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Doak Mark

Disclosed activity across 1 company

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151031
SEC CIK
0001619051

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
AGILENT TECHNOLOGIES, INC.A · Entity 3062Sr. Vice PresidentMarch 03, 2020March 04, 2020

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

AGILENT TECHNOLOGIES, INC.

Report date March 03, 2020 · Filed March 04, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect135,678.308 Reported balance After 2020-03-03 transaction · row 1
1 source row

Row 1 · 2020-03-03 · Sale · Disposed 3,494 · Balance 135,678.308

F1: The weight average selling price is $83.81 with a range of $82 - $84.

Filing footnotes · ownership attribution and instrument terms

F1: The weight average selling price is $83.81 with a range of $82 - $84.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 03, 2020 Filed Mar 4, 2020 19:09 UTC AGILENT TECHNOLOGIES, INC. A · Entity 3062 SaleCommon Stock 3,494 $83.81 $292,832.14
Disclosure

SEC source: 0001127602-20-009327 · form4.xml · nonDerivative · entry 1

Doak Mark · CIK 0001619051 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,678.308

F1 · price: The weight average selling price is $83.81 with a range of $82 - $84.

Read SEC document
March 02, 2020 Filed Mar 3, 2020 18:48 UTC AGILENT TECHNOLOGIES, INC. A · Entity 3062 SaleCommon Stock 2,867 $82.00 $235,094.00
Disclosure

SEC source: 0001127602-20-008835 · form4.xml · nonDerivative · entry 1

Doak Mark · CIK 0001619051 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,172.308

F1 · balance_after: 22.560 shares were acquired under the Agilent Technologies, Inc. dividend reinvestment plan.

Read SEC document
December 12, 2019 Filed Dec 14, 2019 00:05 UTC AGILENT TECHNOLOGIES, INC. A · Entity 3062 SaleCommon Stock 8,016 $84.50 $677,385.67
Disclosure

SEC source: 0001127602-19-034959 · form4.xml · nonDerivative · entry 1

Doak Mark · CIK 0001619051 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,016.748

F1 · price: Weighted average sale price is $84.5042 with a range of $84.48-$84.54.

Read SEC document
November 19, 2019 Filed Nov 21, 2019 22:11 UTC AGILENT TECHNOLOGIES, INC. A · Entity 3062 Tax withholdingCommon Stock 1,010 $79.29 $80,082.90
Disclosure

SEC source: 0001127602-19-033493 · form4.xml · nonDerivative · entry 3

Doak Mark · CIK 0001619051 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,965.748

F3 · shares: The reporting person surrendered 1,010 shares to Agilent Technologies, Inc. to satisfy the tax liability on the vesting of restricted stock units in accordance with Rule 16b-3.

Read SEC document
November 19, 2019 Filed Nov 21, 2019 22:11 UTC AGILENT TECHNOLOGIES, INC. A · Entity 3062 GrantCommon Stock 42,942 $79.29 $3,404,871.18
Disclosure

SEC source: 0001127602-19-033493 · form4.xml · nonDerivative · entry 2

Doak Mark · CIK 0001619051 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,975.748

F2 · shares: On November 19, 2019, 42,942 shares of common stock of Agilent Technologies, Inc. were issued to the reporting person pursuant to the Agilent Technologies, Inc. Long-Term Performance Program. The shares are subject to a 1 year post-vest holding period. 4,294 shares were deferred pursuant to the Agilent Technologies, Inc. Deferred Compensation Plan.

Read SEC document
November 19, 2019 Filed Nov 21, 2019 22:11 UTC AGILENT TECHNOLOGIES, INC. A · Entity 3062 GrantCommon Stock 14,122 $79.29 $1,119,733.38
Disclosure

SEC source: 0001127602-19-033493 · form4.xml · nonDerivative · entry 1

Doak Mark · CIK 0001619051 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,033.748

F1 · shares: Restricted Stock Units granted under the Agilent Technologies, Inc. 2018 Stock Plan, in compliance with Rule 16b-3. The restricted stock units vest in four equal annual installments beginning on November 19, 2020 and are subject to a 1 year post-vest holding period.

