Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| RAYMOND JAMES FINANCIAL INCRJF · Entity 3126 | SVP, Controller & CAO | March 04, 2020 | March 06, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
RAYMOND JAMES FINANCIAL INC
Report date March 04, 2020 · Filed March 06, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 6,979 |
Ending reported balance
After 2020-03-04 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2020-03-04 · Exercise / conversion · Acquired 2,139 · Balance 8,171 Row 2 · 2020-03-04 · Exercise / conversion · Acquired 1,741 · Balance 9,912 Row 3 · 2020-03-04 · Tax withholding · Disposed 2,933 · Balance 6,979 |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $55.49 · Expires 2021-11-20 | Direct | 2,361 |
Reported balance
After 2020-03-04 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2020-03-04 · Exercise / conversion · Disposed 2,139 · Balance 2,361 F2: Stock options vested 60% on 11/20/2017, 20% on 11/20/2018, and 20% on 11/20/2019. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $48.20 · Expires 2020-11-21 | Direct | 2,259 |
Reported balance
After 2020-03-04 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2020-03-04 · Exercise / conversion · Disposed 1,741 · Balance 2,259 F3: Stock options vested 60% on 11/21/2016, 20% on 11/21/2017, and 20% on 11/21/2018. |
| Common StockSEC Table I · non-derivative | IndirectESOP | 4,360 |
Reported balance
Holding disclosure · report date 2020-03-04 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 4,360 F1: Includes shares of common stock acquired under the reporting person's Employee Stock Ownership Plan (ESOP) account through March 4, 2020. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes shares of common stock acquired under the reporting person's Employee Stock Ownership Plan (ESOP) account through March 4, 2020.
F2: Stock options vested 60% on 11/20/2017, 20% on 11/20/2018, and 20% on 11/20/2019.
F3: Stock options vested 60% on 11/21/2016, 20% on 11/21/2017, and 20% on 11/21/2018.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 04, 2020 Filed Mar 6, 2020 16:31 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 1,741 | $0.00 Strike: $48.20 | $0.00 |
DisclosureSEC source: 0001225208-20-004542 · doc4.xml · derivative · entry 6 ACKART JENNIFER C · CIK 0001181167 · SVP, Controller & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,259 Underlying: Common Stock · 1,741 shares Expires 2020-11-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Stock options vested 60% on 11/21/2016, 20% on 11/21/2017, and 20% on 11/21/2018. Read SEC document |
| March 04, 2020 Filed Mar 6, 2020 16:31 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 2,139 | $0.00 Strike: $55.49 | $0.00 |
DisclosureSEC source: 0001225208-20-004542 · doc4.xml · derivative · entry 5 ACKART JENNIFER C · CIK 0001181167 · SVP, Controller & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,361 Underlying: Common Stock · 2,139 shares Expires 2021-11-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Stock options vested 60% on 11/20/2017, 20% on 11/20/2018, and 20% on 11/20/2019. Read SEC document |
| March 04, 2020 Filed Mar 6, 2020 16:31 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Tax withholdingCommon Stock | 2,933 | $79.79 | $234,024.07 |
DisclosureSEC source: 0001225208-20-004542 · doc4.xml · nonDerivative · entry 3 ACKART JENNIFER C · CIK 0001181167 · SVP, Controller & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,979 Read SEC document |
| March 04, 2020 Filed Mar 6, 2020 16:31 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Exercise / conversionCommon Stock | 1,741 | $48.20 | $83,916.20 |
DisclosureSEC source: 0001225208-20-004542 · doc4.xml · nonDerivative · entry 2 ACKART JENNIFER C · CIK 0001181167 · SVP, Controller & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,912 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 04, 2020 Filed Mar 6, 2020 16:31 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Exercise / conversionCommon Stock | 2,139 | $55.49 | $118,693.11 |
DisclosureSEC source: 0001225208-20-004542 · doc4.xml · nonDerivative · entry 1 ACKART JENNIFER C · CIK 0001181167 · SVP, Controller & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,171 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 15, 2019 Filed Dec 16, 2019 22:06 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Exercise / conversionRestricted Stock Units · Derivative | 291 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-015854 · doc4.xml · derivative · entry 7 ACKART JENNIFER C · CIK 0001181167 · SVP, Controller & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 291 shares Expires 2019-12-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| December 15, 2019 Filed Dec 16, 2019 22:06 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Tax withholdingCommon Stock | 70 | $90.88 | $6,361.60 |
