Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| STIFEL FINANCIAL CORPSF · Entity 3461 | Director, Branch Offices | February 28, 2020 | March 03, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
STIFEL FINANCIAL CORP
Report date February 28, 2020 · Filed March 03, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 32,281 |
Ending reported balance
After 2020-03-03 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2020-03-03 · Exercise / conversion · Acquired 11,858 · Balance 44,139 F1: The shares indicated in this row were delivered to the reporting person, based on the PRSU award agreement, dated February 25, 2016, based on the opening market price on the calculation date specified in that agreement. Row 2 · 2020-03-03 · Tax withholding · Disposed 4,821 · Balance 39,318 F2: From among the shares delivered, the shares indicated in this row above were disposed of as a withholding or payment for tax liability. Row 3 · 2020-03-03 · Disposition to issuer · Disposed 7,037 · Balance 32,281 F3: From among the shares delivered, the units indicated in this ROW were net settled for cash by the Company from the reporting person. |
| Phantom Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 24,616 |
Reported balance
After 2020-03-03 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2020-03-03 · Grant · Acquired 14,822 · Balance 24,616 F4: Of these Units, 80 percent are vested. The remaining 20 percent will vest on 2/25/21. F5: No expiration date for these Units. |
| Phantom Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 12,758 |
Reported balance
After 2020-03-03 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2020-03-03 · Exercise / conversion · Disposed 11,858 · Balance 12,758 F6: Currently exercisable. F5: No expiration date for these Units. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares indicated in this row were delivered to the reporting person, based on the PRSU award agreement, dated February 25, 2016, based on the opening market price on the calculation date specified in that agreement.
F2: From among the shares delivered, the shares indicated in this row above were disposed of as a withholding or payment for tax liability.
F3: From among the shares delivered, the units indicated in this ROW were net settled for cash by the Company from the reporting person.
F4: Of these Units, 80 percent are vested. The remaining 20 percent will vest on 2/25/21.
F5: No expiration date for these Units.
F6: Currently exercisable.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 27, 2017 Filed Dec 29, 2017 21:30 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Tax withholdingCommon Stock | 719 | $60.13 | $43,233.47 |
DisclosureSEC source: 0000720672-17-000097 · edgardoc.xml · nonDerivative · entry 26 Brautigam Allen · CIK 0001517800 · Director, Branch Offices 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,522 Read SEC document |
| December 27, 2017 Filed Dec 29, 2017 21:30 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionCommon Stock | 1,499 | $0.00 | $0.00 |
DisclosureSEC source: 0000720672-17-000097 · edgardoc.xml · nonDerivative · entry 25 Brautigam Allen · CIK 0001517800 · Director, Branch Offices 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,241 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · shares: Shares represent a grant of restricted stock which vest in 20% increments over a 5 year period from original grant date of the phantom stock unit. Read SEC document |
| December 27, 2017 Filed Dec 29, 2017 21:30 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Tax withholdingCommon Stock | 359 | $60.13 | $21,586.67 |
DisclosureSEC source: 0000720672-17-000097 · edgardoc.xml · nonDerivative · entry 24 Brautigam Allen · CIK 0001517800 · Director, Branch Offices 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,742 Read SEC document |
| December 27, 2017 Filed Dec 29, 2017 21:30 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionCommon Stock | 749 | $0.00 | $0.00 |
DisclosureSEC source: 0000720672-17-000097 · edgardoc.xml · nonDerivative · entry 23 Brautigam Allen · CIK 0001517800 · Director, Branch Offices 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,101 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · shares: Shares represent a grant of restricted stock which vest in 10% increments over a 10 year period from original grant date of the phantom stock unit. Read SEC document |
| December 27, 2017 Filed Dec 29, 2017 21:30 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Tax withholdingCommon Stock | 719 | $60.13 | $43,233.47 |
DisclosureSEC source: 0000720672-17-000097 · edgardoc.xml · nonDerivative · entry 22 Brautigam Allen · CIK 0001517800 · Director, Branch Offices 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,352 Read SEC document |
| December 27, 2017 Filed Dec 29, 2017 21:30 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionCommon Stock | 1,499 | $0.00 | $0.00 |
DisclosureSEC source: 0000720672-17-000097 · edgardoc.xml · nonDerivative · entry 21 Brautigam Allen · CIK 0001517800 · Director, Branch Offices 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,071 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · shares: Shares represent a grant of restricted stock which vest in 20% increments over a 5 year period from original grant date of the phantom stock unit. Read SEC document |