Read SEC document
November 18, 2019 Filed Dec 13, 2019 01:26 UTC AGILENT TECHNOLOGIES, INC. A · Entity 3062 Tax withholdingCommon Stock 1,933 $77.94 $150,658.02
Disclosure

SEC source: 0001127602-19-034909 · form4.xml · nonDerivative · entry 1

Doak Mark · CIK 0001619051 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,978.748

F1 · shares: The reporting person surrendered 1,933 shares to Agilent Technologies, Inc. to satisfy tax withholding obligations on restricted stock units in accordance with Rule 16b-3.

Read SEC document
November 15, 2019 Filed Nov 20, 2019 01:04 UTC AGILENT TECHNOLOGIES, INC. A · Entity 3062 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 6 $0.00 Strike: $21.53 $0.00
Disclosure

SEC source: 0001127602-19-033305 · form4.xml · derivative · entry 3

Doak Mark · CIK 0001619051 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6 shares

Expires 2019-11-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Right to buy Agilent Technologies, Inc. common stock granted under the Agilent Technologies, Inc. Stock Plan, in compliance with Rule 16b-3.

F3 · derivative.exercise_date: The option is fully vested and exercisable

Read SEC document
November 15, 2019 Filed Nov 20, 2019 01:04 UTC AGILENT TECHNOLOGIES, INC. A · Entity 3062 Exercise / conversionCommon Stock 6 $21.53 $129.18
Disclosure

SEC source: 0001127602-19-033305 · form4.xml · nonDerivative · entry 2

Doak Mark · CIK 0001619051 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,911.748

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 15, 2019 Filed Nov 20, 2019 01:04 UTC AGILENT TECHNOLOGIES, INC. A · Entity 3062 Tax withholdingCommon Stock 1,953 $78.26 $152,841.78
Disclosure

SEC source: 0001127602-19-033305 · form4.xml · nonDerivative · entry 1

Doak Mark · CIK 0001619051 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,905.748

F1 · shares: The reporting person surrendered 1,953 shares to Agilent Technologies, Inc. to satisfy tax withholding obligations on restricted stock units in accordance with Rule 16b-3.

Read SEC document
November 14, 2019 Filed Nov 18, 2019 23:44 UTC AGILENT TECHNOLOGIES, INC. A · Entity 3062 Tax withholdingCommon Stock 1,412 $76.76 $108,385.12
Disclosure

SEC source: 0001127602-19-033090 · form4.xml · nonDerivative · entry 1

Doak Mark · CIK 0001619051 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,858.748

F1 · shares: The reporting person surrendered 1,412 shares to Agilent Technologies, Inc. to satisfy tax withholding obligations on restricted stock units in accordance with Rule 16b-3.

Read SEC document
November 13, 2019 Filed Nov 16, 2019 00:33 UTC AGILENT TECHNOLOGIES, INC. A · Entity 3062 Tax withholdingCommon Stock 14,398 $77.16 $1,110,949.68
Disclosure

SEC source: 0001127602-19-032920 · form4.xml · nonDerivative · entry 2

Doak Mark · CIK 0001619051 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,840.748

F3 · shares: The reporting person surrendered 14,398 shares to Agilent Technologies, Inc. to satisfy tax withholding obligations on restricted stock units in accordance with Rule 16b-3.

Read SEC document
November 13, 2019 Filed Nov 16, 2019 00:33 UTC AGILENT TECHNOLOGIES, INC. A · Entity 3062 Tax withholdingCommon Stock 1,177 $77.16 $90,817.32
Disclosure

SEC source: 0001127602-19-032920 · form4.xml · nonDerivative · entry 1

Doak Mark · CIK 0001619051 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,238.748

F1 · shares: The reporting person surrendered 1,177 shares to Agilent Technologies, Inc. to satisfy the tax liability on the vesting of restricted stock units in accordance with Rule 16b-3.

F2 · balance_after: 55.377 shares acquired under the Agilent Technologies, Inc. dividend reinvestment plan.

