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person · Reporting owner

Kuppuswamy Murali

Disclosed activity across 2 companies

Tapewire entity
150895
SEC CIK
0001675493

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
HERTZ GLOBAL HOLDINGS, INCHTZ · Entity 5147EVP Chief Human Resources OffiMarch 04, 2020March 06, 2020

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

HERTZ GLOBAL HOLDINGS, INC

Report date March 04, 2020 · Filed March 06, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect63,969 Ending reported balance After 2020-03-04 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2020-03-04 · Grant · Acquired 12,906 · Balance 64,978

F1: On March 4, 2019, the Reporting Person received 12,906 Performance Stock Units ("PSUs)" that vest in equal installments on the first, second and third anniversaries of the grant date, in each case, contingent upon (a) the Reporting Person's continued employment and (b) gross revenue of the Issuer during the 2019 fiscal year. The gross revenue of the Issuer during the 2019 fiscal year satisfied the contingency.

Row 2 · 2020-03-04 · Tax withholding · Disposed 1,009 · Balance 63,969

F2: Shares withheld to pay tax liabilities incident to the vesting of earned PSUs.

Filing footnotes · ownership attribution and instrument terms

F1: On March 4, 2019, the Reporting Person received 12,906 Performance Stock Units ("PSUs)" that vest in equal installments on the first, second and third anniversaries of the grant date, in each case, contingent upon (a) the Reporting Person's continued employment and (b) gross revenue of the Issuer during the 2019 fiscal year. The gross revenue of the Issuer during the 2019 fiscal year satisfied the contingency.

F2: Shares withheld to pay tax liabilities incident to the vesting of earned PSUs.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Baker Hughes Holdings LLC

Report date July 03, 2017 · Filed July 03, 2017

Section 16 reporting ended · disclosed 2017-07-03. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, $1.00 Par ValueSEC Table I · non-derivativeDirect0 Ending reported balance After 2017-07-03 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2017-06-19 · Grant · Acquired 104.4452 · Balance 6,510.4452

F1: Acquisition under Employee Stock Purchase Plan exempt from Section 16 of the Securities Exchange Act of 1934 by Rule 16b-3.

Row 2 · 2017-07-03 · Disposition to issuer · Disposed 6,510.4452 · Balance 0

F2: On the closing date (the "Closing Date") of the transactions contemplated by the Transaction Agreement and Plan of Merger, dated as of October 30, 2016, as amended (the "Transaction Agreement"), among the Issuer, General Electric Company, and certain subsidiaries of the Issuer, each outstanding share of common stock of the Issuer ("BHI Common Stock"), whether restricted or unrestricted, was cancelled and converted into the right to receive (a) one share of Class A common stock of Baker Hughes, a GE Company ("BHGE Common Stock") and (b) a special one-time cash dividend of $17.50 per share of BHGE Common Stock (the "Special Dividend").

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $45.21 · Expires 2023-01-24Direct0 Reported balance After 2017-07-03 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2017-07-03 · Disposition to issuer · Disposed 2,508 · Balance 0

F3: Pursuant to the Transaction Agreement, on the Closing Date, each outstanding option to purchase shares of BHI Common Stock (each, a "BHI Option"), whether or not exercisable, was cancelled and converted into a fully exercisable option to purchase an equal number of shares of BHGE Common Stock, with a per share exercise price equal to the per share exercise price of such BHI Option less $17.50 to reflect the Special Dividend, and otherwise with the same terms and conditions as applied to such BHI Option immediately prior to the Closing Date.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $47.75 · Expires 2023-07-24Direct0 Reported balance After 2017-07-03 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2017-07-03 · Disposition to issuer · Disposed 2,375 · Balance 0

F3: Pursuant to the Transaction Agreement, on the Closing Date, each outstanding option to purchase shares of BHI Common Stock (each, a "BHI Option"), whether or not exercisable, was cancelled and converted into a fully exercisable option to purchase an equal number of shares of BHGE Common Stock, with a per share exercise price equal to the per share exercise price of such BHI Option less $17.50 to reflect the Special Dividend, and otherwise with the same terms and conditions as applied to such BHI Option immediately prior to the Closing Date.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $56.73 · Expires 2024-01-22Direct0 Reported balance After 2017-07-03 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2017-07-03 · Disposition to issuer · Disposed 3,739 · Balance 0

F3: Pursuant to the Transaction Agreement, on the Closing Date, each outstanding option to purchase shares of BHI Common Stock (each, a "BHI Option"), whether or not exercisable, was cancelled and converted into a fully exercisable option to purchase an equal number of shares of BHGE Common Stock, with a per share exercise price equal to the per share exercise price of such BHI Option less $17.50 to reflect the Special Dividend, and otherwise with the same terms and conditions as applied to such BHI Option immediately prior to the Closing Date.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $72.70 · Expires 2024-07-14Direct0 Reported balance After 2017-07-03 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2017-07-03 · Disposition to issuer · Disposed 4,378 · Balance 0

F3: Pursuant to the Transaction Agreement, on the Closing Date, each outstanding option to purchase shares of BHI Common Stock (each, a "BHI Option"), whether or not exercisable, was cancelled and converted into a fully exercisable option to purchase an equal number of shares of BHGE Common Stock, with a per share exercise price equal to the per share exercise price of such BHI Option less $17.50 to reflect the Special Dividend, and otherwise with the same terms and conditions as applied to such BHI Option immediately prior to the Closing Date.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2017-07-03 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2017-07-03 · Disposition to issuer · Disposed 3,202 · Balance 0

F4: Prior to the Closing Date, each restricted stock unit represented a contingent right to one share of BHI Common Stock (each, a "BHI RSU"). Pursuant to the Transaction Agreement, on the Closing Date, each outstanding BHI RSU was cancelled and converted into a restricted stock unit with respect to a share of BHGE Common Stock, with the same terms and conditions as applied to such BHI RSU immediately prior to the Closing Date (including the right with respect to the Special Dividend).