| December 27, 2017 Filed Dec 29, 2017 21:30 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Tax withholdingCommon Stock | 359 | $60.13 | $21,586.67 |
DisclosureSEC source: 0000720672-17-000097 · edgardoc.xml · nonDerivative · entry 20 Brautigam Allen · CIK 0001517800 · Director, Branch Offices 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,572 Read SEC document |
| December 27, 2017 Filed Dec 29, 2017 21:30 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionCommon Stock | 749 | $0.00 | $0.00 |
DisclosureSEC source: 0000720672-17-000097 · edgardoc.xml · nonDerivative · entry 19 Brautigam Allen · CIK 0001517800 · Director, Branch Offices 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,931 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · shares: Shares represent a grant of restricted stock which vest in 10% increments over a 10 year period from original grant date of the phantom stock unit. Read SEC document |
| December 27, 2017 Filed Dec 29, 2017 21:30 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Tax withholdingCommon Stock | 324 | $60.13 | $19,482.12 |
DisclosureSEC source: 0000720672-17-000097 · edgardoc.xml · nonDerivative · entry 18 Brautigam Allen · CIK 0001517800 · Director, Branch Offices 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,182 Read SEC document |
| December 27, 2017 Filed Dec 29, 2017 21:30 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionCommon Stock | 674 | $0.00 | $0.00 |
DisclosureSEC source: 0000720672-17-000097 · edgardoc.xml · nonDerivative · entry 17 Brautigam Allen · CIK 0001517800 · Director, Branch Offices 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,506 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · shares: Shares represent a grant of restricted stock which vest in 20% increments over a 5 year period from original grant date of the phantom stock unit. Read SEC document |
| December 27, 2017 Filed Dec 29, 2017 21:30 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Tax withholdingCommon Stock | 640 | $60.13 | $38,483.20 |
DisclosureSEC source: 0000720672-17-000097 · edgardoc.xml · nonDerivative · entry 16 Brautigam Allen · CIK 0001517800 · Director, Branch Offices 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,832 Read SEC document |
| December 27, 2017 Filed Dec 29, 2017 21:30 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionCommon Stock | 1,335 | $0.00 | $0.00 |
DisclosureSEC source: 0000720672-17-000097 · edgardoc.xml · nonDerivative · entry 15 Brautigam Allen · CIK 0001517800 · Director, Branch Offices 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,472 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · shares: Shares represent a grant of restricted stock which vest 100% five years from the original grant date of the phantom stock unit. Read SEC document |
| December 27, 2017 Filed Dec 29, 2017 21:30 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Tax withholdingCommon Stock | 538 | $60.13 | $32,349.94 |
DisclosureSEC source: 0000720672-17-000097 · edgardoc.xml · nonDerivative · entry 14 Brautigam Allen · CIK 0001517800 · Director, Branch Offices 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,137 Read SEC document |
| December 27, 2017 Filed Dec 29, 2017 21:30 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionCommon Stock | 1,122 | $0.00 | $0.00 |
DisclosureSEC source: 0000720672-17-000097 · edgardoc.xml · nonDerivative · entry 13 Brautigam Allen · CIK 0001517800 · Director, Branch Offices 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,675 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · shares: Shares represent a grant of restricted stock which vest in 20% increments over a 5 year period from original grant date of the phantom stock unit. Read SEC document |
| December 27, 2017 Filed Dec 29, 2017 21:30 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Tax withholdingCommon Stock | 328 | $60.13 | $19,722.64 |
DisclosureSEC source: 0000720672-17-000097 · edgardoc.xml · nonDerivative · entry 12 Brautigam Allen · CIK 0001517800 · Director, Branch Offices 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,553 Read SEC document |
| December 27, 2017 Filed Dec 29, 2017 21:30 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionCommon Stock | 684 | $0.00 | $0.00 |
DisclosureSEC source: 0000720672-17-000097 · edgardoc.xml · nonDerivative · entry 11 Brautigam Allen · CIK 0001517800 · Director, Branch Offices 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,881 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Shares represent a grant of restricted stock which vest 100% nine years from the original grant date of the phantom stock unit. Read SEC document |
| December 27, 2017 Filed Dec 29, 2017 21:30 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Tax withholdingCommon Stock | 328 | $60.13 | $19,722.64 |
DisclosureSEC source: 0000720672-17-000097 · edgardoc.xml · nonDerivative · entry 10 Brautigam Allen · CIK 0001517800 · Director, Branch Offices 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,197 Read SEC document |
| December 27, 2017 Filed Dec 29, 2017 21:30 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionCommon Stock | 684 | $0.00 | $0.00 |