Read SEC document
November 13, 2019 Filed Nov 18, 2019 23:18 UTC Amendment AGILENT TECHNOLOGIES, INC. A · Entity 3062 Tax withholdingCommon Stock 14,398 $77.16 $1,110,949.68
Disclosure

SEC source: 0001127602-19-033067 · form4a.xml · nonDerivative · entry 2

Doak Mark · CIK 0001619051 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,270.748

F3 · shares: The reporting person surrendered 14,398 shares to Agilent Technologies, Inc. to satisfy the tax liability on the vesting of restricted stock units in accordance with Rule 16b-3.

Read SEC document
November 13, 2019 Filed Nov 18, 2019 23:18 UTC Amendment AGILENT TECHNOLOGIES, INC. A · Entity 3062 Tax withholdingCommon Stock 1,747 $77.16 $134,798.52
Disclosure

SEC source: 0001127602-19-033067 · form4a.xml · nonDerivative · entry 1

Doak Mark · CIK 0001619051 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,668.748

F1 · shares: The reporting person surrendered 1,747 shares to Agilent Technologies, Inc. to satisfy the tax liability on the vesting of restricted stock units in accordance with Rule 16b-3. Amended from the previous reported amount of 1,177 shares.

F2 · balance_after: 55.377 shares acquired under the Agilent Technologies, Inc. dividend reinvestment plan.

Read SEC document
February 22, 2019 Filed Feb 25, 2019 21:20 UTC AGILENT TECHNOLOGIES, INC. A · Entity 3062 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 12,421 $0.00 Strike: $40.80 $0.00
Disclosure

SEC source: 0001127602-19-008036 · form4.xml · derivative · entry 3

Doak Mark · CIK 0001619051 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,421 shares

Expires 2024-11-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Right to buy Agilent Technologies, Inc. common stock granted under the Agilent Technologies, Inc. Stock Plan, in compliance with Rule 16b-3.

F3 · derivative.exercise_date: This option is fully vested and exercisable.

Read SEC document
February 22, 2019 Filed Feb 25, 2019 21:20 UTC AGILENT TECHNOLOGIES, INC. A · Entity 3062 SaleCommon Stock 16,421 $77.95 $1,280,016.95
Disclosure

SEC source: 0001127602-19-008036 · form4.xml · nonDerivative · entry 2

Doak Mark · CIK 0001619051 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,360.371

Read SEC document
February 22, 2019 Filed Feb 25, 2019 21:20 UTC AGILENT TECHNOLOGIES, INC. A · Entity 3062 Exercise / conversionCommon Stock 12,421 $40.80 $506,776.80
Disclosure

SEC source: 0001127602-19-008036 · form4.xml · nonDerivative · entry 1

Doak Mark · CIK 0001619051 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,781.371

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 18.659 shares acquired in the Agilent Technologies, Inc. dividend reinvestment plan

Read SEC document
November 16, 2018 Filed Nov 20, 2018 14:42 UTC AGILENT TECHNOLOGIES, INC. A · Entity 3062 Tax withholdingCommon Stock 2,549 $64.99 $165,659.51
Disclosure

SEC source: 0001127602-18-033871 · form4.xml · nonDerivative · entry 1

Doak Mark · CIK 0001619051 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,341.712

F1 · shares: The reporting person surrendered 2,549 shares to Agilent Technologies, Inc. to satisfy the tax liability on the vesting of restricted stock units in accordance with Rule 16b-3.

Read SEC document
November 14, 2018 Filed Nov 16, 2018 00:17 UTC AGILENT TECHNOLOGIES, INC. A · Entity 3062 Tax withholdingCommon Stock 926 $63.47 $58,773.22
Disclosure

SEC source: 0001127602-18-033255 · form4.xml · nonDerivative · entry 4

Doak Mark · CIK 0001619051 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,890.712

F5 · shares: The reporting person surrendered 926 shares to Agilent Technologies, Inc. to satisfy tax withholding obligations on restricted stock units in accordance with Rule 16b-3.

