Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ASV HOLDINGS, INC.ASV · Entity 155050 | Director | September 11, 2019 | September 11, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ASV HOLDINGS, INC.
Report date September 11, 2019 · Filed September 11, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2019-09-11 transaction · row 1
1 source rowRow 1 · 2019-09-11 · Disposition to issuer · Disposed 12,023 · Balance 0 F1: On September 11, 2019, in accordance with the Agreement and Plan of Merger dated as of June 26, 2019 among ASV Holdings, Inc. (the "Company"), Yanmar America Corporation, a Georgia corporation ("Parent"), Osaka Merger Sub, Inc., a Delaware corporation and wholly owned subsidiary of Parent, and Yanmar Co., Ltd., a guarantor of Parent, these shares of Company common stock were cancelled and converted into the right to receive a cash payment of $7.05 per share, without interest and less any applicable withholding taxes. |
Filing footnotes · ownership attribution and instrument terms
F1: On September 11, 2019, in accordance with the Agreement and Plan of Merger dated as of June 26, 2019 among ASV Holdings, Inc. (the "Company"), Yanmar America Corporation, a Georgia corporation ("Parent"), Osaka Merger Sub, Inc., a Delaware corporation and wholly owned subsidiary of Parent, and Yanmar Co., Ltd., a guarantor of Parent, these shares of Company common stock were cancelled and converted into the right to receive a cash payment of $7.05 per share, without interest and less any applicable withholding taxes.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
TEREX CORP
Report date March 02, 2020 · Filed March 03, 2020
Section 16 reporting ended · disclosed 2020-03-03. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $.01SEC Table I · non-derivative | Direct | 304,597 |
Reported balance
After 2020-03-02 transaction · row 1
1 source rowRow 1 · 2020-03-02 · Tax withholding · Disposed 1,420 · Balance 304,597 F1: Shares are being withheld for payment of the tax liability associated with the scheduled vesting of previously granted restricted stock awards. |
| Common Stock, par value $.01SEC Table I · non-derivative | Indirect401(k) plan | 2,327 |
Reported balance
Holding disclosure · report date 2020-03-02 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 2,327 |
Filing footnotes · ownership attribution and instrument terms
F1: Shares are being withheld for payment of the tax liability associated with the scheduled vesting of previously granted restricted stock awards.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 02, 2020 Filed Mar 3, 2020 20:55 UTC | TEREX CORP TEX · Entity 3718 | Tax withholdingCommon Stock, par value $.01 | 1,420 | $22.01 | $31,254.20 |
DisclosureSEC source: 0000097216-20-000071 · wf-form4_158326889807296.xml · nonDerivative · entry 1 HENRY BRIAN J · CIK 0001140107 · Former SVP Fin., Bus. Develp. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 304,597 F1 · shares: Shares are being withheld for payment of the tax liability associated with the scheduled vesting of previously granted restricted stock awards. Read SEC document |
| February 27, 2020 Filed Feb 28, 2020 20:10 UTC | TEREX CORP TEX · Entity 3718 | Disposition to issuerCommon Stock, par value $.01 | 8,643 | $0.00 | $0.00 |
DisclosureSEC source: 0000097216-20-000051 · wf-form4_158292063038137.xml · nonDerivative · entry 1 HENRY BRIAN J · CIK 0001140107 · Former SVP Fin., Bus. Develp. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 306,017 F1 · shares: Reflects shares of restricted stock forfeited by Mr. Henry pursuant to the terms of performance awards granted in 2017, 2018 and 2019. Read SEC document |
| February 19, 2020 Filed Feb 21, 2020 16:00 UTC | TEREX CORP TEX · Entity 3718 | SaleCommon Stock, par value $.01 | 900 | $24.76 | $22,284.00 |
