 09, 2018 Filed Jan 11, 2018 16:32 UTC FCB FINANCIAL HOLDINGS, INC. FCB · Entity 161449 SaleClass A Common Stock, par value $.001 per share 2,463 $53.15 $130,908.45
Disclosure

SEC source: 0001476651-18-000033 · wf-form4_151570636114314.xml · nonDerivative · entry 2

ORAN STUART I · CIK 0001017974 · Director · Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,641

F1 · kind: On January 9, 2018, the reporting person exercised a warrant to purchase an aggregate of 5,000 shares of Class A Common Stock of FCB Financial Holdings, Inc. (the "Issuer") for $26.18 a share. The reporting person paid the exercise price on a cashless basis, resulting in the Issuer withholding 2,463 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining 2,537 shares. The Issuer also paid $8.50 to the reporting person in lieu of fractional shares.

Read SEC document
January 09, 2018 Filed Jan 11, 2018 16:32 UTC FCB FINANCIAL HOLDINGS, INC. FCB · Entity 161449 OtherClass A Common Stock, par value $.001 per share 5,000 $26.18 $130,900.00
Disclosure

SEC source: 0001476651-18-000033 · wf-form4_151570636114314.xml · nonDerivative · entry 1

ORAN STUART I · CIK 0001017974 · Director · Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,104

Read SEC document
January 03, 2018 Filed Jan 4, 2018 16:34 UTC FCB FINANCIAL HOLDINGS, INC. FCB · Entity 161449 SaleClass A Common Stock, par value $.001 per share 2,440 $50.99 $124,408.77
Disclosure

SEC source: 0001476651-18-000016 · wf-form4_151510165910537.xml · nonDerivative · entry 3

ORAN STUART I · CIK 0001017974 · Director · Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,104

F2 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 11, 2017.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.70 to $51.45, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4.

Read SEC document
January 02, 2018 Filed Jan 4, 2018 16:34 UTC FCB FINANCIAL HOLDINGS, INC. FCB · Entity 161449 OtherCommon Stock Warrants (right to buy) · Derivative 5,000 $0.00 Strike: $26.18 $0.00
Disclosure

SEC source: 0001476651-18-000016 · wf-form4_151510165910537.xml · derivative · entry 5

ORAN STUART I · CIK 0001017974 · Director · Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,322

Underlying: Class A Common Stock · 5,000 shares

Expires 2019-11-12

F5 · derivative.exercise_date: Exercisable in three substantially equal portions on each of the 6-month, 18-month and 30-month anniversaries of the consummation of the initial public offering. The exercise price at the 6-month anniversary of the consummation of the initial public offering is $24.24, the exercise price at the 18-month anniversary of the consummation of the initial public offering is $26.18 and the exercise price at the 30-month anniversary of the consummation of the initial public offering is $28.28.

Read SEC document
January 02, 2018 Filed Jan 4, 2018 16:34 UTC FCB FINANCIAL HOLDINGS, INC. FCB · Entity 161449 SaleClass A Common Stock, par value $.001 per share 2,560 $51.15 $130,944.00
Disclosure

SEC source: 0001476651-18-000016 · wf-form4_151510165910537.xml · nonDerivative · entry 2

ORAN STUART I · CIK 0001017974 · Director · Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,544

F1 · kind: On January 2, 2018, the reporting person exercised a warrant to purchase an aggregate of 5,000 shares of Class A Common Stock of FCB Financial Holdings, Inc. (the "Issuer") for $26.18 a share. The reporting person paid the exercise price on a cashless basis, resulting in the Issuer withholding 2,560 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining 2,440 shares. The Issuer also paid $43.99 to the reporting person in lieu of fractional shares.

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January 02, 2018 Filed Jan 4, 2018 16:34 UTC FCB FINANCIAL HOLDINGS, INC. FCB · Entity 161449 OtherClass A Common Stock, par value $.001 per share 5,000 $26.18 $130,900.00
Disclosure

SEC source: 0001476651-18-000016 · wf-form4_151510165910537.xml · nonDerivative · entry 1

ORAN STUART I · CIK 0001017974 · Director · Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,104

Read SEC document
December 27, 2017 Filed Dec 28, 2017 16:48 UTC FCB FINANCIAL HOLDINGS, INC. FCB · Entity 161449 SaleClass A Common Stock, par value $.001 per share 2,465 $51.94 $128,032.59
Disclosure

SEC source: 0001476651-17-000087 · wf-form4_151449768336102.xml · nonDerivative · entry 3

ORAN STUART I · CIK 0001017974 · Director · Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,104

F2 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 11, 2017.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $51.25 to $52.15, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4.