Read SEC document
November 13, 2018 Filed Nov 16, 2018 00:17 UTC AGILENT TECHNOLOGIES, INC. A · Entity 3062 Tax withholdingCommon Stock 1,012 $64.34 $65,112.08
Disclosure

SEC source: 0001127602-18-033255 · form4.xml · nonDerivative · entry 3

Doak Mark · CIK 0001619051 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,816.712

F4 · shares: The reporting person surrendered 1,012 shares to Agilent Technologies, Inc. to satisfy the tax liability on the vesting of restricted stock units in accordance with Rule 16b-3.

Read SEC document
November 13, 2018 Filed Nov 16, 2018 00:17 UTC AGILENT TECHNOLOGIES, INC. A · Entity 3062 GrantCommon Stock 43,034 $64.34 $2,768,807.56
Disclosure

SEC source: 0001127602-18-033255 · form4.xml · nonDerivative · entry 2

Doak Mark · CIK 0001619051 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,828.712

F3 · shares: On November 13, 2018, 43,034 shares of common stock of Agilent Technologies, Inc. were issued to the reporting person pursuant to the Agilent Technologies, Inc. Long-Term Performance Program. The shares are subject to a 1 year post-vest holding period. 4,302 shares were deferred pursuant to the Agilent Technologies, Inc. Deferred Compensation Plan.

Read SEC document
November 13, 2018 Filed Nov 16, 2018 00:17 UTC AGILENT TECHNOLOGIES, INC. A · Entity 3062 GrantCommon Stock 15,205 $64.34 $978,289.70
Disclosure

SEC source: 0001127602-18-033255 · form4.xml · nonDerivative · entry 1

Doak Mark · CIK 0001619051 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,794.712

F1 · shares: Restricted Stock Units granted under the Agilent Technologies, Inc. 2018 Stock Plan, in compliance with Rule 16b-3. The restricted stock units vest in four equal annual installments beginning on November 13, 2019 and are subject to a 1 year post-vest holding period.

F2 · balance_after: Includes 56.50 shares acquired in the Agilent Technologies, Inc. dividend reinvestment plan

Read SEC document
March 13, 2018 Filed Mar 14, 2018 20:37 UTC AGILENT TECHNOLOGIES, INC. A · Entity 3062 SaleCommon Stock 2,441 $71.00 $173,311.00
Disclosure

SEC source: 0001127602-18-011565 · form4.xml · nonDerivative · entry 1

Doak Mark · CIK 0001619051 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,533.212

F1 · balance_after: Includes 16.455 Shares acquired in the Agilent Technologies, Inc. dividend reinvestment plan

Read SEC document
December 18, 2017 Filed Dec 19, 2017 18:38 UTC AGILENT TECHNOLOGIES, INC. A · Entity 3062 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 12,421 $0.00 Strike: $40.80 $0.00
Disclosure

SEC source: 0001127602-17-035082 · form4.xml · derivative · entry 6

Doak Mark · CIK 0001619051 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,421

Underlying: Common Stock · 12,421 shares

Expires 2024-11-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Right to buy Agilent Technologies, Inc. common stock granted under the Agilent Technologies, Inc. Stock Plan, in compliance with Rule 16b-3.

F3 · derivative.exercise_date: The option is exercisable in four equal annual installments beginning on the first anniversary of the date of the grant. The first vesting date is stated.

Read SEC document
December 18, 2017 Filed Dec 19, 2017 18:38 UTC AGILENT TECHNOLOGIES, INC. A · Entity 3062 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 3,146 $0.00 Strike: $39.12 $0.00
Disclosure

SEC source: 0001127602-17-035082 · form4.xml · derivative · entry 5

Doak Mark · CIK 0001619051 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,146 shares

Expires 2023-11-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Right to buy Agilent Technologies, Inc. common stock granted under the Agilent Technologies, Inc. Stock Plan, in compliance with Rule 16b-3.

