Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| RED ROBIN GOURMET BURGERS INCRRGB · Entity 6468 | Director | February 28, 2020 | March 02, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
RED ROBIN GOURMET BURGERS INC
Report date February 28, 2020 · Filed March 02, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 16,416 |
Reported balance
After 2020-02-28 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2020-02-28 · Exercise / conversion · Acquired 5,000 · Balance 16,416 |
| Common StockSEC Table I · non-derivative | Direct | 11,416 |
Reported balance
After 2020-02-28 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2020-02-28 · Sale · Disposed 5,000 · Balance 11,416 F1: The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $27.66 to $27.76, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2: Includes 3,562 restricted stock units subject to vesting and forfeiture restrictions. |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $21.61 · Expires 2020-03-03 | Direct | 0 |
Reported balance
After 2020-02-28 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2020-02-28 · Exercise / conversion · Disposed 5,000 · Balance 0 F5: The option is fully vested and was set to expire 3/3/2020. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 1,000 |
Reported balance
Holding disclosure · report date 2020-02-28 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 1,000 F3: The shares are held indirectly by the reporting person as co-trustee of a trust, the beneficiary of which is Olivia Oran. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 1,000 |
Reported balance
Holding disclosure · report date 2020-02-28 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 1,000 F4: The shares are held indirectly by the reporting person as co-trustee of a trust, the beneficiary of which is Gregory Oran. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $27.66 to $27.76, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F2: Includes 3,562 restricted stock units subject to vesting and forfeiture restrictions.
F3: The shares are held indirectly by the reporting person as co-trustee of a trust, the beneficiary of which is Olivia Oran.
F4: The shares are held indirectly by the reporting person as co-trustee of a trust, the beneficiary of which is Gregory Oran.
F5: The option is fully vested and was set to expire 3/3/2020.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
FCB FINANCIAL HOLDINGS, INC.
Report date January 01, 2019 · Filed January 02, 2019
Section 16 reporting ended · disclosed 2019-01-02. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common Stock, par value $.001 per shareSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2019-01-01 transaction · row 1
1 source rowRow 1 · 2019-01-01 · Disposition to issuer · Disposed 8,804 · Balance 0 F1: Disposed of pursuant to the Agreement and Plan of Merger (the "Merger Agreement") between the Issuer and Synovus Financial Corp. ("Synovus") in exchange for 8,955 shares of common stock, par value $1.00 per share, of Synovus having a market value of $31.99 per share as of the close of trading on December 31, 2018, the last trading day prior to the effective time of the merger. |
| Class A Common Stock, par value $.001 per shareSEC Table I · non-derivative | IndirectBy Bond Street Management, LLC | 0 |
Reported balance
After 2019-01-01 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2019-01-01 · Disposition to issuer · Disposed 315 · Balance 0 F2: Disposed of pursuant to the Merger Agreement in exchange for 332 shares of common stock, par value $1.00 per share, of Synovus having a market value of $31.99 per share as of the close of trading on December 31, 2018, the last trading day prior to the effective time of the merger. |
| Option to PurchaseSEC Table II · derivative / convertible security · Conversion / exercise price $21.00 · Expires 2021-01-10 | Direct | 0 |
Reported balance
After 2019-01-01 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2019-01-01 · Disposition to issuer · Disposed 41,239 · Balance 0 F3: This option, which is fully vested and became exercisable on January 25, 2013, was converted into an option to purchase 43,507 shares of Synovus common stock for $19.91 per share. |
| Option to PurchaseSEC Table II · derivative / convertible security · Conversion / exercise price $19.75 · Expires 2023-12-23 | Direct | 0 |
Reported balance
After 2019-01-01 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2019-01-01 · Disposition to issuer · Disposed 80,000 · Balance 0 F4: This option, which provided for vesting immediately upon issuance on December 23, 2013 and became exercisable in equal installments 6, 18 and 30 months following the Issuer's initial public offering, was converted into an option to purchase 84,400 shares of Synovus common stock for $18.72 per share. |
| Option to PurchaseSEC Table II · derivative / convertible security · Conversion / exercise price $23.97 · Expires 2025-02-10 | Direct | 0 |
Reported balance
After 2019-01-01 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2019-01-01 · Disposition to issuer · Disposed 10,000 · Balance 0 F5: This option, which provided for vesting on each of April 1, 2015, July 1, 2015, October 1, 2015 and January 1, 2016 in equal installments, was converted into an option to purchase 10,550 shares of Synovus common stock for $22.72 per share. |
| Option to PurchaseSEC Table II · derivative / convertible security · Conversion / exercise price $29.98 · Expires 2026-02-23 | Direct | 0 |
Reported balance
After 2019-01-01 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2019-01-01 · Disposition to issuer · Disposed 10,000 · Balance 0 F6: This option, which provided for vesting on each of April 1, 2016, July 1, 2016, October 1, 2016 and January 1, 2017 in equal installments, was converted into an option to purchase 10,550 shares of Synovus common stock for $28.42 per share. |
| Common Stock Warrants (right to buy)SEC Table II · derivative / convertible security · Expires 2019-11-12 | Direct | 0 |
Reported balance
After 2019-01-01 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2019-01-01 · Disposition to issuer · Disposed 124,905 · Balance 0 F7: These warrants, which provided that they became exercisable in three substantially equal portions on each of the 6-month, 18-month and 30-month anniversaries of the consummation of the Issuer's initial public offering, were converted into warrants to purchase 131,774 shares of Synovus common stock for $22.98 per share, $24.82 per share and $26.81 per share for the portion of the warrants that became exercisable on each of the 6-month, 18-month and 30-month anniversaries of the consummation of the Issuer's initial public offering, respectively. |
| Common Stock Warrants (right to buy)SEC Table II · derivative / convertible security · Expires 2019-11-12 | IndirectBy Olivia Z Oran 1998 Trust | 0 |
Reported balance
After 2019-01-01 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2019-01-01 · Disposition to issuer · Disposed 10,500 · Balance 0 F8: These warrants, which provided that they became exercisable in three substantially equal portions on each of the 6-month, 18-month and 30-month anniversaries of the consummation of the Issuer's initial public offering, were converted into warrants to purchase 11,077 shares of Synovus common stock for $22.98 per share, $24.82 per share and $26.81 per share for the portion of the warrants that became exercisable on each of the 6-month, 18-month and 30-month anniversaries of the consummation of the Issuer's initial public offering, respectively. The reporting person disclaims beneficial ownership of the warrants held by this trust. |
| Common Stock Warrants (right to buy)SEC Table II · derivative / convertible security · Expires 2019-11-12 | IndirectBy Gregory D. Oran 1998 Trust | 0 |
Reported balance
After 2019-01-01 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2019-01-01 · Disposition to issuer · Disposed 15,750 · Balance 0 F9: These warrants, which provided that they became exercisable in three substantially equal portions on each of the 6-month, 18-month and 30-month anniversaries of the consummation of the Issuer's initial public offering, were converted into warrants to purchase 16,616 shares of Synovus common stock for $22.98 per share, $24.82 per share and $26.81 per share for the portion of the warrants that became exercisable on each of the 6-month, 18-month and 30-month anniversaries of the consummation of the Issuer's initial public offering, respectively. The reporting person disclaims beneficial ownership of the warrants held by this trust. |
Filing footnotes · ownership attribution and instrument terms
F1: Disposed of pursuant to the Agreement and Plan of Merger (the "Merger Agreement") between the Issuer and Synovus Financial Corp. ("Synovus") in exchange for 8,955 shares of common stock, par value $1.00 per share, of Synovus having a market value of $31.99 per share as of the close of trading on December 31, 2018, the last trading day prior to the effective time of the merger.