DisclosureSEC source: 0000097216-20-000035 · wf-form4_158230081666170.xml · nonDerivative · entry 2 HENRY BRIAN J · CIK 0001140107 · Former SVP Fin., Bus. Develp. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 314,660 Read SEC document |
| February 19, 2020 Filed Feb 21, 2020 16:00 UTC | TEREX CORP TEX · Entity 3718 | SaleCommon Stock, par value $.01 | 2,957 | $24.75 | $73,185.75 |
DisclosureSEC source: 0000097216-20-000035 · wf-form4_158230081666170.xml · nonDerivative · entry 1 HENRY BRIAN J · CIK 0001140107 · Former SVP Fin., Bus. Develp. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 315,560 Read SEC document |
| January 13, 2020 Filed Jan 15, 2020 19:01 UTC | TEREX CORP TEX · Entity 3718 | PurchaseCommon Stock, par value $.01 | 41 | $28.25 | $1,158.25 |
DisclosureSEC source: 0000097216-20-000011 · wf-form4_157911489854682.xml · nonDerivative · entry 1 HENRY BRIAN J · CIK 0001140107 · Former SVP Fin., Bus. Develp. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 318,517 F1 · shares: Represents shares purchased through payroll deductions through the Company's Employee Stock Purchase Plan. Read SEC document |
| January 03, 2020 Filed Jan 7, 2020 20:56 UTC | TEREX CORP TEX · Entity 3718 | Tax withholdingCommon Stock, par value $.01 | 16,773 | $30.17 | $506,041.41 |
DisclosureSEC source: 0000097216-20-000002 · wf-form4_157843058822043.xml · nonDerivative · entry 1 HENRY BRIAN J · CIK 0001140107 · Former SVP Fin., Bus. Develp. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 318,476 F1 · shares: Shares are being withheld for payment of the tax liability associated with the vesting of previously granted restricted stock awards. F2 · balance_after: Ownership includes shares received as a dividend. Read SEC document |
| December 12, 2019 Filed Dec 16, 2019 19:53 UTC | TEREX CORP TEX · Entity 3718 | PurchaseCommon Stock, par value $.01 | 77 | $30.04 | $2,313.08 |
DisclosureSEC source: 0000097216-19-000249 · wf-form4_157652597693467.xml · nonDerivative · entry 1 HENRY BRIAN J · CIK 0001140107 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 335,045 F1 · shares: Represents shares purchased through payroll deductions through the Company's Employee Stock Purchase Plan. Read SEC document |
| November 13, 2019 Filed Nov 15, 2019 14:54 UTC | TEREX CORP TEX · Entity 3718 | PurchaseCommon Stock, par value $.01 | 78 | $29.54 | $2,304.12 |
DisclosureSEC source: 0000097216-19-000237 · wf-form4_157382963542922.xml · nonDerivative · entry 1 HENRY BRIAN J · CIK 0001140107 · SVP Finance, Bus Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 334,968 F1 · shares: Represents shares purchased through payroll deductions through the Company's Employee Stock Purchase Plan. Read SEC document |
| October 11, 2019 Filed Oct 15, 2019 18:51 UTC | TEREX CORP TEX · Entity 3718 | PurchaseCommon Stock, par value $.01 | 137 | $25.14 | $3,444.18 |
DisclosureSEC source: 0000097216-19-000211 · wf-form4_157116548467355.xml · nonDerivative · entry 1 HENRY BRIAN J · CIK 0001140107 · SVP Finance, Bus Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 334,890 F1 · shares: Represents shares purchased through payroll deductions through the Company's Employee Stock Purchase Plan. F2 · balance_after: Ownership includes shares received as a dividend. Read SEC document |
| September 11, 2019 Filed Sep 11, 2019 16:02 UTC | ASV HOLDINGS, INC. ASV · Entity 155050 | Disposition to issuerCommon Stock | 12,023 | $7.05 | $84,762.15 |