Read SEC document
December 26, 2017 Filed Dec 28, 2017 16:48 UTC FCB FINANCIAL HOLDINGS, INC. FCB · Entity 161449 OtherCommon Stock Warrants (right to buy) · Derivative 5,000 $0.00 Strike: $26.18 $0.00
Disclosure

SEC source: 0001476651-17-000087 · wf-form4_151449768336102.xml · derivative · entry 5

ORAN STUART I · CIK 0001017974 · Director · Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,322

Underlying: Class A Common Stock · 5,000 shares

Expires 2019-11-12

F5 · derivative.exercise_date: Exercisable in three substantially equal portions on each of the 6-month, 18-month and 30-month anniversaries of the consummation of the initial public offering. The exercise price at the 6-month anniversary of the consummation of the initial public offering is $24.24, the exercise price at the 18-month anniversary of the consummation of the initial public offering is $26.18 and the exercise price at the 30-month anniversary of the consummation of the initial public offering is $28.28.

Read SEC document
December 26, 2017 Filed Dec 28, 2017 16:48 UTC FCB FINANCIAL HOLDINGS, INC. FCB · Entity 161449 SaleClass A Common Stock, par value $.001 per share 2,535 $51.65 $130,932.75
Disclosure

SEC source: 0001476651-17-000087 · wf-form4_151449768336102.xml · nonDerivative · entry 2

ORAN STUART I · CIK 0001017974 · Director · Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,569

F1 · kind: On December 26, 2017, the reporting person exercised a warrant to purchase an aggregate of 5,000 shares of Class A Common Stock of FCB Financial Holdings, Inc. (the "Issuer") for $26.18 a share. The reporting person paid the exercise price on a cashless basis, resulting in the Issuer withholding 2,535 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining 2,465 shares. The Issuer also paid $33.57 to the reporting person in lieu of fractional shares.

Read SEC document
December 26, 2017 Filed Dec 28, 2017 16:48 UTC FCB FINANCIAL HOLDINGS, INC. FCB · Entity 161449 OtherClass A Common Stock, par value $.001 per share 5,000 $26.18 $130,900.00
Disclosure

SEC source: 0001476651-17-000087 · wf-form4_151449768336102.xml · nonDerivative · entry 1

ORAN STUART I · CIK 0001017974 · Director · Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,104

Read SEC document
December 01, 2017 Filed Dec 1, 2017 16:32 UTC FCB FINANCIAL HOLDINGS, INC. FCB · Entity 161449 OtherCommon Stock Warrants (right to buy) · Derivative 10,000 $0.00 Strike: $26.18 $0.00
Disclosure

SEC source: 0001476651-17-000060 · wf-form4_151216396073463.xml · derivative · entry 12

ORAN STUART I · CIK 0001017974 · Director · Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,322

Underlying: Class A Common Stock · 10,000 shares

Expires 2019-11-12

F8 · derivative.exercise_date: Exercisable in three substantially equal portions on each of the 6-month, 18-month and 30-month anniversaries of the consummation of the initial public offering. The exercise price at the 6-month anniversary of the consummation of the initial public offering is $24.24, the exercise price at the 18-month anniversary of the consummation of the initial public offering is $26.18 and the exercise price at the 30-month anniversary of the consummation of the initial public offering is $28.28.

Read SEC document
December 01, 2017 Filed Dec 1, 2017 16:32 UTC FCB FINANCIAL HOLDINGS, INC. FCB · Entity 161449 SaleClass A Common Stock, par value $.001 per share 5,346 $52.48 $280,559.15
Disclosure

SEC source: 0001476651-17-000060 · wf-form4_151216396073463.xml · nonDerivative · entry 8

ORAN STUART I · CIK 0001017974 · Director · Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,104

F3 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 14, 2017.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $52.35 to $52.60, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (6) to this Form 4.

Read SEC document
December 01, 2017 Filed Dec 1, 2017 16:32 UTC FCB FINANCIAL HOLDINGS, INC. FCB · Entity 161449 SaleClass A Common Stock, par value $.001 per share 4,954 $52.85 $261,818.90
Disclosure

SEC source: 0001476651-17-000060 · wf-form4_151216396073463.xml · nonDerivative · entry 7

ORAN STUART I · CIK 0001017974 · Director · Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,450

F5 · kind: On December 1, 2017, the reporting person exercised a warrant to purchase an aggregate of 10,000 shares of Class A Common Stock of the Issuer for $26.18 a share. The reporting person paid the exercise price on a cashless basis, resulting the Issuer withholding 4,954 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining 5,046 shares. The Issuer also paid $19.03 to the reporting person in lieu of fractional shares.