F2: Disposed of pursuant to the Merger Agreement in exchange for 332 shares of common stock, par value $1.00 per share, of Synovus having a market value of $31.99 per share as of the close of trading on December 31, 2018, the last trading day prior to the effective time of the merger.
F3: This option, which is fully vested and became exercisable on January 25, 2013, was converted into an option to purchase 43,507 shares of Synovus common stock for $19.91 per share.
F4: This option, which provided for vesting immediately upon issuance on December 23, 2013 and became exercisable in equal installments 6, 18 and 30 months following the Issuer's initial public offering, was converted into an option to purchase 84,400 shares of Synovus common stock for $18.72 per share.
F5: This option, which provided for vesting on each of April 1, 2015, July 1, 2015, October 1, 2015 and January 1, 2016 in equal installments, was converted into an option to purchase 10,550 shares of Synovus common stock for $22.72 per share.
F6: This option, which provided for vesting on each of April 1, 2016, July 1, 2016, October 1, 2016 and January 1, 2017 in equal installments, was converted into an option to purchase 10,550 shares of Synovus common stock for $28.42 per share.
F7: These warrants, which provided that they became exercisable in three substantially equal portions on each of the 6-month, 18-month and 30-month anniversaries of the consummation of the Issuer's initial public offering, were converted into warrants to purchase 131,774 shares of Synovus common stock for $22.98 per share, $24.82 per share and $26.81 per share for the portion of the warrants that became exercisable on each of the 6-month, 18-month and 30-month anniversaries of the consummation of the Issuer's initial public offering, respectively.
F8: These warrants, which provided that they became exercisable in three substantially equal portions on each of the 6-month, 18-month and 30-month anniversaries of the consummation of the Issuer's initial public offering, were converted into warrants to purchase 11,077 shares of Synovus common stock for $22.98 per share, $24.82 per share and $26.81 per share for the portion of the warrants that became exercisable on each of the 6-month, 18-month and 30-month anniversaries of the consummation of the Issuer's initial public offering, respectively. The reporting person disclaims beneficial ownership of the warrants held by this trust.
F9: These warrants, which provided that they became exercisable in three substantially equal portions on each of the 6-month, 18-month and 30-month anniversaries of the consummation of the Issuer's initial public offering, were converted into warrants to purchase 16,616 shares of Synovus common stock for $22.98 per share, $24.82 per share and $26.81 per share for the portion of the warrants that became exercisable on each of the 6-month, 18-month and 30-month anniversaries of the consummation of the Issuer's initial public offering, respectively. The reporting person disclaims beneficial ownership of the warrants held by this trust.
OHA Investment Corp
Report date December 18, 2019 · Filed December 20, 2019
Section 16 reporting ended · disclosed 2019-12-20. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2019-12-18 transaction · row 1
1 source rowRow 1 · 2019-12-18 · Disposition to issuer · Disposed 25,588 · Balance 0 F1: Disposed of pursuant to the Agreement and Plan of Merger, dated as of July 31, 2019 (as amended, the "Merger Agreement"), by and among OHA Investment Corporation (the "Company"), Portman Ridge Finance Corporation ("PTMN"), Storm Acquisition Sub Inc. ("Acquisition Sub") and Sierra Crest Investment Management LLC ("Sierra Crest"). Pursuant to the Merger Agreement, in exchange for each share of Company common stock, the reporting person received (i) 0.3688 of a share of PTMN common stock, par value $0.01 per share, (ii) approximately $0.42 in cash, without interest, from PTMN, and (iii) approximately $0.15 in cash, from Sierra Crest. The disposition reported in this Form 4 is an exempt transaction. |
Filing footnotes · ownership attribution and instrument terms
F1: Disposed of pursuant to the Agreement and Plan of Merger, dated as of July 31, 2019 (as amended, the "Merger Agreement"), by and among OHA Investment Corporation (the "Company"), Portman Ridge Finance Corporation ("PTMN"), Storm Acquisition Sub Inc. ("Acquisition Sub") and Sierra Crest Investment Management LLC ("Sierra Crest"). Pursuant to the Merger Agreement, in exchange for each share of Company common stock, the reporting person received (i) 0.3688 of a share of PTMN common stock, par value $0.01 per share, (ii) approximately $0.42 in cash, without interest, from PTMN, and (iii) approximately $0.15 in cash, from Sierra Crest. The disposition reported in this Form 4 is an exempt transaction.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 28, 2020 Filed Mar 2, 2020 18:07 UTC | RED ROBIN GOURMET BURGERS INC RRGB · Entity 6468 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 5,000 | $0.00 Strike: $21.61 | $0.00 |
DisclosureSEC source: 0001179110-20-002737 · edgar.xml · derivative · entry 5 ORAN STUART I · CIK 0001017974 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires 2020-03-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The option is fully vested and was set to expire 3/3/2020. Read SEC document |
| February 28, 2020 Filed Mar 2, 2020 18:07 UTC | RED ROBIN GOURMET BURGERS INC RRGB · Entity 6468 | SaleCommon Stock | 5,000 | $27.71 | $138,535.00 |
DisclosureSEC source: 0001179110-20-002737 · edgar.xml · nonDerivative · entry 2 ORAN STUART I · CIK 0001017974 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,416 F1 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $27.66 to $27.76, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · balance_after: Includes 3,562 restricted stock units subject to vesting and forfeiture restrictions. Read SEC document |
| February 28, 2020 Filed Mar 2, 2020 18:07 UTC | RED ROBIN GOURMET BURGERS INC RRGB · Entity 6468 | Exercise / conversionCommon Stock | 5,000 | $21.61 | $108,050.00 |