DisclosureSEC source: 0001562180-19-004732 · primarydocument.xml · nonDerivative · entry 1 HENRY BRIAN J · CIK 0001140107 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: On September 11, 2019, in accordance with the Agreement and Plan of Merger dated as of June 26, 2019 among ASV Holdings, Inc. (the "Company"), Yanmar America Corporation, a Georgia corporation ("Parent"), Osaka Merger Sub, Inc., a Delaware corporation and wholly owned subsidiary of Parent, and Yanmar Co., Ltd., a guarantor of Parent, these shares of Company common stock were cancelled and converted into the right to receive a cash payment of $7.05 per share, without interest and less any applicable withholding taxes. Read SEC document |
| September 09, 2019 Filed Sep 11, 2019 20:00 UTC | TEREX CORP TEX · Entity 3718 | PurchaseCommon Stock, par value $.01 | 88 | $26.17 | $2,302.96 |
DisclosureSEC source: 0000097216-19-000202 · wf-form4_156823204216774.xml · nonDerivative · entry 1 HENRY BRIAN J · CIK 0001140107 · SVP Finance, Bus Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 334,534 F1 · shares: Represents shares purchased through payroll deductions through the Company's Employee Stock Purchase Plan. Read SEC document |
| August 16, 2019 Filed Aug 19, 2019 19:54 UTC | TEREX CORP TEX · Entity 3718 | PurchaseCommon Stock, par value $.01 | 97 | $23.73 | $2,301.81 |
DisclosureSEC source: 0000097216-19-000190 · wf-form4_156624442751268.xml · nonDerivative · entry 1 HENRY BRIAN J · CIK 0001140107 · SVP Finance, Bus Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 334,446 F1 · shares: Represents shares purchased through payroll deductions through the Company's Employee Stock Purchase Plan. Read SEC document |
| July 10, 2019 Filed Jul 12, 2019 17:02 UTC | TEREX CORP TEX · Entity 3718 | PurchaseCommon Stock, par value $.01 | 78 | $29.32 | $2,286.96 |
DisclosureSEC source: 0000097216-19-000165 · wf-form4_156295090582750.xml · nonDerivative · entry 1 HENRY BRIAN J · CIK 0001140107 · SVP Finance, Bus Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 334,349 F1 · shares: Represents shares purchased through payroll deductions through the Company's Employee Stock Purchase Plan. F2 · balance_after: Ownership includes shares received as a dividend. Read SEC document |
| June 11, 2019 Filed Jun 12, 2019 20:42 UTC | TEREX CORP TEX · Entity 3718 | PurchaseCommon Stock, par value $.01 | 82 | $28.05 | $2,300.10 |
DisclosureSEC source: 0000097216-19-000157 · wf-form4_156037211953534.xml · nonDerivative · entry 1 HENRY BRIAN J · CIK 0001140107 · SVP Finance, Bus Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 334,065 F1 · shares: Represents shares purchased through payroll deductions through the Company's Employee Stock Purchase Plan. Read SEC document |
| May 10, 2019 Filed May 13, 2019 21:29 UTC | TEREX CORP TEX · Entity 3718 | PurchaseCommon Stock, par value $.01 | 76 | $30.33 | $2,305.08 |
DisclosureSEC source: 0000097216-19-000128 · wf-form4_155778292512677.xml · nonDerivative · entry 1 HENRY BRIAN J · CIK 0001140107 · SVP Finance, Bus Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 333,983 F1 · shares: Represents shares purchased through payroll deductions through the Company's Employee Stock Purchase Plan. Read SEC document |
| April 05, 2019 Filed Apr 8, 2019 21:45 UTC | TEREX CORP TEX · Entity 3718 | GrantCommon Stock, par value $.01 | 6,996 | $33.44 | $233,946.24 |
DisclosureSEC source: 0000097216-19-000109 · wf-form4_155475992433823.xml · nonDerivative · entry 2 HENRY BRIAN J · CIK 0001140107 · SVP Finance, Bus Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 333,907 F3 · shares: Represents shares purchased through payroll deductions through the Company's Deferred Compensation Plan from a deferral of Mr. Henry's bonus. F2 · balance_after: Ownership includes shares received as a dividend. Read SEC document |
| April 05, 2019 Filed Apr 8, 2019 21:45 UTC | TEREX CORP TEX · Entity 3718 | PurchaseCommon Stock, par value $.01 | 103 | $33.43 | $3,443.29 |
