Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Valaris LtdVAL · Entity 3776 | Director · Executive Chairman | March 05, 2020 | March 09, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Valaris Ltd
Report date March 05, 2020 · Filed March 09, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Ordinary SharesSEC Table I · non-derivative | Direct | 225,402 |
Last balance in matching sequence
After 2020-03-06 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2020-03-05 · Tax withholding · Disposed 20,968 · Balance 235,570 F1: These shares were withheld upon vesting to enable the reporting person to satisfy tax withholding obligations that arose upon such vesting, which will be paid by the issuer to the appropriate taxing authority in cash. F2: On April 11, 2019, the Company effected a 1-for-4 reverse stock split. All share counts on this Form 4 are represented on a post-split basis. Row 2 · 2020-03-06 · Tax withholding · Disposed 10,168 · Balance 225,402 F1: These shares were withheld upon vesting to enable the reporting person to satisfy tax withholding obligations that arose upon such vesting, which will be paid by the issuer to the appropriate taxing authority in cash. F2: On April 11, 2019, the Company effected a 1-for-4 reverse stock split. All share counts on this Form 4 are represented on a post-split basis. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares were withheld upon vesting to enable the reporting person to satisfy tax withholding obligations that arose upon such vesting, which will be paid by the issuer to the appropriate taxing authority in cash.
F2: On April 11, 2019, the Company effected a 1-for-4 reverse stock split. All share counts on this Form 4 are represented on a post-split basis.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 06, 2020 Filed Mar 9, 2020 21:26 UTC | Valaris Ltd VAL · Entity 3776 | Tax withholdingClass A Ordinary Shares | 10,168 | $2.32 | $23,589.76 |
DisclosureSEC source: 0000314808-20-000041 · wf-form4_158378919588144.xml · nonDerivative · entry 2 Trowell Carl · CIK 0001608903 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 225,402 F1 · shares: These shares were withheld upon vesting to enable the reporting person to satisfy tax withholding obligations that arose upon such vesting, which will be paid by the issuer to the appropriate taxing authority in cash. F2 · balance_after: On April 11, 2019, the Company effected a 1-for-4 reverse stock split. All share counts on this Form 4 are represented on a post-split basis. Read SEC document |
| March 05, 2020 Filed Mar 9, 2020 21:26 UTC | Valaris Ltd VAL · Entity 3776 | Tax withholdingClass A Ordinary Shares | 20,968 | $2.96 | $62,065.28 |
DisclosureSEC source: 0000314808-20-000041 · wf-form4_158378919588144.xml · nonDerivative · entry 1 Trowell Carl · CIK 0001608903 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 235,570 F1 · shares: These shares were withheld upon vesting to enable the reporting person to satisfy tax withholding obligations that arose upon such vesting, which will be paid by the issuer to the appropriate taxing authority in cash. F2 · balance_after: On April 11, 2019, the Company effected a 1-for-4 reverse stock split. All share counts on this Form 4 are represented on a post-split basis. Read SEC document |
| April 11, 2019 Filed Apr 15, 2019 22:49 UTC | Valaris Ltd ESV · Entity 3776 | Disposition to issuerRestricted Share Units · Derivative | 592,419 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-19-021413 · a4.xml · derivative · entry 1 Trowell Carl · CIK 0001608903 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Ordinary Shares · 592,419 shares Expires not disclosed F1 · derivative.exercise_price: As previously disclosed, in exchange for the forfeiture of his 2017, 2018 and 2019 unvested cash performance unit awards and these 2019 unvested restricted share units, the reporting person received a cash payment. F1 · price: As previously disclosed, in exchange for the forfeiture of his 2017, 2018 and 2019 unvested cash performance unit awards and these 2019 unvested restricted share units, the reporting person received a cash payment. F1 · derivative.exercise_date: As previously disclosed, in exchange for the forfeiture of his 2017, 2018 and 2019 unvested cash performance unit awards and these 2019 unvested restricted share units, the reporting person received a cash payment. F1 · derivative.expiration_date: As previously disclosed, in exchange for the forfeiture of his 2017, 2018 and 2019 unvested cash performance unit awards and these 2019 unvested restricted share units, the reporting person received a cash payment. Read SEC document |