DisclosureSEC source: 0001225208-19-015854 · doc4.xml · nonDerivative · entry 4 ACKART JENNIFER C · CIK 0001181167 · SVP, Controller & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,032 Read SEC document |
| December 15, 2019 Filed Dec 16, 2019 22:06 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Exercise / conversionCommon Stock | 291 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-015854 · doc4.xml · nonDerivative · entry 3 ACKART JENNIFER C · CIK 0001181167 · SVP, Controller & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,102 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| December 13, 2019 Filed Dec 16, 2019 22:06 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | GrantRestricted Stock Units · Derivative | 228 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-015854 · doc4.xml · derivative · entry 6 ACKART JENNIFER C · CIK 0001181167 · SVP, Controller & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 228 Underlying: Common Stock · 228 shares Expires 2022-12-13 F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F3 · shares: Award of RSUs as a portion of annual bonus under Amended and Restated 2012 Stock Incentive Plan. Read SEC document |
| December 12, 2019 Filed Dec 16, 2019 22:06 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | SaleCommon Stock | 2,500 | $90.50 | $226,250.00 |
DisclosureSEC source: 0001225208-19-015854 · doc4.xml · nonDerivative · entry 2 ACKART JENNIFER C · CIK 0001181167 · SVP, Controller & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,811 Read SEC document |
| December 10, 2019 Filed Dec 16, 2019 22:06 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | GiftCommon Stock | 115 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-015854 · doc4.xml · nonDerivative · entry 1 ACKART JENNIFER C · CIK 0001181167 · SVP, Controller & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,311 Read SEC document |
| December 06, 2019 Filed Dec 10, 2019 20:28 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | SaleCommon Stock | 2,000 | $90.87 | $181,744.00 |
DisclosureSEC source: 0001225208-19-015560 · doc4.xml · nonDerivative · entry 1 ACKART JENNIFER C · CIK 0001181167 · SVP, Controller & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,426 F1 · kind: The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price. F2 · price: Reflects the weighted average sale price. The range of prices for such transaction was $90.83 to $90.88. Read SEC document |
| November 30, 2019 Filed Dec 3, 2019 11:56 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Exercise / conversionRestricted Stock Units · Derivative | 1,800 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-015119 · doc4.xml · derivative · entry 4 ACKART JENNIFER C · CIK 0001181167 · SVP, Controller & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,200 Underlying: Common Stock · 1,800 shares Expires 2021-11-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F3 · derivative.exercise_date: RSUs vested 60% on 11/30/2019, 20% will vest on 11/30/2020, and 20% will vest on 11/30/2021. Read SEC document |
| November 30, 2019 Filed Dec 3, 2019 11:56 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Tax withholdingCommon Stock | 438 | $89.82 | $39,341.16 |
DisclosureSEC source: 0001225208-19-015119 · doc4.xml · nonDerivative · entry 2 ACKART JENNIFER C · CIK 0001181167 · SVP, Controller & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,426 Read SEC document |
| November 30, 2019 Filed Dec 3, 2019 11:56 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Exercise / conversionCommon Stock | 1,800 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-015119 · doc4.xml · nonDerivative · entry 1 ACKART JENNIFER C · CIK 0001181167 · SVP, Controller & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,864 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| November 27, 2019 Filed Nov 29, 2019 17:37 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | SaleCommon Stock | 3,000 | $90.00 | $270,000.00 |
DisclosureSEC source: 0001225208-19-015033 · doc4.xml · nonDerivative · entry 1 ACKART JENNIFER C · CIK 0001181167 · SVP, Controller & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,064 Read SEC document |
| November 22, 2019 Filed Nov 25, 2019 20:25 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | GrantRestricted Stock Units · Derivative | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-014848 · doc4.xml · derivative · entry 1 ACKART JENNIFER C · CIK 0001181167 · SVP, Controller & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 Underlying: Common Stock · 3,000 shares Expires 2024-11-22 F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F2 · derivative.exercise_date: RSUs vest 60% on 11/22/2022, 20% on 11/22/2023, and 20% on 11/22/2024. Read SEC document |