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2017-07-03 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2017-07-03 · Disposition to issuer · Disposed 9,174 · Balance 0

F4: Prior to the Closing Date, each restricted stock unit represented a contingent right to one share of BHI Common Stock (each, a "BHI RSU"). Pursuant to the Transaction Agreement, on the Closing Date, each outstanding BHI RSU was cancelled and converted into a restricted stock unit with respect to a share of BHGE Common Stock, with the same terms and conditions as applied to such BHI RSU immediately prior to the Closing Date (including the right with respect to the Special Dividend).

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2017-07-03 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2017-07-03 · Disposition to issuer · Disposed 10,700 · Balance 0

F4: Prior to the Closing Date, each restricted stock unit represented a contingent right to one share of BHI Common Stock (each, a "BHI RSU"). Pursuant to the Transaction Agreement, on the Closing Date, each outstanding BHI RSU was cancelled and converted into a restricted stock unit with respect to a share of BHGE Common Stock, with the same terms and conditions as applied to such BHI RSU immediately prior to the Closing Date (including the right with respect to the Special Dividend).

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2017-07-03 transaction · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · 2017-07-03 · Disposition to issuer · Disposed 11,845 · Balance 0

F4: Prior to the Closing Date, each restricted stock unit represented a contingent right to one share of BHI Common Stock (each, a "BHI RSU"). Pursuant to the Transaction Agreement, on the Closing Date, each outstanding BHI RSU was cancelled and converted into a restricted stock unit with respect to a share of BHGE Common Stock, with the same terms and conditions as applied to such BHI RSU immediately prior to the Closing Date (including the right with respect to the Special Dividend).

Filing footnotes · ownership attribution and instrument terms

F1: Acquisition under Employee Stock Purchase Plan exempt from Section 16 of the Securities Exchange Act of 1934 by Rule 16b-3.

F2: On the closing date (the "Closing Date") of the transactions contemplated by the Transaction Agreement and Plan of Merger, dated as of October 30, 2016, as amended (the "Transaction Agreement"), among the Issuer, General Electric Company, and certain subsidiaries of the Issuer, each outstanding share of common stock of the Issuer ("BHI Common Stock"), whether restricted or unrestricted, was cancelled and converted into the right to receive (a) one share of Class A common stock of Baker Hughes, a GE Company ("BHGE Common Stock") and (b) a special one-time cash dividend of $17.50 per share of BHGE Common Stock (the "Special Dividend").

F3: Pursuant to the Transaction Agreement, on the Closing Date, each outstanding option to purchase shares of BHI Common Stock (each, a "BHI Option"), whether or not exercisable, was cancelled and converted into a fully exercisable option to purchase an equal number of shares of BHGE Common Stock, with a per share exercise price equal to the per share exercise price of such BHI Option less $17.50 to reflect the Special Dividend, and otherwise with the same terms and conditions as applied to such BHI Option immediately prior to the Closing Date.

F4: Prior to the Closing Date, each restricted stock unit represented a contingent right to one share of BHI Common Stock (each, a "BHI RSU"). Pursuant to the Transaction Agreement, on the Closing Date, each outstanding BHI RSU was cancelled and converted into a restricted stock unit with respect to a share of BHGE Common Stock, with the same terms and conditions as applied to such BHI RSU immediately prior to the Closing Date (including the right with respect to the Special Dividend).

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 04, 2020 Filed Mar 4, 2020 21:40 UTC HERTZ GLOBAL HOLDINGS, INC HTZ · Entity 5147 GrantCommon Stock 7,529 $0.00 $0.00
Disclosure

SEC source: 0001657853-20-000011 · wf-form4_158335801098959.xml · nonDerivative · entry 3

Kuppuswamy Murali · CIK 0001675493 · EVP Chief Human Resources Offi

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,072

F3 · shares: On March 4, 2019, the Reporting Person received 30,115 PSUs that vest on the third anniversary of the grant date, contingent upon (a) the recipient's continued employment and (b) achievement of financial performance goals (Adjusted Corporate EBITDA) for the 2019 performance period, the combined 2019 and 2020 performance period and the combined 2019, 2020 and 2021 performance period. Following certification of 2019 performance by the Compensation Committee on March 2, 2020, the Reporting Person earned 25% of the target award based on 2019 performance. The Reporting Person is eligible to earn 50% of the target award based on combined 2019 and 2020 performance and up to 150% based on combined 2019, 2020 and 2021 performance.