DisclosureSEC source: 0000097216-19-000109 · wf-form4_155475992433823.xml · nonDerivative · entry 1 HENRY BRIAN J · CIK 0001140107 · SVP Finance, Bus Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 326,911 F1 · shares: Represents shares purchased through payroll deductions through the Company's Employee Stock Purchase Plan. F2 · balance_after: Ownership includes shares received as a dividend. Read SEC document |
| March 12, 2019 Filed Mar 14, 2019 18:03 UTC | TEREX CORP TEX · Entity 3718 | GrantCommon Stock, par value $.01 | 9,170 | $0.00 | $0.00 |
DisclosureSEC source: 0000097216-19-000095 · wf-form4_155258660734442.xml · nonDerivative · entry 3 HENRY BRIAN J · CIK 0001140107 · SVP Finance, Bus Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 326,683 F3 · shares: Shares granted pursuant to one of the Company's long-term incentive plans with the award scheduled to vest in the first quarter of 2022 if the Company achieves a targeted return on invested capital ("ROIC") in each of 2019, 2020 and 2021. The number of shares in this grant are subject to adjustment, up or down, based upon attainment above or below the targeted ROIC. Read SEC document |
| March 12, 2019 Filed Mar 14, 2019 18:03 UTC | TEREX CORP TEX · Entity 3718 | GrantCommon Stock, par value $.01 | 9,170 | $0.00 | $0.00 |
DisclosureSEC source: 0000097216-19-000095 · wf-form4_155258660734442.xml · nonDerivative · entry 2 HENRY BRIAN J · CIK 0001140107 · SVP Finance, Bus Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 317,513 F2 · shares: Shares granted pursuant to one of the Company's long-term incentive plans with the award scheduled to vest in the first quarter of 2022 if the Company achieves a targeted percentile rank against a peer group of companies for three year annualized total shareholder return ("TSR") for the period January 1, 2019 - December 31, 2021. The number of shares in this grant are subject to adjustment, up or down, based upon attainment above or below the targeted percentile rank. Read SEC document |
| March 12, 2019 Filed Mar 14, 2019 18:03 UTC | TEREX CORP TEX · Entity 3718 | GrantCommon Stock, par value $.01 | 9,875 | $0.00 | $0.00 |
DisclosureSEC source: 0000097216-19-000095 · wf-form4_155258660734442.xml · nonDerivative · entry 1 HENRY BRIAN J · CIK 0001140107 · SVP Finance, Bus Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 308,343 F1 · shares: Shares granted pursuant to one of the Company's long-term incentive plans with the award vesting as follows: 1/3 on March 12, 2020; 1/3 on March 12, 2021 and 1/3 on March 12, 2022. Read SEC document |
| March 11, 2019 Filed Mar 13, 2019 07:07 UTC | ASV HOLDINGS, INC. ASV · Entity 155050 | GrantCommon Stock | 9,836 | $3.05 | $29,999.80 |
DisclosureSEC source: 0001562180-19-001883 · primarydocument.xml · nonDerivative · entry 1 HENRY BRIAN J · CIK 0001140107 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,023 F1 · shares: Restricted Stock Units immediately vested upon grant. The shares of phantom stock represent a right to receive one share of common stock of ASV upon settlement at ASV's election, but in any event shares will be delivered to the reporting person no later than March 11, 2020. Read SEC document |
| March 08, 2019 Filed Mar 11, 2019 18:07 UTC | TEREX CORP TEX · Entity 3718 | Tax withholdingCommon Stock, par value $.01 | 1,861 | $33.96 | $63,199.56 |
DisclosureSEC source: 0000097216-19-000085 · wf-form4_155232761616905.xml · nonDerivative · entry 2 HENRY BRIAN J · CIK 0001140107 · SVP Finance, Bus Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 298,468 F2 · shares: Shares are being withheld for payment of the tax liability associated with the scheduled vesting of a previously granted restricted stock award. Read SEC document |
| March 07, 2019 Filed Mar 11, 2019 18:07 UTC | TEREX CORP TEX · Entity 3718 | PurchaseCommon Stock, par value $.01 | 68 | $33.71 | $2,292.28 |