| November 20, 2019 Filed Nov 21, 2019 21:16 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 4,000 | $0.00 Strike: $37.87 | $0.00 |
DisclosureSEC source: 0001225208-19-014740 · doc4.xml · derivative · entry 7 ACKART JENNIFER C · CIK 0001181167 · SVP, Controller & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,000 shares Expires 2019-11-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The stock option vested 60% on 11/29/2015, 20% on 11/29/2016, and 20% on 11/29/2017. Read SEC document |
| November 20, 2019 Filed Nov 21, 2019 21:16 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Tax withholdingCommon Stock | 1,808 | $88.97 | $160,857.76 |
DisclosureSEC source: 0001225208-19-014740 · doc4.xml · nonDerivative · entry 4 ACKART JENNIFER C · CIK 0001181167 · SVP, Controller & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,064 Read SEC document |
| November 20, 2019 Filed Nov 21, 2019 21:16 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Exercise / conversionCommon Stock | 4,000 | $37.87 | $151,480.00 |
DisclosureSEC source: 0001225208-19-014740 · doc4.xml · nonDerivative · entry 3 ACKART JENNIFER C · CIK 0001181167 · SVP, Controller & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,872 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 19, 2019 Filed Nov 21, 2019 21:16 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Exercise / conversionRestricted Stock Units · Derivative | 860 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-014740 · doc4.xml · derivative · entry 6 ACKART JENNIFER C · CIK 0001181167 · SVP, Controller & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 860 Underlying: Common Stock · 860 shares Expires 2020-11-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F3 · derivative.exercise_date: RSUs vested 60% on 11/19/2018, 20% on 11/19/2019, and will vest 20% on 11/19/2020. Read SEC document |
| November 19, 2019 Filed Nov 21, 2019 21:16 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Tax withholdingCommon Stock | 205 | $89.25 | $18,296.25 |
DisclosureSEC source: 0001225208-19-014740 · doc4.xml · nonDerivative · entry 2 ACKART JENNIFER C · CIK 0001181167 · SVP, Controller & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,872 Read SEC document |
| November 19, 2019 Filed Nov 21, 2019 21:16 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Exercise / conversionCommon Stock | 860 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-014740 · doc4.xml · nonDerivative · entry 1 ACKART JENNIFER C · CIK 0001181167 · SVP, Controller & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,077 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| December 15, 2018 Filed Dec 18, 2018 20:09 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Exercise / conversionRestricted Stock Units · Derivative | 306 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-016789 · doc4.xml · derivative · entry 5 ACKART JENNIFER C · CIK 0001181167 · SVP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 306 shares Expires 2018-12-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| December 15, 2018 Filed Dec 18, 2018 20:09 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Tax withholdingCommon Stock | 74 | $74.34 | $5,501.16 |
DisclosureSEC source: 0001225208-18-016789 · doc4.xml · nonDerivative · entry 2 ACKART JENNIFER C · CIK 0001181167 · SVP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,217 Read SEC document |
| December 15, 2018 Filed Dec 18, 2018 20:09 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Exercise / conversionCommon Stock | 306 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-016789 · doc4.xml · nonDerivative · entry 1 ACKART JENNIFER C · CIK 0001181167 · SVP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,291 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| December 14, 2018 Filed Dec 18, 2018 20:09 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | GrantRestricted Stock Units · Derivative | 245 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-016789 · doc4.xml · derivative · entry 4 ACKART JENNIFER C · CIK 0001181167 · SVP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 245 Underlying: Common Stock · 245 shares Expires 2021-12-14 F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F3 · shares: Award of RSUs as a portion of annual bonus under Amended and Restated 2012 Stock Incentive Plan. Read SEC document |
| November 29, 2018 Filed Nov 30, 2018 18:48 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | GrantRestricted Stock Units · Derivative | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-016003 · doc4.xml · derivative · entry 1 ACKART JENNIFER C · CIK 0001181167 · SVP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 Underlying: Common Stock · 3,000 shares Expires 2023-11-29 F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F2 · derivative.exercise_date: RSUs vest 60% on 11/29/2021, 20% on 11/29/2022, and 20% on 11/29/2023. Read SEC document |