Read SEC document
March 04, 2020 Filed Mar 6, 2020 21:32 UTC HERTZ GLOBAL HOLDINGS, INC HTZ · Entity 5147 Tax withholdingCommon Stock 1,009 $0.00 $0.00
Disclosure

SEC source: 0001657853-20-000020 · wf-form4_158353035223805.xml · nonDerivative · entry 2

Kuppuswamy Murali · CIK 0001675493 · EVP Chief Human Resources Offi

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,969

F2 · shares: Shares withheld to pay tax liabilities incident to the vesting of earned PSUs.

Read SEC document
March 04, 2020 Filed Mar 6, 2020 21:32 UTC HERTZ GLOBAL HOLDINGS, INC HTZ · Entity 5147 GrantCommon Stock 12,906 $0.00 $0.00
Disclosure

SEC source: 0001657853-20-000020 · wf-form4_158353035223805.xml · nonDerivative · entry 1

Kuppuswamy Murali · CIK 0001675493 · EVP Chief Human Resources Offi

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,978

F1 · shares: On March 4, 2019, the Reporting Person received 12,906 Performance Stock Units ("PSUs)" that vest in equal installments on the first, second and third anniversaries of the grant date, in each case, contingent upon (a) the Reporting Person's continued employment and (b) gross revenue of the Issuer during the 2019 fiscal year. The gross revenue of the Issuer during the 2019 fiscal year satisfied the contingency.

Read SEC document
March 02, 2020 Filed Mar 4, 2020 21:40 UTC HERTZ GLOBAL HOLDINGS, INC HTZ · Entity 5147 GrantCommon Stock 19,153 $0.00 $0.00
Disclosure

SEC source: 0001657853-20-000011 · wf-form4_158335801098959.xml · nonDerivative · entry 2

Kuppuswamy Murali · CIK 0001675493 · EVP Chief Human Resources Offi

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,543

F2 · shares: Includes 19,153 Restricted Stock Units, each of which represents a contingent right to receive one share of HTZ Common Stock, which will vest in equal installments on the first, second and third anniversaries of the grant date of March 2, 2020, subject to the continued employment of the Reporting Person by the Issuer or any subsidiary thereof through each such vesting date.

Read SEC document
March 02, 2020 Filed Mar 4, 2020 21:40 UTC HERTZ GLOBAL HOLDINGS, INC HTZ · Entity 5147 Tax withholdingCommon Stock 1,142 $0.00 $0.00
Disclosure

SEC source: 0001657853-20-000011 · wf-form4_158335801098959.xml · nonDerivative · entry 1

Kuppuswamy Murali · CIK 0001675493 · EVP Chief Human Resources Offi

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,390

F1 · shares: Shares withheld to pay tax liabilities incident to the vesting of earned Performance Stock Units "(PSUs").

Read SEC document
July 09, 2019 Filed Jul 11, 2019 20:24 UTC HERTZ GLOBAL HOLDINGS, INC HTZ · Entity 5147 OtherSubscription Rights (right to buy) · Derivative 2,770 $0.00 Strike: $12.95 $0.00
Disclosure

SEC source: 0001657853-19-000105 · wf-form4_156287667360773.xml · derivative · entry 2

Kuppuswamy Murali · CIK 0001675493 · EVP Chief Human Resources Offi

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,906 shares

Expires 2019-07-12

F1 · shares: Represents the exercise by the Reporting Person of 2,770 of his transferable basic subscription rights (each subscription right entitling its holder to purchase 0.688285 shares of HTZ Common Stock at a subscription price equal to $12.95 per whole share), which were distributed to all holders of HTZ Common Stock on a pro rata basis on the June 24, 2019 record date for the rights offering. The Reporting Person will acquire the shares of Common Stock received from the exercise when issued by the Issuer at the expiration of the rights offering on July 12, 2019.

Read SEC document
July 09, 2019 Filed Jul 11, 2019 20:24 UTC HERTZ GLOBAL HOLDINGS, INC HTZ · Entity 5147 OtherCommon Stock 1,906 $12.95 $24,682.70
Disclosure

SEC source: 0001657853-19-000105 · wf-form4_156287667360773.xml · nonDerivative · entry 1

Kuppuswamy Murali · CIK 0001675493 · EVP Chief Human Resources Offi

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,532

F1 · shares: Represents the exercise by the Reporting Person of 2,770 of his transferable basic subscription rights (each subscription right entitling its holder to purchase 0.688285 shares of HTZ Common Stock at a subscription price equal to $12.95 per whole share), which were distributed to all holders of HTZ Common Stock on a pro rata basis on the June 24, 2019 record date for the rights offering. The Reporting Person will acquire the shares of Common Stock received from the exercise when issued by the Issuer at the expiration of the rights offering on July 12, 2019.

F2 · balance_after: Reflects the number of shares of Common Stock following anti-dilutive adjustments to the Reporting Person's outstanding equity awards, pursuant to the terms of such awards, in connection with the Issuer's pro rata distribution of transferable basic subscription rights discussed in footnote 1.

