Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| APARTMENT INVESTMENT & MANAGEMENT COAIV · Entity 5661 | Executive Vice President | March 04, 2020 | March 06, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
APARTMENT INVESTMENT & MANAGEMENT CO
Report date March 04, 2020 · Filed March 06, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 58,612 |
Reported balance
After 2020-03-04 transaction · row 1
1 source rowRow 1 · 2020-03-04 · Sale · Disposed 25,429 · Balance 58,612 F1: This is a weighted average price. The prices for which the shares were actually sold ranged from $50.50 to $51.00. The reporting person has provided to the issuer and will provide to any security holder or the staff of the Securities and Exchange Commission, upon request, information regarding the number of shares sold at each price within the range. |
Filing footnotes · ownership attribution and instrument terms
F1: This is a weighted average price. The prices for which the shares were actually sold ranged from $50.50 to $51.00. The reporting person has provided to the issuer and will provide to any security holder or the staff of the Securities and Exchange Commission, upon request, information regarding the number of shares sold at each price within the range.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 04, 2020 Filed Mar 6, 2020 23:20 UTC | APARTMENT INVESTMENT & MANAGEMENT CO AIV · Entity 5661 | SaleClass A Common Stock | 25,429 | $50.61 | $1,286,877.77 |
DisclosureSEC source: 0001229384-20-000042 · edgar.xml · nonDerivative · entry 1 Bezzant John E · CIK 0001510233 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,612 F1 · price: This is a weighted average price. The prices for which the shares were actually sold ranged from $50.50 to $51.00. The reporting person has provided to the issuer and will provide to any security holder or the staff of the Securities and Exchange Commission, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
| May 31, 2019 Filed Jul 8, 2019 23:09 UTC | APARTMENT INVESTMENT & MANAGEMENT CO AIV · Entity 5661 | GrantClass A Common Stock | 518 | $49.43 | $25,604.74 |
DisclosureSEC source: 0001229384-19-000054 · edgar.xml · nonDerivative · entry 2 Bezzant John E · CIK 0001510233 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,041 F3 · shares: The shares were acquired through dividend reinvestment. Read SEC document |
| March 22, 2019 Filed Jul 8, 2019 23:09 UTC | APARTMENT INVESTMENT & MANAGEMENT CO AIV · Entity 5661 | OtherClass A Common Stock | 2,026 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001229384-19-000054 · edgar.xml · nonDerivative · entry 1 Bezzant John E · CIK 0001510233 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,523 F1 · shares: Aimco effected a 1 for 1.03119 reverse split on February 20, 2019, and then paid a special dividend on March 22, 2019, resulting in the reporting person's ownership of 2,026 additional shares of common stock. F2 · price: Shares acquired in special dividend paid on March 22, 2019, price column not applicable. Read SEC document |
| January 29, 2019 Filed Feb 1, 2019 01:05 UTC | APARTMENT INVESTMENT & MANAGEMENT CO AIV · Entity 5661 | GrantStock Option (right to buy) · Derivative | 14,085 | Not disclosed Strike: $38.73 | Not disclosed |
DisclosureSEC source: 0001229384-19-000024 · edgar.xml · derivative · entry 3 Bezzant John E · CIK 0001510233 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,085 Underlying: Class A Common Stock · 14,085 shares Expires 2026-01-26 F3 · kind: Option Award approved by Compensation and Human Resources Committee in connection with a portion of 2016 long term incentive compensation, price column not applicable. Receipt of the stock option was subject to satisfaction of total shareholder return criteria over the period compared to specified indices. F3 · price: Option Award approved by Compensation and Human Resources Committee in connection with a portion of 2016 long term incentive compensation, price column not applicable. Receipt of the stock option was subject to satisfaction of total shareholder return criteria over the period compared to specified indices. F4 · derivative.exercise_date: The option vests 50% on January 29, 2019, and 50% on January 26, 2020. Read SEC document |