| November 19, 2018 Filed Nov 21, 2018 16:13 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Exercise / conversionRestricted Stock Units · Derivative | 2,580 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-015788 · doc4.xml · derivative · entry 4 ACKART JENNIFER C · CIK 0001181167 · SVP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,720 Underlying: Common Stock · 2,580 shares Expires 2020-11-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F3 · derivative.exercise_date: RSUs vested 60% on 11/19/2018, and will vest 20% on 11/19/2019, and 20% on 11/19/2020. Read SEC document |
| November 19, 2018 Filed Nov 21, 2018 16:13 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Tax withholdingCommon Stock | 623 | $77.91 | $48,537.93 |
DisclosureSEC source: 0001225208-18-015788 · doc4.xml · nonDerivative · entry 2 ACKART JENNIFER C · CIK 0001181167 · SVP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,985 Read SEC document |
| November 19, 2018 Filed Nov 21, 2018 16:13 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Exercise / conversionCommon Stock | 2,580 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-015788 · doc4.xml · nonDerivative · entry 1 ACKART JENNIFER C · CIK 0001181167 · SVP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,608 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| February 15, 2018 Filed Feb 16, 2018 16:05 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | SaleCommon Stock | 5,000 | $91.00 | $455,000.00 |
DisclosureSEC source: 0001225208-18-003088 · doc4.xml · nonDerivative · entry 1 ACKART JENNIFER C · CIK 0001181167 · SVP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,028 Read SEC document |
| December 15, 2017 Filed Dec 19, 2017 21:03 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | GrantRestricted Stock Units · Derivative | 320 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-018883 · doc4.xml · derivative · entry 7 ACKART JENNIFER C · CIK 0001181167 · SVP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 320 Underlying: Common Stock · 320 shares Expires 2020-12-15 F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F3 · shares: Award of RSUs as a portion of annual bonus under Amended and Restated 2012 Stock Incentive Plan. Read SEC document |
| December 15, 2017 Filed Dec 19, 2017 21:03 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Exercise / conversionRestricted Stock Units · Derivative | 273 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-018883 · doc4.xml · derivative · entry 6 ACKART JENNIFER C · CIK 0001181167 · SVP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 273 shares Expires 2017-12-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| December 15, 2017 Filed Dec 19, 2017 21:03 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | GiftCommon Stock | 500 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-018883 · doc4.xml · nonDerivative · entry 4 ACKART JENNIFER C · CIK 0001181167 · SVP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,028 Read SEC document |
| December 15, 2017 Filed Dec 19, 2017 21:03 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Tax withholdingCommon Stock | 74 | $88.24 | $6,529.76 |
DisclosureSEC source: 0001225208-17-018883 · doc4.xml · nonDerivative · entry 3 ACKART JENNIFER C · CIK 0001181167 · SVP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,528 Read SEC document |
| December 15, 2017 Filed Dec 19, 2017 21:03 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Exercise / conversionCommon Stock | 273 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-018883 · doc4.xml · nonDerivative · entry 2 ACKART JENNIFER C · CIK 0001181167 · SVP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,602 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| December 06, 2017 Filed Dec 19, 2017 21:03 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | GiftCommon Stock | 80 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-018883 · doc4.xml · nonDerivative · entry 1 ACKART JENNIFER C · CIK 0001181167 · SVP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,329 Read SEC document |
| November 30, 2017 Filed Dec 1, 2017 22:58 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | GrantRestricted Stock Units · Derivative | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-018006 · doc4.xml · derivative · entry 3 ACKART JENNIFER C · CIK 0001181167 · SVP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 Underlying: Common Stock · 3,000 shares Expires 2022-11-30 F4 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F5 · derivative.exercise_date: RSUs vest 60% on 11/30/2020, 20% on 11/30/2021, and 20% on 11/30/2022. Read SEC document |
