Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| WINTRUST FINANCIAL CORPWTFC · Entity 3524 | EXECUTIVE VICE PRESIDENT | March 02, 2020 | March 04, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
WINTRUST FINANCIAL CORP
Report date March 02, 2020 · Filed March 04, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 9,465 |
Reported balance
After 2020-03-02 transaction · row 1
1 source rowRow 1 · 2020-03-02 · Tax withholding · Disposed 424 · Balance 9,465 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 02, 2020 Filed Mar 4, 2020 21:25 UTC | WINTRUST FINANCIAL CORP WTFC · Entity 3524 | Tax withholdingCommon Stock | 424 | $53.73 | $22,781.52 |
DisclosureSEC source: 0001015328-20-000077 · wf-form4_158335710395891.xml · nonDerivative · entry 1 LARSON DAVID L · CIK 0001512503 · EXECUTIVE VICE PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,465 Read SEC document |
| January 24, 2020 Filed Jan 27, 2020 21:16 UTC | WINTRUST FINANCIAL CORP WTFC · Entity 3524 | GrantNon-Qualified Stock Opion (right to buy) · Derivative | 1,918 | $0.00 Strike: $37.85 | $0.00 |
DisclosureSEC source: 0001015328-20-000051 · wf-form4_158015971916181.xml · derivative · entry 4 LARSON DAVID L · CIK 0001512503 · EXECUTIVE VICE PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,918 shares Expires 2020-01-24 Read SEC document |
| January 24, 2020 Filed Jan 27, 2020 21:16 UTC | WINTRUST FINANCIAL CORP WTFC · Entity 3524 | Tax withholdingCommon Stock | 1,405 | $64.10 | $90,060.50 |
DisclosureSEC source: 0001015328-20-000051 · wf-form4_158015971916181.xml · nonDerivative · entry 3 LARSON DAVID L · CIK 0001512503 · EXECUTIVE VICE PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,889 Read SEC document |
| January 24, 2020 Filed Jan 27, 2020 21:16 UTC | WINTRUST FINANCIAL CORP WTFC · Entity 3524 | Exercise / conversionCommon Stock | 1,918 | $37.85 | $72,596.30 |
DisclosureSEC source: 0001015328-20-000051 · wf-form4_158015971916181.xml · nonDerivative · entry 2 LARSON DAVID L · CIK 0001512503 · EXECUTIVE VICE PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,294 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 23, 2020 Filed Jan 27, 2020 21:16 UTC | WINTRUST FINANCIAL CORP WTFC · Entity 3524 | GrantCommon Stock | 1,444 | $0.00 | $0.00 |
DisclosureSEC source: 0001015328-20-000051 · wf-form4_158015971916181.xml · nonDerivative · entry 1 LARSON DAVID L · CIK 0001512503 · EXECUTIVE VICE PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,376 F1 · price: Represents stock awarded upon attainment of performance objectives under the Company's Long Term Incentive Program. Read SEC document |
| March 04, 2019 Filed Mar 6, 2019 21:56 UTC | WINTRUST FINANCIAL CORP WTFC · Entity 3524 | Tax withholdingCommon Stock | 356 | $73.90 | $26,308.40 |
DisclosureSEC source: 0001015328-19-000064 · wf-form4_155190934964497.xml · nonDerivative · entry 1 LARSON DAVID L · CIK 0001512503 · EXECUTIVE VICE PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,932 Read SEC document |
| January 25, 2019 Filed Jan 28, 2019 21:16 UTC | WINTRUST FINANCIAL CORP WTFC · Entity 3524 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 2,265 | $0.00 Strike: $30.98 | $0.00 |
DisclosureSEC source: 0001015328-19-000039 · wf-form4_154871018341344.xml · derivative · entry 4 LARSON DAVID L · CIK 0001512503 · EXECUTIVE VICE PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,265 shares Expires 2019-01-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 25, 2019 Filed Jan 28, 2019 21:16 UTC | WINTRUST FINANCIAL CORP WTFC · Entity 3524 | SaleCommon Stock | 2,265 | $72.65 | $164,552.25 |
DisclosureSEC source: 0001015328-19-000039 · wf-form4_154871018341344.xml · nonDerivative · entry 3 LARSON DAVID L · CIK 0001512503 · EXECUTIVE VICE PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,288 Read SEC document |
| January 25, 2019 Filed Jan 28, 2019 21:16 UTC | WINTRUST FINANCIAL CORP WTFC · Entity 3524 | Exercise / conversionCommon Stock | 2,265 | $30.98 | $70,169.70 |
DisclosureSEC source: 0001015328-19-000039 · wf-form4_154871018341344.xml · nonDerivative · entry 2 LARSON DAVID L · CIK 0001512503 · EXECUTIVE VICE PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,553 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 24, 2019 Filed Jan 28, 2019 21:16 UTC | WINTRUST FINANCIAL CORP WTFC · Entity 3524 | GrantCommon Stock | 1,212 | $0.00 | $0.00 |