| January 29, 2019 Filed Feb 1, 2019 01:05 UTC | APARTMENT INVESTMENT & MANAGEMENT CO AIV · Entity 5661 | GrantClass A Common Stock | 8,686 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001229384-19-000024 · edgar.xml · nonDerivative · entry 2 Bezzant John E · CIK 0001510233 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,497 F2 · kind: Stock Award approved by Compensation and Human Resources Committee in connection with a portion of 2016 long term incentive compensation, price column not applicable. Receipt of the shares was subject to satisfaction of total shareholder return criteria over the period compared to specified indices. The shares vest 50% on January 29, 2019, and 50% on January 26, 2020. F2 · price: Stock Award approved by Compensation and Human Resources Committee in connection with a portion of 2016 long term incentive compensation, price column not applicable. Receipt of the shares was subject to satisfaction of total shareholder return criteria over the period compared to specified indices. The shares vest 50% on January 29, 2019, and 50% on January 26, 2020. Read SEC document |
| January 29, 2019 Filed Feb 1, 2019 01:05 UTC | APARTMENT INVESTMENT & MANAGEMENT CO AIV · Entity 5661 | GrantClass A Common Stock | 6,205 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001229384-19-000024 · edgar.xml · nonDerivative · entry 1 Bezzant John E · CIK 0001510233 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,811 F1 · kind: Stock Award approved by Compensation and Human Resources Committee in connection with a portion of 2016 long term incentive compensation, price column not applicable. Receipt of the shares was subject to satisfaction of certain performance criteria. The shares vest 50% on January 29, 2019, and 50% on January 26, 2020. F1 · price: Stock Award approved by Compensation and Human Resources Committee in connection with a portion of 2016 long term incentive compensation, price column not applicable. Receipt of the shares was subject to satisfaction of certain performance criteria. The shares vest 50% on January 29, 2019, and 50% on January 26, 2020. Read SEC document |
| December 10, 2018 Filed Dec 17, 2018 23:36 UTC | APARTMENT INVESTMENT & MANAGEMENT CO AIV · Entity 5661 | GiftClass A Common Stock | 4,026 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001229384-18-000058 · edgar.xml · nonDerivative · entry 1 Bezzant John E · CIK 0001510233 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,606 F1 · price: Charitable gift to 501c3 organization. Read SEC document |
| January 30, 2018 Filed Feb 1, 2018 23:41 UTC | APARTMENT INVESTMENT & MANAGEMENT CO AIV · Entity 5661 | GrantClass A Common Stock | 5,587 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001229384-18-000026 · edgar.xml · nonDerivative · entry 3 Bezzant John E · CIK 0001510233 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,632 F3 · shares: The shares vest 25% on each anniversary of the grant date of January 30, 2018, beginning with the first anniversary. F4 · price: Stock Award approved by Compensation and Human Resources Committee in connection with a portion of 2018 long term incentive compensation, price column not applicable. Read SEC document |
| January 30, 2018 Filed Feb 1, 2018 23:41 UTC | APARTMENT INVESTMENT & MANAGEMENT CO AIV · Entity 5661 | GrantClass A Common Stock | 14,512 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001229384-18-000026 · edgar.xml · nonDerivative · entry 2 Bezzant John E · CIK 0001510233 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,045 F2 · kind: Stock Award approved by Compensation and Human Resources Committee in connection with a portion of 2015 long term incentive compensation, price column not applicable. Receipt of the shares was subject to satisfaction of total shareholder return criteria over the period compared to specified indices. The shares vest 50% on February 12, 2018, and 50% on February 12, 2019. F2 · price: Stock Award approved by Compensation and Human Resources Committee in connection with a portion of 2015 long term incentive compensation, price column not applicable. Receipt of the shares was subject to satisfaction of total shareholder return criteria over the period compared to specified indices. The shares vest 50% on February 12, 2018, and 50% on February 12, 2019. Read SEC document |