DisclosureSEC source: 0000097216-19-000085 · wf-form4_155232761616905.xml · nonDerivative · entry 1 HENRY BRIAN J · CIK 0001140107 · SVP Finance, Bus Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,329 F1 · shares: Represents shares purchased through payroll deductions through the Company's Employee Stock Purchase Plan. Read SEC document |
| March 04, 2019 Filed Mar 6, 2019 15:28 UTC | TEREX CORP TEX · Entity 3718 | Tax withholdingCommon Stock, par value $.01 | 14,381 | $34.19 | $491,686.39 |
DisclosureSEC source: 0000097216-19-000059 · wf-form4_155188611381900.xml · nonDerivative · entry 1 HENRY BRIAN J · CIK 0001140107 · SVP Finance, Bus Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,261 F1 · shares: Shares are being withheld for payment of the tax liability associated with the scheduled vesting of previously granted restricted stock awards. Read SEC document |
| February 28, 2019 Filed Mar 1, 2019 21:49 UTC | TEREX CORP TEX · Entity 3718 | GrantCommon Stock, par value $.01 | 1,607 | $0.00 | $0.00 |
DisclosureSEC source: 0000097216-19-000046 · wf-form4_155147695557388.xml · nonDerivative · entry 2 HENRY BRIAN J · CIK 0001140107 · SVP Finance, Bus Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 314,642 F2 · balance_after: Ownership includes shares received as a dividend. Read SEC document |
| February 28, 2019 Filed Mar 1, 2019 21:49 UTC | TEREX CORP TEX · Entity 3718 | Disposition to issuerCommon Stock, par value $.01 | 8,623 | $0.00 | $0.00 |
DisclosureSEC source: 0000097216-19-000046 · wf-form4_155147695557388.xml · nonDerivative · entry 1 HENRY BRIAN J · CIK 0001140107 · SVP Finance, Bus Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 313,035 F1 · shares: Reflects shares of restricted stock forfeited by Mr. Henry pursuant to the terms of performance awards granted in 2016, 2017 and 2018. F2 · balance_after: Ownership includes shares received as a dividend. Read SEC document |
| February 08, 2019 Filed Feb 12, 2019 18:38 UTC | TEREX CORP TEX · Entity 3718 | PurchaseCommon Stock, par value $.01 | 75 | $30.78 | $2,308.50 |
DisclosureSEC source: 0000097216-19-000014 · wf-form4_154999669836141.xml · nonDerivative · entry 1 HENRY BRIAN J · CIK 0001140107 · SVP Finance, Bus Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 321,658 F1 · shares: Represents shares purchased through payroll deductions through the Company's Employee Stock Purchase Plan. Read SEC document |
| January 29, 2019 Filed Jan 31, 2019 22:02 UTC | TEREX CORP TEX · Entity 3718 | Tax withholdingCommon Stock, par value $.01 | 1,259 | $27.74 | $34,924.66 |
DisclosureSEC source: 0000097216-19-000008 · wf-form4_154897213777674.xml · nonDerivative · entry 1 HENRY BRIAN J · CIK 0001140107 · SVP Finance, Bus Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 321,583 F1 · shares: Shares are being withheld for payment of the tax liability associated with a previously scheduled distribution from the Company's Deferred Compensation Plan. F2 · price: Pursuant to the Company's Deferred Compensation Plan, the shares were valued as of January 2, 2019. Read SEC document |
| January 09, 2019 Filed Jan 10, 2019 20:55 UTC | TEREX CORP TEX · Entity 3718 | PurchaseCommon Stock, par value $.01 | 80 | $28.93 | $2,314.40 |
DisclosureSEC source: 0000097216-19-000004 · wf-form4_154715373528408.xml · nonDerivative · entry 1 HENRY BRIAN J · CIK 0001140107 · SVP Finance, Bus Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 322,842 F1 · shares: Represents shares purchased through payroll deductions through the Company's Employee Stock Purchase Plan. F2 · balance_after: Ownership includes shares received as a dividend. Read SEC document |
| December 11, 2018 Filed Dec 12, 2018 22:03 UTC | TEREX CORP TEX · Entity 3718 | PurchaseCommon Stock, par value $.01 | 79 | $29.23 | $2,309.17 |