F3 · balance_after: Includes (a) 8,085 Performance Stock Units ("PSUs"), each of which represents a contingent right to receive one share of HTZ Common Stock, half of which vest on March 2, 2020 and half of which vest on March 2, 2021, and (b) 9,095 PSUs, each of which represents a contingent right to receive one share of HTZ Common Stock, that vest on the third anniversary of the grant date of March 4, 2019, in each case, subject to the continued employment of the Reporting Person by the Issuer or any subsidiary thereof through each such vesting date.

Read SEC document
March 04, 2019 Filed Mar 6, 2019 23:27 UTC HERTZ GLOBAL HOLDINGS, INC HTZ · Entity 5147 GrantCommon Stock 8,460 $0.00 $0.00
Disclosure

SEC source: 0001657853-19-000019 · wf-form4_155191486015111.xml · nonDerivative · entry 3

Kuppuswamy Murali · CIK 0001675493 · EVP Chief Human Resources Offi

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,751

F4 · shares: On March 2, 2018, the Reporting Person received 33,841 PSUs that vest on the third anniversary of the grant date, contingent upon (a) the recipient's continued employment and (b) achievement of financial performance goals (Adjusted Corporate EBITDA) for 2018, the combined 2018 and 2019 performance period and the combined 2018, 2019 and 2020 period. The Reporting Person earned 25% of the target award based on 2018 performance. The Reporting Person is eligible to earn 50% of the target award based on 2018 performance and up to 150% based on combined 2018, 2019 and 2020 performance.

F5 · balance_after: Includes (a) 10,291 PSUs, each of which represents a contingent right to receive one share of HTZ Common Stock, that vest in equal installments on the first, second and third anniversaries of the grant date and (b) 8,460 PSUs, each of which represents a contingent right to receive one share of HTZ Common Stock, that vest on the third anniversary of the grant date, in each case, subject to the continued employment of the Reporting Person by the Issuer or any subsidiary thereof through each such vesting date.

Read SEC document
March 04, 2019 Filed Mar 6, 2019 23:27 UTC HERTZ GLOBAL HOLDINGS, INC HTZ · Entity 5147 Tax withholdingCommon Stock 989 $0.00 $0.00
Disclosure

SEC source: 0001657853-19-000019 · wf-form4_155191486015111.xml · nonDerivative · entry 2

Kuppuswamy Murali · CIK 0001675493 · EVP Chief Human Resources Offi

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,291

F3 · balance_after: Includes 10,291 PSUs, each of which represents a contingent right to receive one share of HTZ Common Stock, that vest in equal installments on the first, second and third anniversaries of the grant date, in each case subject to the continued employment of the Reporting Person by the Issuer or any subsidiary thereof through each such vesting date.

Read SEC document
March 04, 2019 Filed Mar 6, 2019 23:27 UTC HERTZ GLOBAL HOLDINGS, INC HTZ · Entity 5147 GrantCommon Stock 11,280 $0.00 $0.00
Disclosure

SEC source: 0001657853-19-000019 · wf-form4_155191486015111.xml · nonDerivative · entry 1

Kuppuswamy Murali · CIK 0001675493 · EVP Chief Human Resources Offi

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,280

F1 · shares: On March 2, 2018, the Reporting Person received 11,280 Performance Stock Units ("PSUs") that vest in equal installments on the first, second and third anniversaries of the grant date, in each case, contingent upon (a) the recipient's continued employment and (b) gross revenue of the Issuer during the 2018 fiscal year. The gross revenue of the Issuer during the 2018 fiscal year satisfied the contingency.

F2 · balance_after: Includes 11,280 PSUs, each of which represents a contingent right to receive one share of HTZ Common Stock, that vest in equal installments on the first, second and third anniversaries of the grant date, in each case, subject to the continued employment of the Reporting Person by the Issuer or any subsidiary thereof through each such vesting date.

Read SEC document
March 03, 2018 Filed Mar 7, 2018 02:55 UTC HERTZ GLOBAL HOLDINGS, INC HTZ · Entity 5147 GrantEmployee Stock Option · Derivative 19,616 $0.00 Strike: $17.73 $0.00
Disclosure

SEC source: 0001104659-18-015338 · a4.xml · derivative · entry 1

Kuppuswamy Murali · CIK 0001675493 · Exec. VP and CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,616

Underlying: Common Stock · 19,616 shares

Expires 2025-03-02

F1 · derivative.exercise_date: These stock options were granted on March 2, 2018 and will vest 25% on each anniversary of the date of grant, subject to the reporting person's continued employment.

Read SEC document
July 03, 2017 Filed Jul 3, 2017 19:56 UTC Baker Hughes Holdings LLC BHI · Entity 50098 Disposition to issuerRestricted Stock Units · Derivative 11,845 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-022536 · form4.xml · derivative · entry 10

Kuppuswamy Murali · CIK 0001675493 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1.00 Par Value · 11,845 shares

Expires not disclosed

F4 · derivative.exercise_price: Prior to the Closing Date, each restricted stock unit represented a contingent right to one share of BHI Common Stock (each, a "BHI RSU"). Pursuant to the Transaction Agreement, on the Closing Date, each outstanding BHI RSU was cancelled and converted into a restricted stock unit with respect to a share of BHGE Common Stock, with the same terms and conditions as applied to such BHI RSU immediately prior to the Closing Date (including the right with respect to the Special Dividend).