| January 30, 2018 Filed Feb 1, 2018 23:41 UTC | APARTMENT INVESTMENT & MANAGEMENT CO AIV · Entity 5661 | GrantClass A Common Stock | 9,675 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001229384-18-000026 · edgar.xml · nonDerivative · entry 1 Bezzant John E · CIK 0001510233 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,533 F1 · kind: Stock Award approved by Compensation and Human Resources Committee in connection with a portion of 2015 long term incentive compensation, price column not applicable. Receipt of the shares was subject to satisfaction of certain performance criteria. The shares vest 50% on February 12, 2018, and 50% on February 12, 2019. F1 · price: Stock Award approved by Compensation and Human Resources Committee in connection with a portion of 2015 long term incentive compensation, price column not applicable. Receipt of the shares was subject to satisfaction of certain performance criteria. The shares vest 50% on February 12, 2018, and 50% on February 12, 2019. Read SEC document |
| November 24, 2017 Filed Nov 28, 2017 23:30 UTC | APARTMENT INVESTMENT & MANAGEMENT CO AIV · Entity 5661 | SaleClass A Common Stock | 7,564 | $44.77 | $338,640.28 |
DisclosureSEC source: 0001229384-17-000055 · edgar.xml · nonDerivative · entry 2 Bezzant John E · CIK 0001510233 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,858 Read SEC document |
| November 17, 2017 Filed Nov 28, 2017 23:30 UTC | APARTMENT INVESTMENT & MANAGEMENT CO AIV · Entity 5661 | GiftClass A Common Stock | 1,475 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001229384-17-000055 · edgar.xml · nonDerivative · entry 1 Bezzant John E · CIK 0001510233 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,422 F1 · price: Charitable gift to 501c3 organization. Read SEC document |
| November 08, 2017 Filed Nov 8, 2017 23:18 UTC | APARTMENT INVESTMENT & MANAGEMENT CO AIV · Entity 5661 | Exercise / conversionStock Option (right to buy) · Derivative | 4,180 | Not disclosed Strike: $28.33 | Not disclosed |
DisclosureSEC source: 0001229384-17-000051 · edgar.xml · derivative · entry 2 Bezzant John E · CIK 0001510233 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 4,180 shares Expires 2018-01-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Option Award approved by Compensation and Human Resources Committee; price column not applicable. F1 · derivative.exercise_date: All of the options were fully vested and exercisable as of January 29, 2012. Read SEC document |
| November 08, 2017 Filed Nov 8, 2017 23:18 UTC | APARTMENT INVESTMENT & MANAGEMENT CO AIV · Entity 5661 | Exercise / conversionClass A Common Stock | 4,180 | $28.33 | $118,419.40 |
DisclosureSEC source: 0001229384-17-000051 · edgar.xml · nonDerivative · entry 1 Bezzant John E · CIK 0001510233 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,897 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 30, 2017 Filed Mar 31, 2017 22:21 UTC | APARTMENT INVESTMENT & MANAGEMENT CO AIV · Entity 5661 | SaleClass A Common Stock | 7,085 | $44.25 | $313,511.25 |
DisclosureSEC source: 0001229384-17-000040 · edgar.xml · nonDerivative · entry 1 Bezzant John E · CIK 0001510233 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,717 Read SEC document |
| January 31, 2017 Filed Feb 2, 2017 23:46 UTC | APARTMENT INVESTMENT & MANAGEMENT CO AIV · Entity 5661 | GrantClass A Common Stock | 5,275 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001229384-17-000024 · edgar.xml · nonDerivative · entry 1 Bezzant John E · CIK 0001510233 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,802 F1 · shares: The shares vest 25% on each anniversary of the grant date of January 31, 2017, beginning with the first anniversary. F2 · price: Stock Award approved by Compensation and Human Resources Committee in connection with a portion of 2017 long term incentive compensation, price column not applicable. Read SEC document |
| December 23, 2016 Filed Jan 19, 2017 23:22 UTC | APARTMENT INVESTMENT & MANAGEMENT CO AIV · Entity 5661 | GiftClass A Common Stock | 1,904 | $0.00 | $0.00 |
DisclosureSEC source: 0001229384-17-000004 · edgar.xml · nonDerivative · entry 1 Bezzant John E · CIK 0001510233 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,527 F1 · price: Charitable gift to 501c3 organization. Read SEC document |
| December 13, 2016 Filed Dec 15, 2016 23:36 UTC | APARTMENT INVESTMENT & MANAGEMENT CO AIV · Entity 5661 | SaleClass A Common Stock | 5,732 | $42.63 | $244,330.51 |
DisclosureSEC source: 0001229384-16-000139 · edgar.xml · nonDerivative · entry 1 Bezzant John E · CIK 0001510233 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,431 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.