Read SEC document
December 01, 2017 Filed Dec 1, 2017 16:32 UTC FCB FINANCIAL HOLDINGS, INC. FCB · Entity 161449 OtherClass A Common Stock, par value $.001 per share 10,000 $26.18 $261,800.00
Disclosure

SEC source: 0001476651-17-000060 · wf-form4_151216396073463.xml · nonDerivative · entry 6

ORAN STUART I · CIK 0001017974 · Director · Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,404

Read SEC document
November 30, 2017 Filed Dec 1, 2017 16:32 UTC FCB FINANCIAL HOLDINGS, INC. FCB · Entity 161449 OtherCommon Stock Warrants (right to buy) · Derivative 21,000 $0.00 Strike: $26.18 $0.00
Disclosure

SEC source: 0001476651-17-000060 · wf-form4_151216396073463.xml · derivative · entry 11

ORAN STUART I · CIK 0001017974 · Director · Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,322

Underlying: Class A Common Stock · 21,000 shares

Expires 2019-11-12

F8 · derivative.exercise_date: Exercisable in three substantially equal portions on each of the 6-month, 18-month and 30-month anniversaries of the consummation of the initial public offering. The exercise price at the 6-month anniversary of the consummation of the initial public offering is $24.24, the exercise price at the 18-month anniversary of the consummation of the initial public offering is $26.18 and the exercise price at the 30-month anniversary of the consummation of the initial public offering is $28.28.

Read SEC document
November 30, 2017 Filed Dec 1, 2017 16:32 UTC FCB FINANCIAL HOLDINGS, INC. FCB · Entity 161449 SaleClass A Common Stock, par value $.001 per share 13,909 $53.09 $738,435.76
Disclosure

SEC source: 0001476651-17-000060 · wf-form4_151216396073463.xml · nonDerivative · entry 5

ORAN STUART I · CIK 0001017974 · Director · Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,404

F3 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 14, 2017.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $52.975 to $52.90, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (4) to this Form 4.

Read SEC document
November 30, 2017 Filed Dec 1, 2017 16:32 UTC FCB FINANCIAL HOLDINGS, INC. FCB · Entity 161449 SaleClass A Common Stock, par value $.001 per share 10,433 $52.70 $549,819.10
Disclosure

SEC source: 0001476651-17-000060 · wf-form4_151216396073463.xml · nonDerivative · entry 4

ORAN STUART I · CIK 0001017974 · Director · Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,313

F2 · kind: On November 30, 2017, the reporting person exercised a warrant to purchase an aggregate of 21,000 shares of Class A Common Stock of the Issuer for $26.18 a share. The reporting person paid the exercise price on a cashless basis, resulting the Issuer withholding 10,433 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining 10,567 shares. The Issuer also paid $39 to the reporting person in lieu of fractional shares.

Read SEC document
November 30, 2017 Filed Dec 1, 2017 16:32 UTC FCB FINANCIAL HOLDINGS, INC. FCB · Entity 161449 OtherClass A Common Stock, par value $.001 per share 21,000 $26.18 $549,780.00
Disclosure

SEC source: 0001476651-17-000060 · wf-form4_151216396073463.xml · nonDerivative · entry 3

ORAN STUART I · CIK 0001017974 · Director · Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,746

Read SEC document
November 29, 2017 Filed Dec 1, 2017 16:32 UTC FCB FINANCIAL HOLDINGS, INC. FCB · Entity 161449 OtherCommon Stock Warrants (right to buy) · Derivative 6,744 $0.00 Strike: $24.24 $0.00
Disclosure

SEC source: 0001476651-17-000060 · wf-form4_151216396073463.xml · derivative · entry 10

ORAN STUART I · CIK 0001017974 · Director · Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 201,322

Underlying: Class A Common Stock · 6,744 shares

Expires 2019-11-12

F8 · derivative.exercise_date: Exercisable in three substantially equal portions on each of the 6-month, 18-month and 30-month anniversaries of the consummation of the initial public offering. The exercise price at the 6-month anniversary of the consummation of the initial public offering is $24.24, the exercise price at the 18-month anniversary of the consummation of the initial public offering is $26.18 and the exercise price at the 30-month anniversary of the consummation of the initial public offering is $28.28.