F2 · derivative.exercise_date: The option is fully vested and exercisable

Read SEC document
December 18, 2017 Filed Dec 19, 2017 18:38 UTC AGILENT TECHNOLOGIES, INC. A · Entity 3062 SaleCommon Stock 12,421 $68.00 $844,628.00
Disclosure

SEC source: 0001127602-17-035082 · form4.xml · nonDerivative · entry 4

Doak Mark · CIK 0001619051 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,957.757

Read SEC document
December 18, 2017 Filed Dec 19, 2017 18:38 UTC AGILENT TECHNOLOGIES, INC. A · Entity 3062 Exercise / conversionCommon Stock 12,421 $40.80 $506,776.80
Disclosure

SEC source: 0001127602-17-035082 · form4.xml · nonDerivative · entry 3

Doak Mark · CIK 0001619051 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,378.757

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 18, 2017 Filed Dec 19, 2017 18:38 UTC AGILENT TECHNOLOGIES, INC. A · Entity 3062 SaleCommon Stock 3,146 $68.00 $213,928.00
Disclosure

SEC source: 0001127602-17-035082 · form4.xml · nonDerivative · entry 2

Doak Mark · CIK 0001619051 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,957.757

Read SEC document
December 18, 2017 Filed Dec 19, 2017 18:38 UTC AGILENT TECHNOLOGIES, INC. A · Entity 3062 Exercise / conversionCommon Stock 3,146 $39.12 $123,071.52
Disclosure

SEC source: 0001127602-17-035082 · form4.xml · nonDerivative · entry 1

Doak Mark · CIK 0001619051 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,103.757

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 07, 2017 Filed Dec 8, 2017 16:19 UTC AGILENT TECHNOLOGIES, INC. A · Entity 3062 Tax withholdingCommon Stock 312 $66.71 $20,813.52
Disclosure

SEC source: 0001127602-17-034185 · form4.xml · nonDerivative · entry 1

Doak Mark · CIK 0001619051 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,957.757

F1 · shares: The reporting person surrendered 312 shares to Agilent Technologies, Inc. to satisfy tax withholding obligations on restricted stock units in accordance with Rule 16b-3.

Read SEC document
December 05, 2017 Filed Dec 6, 2017 22:02 UTC AGILENT TECHNOLOGIES, INC. A · Entity 3062 SaleCommon Stock 4,154 $67.00 $278,318.00
Disclosure

SEC source: 0001127602-17-034078 · form4.xml · nonDerivative · entry 1

Doak Mark · CIK 0001619051 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,269.757

Read SEC document
November 17, 2017 Filed Nov 20, 2017 23:59 UTC AGILENT TECHNOLOGIES, INC. A · Entity 3062 Tax withholdingCommon Stock 2,097 $68.79 $144,252.63
Disclosure

SEC source: 0001127602-17-032911 · form4.xml · nonDerivative · entry 1

Doak Mark · CIK 0001619051 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,423.757

F1 · shares: The reporting person surrendered 2,097 shares to Agilent Technologies, Inc. to satisfy the tax liability on the vesting of restricted stock units in accordance with Rule 16b-3.

Read SEC document
November 14, 2017 Filed Nov 16, 2017 23:54 UTC AGILENT TECHNOLOGIES, INC. A · Entity 3062 Tax withholdingCommon Stock 8,177 $67.46 $551,620.42
Disclosure

SEC source: 0001127602-17-032471 · form4.xml · nonDerivative · entry 3

Doak Mark · CIK 0001619051 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,520.757

F4 · shares: The reporting person surrendered 8,177 shares to Agilent Technologies, Inc. to satisfy the tax liability on the vesting of restricted stock units in accordance with Rule 16b-3.

Read SEC document
November 14, 2017 Filed Nov 16, 2017 23:54 UTC AGILENT TECHNOLOGIES, INC. A · Entity 3062 GrantCommon Stock 22,352 $67.46 $1,507,865.92
Disclosure

SEC source: 0001127602-17-032471 · form4.xml · nonDerivative · entry 2

Doak Mark · CIK 0001619051 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,697.757

F3 · shares: On November 14, 2017, 22,352 shares of common stock of Agilent Technologies, Inc. were issued to the reporting person pursuant to the Agilent Technologies, Inc. Long-Term Performance Program, of which 4,470 shares were deferred pursuant to the Agilent Technologies, Inc. Deferred Compensation Plan.