DisclosureSEC source: 0000097216-18-000187 · wf-form4_154465218610003.xml · nonDerivative · entry 1 HENRY BRIAN J · CIK 0001140107 · SVP Finance, Bus Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 322,489 Read SEC document |
| November 09, 2018 Filed Nov 13, 2018 16:07 UTC | TEREX CORP TEX · Entity 3718 | SaleCommon Stock, par value $.01 | 100 | $30.42 | $3,042.00 |
DisclosureSEC source: 0000097216-18-000177 · wf-form4_154212523977806.xml · nonDerivative · entry 3 HENRY BRIAN J · CIK 0001140107 · SVP Finance, Bus Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 322,410 Read SEC document |
| November 09, 2018 Filed Nov 13, 2018 16:07 UTC | TEREX CORP TEX · Entity 3718 | SaleCommon Stock, par value $.01 | 3,400 | $30.41 | $103,394.00 |
DisclosureSEC source: 0000097216-18-000177 · wf-form4_154212523977806.xml · nonDerivative · entry 2 HENRY BRIAN J · CIK 0001140107 · SVP Finance, Bus Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 322,510 Read SEC document |
| November 09, 2018 Filed Nov 13, 2018 16:07 UTC | TEREX CORP TEX · Entity 3718 | PurchaseCommon Stock, par value $.01 | 76 | $30.38 | $2,308.88 |
DisclosureSEC source: 0000097216-18-000177 · wf-form4_154212523977806.xml · nonDerivative · entry 1 HENRY BRIAN J · CIK 0001140107 · SVP Finance, Bus Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 325,910 F1 · shares: Represents shares purchased through payroll deductions through the Company's Employee Stock Purchase Plan. Read SEC document |
| October 05, 2018 Filed Oct 9, 2018 21:36 UTC | TEREX CORP TEX · Entity 3718 | PurchaseCommon Stock, par value $.01 | 58 | $39.46 | $2,288.68 |
DisclosureSEC source: 0000097216-18-000164 · wf-form4_153912098854505.xml · nonDerivative · entry 1 HENRY BRIAN J · CIK 0001140107 · SVP Finance, Bus Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 325,834 F1 · shares: Represents shares purchased through payroll deductions through the Company's Employee Stock Purchase Plan. F2 · balance_after: Ownership includes shares received as a dividend. Read SEC document |
| September 07, 2018 Filed Sep 11, 2018 19:30 UTC | TEREX CORP TEX · Entity 3718 | PurchaseCommon Stock, par value $.01 | 91 | $37.71 | $3,431.61 |
DisclosureSEC source: 0000097216-18-000153 · wf-form4_153669421897207.xml · nonDerivative · entry 1 HENRY BRIAN J · CIK 0001140107 · SVP Finance, Bus Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 325,599 F1 · shares: Represents shares purchased through payroll deductions through the Company's Employee Stock Purchase Plan. Read SEC document |
| August 07, 2018 Filed Aug 8, 2018 19:43 UTC | TEREX CORP TEX · Entity 3718 | PurchaseCommon Stock, par value $.01 | 56 | $40.76 | $2,282.56 |
DisclosureSEC source: 0000097216-18-000138 · wf-form4_153375740385172.xml · nonDerivative · entry 1 HENRY BRIAN J · CIK 0001140107 · SVP Finance, Bus Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 325,508 F1 · shares: Represents shares purchased through payroll deductions through the Company's Employee Stock Purchase Plan. Read SEC document |
| July 06, 2018 Filed Jul 10, 2018 18:46 UTC | TEREX CORP TEX · Entity 3718 | PurchaseCommon Stock, par value $.01 | 54 | $42.94 | $2,318.76 |
DisclosureSEC source: 0000097216-18-000118 · wf-form4_153124834827962.xml · nonDerivative · entry 1 HENRY BRIAN J · CIK 0001140107 · SVP Finance, Bus Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 325,452 F1 · shares: Represents shares purchased through payroll deductions through the Company's Employee Stock Purchase Plan. F2 · balance_after: Ownership includes shares received as a dividend. Read SEC document |
| June 22, 2018 Filed Jun 26, 2018 19:18 UTC | TEREX CORP TEX · Entity 3718 | SaleCommon Stock, par value $.01 | 5,000 | $40.75 | $203,750.00 |