| March 06, 2019 Filed Mar 8, 2019 00:19 UTC | Valaris Ltd ESV · Entity 3776 | GrantRestricted Share Units · Derivative | 592,419 | $0.00 | $0.00 |
DisclosureSEC source: 0000314808-19-000041 · wf-form4_155200432984503.xml · derivative · entry 3 Trowell Carl · CIK 0001608903 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 592,419 Underlying: Class A Ordinary Shares · 592,419 shares Expires not disclosed F2 · derivative.exercise_price: Each Restricted Share Unit represents the economic equivalent of one Ensco Class A ordinary share. The Restricted Share Units vest in three equal annual installments beginning on the first anniversary of the grant date. F3 · derivative.exercise_date: On March 6, 2019, the reporting person was granted 592,419 restricted share units, vesting in three equal annual installments beginning on the first anniversary of the grant date. F3 · derivative.expiration_date: On March 6, 2019, the reporting person was granted 592,419 restricted share units, vesting in three equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| March 06, 2019 Filed Mar 8, 2019 00:19 UTC | Valaris Ltd ESV · Entity 3776 | Tax withholdingClass A Ordinary Shares | 40,672 | $4.22 | $171,635.84 |
DisclosureSEC source: 0000314808-19-000041 · wf-form4_155200432984503.xml · nonDerivative · entry 2 Trowell Carl · CIK 0001608903 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 901,290 F1 · shares: These shares were withheld upon vesting to enable the reporting person to satisfy tax withholding obligations that arose upon such vesting, which will be paid by the issuer to the appropriate taxing authority in cash. Read SEC document |
| March 06, 2019 Filed Mar 8, 2019 22:46 UTC | Valaris Ltd ESV · Entity 3776 | Tax withholdingClass A Ordinary Shares | 110,728 | $4.22 | $467,272.16 |
DisclosureSEC source: 0000314808-19-000055 · wf-form4_155208519216559.xml · nonDerivative · entry 2 Trowell Carl · CIK 0001608903 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,026,153 F2 · shares: These shares were withheld upon vesting to enable the reporting person to satisfy tax withholding obligations that arose upon such vesting, which will be paid by the issuer to the appropriate taxing authority in cash. Read SEC document |
| March 06, 2019 Filed Mar 8, 2019 22:46 UTC | Valaris Ltd ESV · Entity 3776 | GrantClass A Ordinary Shares | 235,591 | $0.00 | $0.00 |
DisclosureSEC source: 0000314808-19-000055 · wf-form4_155208519216559.xml · nonDerivative · entry 1 Trowell Carl · CIK 0001608903 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,136,881 F1 · shares: Shares earned under performance unit awards for 2016-2018 performance period. Read SEC document |
| March 05, 2019 Filed Mar 8, 2019 00:19 UTC | Valaris Ltd ESV · Entity 3776 | Tax withholdingClass A Ordinary Shares | 83,869 | $4.34 | $363,991.46 |
DisclosureSEC source: 0000314808-19-000041 · wf-form4_155200432984503.xml · nonDerivative · entry 1 Trowell Carl · CIK 0001608903 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 941,962 F1 · shares: These shares were withheld upon vesting to enable the reporting person to satisfy tax withholding obligations that arose upon such vesting, which will be paid by the issuer to the appropriate taxing authority in cash. Read SEC document |
| March 03, 2019 Filed Mar 5, 2019 22:43 UTC | Valaris Ltd ESV · Entity 3776 | Tax withholdingClass A Ordinary Shares | 35,835 | $4.22 | $151,223.70 |
DisclosureSEC source: 0000314808-19-000029 · wf-form4_155182580498870.xml · nonDerivative · entry 1 Trowell Carl · CIK 0001608903 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,025,831 F1 · shares: These shares were withheld upon vesting to enable the reporting person to satisfy tax withholding obligations that arose upon such vesting, which will be paid by the issuer to the appropriate taxing authority in cash. Read SEC document |
| March 06, 2018 Filed Mar 7, 2018 22:09 UTC | Valaris Ltd ESV · Entity 3776 | Tax withholdingClass A Ordinary Shares | 40,672 | $4.60 | $187,091.20 |
DisclosureSEC source: 0000314808-18-000047 · wf-form4_152046056068185.xml · nonDerivative · entry 4 Trowell Carl · CIK 0001608903 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,061,666 F3 · shares: These shares were withheld upon vesting to enable the reporting person to satisfy tax withholding obligations that arose upon such vesting, which will be paid by the issuer to the appropriate taxing authority in cash. Read SEC document |