F4 · price: Prior to the Closing Date, each restricted stock unit represented a contingent right to one share of BHI Common Stock (each, a "BHI RSU"). Pursuant to the Transaction Agreement, on the Closing Date, each outstanding BHI RSU was cancelled and converted into a restricted stock unit with respect to a share of BHGE Common Stock, with the same terms and conditions as applied to such BHI RSU immediately prior to the Closing Date (including the right with respect to the Special Dividend).

F4 · derivative.exercise_date: Prior to the Closing Date, each restricted stock unit represented a contingent right to one share of BHI Common Stock (each, a "BHI RSU"). Pursuant to the Transaction Agreement, on the Closing Date, each outstanding BHI RSU was cancelled and converted into a restricted stock unit with respect to a share of BHGE Common Stock, with the same terms and conditions as applied to such BHI RSU immediately prior to the Closing Date (including the right with respect to the Special Dividend).

F4 · derivative.expiration_date: Prior to the Closing Date, each restricted stock unit represented a contingent right to one share of BHI Common Stock (each, a "BHI RSU"). Pursuant to the Transaction Agreement, on the Closing Date, each outstanding BHI RSU was cancelled and converted into a restricted stock unit with respect to a share of BHGE Common Stock, with the same terms and conditions as applied to such BHI RSU immediately prior to the Closing Date (including the right with respect to the Special Dividend).

Read SEC document
July 03, 2017 Filed Jul 3, 2017 19:56 UTC Baker Hughes Holdings LLC BHI · Entity 50098 Disposition to issuerRestricted Stock Units · Derivative 10,700 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-022536 · form4.xml · derivative · entry 9

Kuppuswamy Murali · CIK 0001675493 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1.00 Par Value · 10,700 shares

Expires not disclosed

F4 · derivative.exercise_price: Prior to the Closing Date, each restricted stock unit represented a contingent right to one share of BHI Common Stock (each, a "BHI RSU"). Pursuant to the Transaction Agreement, on the Closing Date, each outstanding BHI RSU was cancelled and converted into a restricted stock unit with respect to a share of BHGE Common Stock, with the same terms and conditions as applied to such BHI RSU immediately prior to the Closing Date (including the right with respect to the Special Dividend).

F4 · price: Prior to the Closing Date, each restricted stock unit represented a contingent right to one share of BHI Common Stock (each, a "BHI RSU"). Pursuant to the Transaction Agreement, on the Closing Date, each outstanding BHI RSU was cancelled and converted into a restricted stock unit with respect to a share of BHGE Common Stock, with the same terms and conditions as applied to such BHI RSU immediately prior to the Closing Date (including the right with respect to the Special Dividend).

F4 · derivative.exercise_date: Prior to the Closing Date, each restricted stock unit represented a contingent right to one share of BHI Common Stock (each, a "BHI RSU"). Pursuant to the Transaction Agreement, on the Closing Date, each outstanding BHI RSU was cancelled and converted into a restricted stock unit with respect to a share of BHGE Common Stock, with the same terms and conditions as applied to such BHI RSU immediately prior to the Closing Date (including the right with respect to the Special Dividend).

F4 · derivative.expiration_date: Prior to the Closing Date, each restricted stock unit represented a contingent right to one share of BHI Common Stock (each, a "BHI RSU"). Pursuant to the Transaction Agreement, on the Closing Date, each outstanding BHI RSU was cancelled and converted into a restricted stock unit with respect to a share of BHGE Common Stock, with the same terms and conditions as applied to such BHI RSU immediately prior to the Closing Date (including the right with respect to the Special Dividend).

Read SEC document
July 03, 2017 Filed Jul 3, 2017 19:56 UTC Baker Hughes Holdings LLC BHI · Entity 50098 Disposition to issuerRestricted Stock Units · Derivative 9,174 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-022536 · form4.xml · derivative · entry 8

Kuppuswamy Murali · CIK 0001675493 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1.00 Par Value · 9,174 shares

Expires not disclosed

F4 · derivative.exercise_price: Prior to the Closing Date, each restricted stock unit represented a contingent right to one share of BHI Common Stock (each, a "BHI RSU"). Pursuant to the Transaction Agreement, on the Closing Date, each outstanding BHI RSU was cancelled and converted into a restricted stock unit with respect to a share of BHGE Common Stock, with the same terms and conditions as applied to such BHI RSU immediately prior to the Closing Date (including the right with respect to the Special Dividend).

F4 · price: Prior to the Closing Date, each restricted stock unit represented a contingent right to one share of BHI Common Stock (each, a "BHI RSU"). Pursuant to the Transaction Agreement, on the Closing Date, each outstanding BHI RSU was cancelled and converted into a restricted stock unit with respect to a share of BHGE Common Stock, with the same terms and conditions as applied to such BHI RSU immediately prior to the Closing Date (including the right with respect to the Special Dividend).

F4 · derivative.exercise_date: Prior to the Closing Date, each restricted stock unit represented a contingent right to one share of BHI Common Stock (each, a "BHI RSU"). Pursuant to the Transaction Agreement, on the Closing Date, each outstanding BHI RSU was cancelled and converted into a restricted stock unit with respect to a share of BHGE Common Stock, with the same terms and conditions as applied to such BHI RSU immediately prior to the Closing Date (including the right with respect to the Special Dividend).