Read SEC document
November 14, 2017 Filed Nov 16, 2017 23:54 UTC AGILENT TECHNOLOGIES, INC. A · Entity 3062 GrantCommon Stock 13,262 $67.46 $894,654.52
Disclosure

SEC source: 0001127602-17-032471 · form4.xml · nonDerivative · entry 1

Doak Mark · CIK 0001619051 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,345.757

F1 · shares: Restricted Stock Units granted under the Agilent Technologies, Inc. 2009 Stock Plan, in compliance with Rule 16b-3. The restricted stock units vest in four equal annual installments beginning on November 14, 2018.

F2 · balance_after: Includes 7.099 Shares acquired in the Agilent Technologies, Inc. dividend reinvestment plan

Read SEC document
August 18, 2017 Filed Aug 21, 2017 19:56 UTC AGILENT TECHNOLOGIES, INC. A · Entity 3062 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 12,421 $0.00 Strike: $40.80 $0.00
Disclosure

SEC source: 0001127602-17-026088 · form4.xml · derivative · entry 3

Doak Mark · CIK 0001619051 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,842

Underlying: Common Stock · 12,421 shares

Expires 2024-11-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Right to buy Agilent Technologies, Inc. common stock granted under the Agilent Technologies, Inc. Stock Plan, in compliance with Rule 16b-3.

F4 · derivative.exercise_date: The option is exercisable in four equal annual installments beginning on the first anniversary of the date of the grant. The first vesting date is stated.

Read SEC document
August 18, 2017 Filed Aug 21, 2017 19:56 UTC AGILENT TECHNOLOGIES, INC. A · Entity 3062 SaleCommon Stock 12,421 $61.57 $764,760.97
Disclosure

SEC source: 0001127602-17-026088 · form4.xml · nonDerivative · entry 2

Doak Mark · CIK 0001619051 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,076.658

F2 · price: Weighted average sale price is $61.57 with a range of $61.57-$61.58

Read SEC document
August 18, 2017 Filed Aug 21, 2017 19:56 UTC AGILENT TECHNOLOGIES, INC. A · Entity 3062 Exercise / conversionCommon Stock 12,421 $40.80 $506,776.80
Disclosure

SEC source: 0001127602-17-026088 · form4.xml · nonDerivative · entry 1

Doak Mark · CIK 0001619051 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,497.658

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 8.038 Shares acquired in the Agilent Technologies, Inc. dividend reinvestment plan

Read SEC document
May 30, 2017 Filed May 31, 2017 19:55 UTC AGILENT TECHNOLOGIES, INC. A · Entity 3062 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 9,431 $0.00 Strike: $39.12 $0.00
Disclosure

SEC source: 0001127602-17-019826 · form4.xml · derivative · entry 6

Doak Mark · CIK 0001619051 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,146

Underlying: Common Stock · 9,431 shares

Expires 2023-11-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Right to buy Agilent Technologies, Inc. common stock granted under the Agilent Technologies, Inc. Stock Plan, in compliance with Rule 16b-3.

F4 · derivative.exercise_date: The option is exercisable in four equal annual installments beginning on the first anniversary of the date of the grant. The first vesting date is stated.

Read SEC document
May 30, 2017 Filed May 31, 2017 19:55 UTC AGILENT TECHNOLOGIES, INC. A · Entity 3062 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 12,420 $0.00 Strike: $40.80 $0.00
Disclosure

SEC source: 0001127602-17-019826 · form4.xml · derivative · entry 5

Doak Mark · CIK 0001619051 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,263

Underlying: Common Stock · 12,420 shares

Expires 2024-11-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Right to buy Agilent Technologies, Inc. common stock granted under the Agilent Technologies, Inc. Stock Plan, in compliance with Rule 16b-3.

F4 · derivative.exercise_date: The option is exercisable in four equal annual installments beginning on the first anniversary of the date of the grant. The first vesting date is stated.