Read SEC document
November 29, 2017 Filed Dec 1, 2017 16:32 UTC FCB FINANCIAL HOLDINGS, INC. FCB · Entity 161449 SaleClass A Common Stock, par value $.001 per share 3,102 $52.70 $163,475.40
Disclosure

SEC source: 0001476651-17-000060 · wf-form4_151216396073463.xml · nonDerivative · entry 2

ORAN STUART I · CIK 0001017974 · Director · Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,746

F1 · kind: On November 29, 2017, the reporting person exercised a warrant to purchase an aggregate of 6,744 shares of Class A Common Stock of FCB Financial Holdings, Inc. (the "Issuer") for $24.24 a share. The reporting person paid the exercise price on a cashless basis, resulting in the Issuer withholding 3,102 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining 3,642 shares. The Issuer also paid $1.05 to the reporting person in lieu of fractional shares.

Read SEC document
November 29, 2017 Filed Dec 1, 2017 16:32 UTC FCB FINANCIAL HOLDINGS, INC. FCB · Entity 161449 OtherClass A Common Stock, par value $.001 per share 6,744 $24.24 $163,474.56
Disclosure

SEC source: 0001476651-17-000060 · wf-form4_151216396073463.xml · nonDerivative · entry 1

ORAN STUART I · CIK 0001017974 · Director · Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,848

Read SEC document
November 17, 2017 Filed Nov 20, 2017 16:34 UTC FCB FINANCIAL HOLDINGS, INC. FCB · Entity 161449 SaleClass A Common Stock, par value $.001 per share 5,503 $47.79 $263,013.13
Disclosure

SEC source: 0001476651-17-000039 · wf-form4_151121363091631.xml · nonDerivative · entry 3

ORAN STUART I · CIK 0001017974 · Director · Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,104

F2 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 14, 2017.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.25 to $48.15, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4.

Read SEC document
November 16, 2017 Filed Nov 20, 2017 16:34 UTC FCB FINANCIAL HOLDINGS, INC. FCB · Entity 161449 OtherCommon Stock Warrants (right to buy) · Derivative 11,142 $0.00 Strike: $24.24 $0.00
Disclosure

SEC source: 0001476651-17-000039 · wf-form4_151121363091631.xml · derivative · entry 5

ORAN STUART I · CIK 0001017974 · Director · Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 208,066

Underlying: Class A Common Stock · 11,142 shares

Expires 2019-11-12

F5 · derivative.exercise_date: Exercisable in three substantially equal portions on each of the 6-month, 18-month and 30-month anniversaries of the consummation of the initial public offering. The exercise price at the 6-month anniversary of the consummation of the initial public offering is $24.24, the exercise price at the 18-month anniversary of the consummation of the initial public offering is $26.18 and the exercise price at the 30-month anniversary of the consummation of the initial public offering is $28.28.

Read SEC document
November 16, 2017 Filed Nov 20, 2017 16:34 UTC FCB FINANCIAL HOLDINGS, INC. FCB · Entity 161449 SaleClass A Common Stock, par value $.001 per share 5,639 $47.90 $270,108.10
Disclosure

SEC source: 0001476651-17-000039 · wf-form4_151121363091631.xml · nonDerivative · entry 2

ORAN STUART I · CIK 0001017974 · Director · Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,607

F1 · kind: On November 16, 2017, the reporting person exercised a warrant to purchase an aggregate of 11,142 shares of Class A Common Stock of the Issuer for $24.24 a share. The reporting person paid the exercise price on a cashless basis, resulting in FCB Financial Holdings, Inc. (the "Issuer") withholding 5,639 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining 5,503 shares. The Issuer also paid $25.87 to the reporting person in lieu of fractional shares.

Read SEC document
November 16, 2017 Filed Nov 20, 2017 16:34 UTC FCB FINANCIAL HOLDINGS, INC. FCB · Entity 161449 OtherClass A Common Stock, par value $.001 per share 11,142 $24.24 $270,082.08
Disclosure

SEC source: 0001476651-17-000039 · wf-form4_151121363091631.xml · nonDerivative · entry 1

ORAN STUART I · CIK 0001017974 · Director · Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,246

Read SEC document
November 10, 2017 Filed Nov 14, 2017 17:18 UTC FCB FINANCIAL HOLDINGS, INC. FCB · Entity 161449 SaleClass A Common Stock, par value $.001 per share 5,237 $45.76 $239,665.02
Disclosure

SEC source: 0001476651-17-000037 · wf-form4_151069787834081.xml · nonDerivative · entry 3

ORAN STUART I · CIK 0001017974 · Director · Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,104

F2 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 14, 2017.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.60 to $46, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4.