F4 · derivative.expiration_date: Prior to the Closing Date, each restricted stock unit represented a contingent right to one share of BHI Common Stock (each, a "BHI RSU"). Pursuant to the Transaction Agreement, on the Closing Date, each outstanding BHI RSU was cancelled and converted into a restricted stock unit with respect to a share of BHGE Common Stock, with the same terms and conditions as applied to such BHI RSU immediately prior to the Closing Date (including the right with respect to the Special Dividend).

Read SEC document
July 03, 2017 Filed Jul 3, 2017 19:56 UTC Baker Hughes Holdings LLC BHI · Entity 50098 Disposition to issuerRestricted Stock Units · Derivative 3,202 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-022536 · form4.xml · derivative · entry 7

Kuppuswamy Murali · CIK 0001675493 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1.00 Par Value · 3,202 shares

Expires not disclosed

F4 · derivative.exercise_price: Prior to the Closing Date, each restricted stock unit represented a contingent right to one share of BHI Common Stock (each, a "BHI RSU"). Pursuant to the Transaction Agreement, on the Closing Date, each outstanding BHI RSU was cancelled and converted into a restricted stock unit with respect to a share of BHGE Common Stock, with the same terms and conditions as applied to such BHI RSU immediately prior to the Closing Date (including the right with respect to the Special Dividend).

F4 · price: Prior to the Closing Date, each restricted stock unit represented a contingent right to one share of BHI Common Stock (each, a "BHI RSU"). Pursuant to the Transaction Agreement, on the Closing Date, each outstanding BHI RSU was cancelled and converted into a restricted stock unit with respect to a share of BHGE Common Stock, with the same terms and conditions as applied to such BHI RSU immediately prior to the Closing Date (including the right with respect to the Special Dividend).

F4 · derivative.exercise_date: Prior to the Closing Date, each restricted stock unit represented a contingent right to one share of BHI Common Stock (each, a "BHI RSU"). Pursuant to the Transaction Agreement, on the Closing Date, each outstanding BHI RSU was cancelled and converted into a restricted stock unit with respect to a share of BHGE Common Stock, with the same terms and conditions as applied to such BHI RSU immediately prior to the Closing Date (including the right with respect to the Special Dividend).

F4 · derivative.expiration_date: Prior to the Closing Date, each restricted stock unit represented a contingent right to one share of BHI Common Stock (each, a "BHI RSU"). Pursuant to the Transaction Agreement, on the Closing Date, each outstanding BHI RSU was cancelled and converted into a restricted stock unit with respect to a share of BHGE Common Stock, with the same terms and conditions as applied to such BHI RSU immediately prior to the Closing Date (including the right with respect to the Special Dividend).

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July 03, 2017 Filed Jul 3, 2017 19:56 UTC Baker Hughes Holdings LLC BHI · Entity 50098 Disposition to issuerStock Option (Right to Buy) · Derivative 4,378 Not disclosed Strike: $72.70 Not disclosed
Disclosure

SEC source: 0001127602-17-022536 · form4.xml · derivative · entry 6

Kuppuswamy Murali · CIK 0001675493 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1.00 Par Value · 4,378 shares

Expires 2024-07-14

F3 · price: Pursuant to the Transaction Agreement, on the Closing Date, each outstanding option to purchase shares of BHI Common Stock (each, a "BHI Option"), whether or not exercisable, was cancelled and converted into a fully exercisable option to purchase an equal number of shares of BHGE Common Stock, with a per share exercise price equal to the per share exercise price of such BHI Option less $17.50 to reflect the Special Dividend, and otherwise with the same terms and conditions as applied to such BHI Option immediately prior to the Closing Date.

F3 · derivative.exercise_date: Pursuant to the Transaction Agreement, on the Closing Date, each outstanding option to purchase shares of BHI Common Stock (each, a "BHI Option"), whether or not exercisable, was cancelled and converted into a fully exercisable option to purchase an equal number of shares of BHGE Common Stock, with a per share exercise price equal to the per share exercise price of such BHI Option less $17.50 to reflect the Special Dividend, and otherwise with the same terms and conditions as applied to such BHI Option immediately prior to the Closing Date.

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July 03, 2017 Filed Jul 3, 2017 19:56 UTC Baker Hughes Holdings LLC BHI · Entity 50098 Disposition to issuerStock Option (Right to Buy) · Derivative 3,739 Not disclosed Strike: $56.73 Not disclosed
Disclosure

SEC source: 0001127602-17-022536 · form4.xml · derivative · entry 5

Kuppuswamy Murali · CIK 0001675493 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1.00 Par Value · 3,739 shares

Expires 2024-01-22

F3 · price: Pursuant to the Transaction Agreement, on the Closing Date, each outstanding option to purchase shares of BHI Common Stock (each, a "BHI Option"), whether or not exercisable, was cancelled and converted into a fully exercisable option to purchase an equal number of shares of BHGE Common Stock, with a per share exercise price equal to the per share exercise price of such BHI Option less $17.50 to reflect the Special Dividend, and otherwise with the same terms and conditions as applied to such BHI Option immediately prior to the Closing Date.