| March 05, 2018 Filed Mar 7, 2018 22:09 UTC | Valaris Ltd ESV · Entity 3776 | Tax withholdingClass A Ordinary Shares | 23,788 | $5.91 | $140,587.08 |
DisclosureSEC source: 0000314808-18-000047 · wf-form4_152046056068185.xml · nonDerivative · entry 3 Trowell Carl · CIK 0001608903 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,102,338 F3 · shares: These shares were withheld upon vesting to enable the reporting person to satisfy tax withholding obligations that arose upon such vesting, which will be paid by the issuer to the appropriate taxing authority in cash. Read SEC document |
| March 05, 2018 Filed Mar 7, 2018 22:09 UTC | Valaris Ltd ESV · Entity 3776 | GrantClass A Ordinary Shares | 50,611 | $0.00 | $0.00 |
DisclosureSEC source: 0000314808-18-000047 · wf-form4_152046056068185.xml · nonDerivative · entry 2 Trowell Carl · CIK 0001608903 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,126,126 F2 · shares: Shares earned under performance unit awards for 2015-2017 performance period. Read SEC document |
| March 05, 2018 Filed Mar 7, 2018 22:09 UTC | Valaris Ltd ESV · Entity 3776 | GrantClass A Ordinary Shares | 535,332 | $0.00 | $0.00 |
DisclosureSEC source: 0000314808-18-000047 · wf-form4_152046056068185.xml · nonDerivative · entry 1 Trowell Carl · CIK 0001608903 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,075,515 F1 · shares: On March 5, 2018, the reporting person was granted 535,332 restricted shares, vesting in three equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| March 03, 2018 Filed Mar 5, 2018 21:17 UTC | Valaris Ltd ESV · Entity 3776 | Tax withholdingClass A Ordinary Shares | 35,835 | $4.42 | $158,390.70 |
DisclosureSEC source: 0000314808-18-000033 · wf-form4_152028463252881.xml · nonDerivative · entry 2 Trowell Carl · CIK 0001608903 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 540,183 F1 · shares: The reporting person disposed of these shares to an affiliate of the issuer upon the vesting of previously awarded restricted shares. The purpose of the disposition was to enable the reporting person to satisfy tax withholding obligations that arose upon such vesting, which will be paid to the appropriate taxing authority in cash. Read SEC document |
| March 01, 2018 Filed Mar 5, 2018 21:17 UTC | Valaris Ltd ESV · Entity 3776 | Tax withholdingClass A Ordinary Shares | 13,671 | $4.46 | $60,972.66 |
DisclosureSEC source: 0000314808-18-000033 · wf-form4_152028463252881.xml · nonDerivative · entry 1 Trowell Carl · CIK 0001608903 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 576,018 F1 · shares: The reporting person disposed of these shares to an affiliate of the issuer upon the vesting of previously awarded restricted shares. The purpose of the disposition was to enable the reporting person to satisfy tax withholding obligations that arose upon such vesting, which will be paid to the appropriate taxing authority in cash. Read SEC document |
| June 02, 2017 Filed Jun 5, 2017 22:24 UTC | Valaris Ltd ESV · Entity 3776 | Exercise / conversionRestricted Share Units · Derivative | 92,046 | $0.00 | $0.00 |
DisclosureSEC source: 0000314808-17-000085 · wf-form4_149670144091046.xml · derivative · entry 3 Trowell Carl · CIK 0001608903 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Ordinary Shares · 92,046 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Upon the vesting of our restricted share units, the reporting person is required to pay the aggregate nominal value (par value), $0.10 per share, of our Class A ordinary shares actually issued, in accordance with U.K. corporate law. In connection with the transaction reported above, the reporting person paid $4,878.40 to Ensco plc with respect to the shares actually issued upon vesting of the restricted share units. The remaining 43,262 shares were withheld and not issued to satisfy certain tax withholding obligations. F3 · derivative.exercise_date: On June 2, 2014, the reporting person was granted 123,786 restricted share units, of which 47,610 restricted share units vest at a rate of 33 1/3% per annum on the anniversary date of the grant over a three year period and 76,176 restricted share units vest 100% on the third anniversary of the date of grant. F3 · derivative.expiration_date: On June 2, 2014, the reporting person was granted 123,786 restricted share units, of which 47,610 restricted share units vest at a rate of 33 1/3% per annum on the anniversary date of the grant over a three year period and 76,176 restricted share units vest 100% on the third anniversary of the date of grant. Read SEC document |