DisclosureSEC source: 0001179110-20-002737 · edgar.xml · nonDerivative · entry 1 ORAN STUART I · CIK 0001017974 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,416 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 18, 2019 Filed Dec 20, 2019 13:27 UTC | OHA Investment Corp OHAI · Entity 152962 | Disposition to issuerCommon Stock | 25,588 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-19-026657 · ownership.xml · nonDerivative · entry 1 ORAN STUART I · CIK 0001017974 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: Disposed of pursuant to the Agreement and Plan of Merger, dated as of July 31, 2019 (as amended, the "Merger Agreement"), by and among OHA Investment Corporation (the "Company"), Portman Ridge Finance Corporation ("PTMN"), Storm Acquisition Sub Inc. ("Acquisition Sub") and Sierra Crest Investment Management LLC ("Sierra Crest"). Pursuant to the Merger Agreement, in exchange for each share of Company common stock, the reporting person received (i) 0.3688 of a share of PTMN common stock, par value $0.01 per share, (ii) approximately $0.42 in cash, without interest, from PTMN, and (iii) approximately $0.15 in cash, from Sierra Crest. The disposition reported in this Form 4 is an exempt transaction. Read SEC document |
| May 30, 2019 Filed Jun 3, 2019 17:31 UTC | RED ROBIN GOURMET BURGERS INC RRGB · Entity 6468 | GrantCommon Stock | 3,562 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-007037 · edgar.xml · nonDerivative · entry 1 ORAN STUART I · CIK 0001017974 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,416 F1 · shares: Represents a grant of restricted stock units under the issuer's 2017 Performance Incentive Plan. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of the issuer's common stock. The units are scheduled to vest on the earlier of the first anniversary of the date of grant or the next annual meeting of stockholders. The closing price on the date of grant was $30.88 F2 · balance_after: Includes 3,562 restricted stock units subject to vesting and forfeiture restrictions. Read SEC document |
| January 01, 2019 Filed Jan 2, 2019 16:35 UTC | FCB FINANCIAL HOLDINGS, INC. FCB · Entity 161449 | Disposition to issuerCommon Stock Warrants (right to buy) · Derivative | 15,750 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-19-000110 · form4.xml · derivative · entry 9 ORAN STUART I · CIK 0001017974 · Director · Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · By Gregory D. Oran 1998 Trust Disclosed balance after: 0 Underlying: Class A Common Stock · 15,750 shares Expires 2019-11-12 F9 · derivative.exercise_price: These warrants, which provided that they became exercisable in three substantially equal portions on each of the 6-month, 18-month and 30-month anniversaries of the consummation of the Issuer's initial public offering, were converted into warrants to purchase 16,616 shares of Synovus common stock for $22.98 per share, $24.82 per share and $26.81 per share for the portion of the warrants that became exercisable on each of the 6-month, 18-month and 30-month anniversaries of the consummation of the Issuer's initial public offering, respectively. The reporting person disclaims beneficial ownership of the warrants held by this trust. F9 · price: These warrants, which provided that they became exercisable in three substantially equal portions on each of the 6-month, 18-month and 30-month anniversaries of the consummation of the Issuer's initial public offering, were converted into warrants to purchase 16,616 shares of Synovus common stock for $22.98 per share, $24.82 per share and $26.81 per share for the portion of the warrants that became exercisable on each of the 6-month, 18-month and 30-month anniversaries of the consummation of the Issuer's initial public offering, respectively. The reporting person disclaims beneficial ownership of the warrants held by this trust. F9 · derivative.exercise_date: These warrants, which provided that they became exercisable in three substantially equal portions on each of the 6-month, 18-month and 30-month anniversaries of the consummation of the Issuer's initial public offering, were converted into warrants to purchase 16,616 shares of Synovus common stock for $22.98 per share, $24.82 per share and $26.81 per share for the portion of the warrants that became exercisable on each of the 6-month, 18-month and 30-month anniversaries of the consummation of the Issuer's initial public offering, respectively. The reporting person disclaims beneficial ownership of the warrants held by this trust. Read SEC document |
| January 01, 2019 Filed Jan 2, 2019 16:35 UTC | FCB FINANCIAL HOLDINGS, INC. FCB · Entity 161449 | Disposition to issuerCommon Stock Warrants (right to buy) · Derivative | 10,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-19-000110 · form4.xml · derivative · entry 8 ORAN STUART I · CIK 0001017974 · Director · Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · By Olivia Z Oran 1998 Trust Disclosed balance after: 0 Underlying: Class A Common Stock · 10,500 shares Expires 2019-11-12 F8 · derivative.exercise_price: These warrants, which provided that they became exercisable in three substantially equal portions on each of the 6-month, 18-month and 30-month anniversaries of the consummation of the Issuer's initial public offering, were converted into warrants to purchase 11,077 shares of Synovus common stock for $22.98 per share, $24.82 per share and $26.81 per share for the portion of the warrants that became exercisable on each of the 6-month, 18-month and 30-month anniversaries of the consummation of the Issuer's initial public offering, respectively. The reporting person disclaims beneficial ownership of the warrants held by this trust. F8 · price: These warrants, which provided that they became exercisable in three substantially equal portions on each of the 6-month, 18-month and 30-month anniversaries of the consummation of the Issuer's initial public offering, were converted into warrants to purchase 11,077 shares of Synovus common stock for $22.98 per share, $24.82 per share and $26.81 per share for the portion of the warrants that became exercisable on each of the 6-month, 18-month and 30-month anniversaries of the consummation of the Issuer's initial public offering, respectively. The reporting person disclaims beneficial ownership of the warrants held by this trust. F8 · derivative.exercise_date: These warrants, which provided that they became exercisable in three substantially equal portions on each of the 6-month, 18-month and 30-month anniversaries of the consummation of the Issuer's initial public offering, were converted into warrants to purchase 11,077 shares of Synovus common stock for $22.98 per share, $24.82 per share and $26.81 per share for the portion of the warrants that became exercisable on each of the 6-month, 18-month and 30-month anniversaries of the consummation of the Issuer's initial public offering, respectively. The reporting person disclaims beneficial ownership of the warrants held by this trust. Read SEC document |
