person · Reporting owner

ACKART JENNIFER C

Disclosed activity across 1 company

Tapewire entity: 150936
SEC CIK: 0001181167

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
RAYMOND JAMES FINANCIAL INCRJF · Entity 3126	SVP, Controller & CAO	March 04, 2020	March 06, 2020

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

RAYMOND JAMES FINANCIAL INC

Report date March 04, 2020 · Filed March 06, 2020

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	6,979	Ending reported balance After 2020-03-04 transaction · row 3 3 source rows · reconciled sequence Row 1 · 2020-03-04 · Exercise / conversion · Acquired 2,139 · Balance 8,171 Row 2 · 2020-03-04 · Exercise / conversion · Acquired 1,741 · Balance 9,912 Row 3 · 2020-03-04 · Tax withholding · Disposed 2,933 · Balance 6,979
Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $55.49 · Expires 2021-11-20	Direct	2,361	Reported balance After 2020-03-04 transaction · row 5 Instrument identity requires review; Table II rows are not merged. 1 source row Row 5 · 2020-03-04 · Exercise / conversion · Disposed 2,139 · Balance 2,361 F2: Stock options vested 60% on 11/20/2017, 20% on 11/20/2018, and 20% on 11/20/2019.
Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $48.20 · Expires 2020-11-21	Direct	2,259	Reported balance After 2020-03-04 transaction · row 6 Instrument identity requires review; Table II rows are not merged. 1 source row Row 6 · 2020-03-04 · Exercise / conversion · Disposed 1,741 · Balance 2,259 F3: Stock options vested 60% on 11/21/2016, 20% on 11/21/2017, and 20% on 11/21/2018.
Common StockSEC Table I · non-derivative	IndirectESOP	4,360	Reported balance Holding disclosure · report date 2020-03-04 · row 4 Holding and transaction disclosures are not merged. 1 source row Row 4 · Balance 4,360 F1: Includes shares of common stock acquired under the reporting person's Employee Stock Ownership Plan (ESOP) account through March 4, 2020.

Filing footnotes · ownership attribution and instrument terms

F1: Includes shares of common stock acquired under the reporting person's Employee Stock Ownership Plan (ESOP) account through March 4, 2020.

F2: Stock options vested 60% on 11/20/2017, 20% on 11/20/2018, and 20% on 11/20/2019.

F3: Stock options vested 60% on 11/21/2016, 20% on 11/21/2017, and 20% on 11/21/2018.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
November 30, 2016 Filed Dec 2, 2016 21:08 UTC	RAYMOND JAMES FINANCIAL INC RJF · Entity 3126	GrantRestricted Stock Units · Derivative	3,000	$0.00	$0.00	Disclosure SEC source: 0001225208-16-042605 · doc4.xml · derivative · entry 1 ACKART JENNIFER C · CIK 0001181167 · SVP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 Underlying: Common Stock · 3,000 shares Expires 2021-11-30 F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F2 · derivative.exercise_date: RSUs vest 60% on 11/30/2019, 20% on 11/30/2020, and 20% on 11/30/2021. Read SEC document
November 28, 2016 Filed Nov 28, 2016 20:13 UTC	RAYMOND JAMES FINANCIAL INC RJF · Entity 3126	SaleCommon Stock	7,500	$71.63	$537,210.75	Disclosure SEC source: 0001225208-16-042294 · doc4.xml · nonDerivative · entry 1 ACKART JENNIFER C · CIK 0001181167 · SVP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,957 F1 · kind: The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price. F2 · price: Reflects the weighted average sale price. The range of prices for such transaction was $71.50 to $71.89. Read SEC document
November 19, 2015 Filed Nov 20, 2018 20:19 UTC Amendment	RAYMOND JAMES FINANCIAL INC RJF · Entity 3126	GrantRestricted Stock Units · Derivative	4,300	$0.00	$0.00	Disclosure SEC source: 0001225208-18-015719 · doc4a.xml · derivative · entry 1 ACKART JENNIFER C · CIK 0001181167 · SVP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,300 Underlying: Common Stock · 4,300 shares Expires 2020-11-19 F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F2 · derivative.exercise_date: RSUs vest 60% on 11/19/2018, 20% on 11/19/2019, and 20% on 11/19/2020. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.