Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CADIZ INCCDZI · Entity 5819 | Director · CFO | March 05, 2020 | March 10, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CADIZ INC
Report date March 05, 2020 · Filed March 10, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 114,887 |
Reported balance
After 2020-03-05 transaction · row 1
1 source rowRow 1 · 2020-03-05 · Grant · Acquired 20,387 · Balance 114,887 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 05, 2020 Filed Mar 10, 2020 00:49 UTC | CADIZ INC CDZI · Entity 5819 | GrantCommon Stock | 20,387 | $9.81 | $199,996.47 |
DisclosureSEC source: 0001191901-20-000001 · primary_doc.xml · nonDerivative · entry 1 SHAHEEN TIMOTHY J · CIK 0001191901 · Director · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,887 Read SEC document |
| December 19, 2017 Filed Feb 8, 2018 21:14 UTC | CADIZ INC cdzi · Entity 5819 | GiftCommon Stock | 4,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001191901-18-000001 · primary_doc.xml · nonDerivative · entry 1 SHAHEEN TIMOTHY J · CIK 0001191901 · Director · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,500 Read SEC document |
| September 21, 2017 Filed Sep 25, 2017 18:01 UTC | CADIZ INC CDZI · Entity 5819 | SaleCommon Stock | 50,000 | $12.30 | $615,000.00 |
DisclosureSEC source: 0001191901-17-000004 · primary_doc.xml · nonDerivative · entry 2 SHAHEEN TIMOTHY J · CIK 0001191901 · Director · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,500 Read SEC document |
| August 14, 2017 Filed Sep 25, 2017 18:01 UTC | CADIZ INC CDZI · Entity 5819 | GiftCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001191901-17-000004 · primary_doc.xml · nonDerivative · entry 1 SHAHEEN TIMOTHY J · CIK 0001191901 · Director · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 148,500 Read SEC document |
| June 21, 2017 Filed Jun 22, 2017 18:31 UTC | CADIZ INC CDZI · Entity 5819 | SaleCommon Stock | 50,000 | $13.00 | $650,000.00 |
DisclosureSEC source: 0001191901-17-000003 · primary_doc.xml · nonDerivative · entry 3 SHAHEEN TIMOTHY J · CIK 0001191901 · Director · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 158,500 F2 · shares: Sold by the Reporting Person for the purpose of meeting tax obligations arising from the vesting of RSUs as described in Footnote 1 above. Read SEC document |
| June 07, 2017 Filed Jun 22, 2017 18:31 UTC | CADIZ INC CDZI · Entity 5819 | Exercise / conversionRestricted Stock Units · Derivative | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001191901-17-000003 · primary_doc.xml · derivative · entry 5 SHAHEEN TIMOTHY J · CIK 0001191901 · Director · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 100,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each previously reported RSU represented a contingent right to receive one share of Cadiz Inc. common stock, with right vested June 7, 2017. F4 · derivative.exercise_date: Each previously reported RSU represented a contingent right to receive one share of Cadiz Inc. common stock, with right vested June 7, 2017. F4 · derivative.expiration_date: Each previously reported RSU represented a contingent right to receive one share of Cadiz Inc. common stock, with right vested June 7, 2017. Read SEC document |
| June 07, 2017 Filed Jun 22, 2017 18:31 UTC | CADIZ INC CDZI · Entity 5819 | Exercise / conversionCommon Stock | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001191901-17-000003 · primary_doc.xml · nonDerivative · entry 2 SHAHEEN TIMOTHY J · CIK 0001191901 · Director · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 208,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents vesting of 100,000 previously reported restricted stock units ("RSUs"). Read SEC document |
| May 18, 2017 Filed Jun 22, 2017 18:31 UTC | CADIZ INC CDZI · Entity 5819 | GiftCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001191901-17-000003 · primary_doc.xml · nonDerivative · entry 1 SHAHEEN TIMOTHY J · CIK 0001191901 · Director · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,500 Read SEC document |
| January 05, 2017 Filed Jan 6, 2017 23:15 UTC | CADIZ INC CDZI · Entity 5819 | SaleCommon Stock | 32,000 | $12.70 | $406,400.00 |
DisclosureSEC source: 0001191901-17-000001 · primary_doc.xml · nonDerivative · entry 3 SHAHEEN TIMOTHY J · CIK 0001191901 · Director · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,500 F1 · shares: Pursuant to a sales plan established in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended (the "Plan"), and in accordance with that certain Lockup Agreement, dated December 1, 2016, delivered by Mr. Shaheen to B. Riley & Co. LLC, 32,000 shares of the Company's common stock (the "Shares") were sold for the account of Mr. Shaheen for the purpose of meeting Mr. Shaheen's tax obligations arising from certain equity awards granted by the Company to Mr. Shaheen. The Shares represent the full amount authorized for sale under the Plan. Read SEC document |
| August 10, 2016 Filed Jan 6, 2017 23:15 UTC | CADIZ INC CDZI · Entity 5819 | GiftCommon Stock | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001191901-17-000001 · primary_doc.xml · nonDerivative · entry 2 SHAHEEN TIMOTHY J · CIK 0001191901 · Director · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,500 Read SEC document |
| May 10, 2016 Filed Jan 6, 2017 23:15 UTC | CADIZ INC CDZI · Entity 5819 | GiftCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001191901-17-000001 · primary_doc.xml · nonDerivative · entry 1 SHAHEEN TIMOTHY J · CIK 0001191901 · Director · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,500 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.