DisclosureSEC source: 0000720672-17-000097 · edgardoc.xml · nonDerivative · entry 9 Brautigam Allen · CIK 0001517800 · Director, Branch Offices 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,525 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares represent a grant of restricted stock which vest 100% eight years from the original grant date of the phantom stock unit. Read SEC document |
| December 27, 2017 Filed Dec 29, 2017 21:30 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Tax withholdingCommon Stock | 328 | $60.13 | $19,722.64 |
DisclosureSEC source: 0000720672-17-000097 · edgardoc.xml · nonDerivative · entry 8 Brautigam Allen · CIK 0001517800 · Director, Branch Offices 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,841 Read SEC document |
| December 27, 2017 Filed Dec 29, 2017 21:30 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionCommon Stock | 684 | $0.00 | $0.00 |
DisclosureSEC source: 0000720672-17-000097 · edgardoc.xml · nonDerivative · entry 7 Brautigam Allen · CIK 0001517800 · Director, Branch Offices 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,169 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: Shares represent a grant of restricted stock which vest 100% seven years from the original grant date of the phantom stock unit. Read SEC document |
| December 27, 2017 Filed Dec 29, 2017 21:30 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Tax withholdingCommon Stock | 819 | $60.13 | $49,246.47 |
DisclosureSEC source: 0000720672-17-000097 · edgardoc.xml · nonDerivative · entry 6 Brautigam Allen · CIK 0001517800 · Director, Branch Offices 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,485 Read SEC document |
| December 27, 2017 Filed Dec 29, 2017 21:30 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionCommon Stock | 1,708 | $0.00 | $0.00 |
DisclosureSEC source: 0000720672-17-000097 · edgardoc.xml · nonDerivative · entry 5 Brautigam Allen · CIK 0001517800 · Director, Branch Offices 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,304 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Shares represent a grant of restricted stock which vest 100% ten years from the original grant date of the phantom stock unit. Read SEC document |
| December 27, 2017 Filed Dec 29, 2017 21:30 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Tax withholdingCommon Stock | 819 | $60.13 | $49,246.47 |
DisclosureSEC source: 0000720672-17-000097 · edgardoc.xml · nonDerivative · entry 4 Brautigam Allen · CIK 0001517800 · Director, Branch Offices 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,596 Read SEC document |
| December 27, 2017 Filed Dec 29, 2017 21:30 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionCommon Stock | 1,708 | $0.00 | $0.00 |
DisclosureSEC source: 0000720672-17-000097 · edgardoc.xml · nonDerivative · entry 3 Brautigam Allen · CIK 0001517800 · Director, Branch Offices 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,415 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Shares represent a grant of restricted stock which vest 100% nine years from the original grant date of the phantom stock unit. Read SEC document |
| December 27, 2017 Filed Dec 29, 2017 21:30 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Tax withholdingCommon Stock | 819 | $60.13 | $49,246.47 |
DisclosureSEC source: 0000720672-17-000097 · edgardoc.xml · nonDerivative · entry 2 Brautigam Allen · CIK 0001517800 · Director, Branch Offices 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,707 Read SEC document |
| December 27, 2017 Filed Dec 29, 2017 21:30 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionCommon Stock | 1,708 | $0.00 | $0.00 |
DisclosureSEC source: 0000720672-17-000097 · edgardoc.xml · nonDerivative · entry 1 Brautigam Allen · CIK 0001517800 · Director, Branch Offices 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,526 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares represent a grant of restricted stock which vest 100% eight years from the original grant date of the phantom stock unit. Read SEC document |
| December 15, 2017 Filed Feb 12, 2018 21:33 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | GrantPhantom Stock Units · Derivative | 57 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000720672-18-000020 · edgardoc.xml · derivative · entry 2 Brautigam Allen · CIK 0001517800 · Director, Branch Offices 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,267 Underlying: Common Stock · 57 shares Expires not disclosed F1 · derivative.exercise_date: Phantom stock units acquired pursuant to dividend equivalent rights in respect of previously reported phantom stock units (the "Dividend Equivalent PSUs"). The Dividend Equivalent PSUs accrued in connect with a cash dividend paid by the issuer on the issuer's common stock. The Dividend Equivalent PSUs will vest proportionately with the phantom stock units to which they relate. The Dividend Equivalent PSUs convert to the issuer's common stock on a one-for-one basis. F1 · derivative.expiration_date: Phantom stock units acquired pursuant to dividend equivalent rights in respect of previously reported phantom stock units (the "Dividend Equivalent PSUs"). The Dividend Equivalent PSUs accrued in connect with a cash dividend paid by the issuer on the issuer's common stock. The Dividend Equivalent PSUs will vest proportionately with the phantom stock units to which they relate. The Dividend Equivalent PSUs convert to the issuer's common stock on a one-for-one basis. Read SEC document |