DisclosureSEC source: 0000097216-18-000113 · wf-form4_153004067169398.xml · nonDerivative · entry 1 HENRY BRIAN J · CIK 0001140107 · SVP Finance, Bus Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 325,398 F1 · price: Represents average sales price. Shares sold at various prices ranging from $40.75 to $40.77. Mr. Henry will provide upon request by the SEC staff, Terex Corporation or a security holder of Terex Corporation, the full information regarding the number of shares sold at each separate price F2 · balance_after: Ownership includes shares received as a dividend. Read SEC document |
| June 11, 2018 Filed Jun 13, 2018 19:25 UTC | TEREX CORP TEX · Entity 3718 | PurchaseCommon Stock, par value $.01 | 55 | $41.79 | $2,298.45 |
DisclosureSEC source: 0000097216-18-000103 · wf-form4_152891789020512.xml · nonDerivative · entry 1 HENRY BRIAN J · CIK 0001140107 · SVP Finance, Bus Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 330,212 F1 · shares: Represents shares purchased through payroll deductions through the Company's Employee Stock Purchase Plan. Read SEC document |
| May 22, 2018 Filed May 24, 2018 16:31 UTC | TEREX CORP TEX · Entity 3718 | SaleCommon Stock, par value $.01 | 5,000 | $42.98 | $214,900.00 |
DisclosureSEC source: 0000097216-18-000097 · edgar.xml · nonDerivative · entry 1 HENRY BRIAN J · CIK 0001140107 · SVP Finance, Bus Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 330,157 F1 · price: Represents average sales price. Shares sold at various prices ranging from $42.95 to $43.01. Mr. Henry will provide upon request by the SEC staff, Terex Corporation or a security holder of Terex Corporation, the full information regarding the number of shares sold at each separate price. Read SEC document |
| May 08, 2018 Filed May 9, 2018 18:21 UTC | TEREX CORP TEX · Entity 3718 | PurchaseCommon Stock, par value $.01 | 57 | $40.69 | $2,319.33 |
DisclosureSEC source: 0000097216-18-000086 · edgar.xml · nonDerivative · entry 1 HENRY BRIAN J · CIK 0001140107 · SVP Finance, Bus Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 335,157 F1 · shares: Represents shares purchased through payroll deductions through the Company's Employee Stock Purchase Plan. F2 · balance_after: Ownership includes shares received as a dividend. Read SEC document |
| April 09, 2018 Filed Apr 10, 2018 19:22 UTC | TEREX CORP TEX · Entity 3718 | GrantCommon Stock, par value $.01 | 8,347 | $36.52 | $304,832.44 |
DisclosureSEC source: 0000097216-18-000067 · edgar.xml · nonDerivative · entry 2 HENRY BRIAN J · CIK 0001140107 · SVP Finance, Bus Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 335,069 F2 · shares: Represents shares purchased through payroll deductions through the Company's Deferred Compensation Plan from a deferral of Mr. Henry's bonus. F3 · balance_after: Ownership includes shares received as a dividend. Read SEC document |
| April 09, 2018 Filed Apr 10, 2018 19:22 UTC | TEREX CORP TEX · Entity 3718 | PurchaseCommon Stock, par value $.01 | 94 | $36.71 | $3,450.74 |
DisclosureSEC source: 0000097216-18-000067 · edgar.xml · nonDerivative · entry 1 HENRY BRIAN J · CIK 0001140107 · SVP Finance, Bus Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 326,722 F1 · shares: Represents shares purchased through payroll deductions through the Company's Employee Stock Purchase Plan. F3 · balance_after: Ownership includes shares received as a dividend. Read SEC document |
| March 15, 2018 Filed Mar 16, 2018 14:40 UTC | ASV HOLDINGS, INC. ASV · Entity 155050 | GrantCommon Stock | 2,187 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-013833 · doc1.xml · nonDerivative · entry 1 HENRY BRIAN J · CIK 0001140107 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,187 F1 · shares: Restricted Stock Units immediately vested upon grant. The shares of phantom stock represent a right to receive one share of common stock of ASV upon settlement at ASV's election, but in any event shares will be delivered to the reporting person no later than March 15, 2019. Read SEC document |