| June 02, 2017 Filed Jun 5, 2017 22:24 UTC | Valaris Ltd ESV · Entity 3776 | Tax withholdingClass A Ordinary Shares | 43,262 | $6.14 | $265,628.68 |
DisclosureSEC source: 0000314808-17-000085 · wf-form4_149670144091046.xml · nonDerivative · entry 2 Trowell Carl · CIK 0001608903 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 589,689 F2 · shares: These shares were withheld to satisfy tax withholding obligations that arose upon vesting. Read SEC document |
| June 02, 2017 Filed Jun 5, 2017 22:24 UTC | Valaris Ltd ESV · Entity 3776 | Exercise / conversionClass A Ordinary Shares | 92,046 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000314808-17-000085 · wf-form4_149670144091046.xml · nonDerivative · entry 1 Trowell Carl · CIK 0001608903 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 632,951 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Upon the vesting of our restricted share units, the reporting person is required to pay the aggregate nominal value (par value), $0.10 per share, of our Class A ordinary shares actually issued, in accordance with U.K. corporate law. In connection with the transaction reported above, the reporting person paid $4,878.40 to Ensco plc with respect to the shares actually issued upon vesting of the restricted share units. The remaining 43,262 shares were withheld and not issued to satisfy certain tax withholding obligations. Read SEC document |
| March 06, 2017 Filed Mar 8, 2017 22:54 UTC | Valaris Ltd ESV · Entity 3776 | Tax withholdingClass A Ordinary Shares | 8,392 | $9.63 | $80,814.96 |
DisclosureSEC source: 0000314808-17-000038 · wf-form4_148901363877859.xml · nonDerivative · entry 3 Trowell Carl · CIK 0001608903 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 540,905 F3 · shares: The reporting person disposed of these shares to an affiliate of the issuer upon the vesting of previously awarded restricted shares. The purpose of the disposition was to enable the reporting person to satisfy tax withholding obligations that arose upon such vesting, which will be paid by the issuer to the Internal Revenue Service in cash. Read SEC document |
| March 06, 2017 Filed Mar 8, 2017 22:54 UTC | Valaris Ltd ESV · Entity 3776 | GrantClass A Ordinary Shares | 17,854 | $0.00 | $0.00 |
DisclosureSEC source: 0000314808-17-000038 · wf-form4_148901363877859.xml · nonDerivative · entry 2 Trowell Carl · CIK 0001608903 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 549,297 F2 · shares: Shares earned under performance unit awards for 2014-2016 performance period. Read SEC document |
| March 06, 2017 Filed Mar 8, 2017 22:54 UTC | Valaris Ltd ESV · Entity 3776 | GrantClass A Ordinary Shares | 259,608 | $0.00 | $0.00 |
DisclosureSEC source: 0000314808-17-000038 · wf-form4_148901363877859.xml · nonDerivative · entry 1 Trowell Carl · CIK 0001608903 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 531,443 F1 · shares: On March 6, 2017, the reporting person was granted 259,608 restricted shares, vesting in three equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| March 03, 2017 Filed Mar 6, 2017 22:43 UTC | Valaris Ltd ESV · Entity 3776 | Tax withholdingClass A Ordinary Shares | 35,835 | $9.91 | $355,124.85 |
DisclosureSEC source: 0000314808-17-000014 · wf-form4_148884022183166.xml · nonDerivative · entry 2 Trowell Carl · CIK 0001608903 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 271,835 F1 · shares: The reporting person disposed of these shares to an affiliate of the issuer upon the vesting of previously awarded restricted shares. The purpose of the disposition was to enable the reporting person to satisfy tax withholding obligations that arose upon such vesting, which will be paid by the issuer to the Internal Revenue Service in cash. Read SEC document |
| March 02, 2017 Filed Mar 6, 2017 22:43 UTC | Valaris Ltd ESV · Entity 3776 | Tax withholdingClass A Ordinary Shares | 13,671 | $9.73 | $133,018.83 |
DisclosureSEC source: 0000314808-17-000014 · wf-form4_148884022183166.xml · nonDerivative · entry 1 Trowell Carl · CIK 0001608903 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 307,670 F1 · shares: The reporting person disposed of these shares to an affiliate of the issuer upon the vesting of previously awarded restricted shares. The purpose of the disposition was to enable the reporting person to satisfy tax withholding obligations that arose upon such vesting, which will be paid by the issuer to the Internal Revenue Service in cash. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.