Read SEC document
November 09, 2017 Filed Nov 14, 2017 17:18 UTC FCB FINANCIAL HOLDINGS, INC. FCB · Entity 161449 OtherCommon Stock Warrants (right to buy) · Derivative 11,142 $0.00 Strike: $24.24 $0.00
Disclosure

SEC source: 0001476651-17-000037 · wf-form4_151069787834081.xml · derivative · entry 5

ORAN STUART I · CIK 0001017974 · Director · Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 219,208

Underlying: Class A Common Stock · 11,142 shares

Expires 2019-11-12

F5 · derivative.exercise_date: Exercisable in three substantially equal portions on each of the 6-month, 18-month and 30-month anniversaries of the consummation of the initial public offering. The exercise price at the 6-month anniversary of the consummation of the initial public offering is $24.24, the exercise price at the 18-month anniversary of the consummation of the initial public offering is $26.18 and the exercise price at the 30-month anniversary of the consummation of the initial public offering is $28.28.

Read SEC document
November 09, 2017 Filed Nov 14, 2017 17:18 UTC FCB FINANCIAL HOLDINGS, INC. FCB · Entity 161449 SaleClass A Common Stock, par value $.001 per share 5,905 $45.75 $270,153.75
Disclosure

SEC source: 0001476651-17-000037 · wf-form4_151069787834081.xml · nonDerivative · entry 2

ORAN STUART I · CIK 0001017974 · Director · Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,341

F1 · kind: On November 9, 2017, the reporting person exercised a warrant to purchase an aggregate of 11,142 shares of Class A Common Stock of the Issuer for $24.24 a share. The reporting person paid the exercise price on a cashless basis, resulting in FCB Financial Holdings, Inc. (the "Issuer") withholding 5,905 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining 5,237 shares. The Issuer also paid $71.83 to the reporting person in lieu of fractional shares.

Read SEC document
November 09, 2017 Filed Nov 14, 2017 17:18 UTC FCB FINANCIAL HOLDINGS, INC. FCB · Entity 161449 OtherClass A Common Stock, par value $.001 per share 11,142 $24.24 $270,082.08
Disclosure

SEC source: 0001476651-17-000037 · wf-form4_151069787834081.xml · nonDerivative · entry 1

ORAN STUART I · CIK 0001017974 · Director · Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,246

Read SEC document
November 03, 2017 Filed Nov 6, 2017 17:28 UTC FCB FINANCIAL HOLDINGS, INC. FCB · Entity 161449 SaleClass A Common Stock, par value $.001 per share 5,479 $47.75 $261,601.98
Disclosure

SEC source: 0001476651-17-000035 · wf-form4_151000730808934.xml · nonDerivative · entry 3

ORAN STUART I · CIK 0001017974 · Director · Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,104

F2 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 14, 2017.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.20 to $48.05, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4.

Read SEC document
November 02, 2017 Filed Nov 6, 2017 17:28 UTC FCB FINANCIAL HOLDINGS, INC. FCB · Entity 161449 OtherCommon Stock Warrants (right to buy) · Derivative 11,142 $0.00 Strike: $24.24 $0.00
Disclosure

SEC source: 0001476651-17-000035 · wf-form4_151000730808934.xml · derivative · entry 5

ORAN STUART I · CIK 0001017974 · Director · Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 230,350

Underlying: Class A Common Stock · 11,142 shares

Expires 2019-11-12

F5 · derivative.exercise_date: Exercisable in three substantially equal portions on each of the 6-month, 18-month and 30-month anniversaries of the consummation of the initial public offering. The exercise price at the 6-month anniversary of the consummation of the initial public offering is $24.24, the exercise price at the 18-month anniversary of the consummation of the initial public offering is $26.18 and the exercise price at the 30-month anniversary of the consummation of the initial public offering is $28.28.

Read SEC document
November 02, 2017 Filed Nov 6, 2017 17:28 UTC FCB FINANCIAL HOLDINGS, INC. FCB · Entity 161449 SaleClass A Common Stock, par value $.001 per share 5,663 $47.70 $270,125.10
Disclosure

SEC source: 0001476651-17-000035 · wf-form4_151000730808934.xml · nonDerivative · entry 2

ORAN STUART I · CIK 0001017974 · Director · Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,583

F1 · kind: On November 1, 2017, the reporting person exercised a warrant to purchase an aggregate of 11,142 shares of Class A Common Stock of the Issuer for $24.24 a share. The reporting person paid the exercise price on a cashless basis, resulting in FCB Financial Holdings, Inc. (the "Issuer") withholding 5,663 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining 5,479 shares. The Issuer also paid $42.93 to the reporting person in lieu of fractional shares.