| March 08, 2018 Filed Mar 9, 2018 21:17 UTC | TEREX CORP TEX · Entity 3718 | PurchaseCommon Stock, par value $.01 | 59 | $39.15 | $2,309.85 |
DisclosureSEC source: 0000097216-18-000048 · edgar.xml · nonDerivative · entry 1 HENRY BRIAN J · CIK 0001140107 · SVP Finance, Bus Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 302,669 F1 · shares: Represents shares purchased through payroll deductions through the company's Employee Stock Purchase Plan. Read SEC document |
| March 08, 2018 Filed Mar 12, 2018 20:12 UTC | TEREX CORP TEX · Entity 3718 | GrantCommon Stock, par value $.01 | 5,955 | $0.00 | $0.00 |
DisclosureSEC source: 0000097216-18-000057 · edgar.xml · nonDerivative · entry 3 HENRY BRIAN J · CIK 0001140107 · SVP Finance, Bus Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 326,490 F3 · shares: Shares granted pursuant to one of the Company's long-term incentive plans with the award scheduled to vest in the first quarter of 2021 if the Company achieves a targeted return on invested capital ("ROIC") in each of 2018, 2019 and 2020. The number of shares in this grant are subject to adjustment, up or down, based upon attainment above or below the targeted ROIC. Read SEC document |
| March 08, 2018 Filed Mar 12, 2018 20:12 UTC | TEREX CORP TEX · Entity 3718 | GrantCommon Stock, par value $.01 | 5,955 | $0.00 | $0.00 |
DisclosureSEC source: 0000097216-18-000057 · edgar.xml · nonDerivative · entry 2 HENRY BRIAN J · CIK 0001140107 · SVP Finance, Bus Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 320,535 F2 · shares: Shares granted pursuant to one of the Company's long-term incentive plans with the award scheduled to vest in the first quarter of 2021 if the Company achieves a targeted percentile rank against a peer group of companies for three year annualized total shareholder return ("TSR") for the period January 1, 2018 - December 31, 2020. The number of shares in this grant are subject to adjustment, up or down, based upon attainment above or below the targeted percentile rank. Read SEC document |
| March 08, 2018 Filed Mar 12, 2018 20:12 UTC | TEREX CORP TEX · Entity 3718 | GrantCommon Stock, par value $.01 | 11,911 | $0.00 | $0.00 |
DisclosureSEC source: 0000097216-18-000057 · edgar.xml · nonDerivative · entry 1 HENRY BRIAN J · CIK 0001140107 · SVP Finance, Bus Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 314,580 F1 · shares: Shares granted pursuant to one of the Company's long-term incentive plans with the award vesting as follows: 1/3 on March 8, 2019; 1/3 on March 8, 2020 and 1/3 on March 8, 2021. Read SEC document |
| March 05, 2018 Filed Mar 6, 2018 20:19 UTC | TEREX CORP TEX · Entity 3718 | Tax withholdingCommon Stock, par value $.01 | 13,669 | $39.09 | $534,321.21 |
DisclosureSEC source: 0000097216-18-000045 · edgar.xml · nonDerivative · entry 2 HENRY BRIAN J · CIK 0001140107 · SVP Finance, Bus Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 302,610 F1 · shares: Shares are being withheld for payment of the tax liability associated with the scheduled vesting of previously granted restricted stock awards. Read SEC document |
| March 02, 2018 Filed Mar 6, 2018 20:19 UTC | TEREX CORP TEX · Entity 3718 | Tax withholdingCommon Stock, par value $.01 | 1,683 | $40.03 | $67,370.49 |
DisclosureSEC source: 0000097216-18-000045 · edgar.xml · nonDerivative · entry 1 HENRY BRIAN J · CIK 0001140107 · SVP Finance, Bus Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 316,279 F1 · shares: Shares are being withheld for payment of the tax liability associated with the scheduled vesting of previously granted restricted stock awards. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.