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May 30, 2017 Filed May 31, 2017 19:55 UTC AGILENT TECHNOLOGIES, INC. A · Entity 3062 SaleCommon Stock 9,431 $60.00 $565,860.00
Disclosure

SEC source: 0001127602-17-019826 · form4.xml · nonDerivative · entry 4

Doak Mark · CIK 0001619051 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,068.62

F2 · date: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on March 27, 2017.

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May 30, 2017 Filed May 31, 2017 19:55 UTC AGILENT TECHNOLOGIES, INC. A · Entity 3062 Exercise / conversionCommon Stock 9,431 $39.12 $368,940.72
Disclosure

SEC source: 0001127602-17-019826 · form4.xml · nonDerivative · entry 3

Doak Mark · CIK 0001619051 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,499.62

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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May 30, 2017 Filed May 31, 2017 19:55 UTC AGILENT TECHNOLOGIES, INC. A · Entity 3062 SaleCommon Stock 12,420 $60.00 $745,200.00
Disclosure

SEC source: 0001127602-17-019826 · form4.xml · nonDerivative · entry 2

Doak Mark · CIK 0001619051 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,068.62

F2 · date: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on March 27, 2017.

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May 30, 2017 Filed May 31, 2017 19:55 UTC AGILENT TECHNOLOGIES, INC. A · Entity 3062 Exercise / conversionCommon Stock 12,420 $40.80 $506,736.00
Disclosure

SEC source: 0001127602-17-019826 · form4.xml · nonDerivative · entry 1

Doak Mark · CIK 0001619051 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,488.62

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 8.772 Shares acquired in the Agilent Technologies, Inc. dividend reinvestment plan

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March 27, 2017 Filed Mar 28, 2017 17:44 UTC AGILENT TECHNOLOGIES, INC. A · Entity 3062 SaleCommon Stock 3,607 $53.14 $191,692.93
Disclosure

SEC source: 0001127602-17-013009 · form4.xml · nonDerivative · entry 1

Doak Mark · CIK 0001619051 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,059.848

F1 · balance_after: Includes 10.090 Shares acquired in the Agilent Technologies, Inc. dividend reinvestment plan

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December 09, 2016 Filed Dec 12, 2016 20:03 UTC AGILENT TECHNOLOGIES, INC. A · Entity 3062 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 3,969 $0.00 Strike: $26.19 $0.00
Disclosure

SEC source: 0001127602-16-069654 · form4.xml · derivative · entry 3

Doak Mark · CIK 0001619051 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,969 shares

Expires 2022-11-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Right to buy Agilent Technologies, Inc. common stock granted under the Agilent Technologies, Inc. Stock Plan, in compliance with Rule 16b-3.

F2 · derivative.exercise_date: The option is fully vested and exercisable

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December 09, 2016 Filed Dec 12, 2016 20:03 UTC AGILENT TECHNOLOGIES, INC. A · Entity 3062 SaleCommon Stock 3,969 $46.00 $182,574.00
Disclosure

SEC source: 0001127602-16-069654 · form4.xml · nonDerivative · entry 2

Doak Mark · CIK 0001619051 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,656.758

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December 09, 2016 Filed Dec 12, 2016 20:03 UTC AGILENT TECHNOLOGIES, INC. A · Entity 3062 Exercise / conversionCommon Stock 3,969 $26.19 $103,948.11
Disclosure

SEC source: 0001127602-16-069654 · form4.xml · nonDerivative · entry 1

Doak Mark · CIK 0001619051 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,625.758

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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December 07, 2016 Filed Dec 9, 2016 21:15 UTC AGILENT TECHNOLOGIES, INC. A · Entity 3062 Tax withholdingCommon Stock 752 $44.99 $33,832.48
Disclosure

SEC source: 0001127602-16-069576 · form4.xml · nonDerivative · entry 1

Doak Mark · CIK 0001619051 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,656.758

F1 · shares: The reporting person surrendered 752 shares to Agilent Technologies, Inc. to satisfy tax liability on the vesting of restricted stock units in accordance with Rule 16b-3.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.