| September 15, 2017 Filed Feb 12, 2018 21:33 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | GrantPhantom Stock Units · Derivative | 68 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000720672-18-000020 · edgardoc.xml · derivative · entry 1 Brautigam Allen · CIK 0001517800 · Director, Branch Offices 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,210 Underlying: Common Stock · 68 shares Expires not disclosed F1 · derivative.exercise_date: Phantom stock units acquired pursuant to dividend equivalent rights in respect of previously reported phantom stock units (the "Dividend Equivalent PSUs"). The Dividend Equivalent PSUs accrued in connect with a cash dividend paid by the issuer on the issuer's common stock. The Dividend Equivalent PSUs will vest proportionately with the phantom stock units to which they relate. The Dividend Equivalent PSUs convert to the issuer's common stock on a one-for-one basis. F1 · derivative.expiration_date: Phantom stock units acquired pursuant to dividend equivalent rights in respect of previously reported phantom stock units (the "Dividend Equivalent PSUs"). The Dividend Equivalent PSUs accrued in connect with a cash dividend paid by the issuer on the issuer's common stock. The Dividend Equivalent PSUs will vest proportionately with the phantom stock units to which they relate. The Dividend Equivalent PSUs convert to the issuer's common stock on a one-for-one basis. Read SEC document |
| March 02, 2017 Filed Mar 6, 2017 21:40 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | GrantPhantom Stock Units · Derivative | 1,541 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000720672-17-000039 · edgardoc.xml · derivative · entry 2 Brautigam Allen · CIK 0001517800 · Director, Branch Offices 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,142 Underlying: Common Stock · 1,541 shares Expires not disclosed F1 · derivative.exercise_date: Units vest in 20% increments over a five year period. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| December 30, 2016 Filed Jan 4, 2017 22:15 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionPhantom Stock Units · Derivative | 12,976 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0000720672-17-000005 · edgardoc.xml · derivative · entry 5 Brautigam Allen · CIK 0001517800 · Director, Branch Offices 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,601 Underlying: Common Stock · 12,976 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each phantom stock unit was the economic equivalent of one share of Stifel Financial Corp. common stock. On December 30, 2016, 12,976 of the reporting person's phantom stock units were settled for cash. F1 · price: Each phantom stock unit was the economic equivalent of one share of Stifel Financial Corp. common stock. On December 30, 2016, 12,976 of the reporting person's phantom stock units were settled for cash. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| December 30, 2016 Filed Jan 4, 2017 22:15 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Disposition to issuerCommon Stock | 12,976 | $49.95 | $648,151.20 |
DisclosureSEC source: 0000720672-17-000005 · edgardoc.xml · nonDerivative · entry 4 Brautigam Allen · CIK 0001517800 · Director, Branch Offices 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,818 Read SEC document |
| December 30, 2016 Filed Jan 4, 2017 22:15 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionCommon Stock | 12,976 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000720672-17-000005 · edgardoc.xml · nonDerivative · entry 3 Brautigam Allen · CIK 0001517800 · Director, Branch Offices 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,794 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each phantom stock unit was the economic equivalent of one share of Stifel Financial Corp. common stock. On December 30, 2016, 12,976 of the reporting person's phantom stock units were settled for cash. Read SEC document |
| November 22, 2016 Filed Nov 23, 2016 19:09 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | SaleCommon Stock | 2,200 | $50.20 | $110,440.00 |
DisclosureSEC source: 0000720672-16-000181 · edgardoc.xml · nonDerivative · entry 1 Brautigam Allen · CIK 0001517800 · Director, Branch Offices 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,068 Read SEC document |
| August 28, 2013 Filed Jan 4, 2017 22:15 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | SaleCommon Stock | 3,000 | $39.93 | $119,778.00 |
DisclosureSEC source: 0000720672-17-000005 · edgardoc.xml · nonDerivative · entry 2 Brautigam Allen · CIK 0001517800 · Director, Branch Offices 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,245 Read SEC document |
| June 02, 2011 Filed Jan 4, 2017 22:15 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | SaleCommon Stock | 14,250 | $37.75 | $537,911.85 |
DisclosureSEC source: 0000720672-17-000005 · edgardoc.xml · nonDerivative · entry 1 Brautigam Allen · CIK 0001517800 · Director, Branch Offices 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.