F3 · derivative.exercise_date: Pursuant to the Transaction Agreement, on the Closing Date, each outstanding option to purchase shares of BHI Common Stock (each, a "BHI Option"), whether or not exercisable, was cancelled and converted into a fully exercisable option to purchase an equal number of shares of BHGE Common Stock, with a per share exercise price equal to the per share exercise price of such BHI Option less $17.50 to reflect the Special Dividend, and otherwise with the same terms and conditions as applied to such BHI Option immediately prior to the Closing Date.

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July 03, 2017 Filed Jul 3, 2017 19:56 UTC Baker Hughes Holdings LLC BHI · Entity 50098 Disposition to issuerStock Option (Right to Buy) · Derivative 2,375 Not disclosed Strike: $47.75 Not disclosed
Disclosure

SEC source: 0001127602-17-022536 · form4.xml · derivative · entry 4

Kuppuswamy Murali · CIK 0001675493 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1.00 Par Value · 2,375 shares

Expires 2023-07-24

F3 · price: Pursuant to the Transaction Agreement, on the Closing Date, each outstanding option to purchase shares of BHI Common Stock (each, a "BHI Option"), whether or not exercisable, was cancelled and converted into a fully exercisable option to purchase an equal number of shares of BHGE Common Stock, with a per share exercise price equal to the per share exercise price of such BHI Option less $17.50 to reflect the Special Dividend, and otherwise with the same terms and conditions as applied to such BHI Option immediately prior to the Closing Date.

F3 · derivative.exercise_date: Pursuant to the Transaction Agreement, on the Closing Date, each outstanding option to purchase shares of BHI Common Stock (each, a "BHI Option"), whether or not exercisable, was cancelled and converted into a fully exercisable option to purchase an equal number of shares of BHGE Common Stock, with a per share exercise price equal to the per share exercise price of such BHI Option less $17.50 to reflect the Special Dividend, and otherwise with the same terms and conditions as applied to such BHI Option immediately prior to the Closing Date.

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July 03, 2017 Filed Jul 3, 2017 19:56 UTC Baker Hughes Holdings LLC BHI · Entity 50098 Disposition to issuerStock Option (Right to Buy) · Derivative 2,508 Not disclosed Strike: $45.21 Not disclosed
Disclosure

SEC source: 0001127602-17-022536 · form4.xml · derivative · entry 3

Kuppuswamy Murali · CIK 0001675493 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1.00 Par Value · 2,508 shares

Expires 2023-01-24

F3 · price: Pursuant to the Transaction Agreement, on the Closing Date, each outstanding option to purchase shares of BHI Common Stock (each, a "BHI Option"), whether or not exercisable, was cancelled and converted into a fully exercisable option to purchase an equal number of shares of BHGE Common Stock, with a per share exercise price equal to the per share exercise price of such BHI Option less $17.50 to reflect the Special Dividend, and otherwise with the same terms and conditions as applied to such BHI Option immediately prior to the Closing Date.

F3 · derivative.exercise_date: Pursuant to the Transaction Agreement, on the Closing Date, each outstanding option to purchase shares of BHI Common Stock (each, a "BHI Option"), whether or not exercisable, was cancelled and converted into a fully exercisable option to purchase an equal number of shares of BHGE Common Stock, with a per share exercise price equal to the per share exercise price of such BHI Option less $17.50 to reflect the Special Dividend, and otherwise with the same terms and conditions as applied to such BHI Option immediately prior to the Closing Date.

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July 03, 2017 Filed Jul 3, 2017 19:56 UTC Baker Hughes Holdings LLC BHI · Entity 50098 Disposition to issuerCommon Stock, $1.00 Par Value 6,510.4452 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-022536 · form4.xml · nonDerivative · entry 2

Kuppuswamy Murali · CIK 0001675493 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · shares: On the closing date (the "Closing Date") of the transactions contemplated by the Transaction Agreement and Plan of Merger, dated as of October 30, 2016, as amended (the "Transaction Agreement"), among the Issuer, General Electric Company, and certain subsidiaries of the Issuer, each outstanding share of common stock of the Issuer ("BHI Common Stock"), whether restricted or unrestricted, was cancelled and converted into the right to receive (a) one share of Class A common stock of Baker Hughes, a GE Company ("BHGE Common Stock") and (b) a special one-time cash dividend of $17.50 per share of BHGE Common Stock (the "Special Dividend").

F2 · price: On the closing date (the "Closing Date") of the transactions contemplated by the Transaction Agreement and Plan of Merger, dated as of October 30, 2016, as amended (the "Transaction Agreement"), among the Issuer, General Electric Company, and certain subsidiaries of the Issuer, each outstanding share of common stock of the Issuer ("BHI Common Stock"), whether restricted or unrestricted, was cancelled and converted into the right to receive (a) one share of Class A common stock of Baker Hughes, a GE Company ("BHGE Common Stock") and (b) a special one-time cash dividend of $17.50 per share of BHGE Common Stock (the "Special Dividend").

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June 19, 2017 Filed Jul 3, 2017 19:56 UTC Baker Hughes Holdings LLC BHI · Entity 50098 GrantCommon Stock, $1.00 Par Value 104.4452 $47.87 $5,000.00
Disclosure

SEC source: 0001127602-17-022536 · form4.xml · nonDerivative · entry 1

Kuppuswamy Murali · CIK 0001675493 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,510.4452

F1 · kind: Acquisition under Employee Stock Purchase Plan exempt from Section 16 of the Securities Exchange Act of 1934 by Rule 16b-3.