| January 01, 2019 Filed Jan 2, 2019 16:35 UTC | FCB FINANCIAL HOLDINGS, INC. FCB · Entity 161449 | Disposition to issuerCommon Stock Warrants (right to buy) · Derivative | 124,905 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-19-000110 · form4.xml · derivative · entry 7 ORAN STUART I · CIK 0001017974 · Director · Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 124,905 shares Expires 2019-11-12 F7 · derivative.exercise_price: These warrants, which provided that they became exercisable in three substantially equal portions on each of the 6-month, 18-month and 30-month anniversaries of the consummation of the Issuer's initial public offering, were converted into warrants to purchase 131,774 shares of Synovus common stock for $22.98 per share, $24.82 per share and $26.81 per share for the portion of the warrants that became exercisable on each of the 6-month, 18-month and 30-month anniversaries of the consummation of the Issuer's initial public offering, respectively. F7 · price: These warrants, which provided that they became exercisable in three substantially equal portions on each of the 6-month, 18-month and 30-month anniversaries of the consummation of the Issuer's initial public offering, were converted into warrants to purchase 131,774 shares of Synovus common stock for $22.98 per share, $24.82 per share and $26.81 per share for the portion of the warrants that became exercisable on each of the 6-month, 18-month and 30-month anniversaries of the consummation of the Issuer's initial public offering, respectively. F7 · derivative.exercise_date: These warrants, which provided that they became exercisable in three substantially equal portions on each of the 6-month, 18-month and 30-month anniversaries of the consummation of the Issuer's initial public offering, were converted into warrants to purchase 131,774 shares of Synovus common stock for $22.98 per share, $24.82 per share and $26.81 per share for the portion of the warrants that became exercisable on each of the 6-month, 18-month and 30-month anniversaries of the consummation of the Issuer's initial public offering, respectively. Read SEC document |
| January 01, 2019 Filed Jan 2, 2019 16:35 UTC | FCB FINANCIAL HOLDINGS, INC. FCB · Entity 161449 | Disposition to issuerOption to Purchase · Derivative | 10,000 | Not disclosed Strike: $29.98 | Not disclosed |
DisclosureSEC source: 0001140361-19-000110 · form4.xml · derivative · entry 6 ORAN STUART I · CIK 0001017974 · Director · Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 10,000 shares Expires 2026-02-23 F6 · price: This option, which provided for vesting on each of April 1, 2016, July 1, 2016, October 1, 2016 and January 1, 2017 in equal installments, was converted into an option to purchase 10,550 shares of Synovus common stock for $28.42 per share. F6 · derivative.exercise_date: This option, which provided for vesting on each of April 1, 2016, July 1, 2016, October 1, 2016 and January 1, 2017 in equal installments, was converted into an option to purchase 10,550 shares of Synovus common stock for $28.42 per share. Read SEC document |
| January 01, 2019 Filed Jan 2, 2019 16:35 UTC | FCB FINANCIAL HOLDINGS, INC. FCB · Entity 161449 | Disposition to issuerOption to Purchase · Derivative | 10,000 | Not disclosed Strike: $23.97 | Not disclosed |
DisclosureSEC source: 0001140361-19-000110 · form4.xml · derivative · entry 5 ORAN STUART I · CIK 0001017974 · Director · Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 10,000 shares Expires 2025-02-10 F5 · price: This option, which provided for vesting on each of April 1, 2015, July 1, 2015, October 1, 2015 and January 1, 2016 in equal installments, was converted into an option to purchase 10,550 shares of Synovus common stock for $22.72 per share. F5 · derivative.exercise_date: This option, which provided for vesting on each of April 1, 2015, July 1, 2015, October 1, 2015 and January 1, 2016 in equal installments, was converted into an option to purchase 10,550 shares of Synovus common stock for $22.72 per share. Read SEC document |
| January 01, 2019 Filed Jan 2, 2019 16:35 UTC | FCB FINANCIAL HOLDINGS, INC. FCB · Entity 161449 | Disposition to issuerOption to Purchase · Derivative | 80,000 | Not disclosed Strike: $19.75 | Not disclosed |
DisclosureSEC source: 0001140361-19-000110 · form4.xml · derivative · entry 4 ORAN STUART I · CIK 0001017974 · Director · Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 80,000 shares Expires 2023-12-23 F4 · price: This option, which provided for vesting immediately upon issuance on December 23, 2013 and became exercisable in equal installments 6, 18 and 30 months following the Issuer's initial public offering, was converted into an option to purchase 84,400 shares of Synovus common stock for $18.72 per share. F4 · derivative.exercise_date: This option, which provided for vesting immediately upon issuance on December 23, 2013 and became exercisable in equal installments 6, 18 and 30 months following the Issuer's initial public offering, was converted into an option to purchase 84,400 shares of Synovus common stock for $18.72 per share. Read SEC document |
| January 01, 2019 Filed Jan 2, 2019 16:35 UTC | FCB FINANCIAL HOLDINGS, INC. FCB · Entity 161449 | Disposition to issuerOption to Purchase · Derivative | 41,239 | Not disclosed Strike: $21.00 | Not disclosed |
DisclosureSEC source: 0001140361-19-000110 · form4.xml · derivative · entry 3 ORAN STUART I · CIK 0001017974 · Director · Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 41,239 shares Expires 2021-01-10 F3 · price: This option, which is fully vested and became exercisable on January 25, 2013, was converted into an option to purchase 43,507 shares of Synovus common stock for $19.91 per share. F3 · derivative.exercise_date: This option, which is fully vested and became exercisable on January 25, 2013, was converted into an option to purchase 43,507 shares of Synovus common stock for $19.91 per share. Read SEC document |
| January 01, 2019 Filed Jan 2, 2019 16:35 UTC | FCB FINANCIAL HOLDINGS, INC. FCB · Entity 161449 | Disposition to issuerClass A Common Stock, par value $.001 per share | 315 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-19-000110 · form4.xml · nonDerivative · entry 2 ORAN STUART I · CIK 0001017974 · Director · Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · By Bond Street Management, LLC Disclosed balance after: 0 F2 · price: Disposed of pursuant to the Merger Agreement in exchange for 332 shares of common stock, par value $1.00 per share, of Synovus having a market value of $31.99 per share as of the close of trading on December 31, 2018, the last trading day prior to the effective time of the merger. Read SEC document |