| November 30, 2017 Filed Dec 1, 2017 22:58 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | SaleCommon Stock | 3,000 | $89.23 | $267,683.10 |
DisclosureSEC source: 0001225208-17-018006 · doc4.xml · nonDerivative · entry 1 ACKART JENNIFER C · CIK 0001181167 · SVP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,409 F1 · kind: The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price. F2 · price: Reflects the weighted average sale price. The range of prices for such transaction was $89.21 to $89.27. Read SEC document |
| March 03, 2017 Filed Mar 7, 2017 20:45 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | SaleCommon Stock | 2,500 | $80.00 | $200,000.00 |
DisclosureSEC source: 0001225208-17-005727 · doc4.xml · nonDerivative · entry 1 ACKART JENNIFER C · CIK 0001181167 · SVP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,499 Read SEC document |
| March 02, 2017 Filed Mar 3, 2017 21:05 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | SaleCommon Stock | 2,500 | $79.44 | $198,602.00 |
DisclosureSEC source: 0001225208-17-005506 · doc4.xml · nonDerivative · entry 1 ACKART JENNIFER C · CIK 0001181167 · SVP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,999 F1 · kind: The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price. F2 · price: Reflects the weighted average sale price. The range of prices for such transaction was $79.42 to $79.47. Read SEC document |
| January 04, 2017 Filed Jan 5, 2017 21:04 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 7,000 | $0.00 Strike: $27.10 | $0.00 |
DisclosureSEC source: 0001225208-17-000676 · doc4.xml · derivative · entry 4 ACKART JENNIFER C · CIK 0001181167 · SVP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,000 shares Expires 2017-01-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Of the 7,000 employee stock options granted on 11/22/2011, 60% vested on 11/22/2014, 20% on 11/22/2015, and 20% on 11/22/2016. Read SEC document |
| January 04, 2017 Filed Jan 5, 2017 21:04 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Tax withholdingCommon Stock | 2,623 | $72.31 | $189,669.13 |
DisclosureSEC source: 0001225208-17-000676 · doc4.xml · nonDerivative · entry 2 ACKART JENNIFER C · CIK 0001181167 · SVP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,499 Read SEC document |
| January 04, 2017 Filed Jan 5, 2017 21:04 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Exercise / conversionCommon Stock | 7,000 | $27.10 | $189,700.00 |
DisclosureSEC source: 0001225208-17-000676 · doc4.xml · nonDerivative · entry 1 ACKART JENNIFER C · CIK 0001181167 · SVP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,122 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 15, 2016 Filed Dec 19, 2016 15:50 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | GrantRestricted Stock Units · Derivative | 291 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-043434 · doc4.xml · derivative · entry 1 ACKART JENNIFER C · CIK 0001181167 · SVP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 291 Underlying: Common Stock · 291 shares Expires 2019-12-15 F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F2 · shares: Award of RSUs as a portion of annual bonus under 2012 Stock Incentive Plan. Read SEC document |
| December 13, 2016 Filed Dec 14, 2016 20:47 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Exercise / conversionRestricted Stock Units · Derivative | 227 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-043167 · doc4.xml · derivative · entry 4 ACKART JENNIFER C · CIK 0001181167 · SVP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 227 shares Expires 2016-12-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| December 13, 2016 Filed Dec 14, 2016 20:47 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Tax withholdingCommon Stock | 62 | $71.60 | $4,439.20 |
DisclosureSEC source: 0001225208-16-043167 · doc4.xml · nonDerivative · entry 2 ACKART JENNIFER C · CIK 0001181167 · SVP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,122 Read SEC document |
| December 13, 2016 Filed Dec 14, 2016 20:47 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Exercise / conversionCommon Stock | 227 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-043167 · doc4.xml · nonDerivative · entry 1 ACKART JENNIFER C · CIK 0001181167 · SVP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,184 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| December 07, 2016 Filed May 26, 2017 17:43 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | GiftCommon Stock | 90 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-010477 · doc4.xml · nonDerivative · entry 1 ACKART JENNIFER C · CIK 0001181167 · SVP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,867 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.