Read SEC document
January 27, 2017 Filed Jan 31, 2017 20:07 UTC Baker Hughes Holdings LLC BHI · Entity 50098 Exercise / conversionRestricted Stock Units · Derivative 4,586 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001127602-17-003062 · form4.xml · derivative · entry 3

Kuppuswamy Murali · CIK 0001675493 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,174

Underlying: Common Stock, $1.00 Par Value · 4,586 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive without payment one share of Baker Hughes common stock.

F1 · price: Each restricted stock unit represents a right to receive without payment one share of Baker Hughes common stock.

F2 · derivative.exercise_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant.

F2 · derivative.expiration_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant.

Read SEC document
January 27, 2017 Filed Jan 31, 2017 20:07 UTC Baker Hughes Holdings LLC BHI · Entity 50098 Tax withholdingCommon Stock, $1.00 Par Value 1,255 $63.10 $79,190.50
Disclosure

SEC source: 0001127602-17-003062 · form4.xml · nonDerivative · entry 2

Kuppuswamy Murali · CIK 0001675493 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,406

Read SEC document
January 27, 2017 Filed Jan 31, 2017 20:07 UTC Baker Hughes Holdings LLC BHI · Entity 50098 Exercise / conversionCommon Stock, $1.00 Par Value 4,586 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-003062 · form4.xml · nonDerivative · entry 1

Kuppuswamy Murali · CIK 0001675493 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,661

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a right to receive without payment one share of Baker Hughes common stock.

Read SEC document
January 25, 2017 Filed Jan 27, 2017 22:34 UTC Baker Hughes Holdings LLC BHI · Entity 50098 GrantRestricted Stock Units · Derivative 11,845 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-002712 · form4.xml · derivative · entry 1

Kuppuswamy Murali · CIK 0001675493 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,845

Underlying: Common Stock, $1.00 Par Value · 11,845 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive without payment one share of Baker Hughes common stock.

F1 · price: Each restricted stock unit represents a right to receive without payment one share of Baker Hughes common stock.

F2 · derivative.exercise_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant.

F2 · derivative.expiration_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant.

Read SEC document
January 23, 2017 Filed Jan 25, 2017 23:25 UTC Baker Hughes Holdings LLC BHI · Entity 50098 Exercise / conversionRestricted Stock Units · Derivative 1,131 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-002373 · form4.xml · derivative · entry 6

Kuppuswamy Murali · CIK 0001675493 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1.00 Par Value · 1,131 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive without payment one share of Baker Hughes common stock.

F1 · price: Each restricted stock unit represents a right to receive without payment one share of Baker Hughes common stock.

F2 · derivative.exercise_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant.

F2 · derivative.expiration_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant.

Read SEC document
January 23, 2017 Filed Jan 25, 2017 23:25 UTC Baker Hughes Holdings LLC BHI · Entity 50098 Exercise / conversionRestricted Stock Units · Derivative 3,202 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-002373 · form4.xml · derivative · entry 5

Kuppuswamy Murali · CIK 0001675493 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,202

Underlying: Common Stock, $1.00 Par Value · 3,202 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive without payment one share of Baker Hughes common stock.

F1 · price: Each restricted stock unit represents a right to receive without payment one share of Baker Hughes common stock.

F2 · derivative.exercise_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant.

F2 · derivative.expiration_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant.

Read SEC document
January 23, 2017 Filed Jan 25, 2017 23:25 UTC Baker Hughes Holdings LLC BHI · Entity 50098 Tax withholdingCommon Stock, $1.00 Par Value 310 $61.98 $19,213.80
Disclosure

SEC source: 0001127602-17-002373 · form4.xml · nonDerivative · entry 4

Kuppuswamy Murali · CIK 0001675493 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,075

Read SEC document
January 23, 2017 Filed Jan 25, 2017 23:25 UTC Baker Hughes Holdings LLC BHI · Entity 50098 Exercise / conversionCommon Stock, $1.00 Par Value 1,131 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-002373 · form4.xml · nonDerivative · entry 3

Kuppuswamy Murali · CIK 0001675493 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,385

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a right to receive without payment one share of Baker Hughes common stock.

Read SEC document
January 23, 2017 Filed Jan 25, 2017 23:25 UTC Baker Hughes Holdings LLC BHI · Entity 50098 Tax withholdingCommon Stock, $1.00 Par Value 948 $61.98 $58,757.04
Disclosure

SEC source: 0001127602-17-002373 · form4.xml · nonDerivative · entry 2

Kuppuswamy Murali · CIK 0001675493 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,254

Read SEC document
January 23, 2017 Filed Jan 25, 2017 23:25 UTC Baker Hughes Holdings LLC BHI · Entity 50098 Exercise / conversionCommon Stock, $1.00 Par Value 3,202 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-002373 · form4.xml · nonDerivative · entry 1

Kuppuswamy Murali · CIK 0001675493 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,202

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a right to receive without payment one share of Baker Hughes common stock.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.