| January 01, 2019 Filed Jan 2, 2019 16:35 UTC | FCB FINANCIAL HOLDINGS, INC. FCB · Entity 161449 | Disposition to issuerClass A Common Stock, par value $.001 per share | 8,804 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-19-000110 · form4.xml · nonDerivative · entry 1 ORAN STUART I · CIK 0001017974 · Director · Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: Disposed of pursuant to the Agreement and Plan of Merger (the "Merger Agreement") between the Issuer and Synovus Financial Corp. ("Synovus") in exchange for 8,955 shares of common stock, par value $1.00 per share, of Synovus having a market value of $31.99 per share as of the close of trading on December 31, 2018, the last trading day prior to the effective time of the merger. Read SEC document |
| May 30, 2018 Filed Jun 1, 2018 16:07 UTC | RED ROBIN GOURMET BURGERS INC RRGB · Entity 6468 | GrantCommon Stock | 2,184 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-007787 · edgar.xml · nonDerivative · entry 1 ORAN STUART I · CIK 0001017974 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,854 F1 · shares: Represents a grant of restricted stock units under the issuer's 2017 Performance Incentive Plan. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of the issuer's common stock. The units are scheduled to vest on the earlier of the first anniversary of the date of grant or the next annual meeting of stockholders. The closing price on the date of grant was $50.35. F2 · balance_after: Includes 2,184 restricted stock units subject to vesting and forfeiture restrictions. Read SEC document |
| February 21, 2018 Filed Feb 22, 2018 16:31 UTC | FCB FINANCIAL HOLDINGS, INC. FCB · Entity 161449 | SaleClass A Common Stock, par value $.001 per share | 2,838 | $55.82 | $158,417.16 |
DisclosureSEC source: 0001476651-18-000082 · wf-form4_151933507633178.xml · nonDerivative · entry 3 ORAN STUART I · CIK 0001017974 · Director · Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,104 F2 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 11, 2017. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.30 to $56.05, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4. Read SEC document |
| February 21, 2018 Filed Feb 23, 2018 16:23 UTC | FCB FINANCIAL HOLDINGS, INC. FCB · Entity 161449 | GrantClass A Common Stock, par value $.001 per share | 1,700 | $0.00 | $0.00 |
DisclosureSEC source: 0001476651-18-000100 · wf-form4_151942099078572.xml · nonDerivative · entry 1 ORAN STUART I · CIK 0001017974 · Director · Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,804 Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 16:31 UTC | FCB FINANCIAL HOLDINGS, INC. FCB · Entity 161449 | OtherCommon Stock Warrants (right to buy) · Derivative | 5,417 | $0.00 Strike: $26.18 | $0.00 |
DisclosureSEC source: 0001476651-18-000082 · wf-form4_151933507633178.xml · derivative · entry 5 ORAN STUART I · CIK 0001017974 · Director · Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,905 Underlying: Class A Common Stock · 5,417 shares Expires 2019-11-12 F5 · derivative.exercise_date: Exercisable in three substantially equal portions on each of the 6-month, 18-month and 30-month anniversaries of the consummation of the initial public offering. The exercise price at the 6-month anniversary of the consummation of the initial public offering is $24.24, the exercise price at the 18-month anniversary of the consummation of the initial public offering is $26.18 and the exercise price at the 30-month anniversary of the consummation of the initial public offering is $28.28. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 16:31 UTC | FCB FINANCIAL HOLDINGS, INC. FCB · Entity 161449 | SaleClass A Common Stock, par value $.001 per share | 2,579 | $55.00 | $141,845.00 |
DisclosureSEC source: 0001476651-18-000082 · wf-form4_151933507633178.xml · nonDerivative · entry 2 ORAN STUART I · CIK 0001017974 · Director · Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,942 F1 · kind: On February 20, 2018, the reporting person exercised a warrant to purchase an aggregate of 5,417 shares of Class A Common Stock of FCB Financial Holdings, Inc. (the "Issuer") for $26.18 a share. The reporting person paid the exercise price on a cashless basis, resulting in the Issuer withholding 2,579 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining 2,838 shares. The Issuer also paid $28.05 to the reporting person in lieu of fractional shares. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 16:31 UTC | FCB FINANCIAL HOLDINGS, INC. FCB · Entity 161449 | OtherClass A Common Stock, par value $.001 per share | 5,417 | $26.18 | $141,817.06 |
DisclosureSEC source: 0001476651-18-000082 · wf-form4_151933507633178.xml · nonDerivative · entry 1 ORAN STUART I · CIK 0001017974 · Director · Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,521 Read SEC document |
| February 14, 2018 Filed Feb 15, 2018 16:33 UTC | FCB FINANCIAL HOLDINGS, INC. FCB · Entity 161449 | SaleClass A Common Stock, par value $.001 per share | 2,571 | $54.70 | $140,633.44 |
DisclosureSEC source: 0001476651-18-000080 · wf-form4_151873037324138.xml · nonDerivative · entry 3 ORAN STUART I · CIK 0001017974 · Director · Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,104 F2 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 11, 2017. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.90 to $55.05, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4. Read SEC document |
| February 13, 2018 Filed Feb 15, 2018 16:33 UTC | FCB FINANCIAL HOLDINGS, INC. FCB · Entity 161449 | OtherCommon Stock Warrants (right to buy) · Derivative | 5,000 | $0.00 Strike: $26.18 | $0.00 |
DisclosureSEC source: 0001476651-18-000080 · wf-form4_151873037324138.xml · derivative · entry 5 ORAN STUART I · CIK 0001017974 · Director · Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,322 Underlying: Class A Common Stock · 5,000 shares Expires 2019-11-12 F5 · derivative.exercise_date: Exercisable in three substantially equal portions on each of the 6-month, 18-month and 30-month anniversaries of the consummation of the initial public offering. The exercise price at the 6-month anniversary of the consummation of the initial public offering is $24.24, the exercise price at the 18-month anniversary of the consummation of the initial public offering is $26.18 and the exercise price at the 30-month anniversary of the consummation of the initial public offering is $28.28. Read SEC document |
| February 13, 2018 Filed Feb 15, 2018 16:33 UTC | FCB FINANCIAL HOLDINGS, INC. FCB · Entity 161449 | SaleClass A Common Stock, par value $.001 per share | 2,429 | $54.35 | $132,016.15 |