Read SEC document
November 02, 2017 Filed Nov 6, 2017 17:28 UTC FCB FINANCIAL HOLDINGS, INC. FCB · Entity 161449 OtherClass A Common Stock, par value $.001 per share 11,142 $24.24 $270,082.08
Disclosure

SEC source: 0001476651-17-000035 · wf-form4_151000730808934.xml · nonDerivative · entry 1

ORAN STUART I · CIK 0001017974 · Director · Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,246

Read SEC document
October 27, 2017 Filed Oct 30, 2017 16:22 UTC FCB FINANCIAL HOLDINGS, INC. FCB · Entity 161449 SaleClass A Common Stock, par value $.001 per share 5,152 $47.48 $244,613.87
Disclosure

SEC source: 0001476651-17-000031 · wf-form4_150939495786739.xml · nonDerivative · entry 9

ORAN STUART I · CIK 0001017974 · Director · Secretary

10b5-1 filing: Not disclosed

Ownership: Indirect · By Gregory D. Oran 1998 Trust

Disclosed balance after: 0

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.25 to $47.70, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (7) to this Form 4.

Read SEC document
October 27, 2017 Filed Oct 30, 2017 16:22 UTC FCB FINANCIAL HOLDINGS, INC. FCB · Entity 161449 SaleClass A Common Stock, par value $.001 per share 5,152 $47.48 $244,625.72
Disclosure

SEC source: 0001476651-17-000031 · wf-form4_150939495786739.xml · nonDerivative · entry 8

ORAN STUART I · CIK 0001017974 · Director · Secretary

10b5-1 filing: Not disclosed

Ownership: Indirect · By Olivia Z Oran 1998 Trust

Disclosed balance after: 0

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.25 to $47.65, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (6) to this Form 4.

Read SEC document
October 27, 2017 Filed Oct 30, 2017 16:22 UTC FCB FINANCIAL HOLDINGS, INC. FCB · Entity 161449 SaleClass A Common Stock, par value $.001 per share 5,468 $47.34 $258,863.87
Disclosure

SEC source: 0001476651-17-000031 · wf-form4_150939495786739.xml · nonDerivative · entry 7

ORAN STUART I · CIK 0001017974 · Director · Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,104

F4 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 14, 2017.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.10 to $47.70, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (5) to this Form 4.

Read SEC document
October 26, 2017 Filed Oct 30, 2017 16:22 UTC FCB FINANCIAL HOLDINGS, INC. FCB · Entity 161449 OtherCommon Stock Warrants (right to buy) · Derivative 10,500 $0.00 Strike: $24.24 $0.00
Disclosure

SEC source: 0001476651-17-000031 · wf-form4_150939495786739.xml · derivative · entry 13

ORAN STUART I · CIK 0001017974 · Director · Secretary

10b5-1 filing: Not disclosed

Ownership: Indirect · By Gregory D. Oran 1998 Trust

Disclosed balance after: 21,000

Underlying: Class A Common Stock · 10,500 shares

Expires 2019-11-12

F9 · derivative.exercise_date: Exercisable in three substantially equal portions on each of the 6-month, 18-month and 30-month anniversaries of the consummation of the initial public offering. The exercise price at the 6-month anniversary of the consummation of the initial public offering is $24.24, the exercise price at the 18-month anniversary of the consummation of the initial public offering is $26.18 and the exercise price at the 30-month anniversary of the consummation of the initial public offering is $28.28.

F10 · balance_after: These warrants were previously incorrectly reported as directly owned by the reporting person.

Read SEC document
October 26, 2017 Filed Oct 30, 2017 16:22 UTC FCB FINANCIAL HOLDINGS, INC. FCB · Entity 161449 OtherCommon Stock Warrants (right to buy) · Derivative 10,500 $0.00 Strike: $24.24 $0.00
Disclosure

SEC source: 0001476651-17-000031 · wf-form4_150939495786739.xml · derivative · entry 12

ORAN STUART I · CIK 0001017974 · Director · Secretary

10b5-1 filing: Not disclosed

Ownership: Indirect · By Olivia Z Oran 1998 Trust

Disclosed balance after: 21,000

Underlying: Class A Common Stock · 10,500 shares

Expires 2019-11-12

F9 · derivative.exercise_date: Exercisable in three substantially equal portions on each of the 6-month, 18-month and 30-month anniversaries of the consummation of the initial public offering. The exercise price at the 6-month anniversary of the consummation of the initial public offering is $24.24, the exercise price at the 18-month anniversary of the consummation of the initial public offering is $26.18 and the exercise price at the 30-month anniversary of the consummation of the initial public offering is $28.28.