DisclosureSEC source: 0001015328-19-000039 · wf-form4_154871018341344.xml · nonDerivative · entry 1 LARSON DAVID L · CIK 0001512503 · EXECUTIVE VICE PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,288 F1 · price: Represents stock awarded upon attainment of performance objectives under the Company's Long Term Incentive Program. Read SEC document |
| February 23, 2018 Filed Feb 27, 2018 21:11 UTC | WINTRUST FINANCIAL CORP WTFC · Entity 3524 | Tax withholdingCommon Stock | 266 | $85.95 | $22,862.70 |
DisclosureSEC source: 0001015328-18-000071 · wf-form4_151976585840945.xml · nonDerivative · entry 1 LARSON DAVID L · CIK 0001512503 · EXECUTIVE VICE PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,076 Read SEC document |
| January 25, 2018 Filed Jan 29, 2018 21:24 UTC | WINTRUST FINANCIAL CORP WTFC · Entity 3524 | GrantCommon Stock | 768 | $0.00 | $0.00 |
DisclosureSEC source: 0001015328-18-000041 · wf-form4_151726105956631.xml · nonDerivative · entry 1 LARSON DAVID L · CIK 0001512503 · EXECUTIVE VICE PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,342 F1 · price: Represents stock awarded upon attainment of performance objectives under the Company's Long Term Incentive Program. Read SEC document |
| April 26, 2017 Filed Apr 27, 2017 20:21 UTC | WINTRUST FINANCIAL CORP WTFC · Entity 3524 | SaleCommon Stock | 1,519 | $73.20 | $111,190.80 |
DisclosureSEC source: 0001015328-17-000115 · wf-form4_149332445890268.xml · nonDerivative · entry 1 LARSON DAVID L · CIK 0001512503 · EXECUTIVE VICE PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,574 Read SEC document |
| February 23, 2017 Filed Feb 27, 2017 21:35 UTC | WINTRUST FINANCIAL CORP WTFC · Entity 3524 | Tax withholdingCommon Stock | 241 | $74.83 | $18,034.03 |
DisclosureSEC source: 0001015328-17-000074 · wf-form4_148823132072919.xml · nonDerivative · entry 1 LARSON DAVID L · CIK 0001512503 · EXECUTIVE VICE PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,093 Read SEC document |
| January 26, 2017 Filed Jan 30, 2017 21:19 UTC | WINTRUST FINANCIAL CORP WTFC · Entity 3524 | GrantCommon Stock | 666 | $0.00 | $0.00 |
DisclosureSEC source: 0001015328-17-000052 · wf-form4_148581116820328.xml · nonDerivative · entry 1 LARSON DAVID L · CIK 0001512503 · EXECUTIVE VICE PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,334 F1 · price: Represents stock awarded upon attainment of performance objectives under the Company's Long Term Incentive Program. Read SEC document |
| January 25, 2017 Filed Jan 27, 2017 21:11 UTC | WINTRUST FINANCIAL CORP WTFC · Entity 3524 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 2,040 | $0.00 Strike: $33.28 | $0.00 |
DisclosureSEC source: 0001015328-17-000033 · wf-form4_148555147697411.xml · derivative · entry 4 LARSON DAVID L · CIK 0001512503 · EXECUTIVE VICE PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,040 shares Expires 2018-08-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 25, 2017 Filed Jan 27, 2017 21:11 UTC | WINTRUST FINANCIAL CORP WTFC · Entity 3524 | SaleCommon Stock | 2,000 | $72.57 | $145,140.00 |
DisclosureSEC source: 0001015328-17-000033 · wf-form4_148555147697411.xml · nonDerivative · entry 3 LARSON DAVID L · CIK 0001512503 · EXECUTIVE VICE PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,668 Read SEC document |
| January 25, 2017 Filed Jan 27, 2017 21:11 UTC | WINTRUST FINANCIAL CORP WTFC · Entity 3524 | SaleCommon Stock | 40 | $72.54 | $2,901.60 |
DisclosureSEC source: 0001015328-17-000033 · wf-form4_148555147697411.xml · nonDerivative · entry 2 LARSON DAVID L · CIK 0001512503 · EXECUTIVE VICE PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,668 Read SEC document |
| January 25, 2017 Filed Jan 27, 2017 21:11 UTC | WINTRUST FINANCIAL CORP WTFC · Entity 3524 | Exercise / conversionCommon Stock | 2,040 | $33.28 | $67,891.20 |
DisclosureSEC source: 0001015328-17-000033 · wf-form4_148555147697411.xml · nonDerivative · entry 1 LARSON DAVID L · CIK 0001512503 · EXECUTIVE VICE PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,708 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.