DisclosureSEC source: 0001476651-18-000080 · wf-form4_151873037324138.xml · nonDerivative · entry 2 ORAN STUART I · CIK 0001017974 · Director · Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,675 F1 · kind: On February 13, 2018, the reporting person exercised a warrant to purchase an aggregate of 5,000 shares of Class A Common Stock of FCB Financial Holdings, Inc. (the "Issuer") for $26.18 a share. The reporting person paid the exercise price on a cashless basis, resulting in the Issuer withholding 2,429 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining 2,571 shares. The Issuer also paid $23.18 to the reporting person in lieu of fractional shares. Read SEC document |
| February 13, 2018 Filed Feb 15, 2018 16:33 UTC | FCB FINANCIAL HOLDINGS, INC. FCB · Entity 161449 | OtherClass A Common Stock, par value $.001 per share | 5,000 | $26.18 | $130,900.00 |
DisclosureSEC source: 0001476651-18-000080 · wf-form4_151873037324138.xml · nonDerivative · entry 1 ORAN STUART I · CIK 0001017974 · Director · Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,104 Read SEC document |
| February 07, 2018 Filed Feb 8, 2018 16:34 UTC | FCB FINANCIAL HOLDINGS, INC. FCB · Entity 161449 | SaleClass A Common Stock, par value $.001 per share | 2,591 | $54.45 | $141,069.07 |
DisclosureSEC source: 0001476651-18-000075 · wf-form4_151812567402442.xml · nonDerivative · entry 6 ORAN STUART I · CIK 0001017974 · Director · Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,104 F4 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 11, 2017. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.90 to $54.95, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (5) to this Form 4. Read SEC document |
| February 06, 2018 Filed Feb 8, 2018 16:34 UTC | FCB FINANCIAL HOLDINGS, INC. FCB · Entity 161449 | OtherCommon Stock Warrants (right to buy) · Derivative | 5,000 | $0.00 Strike: $26.18 | $0.00 |
DisclosureSEC source: 0001476651-18-000075 · wf-form4_151812567402442.xml · derivative · entry 9 ORAN STUART I · CIK 0001017974 · Director · Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,322 Underlying: Class A Common Stock · 5,000 shares Expires 2019-11-12 F7 · derivative.exercise_date: Exercisable in three substantially equal portions on each of the 6-month, 18-month and 30-month anniversaries of the consummation of the initial public offering. The exercise price at the 6-month anniversary of the consummation of the initial public offering is $24.24, the exercise price at the 18-month anniversary of the consummation of the initial public offering is $26.18 and the exercise price at the 30-month anniversary of the consummation of the initial public offering is $28.28. Read SEC document |
| February 06, 2018 Filed Feb 8, 2018 16:34 UTC | FCB FINANCIAL HOLDINGS, INC. FCB · Entity 161449 | OtherCommon Stock Warrants (right to buy) · Derivative | 10,500 | $0.00 Strike: $26.18 | $0.00 |
DisclosureSEC source: 0001476651-18-000075 · wf-form4_151812567402442.xml · derivative · entry 8 ORAN STUART I · CIK 0001017974 · Director · Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · By Olivia Z Oran 1998 Trust Disclosed balance after: 10,500 Underlying: Class A Common Stock · 10,500 shares Expires 2019-11-12 F7 · derivative.exercise_date: Exercisable in three substantially equal portions on each of the 6-month, 18-month and 30-month anniversaries of the consummation of the initial public offering. The exercise price at the 6-month anniversary of the consummation of the initial public offering is $24.24, the exercise price at the 18-month anniversary of the consummation of the initial public offering is $26.18 and the exercise price at the 30-month anniversary of the consummation of the initial public offering is $28.28. Read SEC document |
| February 06, 2018 Filed Feb 8, 2018 16:34 UTC | FCB FINANCIAL HOLDINGS, INC. FCB · Entity 161449 | SaleClass A Common Stock, par value $.001 per share | 2,409 | $54.35 | $130,929.15 |
DisclosureSEC source: 0001476651-18-000075 · wf-form4_151812567402442.xml · nonDerivative · entry 5 ORAN STUART I · CIK 0001017974 · Director · Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,695 F3 · kind: On February 6, 2018, the reporting person exercised a warrant to purchase an aggregate of 5,000 shares of Class A Common Stock of the Issuer for $26.18 a share. The reporting person paid the exercise price on a cashless basis, resulting in the Issuer withholding 2,409 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining 2,591 shares. The Issuer also paid $29.35 to the reporting person in lieu of fractional shares. Read SEC document |
| February 06, 2018 Filed Feb 8, 2018 16:34 UTC | FCB FINANCIAL HOLDINGS, INC. FCB · Entity 161449 | OtherClass A Common Stock, par value $.001 per share | 5,000 | $26.18 | $130,900.00 |
DisclosureSEC source: 0001476651-18-000075 · wf-form4_151812567402442.xml · nonDerivative · entry 4 ORAN STUART I · CIK 0001017974 · Director · Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,104 Read SEC document |
| February 06, 2018 Filed Feb 8, 2018 16:34 UTC | FCB FINANCIAL HOLDINGS, INC. FCB · Entity 161449 | SaleClass A Common Stock, par value $.001 per share | 5,337 | $52.96 | $282,672.60 |
DisclosureSEC source: 0001476651-18-000075 · wf-form4_151812567402442.xml · nonDerivative · entry 3 ORAN STUART I · CIK 0001017974 · Director · Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · By Olivia Z Oran 1998 Trust Disclosed balance after: 0 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $52.80 to $53.10, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. Read SEC document |
| February 06, 2018 Filed Feb 8, 2018 16:34 UTC | FCB FINANCIAL HOLDINGS, INC. FCB · Entity 161449 | SaleClass A Common Stock, par value $.001 per share | 5,163 | $53.25 | $274,929.75 |
DisclosureSEC source: 0001476651-18-000075 · wf-form4_151812567402442.xml · nonDerivative · entry 2 ORAN STUART I · CIK 0001017974 · Director · Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · By Olivia Z Oran 1998 Trust Disclosed balance after: 5,337 F1 · kind: On February 6, 2018, the Olivia Z. Oran 1998 Trust (the "Trust") exercised a warrant to purchase an aggregate of 10,500 shares of Class A Common Stock of FCB Financial Holdings, Inc. (the "Issuer") for $26.18 a share. The Trust paid the exercise price on a cashless basis, resulting in the Issuer withholding 5,163 of the warrant shares to pay the exercise price and issuing to the Trust the remaining 5,337 shares. The Issuer also paid $39.94 to the Trust in lieu of fractional shares. Read SEC document |
| February 06, 2018 Filed Feb 8, 2018 16:34 UTC | FCB FINANCIAL HOLDINGS, INC. FCB · Entity 161449 | OtherClass A Common Stock, par value $.001 per share | 10,500 | $26.18 | $274,890.00 |
DisclosureSEC source: 0001476651-18-000075 · wf-form4_151812567402442.xml · nonDerivative · entry 1 ORAN STUART I · CIK 0001017974 · Director · Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · By Olivia Z Oran 1998 Trust Disclosed balance after: 10,500 Read SEC document |