F10 · balance_after: These warrants were previously incorrectly reported as directly owned by the reporting person.

Read SEC document
October 26, 2017 Filed Oct 30, 2017 16:22 UTC FCB FINANCIAL HOLDINGS, INC. FCB · Entity 161449 OtherCommon Stock Warrants (right to buy) · Derivative 11,142 $0.00 Strike: $24.24 $0.00
Disclosure

SEC source: 0001476651-17-000031 · wf-form4_150939495786739.xml · derivative · entry 11

ORAN STUART I · CIK 0001017974 · Director · Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 241,492

Underlying: Class A Common Stock · 11,142 shares

Expires 2019-11-12

F9 · derivative.exercise_date: Exercisable in three substantially equal portions on each of the 6-month, 18-month and 30-month anniversaries of the consummation of the initial public offering. The exercise price at the 6-month anniversary of the consummation of the initial public offering is $24.24, the exercise price at the 18-month anniversary of the consummation of the initial public offering is $26.18 and the exercise price at the 30-month anniversary of the consummation of the initial public offering is $28.28.

Read SEC document
October 26, 2017 Filed Oct 30, 2017 16:22 UTC FCB FINANCIAL HOLDINGS, INC. FCB · Entity 161449 SaleClass A Common Stock, par value $.001 per share 5,348 $47.60 $254,564.80
Disclosure

SEC source: 0001476651-17-000031 · wf-form4_150939495786739.xml · nonDerivative · entry 6

ORAN STUART I · CIK 0001017974 · Director · Secretary

10b5-1 filing: Not disclosed

Ownership: Indirect · By Gregory D. Oran 1998 Trust

Disclosed balance after: 5,152

F3 · kind: On October 26, 2017, the Gregory D. Oran 1998 Trust ("Trust II") exercised a warrant to purchase an aggregate of 10,500 shares of Class A Common Stock of the Issuer for $24.24 a share. Trust II paid the exercise price on a cashless basis, resulting in the Issuer withholding 5,348 of the warrant shares to pay the exercise price and issuing to Trust II the remaining 5,152 shares. The Issuer also paid $44.74 to Trust II in lieu of fractional shares.

Read SEC document
October 26, 2017 Filed Oct 30, 2017 16:22 UTC FCB FINANCIAL HOLDINGS, INC. FCB · Entity 161449 SaleClass A Common Stock, par value $.001 per share 5,348 $47.60 $254,564.80
Disclosure

SEC source: 0001476651-17-000031 · wf-form4_150939495786739.xml · nonDerivative · entry 5

ORAN STUART I · CIK 0001017974 · Director · Secretary

10b5-1 filing: Not disclosed

Ownership: Indirect · By Olivia Z Oran 1998 Trust

Disclosed balance after: 5,152

F2 · kind: On October 26, 2017, the Olivia Z Oran 1998 Trust ("Trust I") exercised a warrant to purchase an aggregate of 10,500 shares of Class A Common Stock of the Issuer for $24.24 a share. Trust I paid the exercise price on a cashless basis, resulting in the Issuer withholding 5,348 of the warrant shares to pay the exercise price and issuing to Trust I the remaining 5,152 shares. The Issuer also paid $44.74 to Trust I in lieu of fractional shares.

Read SEC document
October 26, 2017 Filed Oct 30, 2017 16:22 UTC FCB FINANCIAL HOLDINGS, INC. FCB · Entity 161449 SaleClass A Common Stock, par value $.001 per share 5,674 $47.60 $270,082.40
Disclosure

SEC source: 0001476651-17-000031 · wf-form4_150939495786739.xml · nonDerivative · entry 4

ORAN STUART I · CIK 0001017974 · Director · Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,572

F1 · kind: On October 26, 2017, the reporting person exercised a warrant to purchase an aggregate of 11,142 shares of Class A Common Stock of the Issuer for $24.24 a share. The reporting person paid the exercise price on a cashless basis, resulting in FCB Financial Holdings, Inc. (the "Issuer") withholding 5,674 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining 5,468 shares. The Issuer also paid $4.76 to the reporting person in lieu of fractional shares.

Read SEC document
October 26, 2017 Filed Oct 30, 2017 16:22 UTC FCB FINANCIAL HOLDINGS, INC. FCB · Entity 161449 OtherClass A Common Stock, par value $.001 per share 10,500 $24.24 $254,520.00
Disclosure

SEC source: 0001476651-17-000031 · wf-form4_150939495786739.xml · nonDerivative · entry 3

ORAN STUART I · CIK 0001017974 · Director · Secretary

10b5-1 filing: Not disclosed

Ownership: Indirect · By Gregory D. Oran 1998 Trust

Disclosed balance after: 10,500

Read SEC document
October 26, 2017 Filed Oct 30, 2017 16:22 UTC FCB FINANCIAL HOLDINGS, INC. FCB · Entity 161449 OtherClass A Common Stock, par value $.001 per share 10,500 $24.24 $254,520.00
Disclosure

SEC source: 0001476651-17-000031 · wf-form4_150939495786739.xml · nonDerivative · entry 2

ORAN STUART I · CIK 0001017974 · Director · Secretary

10b5-1 filing: Not disclosed

Ownership: Indirect · By Olivia Z Oran 1998 Trust

Disclosed balance after: 10,500

Read SEC document
October 26, 2017 Filed Oct 30, 2017 16:22 UTC FCB FINANCIAL HOLDINGS, INC. FCB · Entity 161449 OtherClass A Common Stock, par value $.001 per share 11,142 $24.24 $270,082.08
Disclosure

SEC source: 0001476651-17-000031 · wf-form4_150939495786739.xml · nonDerivative · entry 1

ORAN STUART I · CIK 0001017974 · Director · Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,246

Read SEC document
October 20, 2017 Filed Oct 23, 2017 16:23 UTC FCB FINANCIAL HOLDINGS, INC. FCB · Entity 161449 SaleClass A Common Stock, par value $.001 per share 5,407 $47.63 $257,553.79
Disclosure

SEC source: 0001476651-17-000027 · wf-form4_150879016920270.xml · nonDerivative · entry 3

ORAN STUART I · CIK 0001017974 · Director · Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,104

F2 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 14, 2017.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.40 to $47.80, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4.

Read SEC document
October 19, 2017 Filed Oct 23, 2017 16:23 UTC FCB FINANCIAL HOLDINGS, INC. FCB · Entity 161449 OtherCommon Stock Warrants (right to buy) · Derivative 11,142 $0.00 Strike: $24.24 $0.00
Disclosure

SEC source: 0001476651-17-000027 · wf-form4_150879016920270.xml · derivative · entry 5

ORAN STUART I · CIK 0001017974 · Director · Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 315,634

Underlying: Class A Common Stock · 11,142 shares

Expires 2019-11-12

F5 · derivative.exercise_date: Exercisable in three substantially equal portions on each of the 6-month, 18-month and 30-month anniversaries of the consummation of the initial public offering. The exercise price at the 6-month anniversary of the consummation of the initial public offering is $24.24, the exercise price at the 18-month anniversary of the consummation of the initial public offering is $26.18 and the exercise price at the 30-month anniversary of the consummation of the initial public offering is $28.28.

Read SEC document
October 19, 2017 Filed Oct 23, 2017 16:23 UTC FCB FINANCIAL HOLDINGS, INC. FCB · Entity 161449 SaleClass A Common Stock, par value $.001 per share 5,735 $47.10 $270,118.50
Disclosure

SEC source: 0001476651-17-000027 · wf-form4_150879016920270.xml · nonDerivative · entry 2

ORAN STUART I · CIK 0001017974 · Director · Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,511

F1 · kind: On October 19, 2017, the reporting person exercised a warrant to purchase 11,142 shares of Class A Common Stock of the Issuer for $24.24 a share. The reporting person paid the exercise price on a cashless basis, resulting in FCB Financial Holdings, Inc. (the "Issuer") withholding 5,735 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining 5,407 shares. The Issuer also paid $32.03 to the reporting person in lieu of fractional shares.

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October 19, 2017 Filed Oct 23, 2017 16:23 UTC FCB FINANCIAL HOLDINGS, INC. FCB · Entity 161449 OtherClass A Common Stock, par value $.001 per share 11,142 $24.24 $270,082.08
Disclosure

SEC source: 0001476651-17-000027 · wf-form4_150879016920270.xml · nonDerivative · entry 1

ORAN STUART I · CIK 0001017974 · Director · Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,246

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October 13, 2017 Filed Oct 17, 2017 17:54 UTC FCB FINANCIAL HOLDINGS, INC. FCB · Entity 161449 SaleClass A Common Stock, par value $.001 per share 5,491 $47.43 $260,431.54
Disclosure

SEC source: 0001476651-17-000025 · wf-form4_150827723653074.xml · nonDerivative · entry 3

ORAN STUART I · CIK 0001017974 · Director · Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,104

F2 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 14, 2017.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.275 to $47.60, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.