| January 31, 2018 Filed Feb 1, 2018 16:36 UTC | FCB FINANCIAL HOLDINGS, INC. FCB · Entity 161449 | OtherCommon Stock Warrants (right to buy) · Derivative | 5,250 | $0.00 Strike: $26.18 | $0.00 |
DisclosureSEC source: 0001476651-18-000062 · wf-form4_151752095799454.xml · derivative · entry 9 ORAN STUART I · CIK 0001017974 · Director · Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · By Gregory D. Oran 1998 Trust Disclosed balance after: 15,750 Underlying: Class A Common Stock · 5,250 shares Expires 2019-11-12 F7 · derivative.exercise_date: Exercisable in three substantially equal portions on each of the 6-month, 18-month and 30-month anniversaries of the consummation of the initial public offering. The exercise price at the 6-month anniversary of the consummation of the initial public offering is $24.24, the exercise price at the 18-month anniversary of the consummation of the initial public offering is $26.18 and the exercise price at the 30-month anniversary of the consummation of the initial public offering is $28.28. Read SEC document |
| January 31, 2018 Filed Feb 1, 2018 16:36 UTC | FCB FINANCIAL HOLDINGS, INC. FCB · Entity 161449 | SaleClass A Common Stock, par value $.001 per share | 2,760 | $54.85 | $151,398.42 |
DisclosureSEC source: 0001476651-18-000062 · wf-form4_151752095799454.xml · nonDerivative · entry 6 ORAN STUART I · CIK 0001017974 · Director · Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · By Gregory D. Oran 1998 Trust Disclosed balance after: 0 F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.85 to $54.90, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (5) to this Form 4. Read SEC document |
| January 31, 2018 Filed Feb 1, 2018 16:36 UTC | FCB FINANCIAL HOLDINGS, INC. FCB · Entity 161449 | SaleClass A Common Stock, par value $.001 per share | 2,490 | $55.20 | $137,448.00 |
DisclosureSEC source: 0001476651-18-000062 · wf-form4_151752095799454.xml · nonDerivative · entry 5 ORAN STUART I · CIK 0001017974 · Director · Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · By Gregory D. Oran 1998 Trust Disclosed balance after: 2,760 F4 · kind: On January 31, 2018, the Gregory D. Oran 1998 Trust (the "Trust") exercised a warrant to purchase an aggregate of 5,250 shares of Class A Common Stock of the Issuer for $26.18 a share. The Trust paid the exercise price on a cashless basis, resulting in the Issuer withholding 2,490 of the warrant shares to pay the exercise price and issuing to the Trust the remaining 2,760 shares. The Issuer also paid $2.76 to the Trust in lieu of fractional shares. Read SEC document |
| January 31, 2018 Filed Feb 1, 2018 16:36 UTC | FCB FINANCIAL HOLDINGS, INC. FCB · Entity 161449 | OtherClass A Common Stock, par value $.001 per share | 5,250 | $26.18 | $137,445.00 |
DisclosureSEC source: 0001476651-18-000062 · wf-form4_151752095799454.xml · nonDerivative · entry 4 ORAN STUART I · CIK 0001017974 · Director · Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · By Gregory D. Oran 1998 Trust Disclosed balance after: 5,250 Read SEC document |
| January 31, 2018 Filed Feb 1, 2018 16:36 UTC | FCB FINANCIAL HOLDINGS, INC. FCB · Entity 161449 | SaleClass A Common Stock, par value $.001 per share | 2,628 | $55.09 | $144,778.62 |
DisclosureSEC source: 0001476651-18-000062 · wf-form4_151752095799454.xml · nonDerivative · entry 3 ORAN STUART I · CIK 0001017974 · Director · Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,104 F2 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 11, 2017. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.90 to $55.65, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4. Read SEC document |
| January 30, 2018 Filed Feb 1, 2018 16:36 UTC | FCB FINANCIAL HOLDINGS, INC. FCB · Entity 161449 | OtherCommon Stock Warrants (right to buy) · Derivative | 5,000 | $0.00 Strike: $26.18 | $0.00 |
DisclosureSEC source: 0001476651-18-000062 · wf-form4_151752095799454.xml · derivative · entry 8 ORAN STUART I · CIK 0001017974 · Director · Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,322 Underlying: Class A Common Stock · 5,000 shares Expires 2019-11-12 F7 · derivative.exercise_date: Exercisable in three substantially equal portions on each of the 6-month, 18-month and 30-month anniversaries of the consummation of the initial public offering. The exercise price at the 6-month anniversary of the consummation of the initial public offering is $24.24, the exercise price at the 18-month anniversary of the consummation of the initial public offering is $26.18 and the exercise price at the 30-month anniversary of the consummation of the initial public offering is $28.28. Read SEC document |
| January 30, 2018 Filed Feb 1, 2018 16:36 UTC | FCB FINANCIAL HOLDINGS, INC. FCB · Entity 161449 | SaleClass A Common Stock, par value $.001 per share | 2,372 | $55.20 | $130,934.40 |
DisclosureSEC source: 0001476651-18-000062 · wf-form4_151752095799454.xml · nonDerivative · entry 2 ORAN STUART I · CIK 0001017974 · Director · Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,732 F1 · kind: On January 30, 2018, the reporting person exercised a warrant to purchase an aggregate of 5,000 shares of Class A Common Stock of FCB Financial Holdings, Inc. (the "Issuer") for $26.18 a share. The reporting person paid the exercise price on a cashless basis, resulting in the Issuer withholding 2,372 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining 2.628 shares. The Issuer also paid $34.22 to the reporting person in lieu of fractional shares. Read SEC document |
| January 30, 2018 Filed Feb 1, 2018 16:36 UTC | FCB FINANCIAL HOLDINGS, INC. FCB · Entity 161449 | OtherClass A Common Stock, par value $.001 per share | 5,000 | $26.18 | $130,900.00 |
DisclosureSEC source: 0001476651-18-000062 · wf-form4_151752095799454.xml · nonDerivative · entry 1 ORAN STUART I · CIK 0001017974 · Director · Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,104 Read SEC document |
| January 24, 2018 Filed Jan 25, 2018 16:33 UTC | FCB FINANCIAL HOLDINGS, INC. FCB · Entity 161449 | SaleClass A Common Stock, par value $.001 per share | 2,674 | $56.19 | $150,241.36 |
DisclosureSEC source: 0001476651-18-000053 · wf-form4_151691601335192.xml · nonDerivative · entry 3 ORAN STUART I · CIK 0001017974 · Director · Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,104 F2 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 11, 2017. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.50 to $56.65, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4. Read SEC document |
| January 23, 2018 Filed Jan 25, 2018 16:33 UTC | FCB FINANCIAL HOLDINGS, INC. FCB · Entity 161449 | OtherCommon Stock Warrants (right to buy) · Derivative | 5,000 | $0.00 Strike: $26.18 | $0.00 |
DisclosureSEC source: 0001476651-18-000053 · wf-form4_151691601335192.xml · derivative · entry 5 ORAN STUART I · CIK 0001017974 · Director · Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,322 Underlying: Class A Common Stock · 5,000 shares Expires 2019-11-12 F5 · derivative.exercise_date: Exercisable in three substantially equal portions on each of the 6-month, 18-month and 30-month anniversaries of the consummation of the initial public offering. The exercise price at the 6-month anniversary of the consummation of the initial public offering is $24.24, the exercise price at the 18-month anniversary of the consummation of the initial public offering is $26.18 and the exercise price at the 30-month anniversary of the consummation of the initial public offering is $28.28. Read SEC document |
| January 23, 2018 Filed Jan 25, 2018 16:33 UTC | FCB FINANCIAL HOLDINGS, INC. FCB · Entity 161449 | SaleClass A Common Stock, par value $.001 per share | 2,326 | $56.30 | $130,953.80 |
DisclosureSEC source: 0001476651-18-000053 · wf-form4_151691601335192.xml · nonDerivative · entry 2 ORAN STUART I · CIK 0001017974 · Director · Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,778 F1 · kind: On January 23, 2018, the reporting person exercised a warrant to purchase an aggregate of 5,000 shares of Class A Common Stock of FCB Financial Holdings, Inc. (the "Issuer") for $26.18 a share. The reporting person paid the exercise price on a cashless basis, resulting in the Issuer withholding 2,326 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining 2,674 shares. The Issuer also paid $54.05 to the reporting person in lieu of fractional shares. Read SEC document |
| January 23, 2018 Filed Jan 25, 2018 16:33 UTC | FCB FINANCIAL HOLDINGS, INC. FCB · Entity 161449 | OtherClass A Common Stock, par value $.001 per share | 5,000 | $26.18 | $130,900.00 |
DisclosureSEC source: 0001476651-18-000053 · wf-form4_151691601335192.xml · nonDerivative · entry 1 ORAN STUART I · CIK 0001017974 · Director · Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,104 Read SEC document |
| January 17, 2018 Filed Jan 18, 2018 16:46 UTC | FCB FINANCIAL HOLDINGS, INC. FCB · Entity 161449 | SaleClass A Common Stock, par value $.001 per share | 2,622 | $55.13 | $144,543.26 |
DisclosureSEC source: 0001476651-18-000040 · wf-form4_151631198195091.xml · nonDerivative · entry 3 ORAN STUART I · CIK 0001017974 · Director · Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,104 F2 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 11, 2017. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.70 to $55.45, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4. Read SEC document |
| January 16, 2018 Filed Jan 18, 2018 16:46 UTC | FCB FINANCIAL HOLDINGS, INC. FCB · Entity 161449 | OtherCommon Stock Warrants (right to buy) · Derivative | 5,000 | $0.00 Strike: $26.18 | $0.00 |
DisclosureSEC source: 0001476651-18-000040 · wf-form4_151631198195091.xml · derivative · entry 5 ORAN STUART I · CIK 0001017974 · Director · Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,322 Underlying: Class A Common Stock · 5,000 shares Expires 2019-11-12 F5 · derivative.exercise_date: Exercisable in three substantially equal portions on each of the 6-month, 18-month and 30-month anniversaries of the consummation of the initial public offering. The exercise price at the 6-month anniversary of the consummation of the initial public offering is $24.24, the exercise price at the 18-month anniversary of the consummation of the initial public offering is $26.18 and the exercise price at the 30-month anniversary of the consummation of the initial public offering is $28.28. Read SEC document |
| January 16, 2018 Filed Jan 18, 2018 16:46 UTC | FCB FINANCIAL HOLDINGS, INC. FCB · Entity 161449 | SaleClass A Common Stock, par value $.001 per share | 2,378 | $53.05 | $126,152.90 |
DisclosureSEC source: 0001476651-18-000040 · wf-form4_151631198195091.xml · nonDerivative · entry 2 ORAN STUART I · CIK 0001017974 · Director · Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,726 F1 · kind: On January 16, 2018, the reporting person exercised a warrant to purchase an aggregate of 5,000 shares of Class A Common Stock of FCB Financial Holdings, Inc. (the "Issuer") for $26.18 a share. The reporting person paid the exercise price on a cashless basis, resulting in the Issuer withholding 2,378 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining 2,622 shares. The Issuer also paid $8.81 to the reporting person in lieu of fractional shares. Read SEC document |
| January 16, 2018 Filed Jan 18, 2018 16:46 UTC | FCB FINANCIAL HOLDINGS, INC. FCB · Entity 161449 | OtherClass A Common Stock, par value $.001 per share | 5,000 | $26.18 | $130,900.00 |
DisclosureSEC source: 0001476651-18-000040 · wf-form4_151631198195091.xml · nonDerivative · entry 1 ORAN STUART I · CIK 0001017974 · Director · Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,104 Read SEC document |
| January 10, 2018 Filed Jan 11, 2018 16:32 UTC | FCB FINANCIAL HOLDINGS, INC. FCB · Entity 161449 | SaleClass A Common Stock, par value $.001 per share | 2,537 | $54.16 | $137,396.31 |
DisclosureSEC source: 0001476651-18-000033 · wf-form4_151570636114314.xml · nonDerivative · entry 3 ORAN STUART I · CIK 0001017974 · Director · Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,104 F2 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 11, 2017. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.05 to $54.50, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4. Read SEC document |
| January 09, 2018 Filed Jan 11, 2018 16:32 UTC | FCB FINANCIAL HOLDINGS, INC. FCB · Entity 161449 | OtherCommon Stock Warrants (right to buy) · Derivative | 5,000 | $0.00 Strike: $26.18 | $0.00 |
DisclosureSEC source: 0001476651-18-000033 · wf-form4_151570636114314.xml · derivative · entry 5 ORAN STUART I · CIK 0001017974 · Director · Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,322 Underlying: Class A Common Stock · 5,000 shares Expires 2019-11-12 F5 · derivative.exercise_date: Exercisable in three substantially equal portions on each of the 6-month, 18-month and 30-month anniversaries of the consummation of the initial public offering. The exercise price at the 6-month anniversary of the consummation of the initial public offering is $24.24, the exercise price at the 18-month anniversary of the consummation of the initial public offering is $26.18 and the exercise price at the 30-month anniversary of the consummation of the initial public offering is $28.28. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.