Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| APPIAN CORPAPPN · Entity 4256 | Senior VP, Worldwide Sales | March 06, 2020 | March 09, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
APPIAN CORP
Report date March 06, 2020 · Filed March 09, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 15,646 |
Ending reported balance
After 2020-03-06 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2020-03-06 · Exercise / conversion · Acquired 10,000 · Balance 18,837 F1: Each Restricted Stock Unit ("RSU") converts into Class A Common Stock on a one-for-one basis. Row 2 · 2020-03-06 · Sale · Disposed 3,091 · Balance 15,746 F2: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 21, 2019, solely to cover taxes, commissions and fees due upon vesting of RSUs. F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.25 to $47.23, inclusive. The Reporting Person undertakes to provide to Appian Corporation, any security holder of Appian Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3). Row 3 · 2020-03-06 · Sale · Disposed 100 · Balance 15,646 F2: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 21, 2019, solely to cover taxes, commissions and fees due upon vesting of RSUs. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 54,917 |
Reported balance
After 2020-03-06 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2020-03-06 · Exercise / conversion · Disposed 10,000 · Balance 54,917 F4: Each RSU represents a contingent right to receive one share of Issuer's Class A Common Stock (or its cash equivalent, at the discretion of the Issuer). F5: The RSUs were granted on 2/15/2018 and vest in five (5) equal annual installments commencing on the one-year anniversary of 3/5/2018, provided that the Reporting Person has provided continuous service to the Issuer through such vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: Each Restricted Stock Unit ("RSU") converts into Class A Common Stock on a one-for-one basis.
F2: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 21, 2019, solely to cover taxes, commissions and fees due upon vesting of RSUs.
F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.25 to $47.23, inclusive. The Reporting Person undertakes to provide to Appian Corporation, any security holder of Appian Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3).
F4: Each RSU represents a contingent right to receive one share of Issuer's Class A Common Stock (or its cash equivalent, at the discretion of the Issuer).
F5: The RSUs were granted on 2/15/2018 and vest in five (5) equal annual installments commencing on the one-year anniversary of 3/5/2018, provided that the Reporting Person has provided continuous service to the Issuer through such vesting date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 06, 2020 Filed Mar 9, 2020 21:20 UTC | APPIAN CORP APPN · Entity 4256 | Exercise / conversionRestricted Stock Unit · Derivative | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001441683-20-000026 · wf-form4_158378880986410.xml · derivative · entry 4 MITCHELL DAVID LEON · CIK 0001255235 · Senior VP, Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,917 Underlying: Class A Common Stock · 10,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Issuer's Class A Common Stock (or its cash equivalent, at the discretion of the Issuer). F5 · derivative.exercise_date: The RSUs were granted on 2/15/2018 and vest in five (5) equal annual installments commencing on the one-year anniversary of 3/5/2018, provided that the Reporting Person has provided continuous service to the Issuer through such vesting date. F5 · derivative.expiration_date: The RSUs were granted on 2/15/2018 and vest in five (5) equal annual installments commencing on the one-year anniversary of 3/5/2018, provided that the Reporting Person has provided continuous service to the Issuer through such vesting date. Read SEC document |
| March 06, 2020 Filed Mar 9, 2020 21:20 UTC | APPIAN CORP APPN · Entity 4256 | SaleClass A Common Stock | 100 | $47.29 | $4,729.00 |
DisclosureSEC source: 0001441683-20-000026 · wf-form4_158378880986410.xml · nonDerivative · entry 3 MITCHELL DAVID LEON · CIK 0001255235 · Senior VP, Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,646 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 21, 2019, solely to cover taxes, commissions and fees due upon vesting of RSUs. Read SEC document |
| March 06, 2020 Filed Mar 9, 2020 21:20 UTC | APPIAN CORP APPN · Entity 4256 | SaleClass A Common Stock | 3,091 | $46.83 | $144,751.53 |
DisclosureSEC source: 0001441683-20-000026 · wf-form4_158378880986410.xml · nonDerivative · entry 2 MITCHELL DAVID LEON · CIK 0001255235 · Senior VP, Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,746 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 21, 2019, solely to cover taxes, commissions and fees due upon vesting of RSUs. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.25 to $47.23, inclusive. The Reporting Person undertakes to provide to Appian Corporation, any security holder of Appian Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3). Read SEC document |
| March 06, 2020 Filed Mar 9, 2020 21:20 UTC | APPIAN CORP APPN · Entity 4256 | Exercise / conversionClass A Common Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001441683-20-000026 · wf-form4_158378880986410.xml · nonDerivative · entry 1 MITCHELL DAVID LEON · CIK 0001255235 · Senior VP, Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,837 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit ("RSU") converts into Class A Common Stock on a one-for-one basis. Read SEC document |
| February 26, 2020 Filed Feb 27, 2020 21:27 UTC | APPIAN CORP APPN · Entity 4256 | SaleClass A Common Stock | 750 | $47.06 | $35,295.00 |
DisclosureSEC source: 0001441683-20-000024 · wf-form4_158283882200565.xml · nonDerivative · entry 1 MITCHELL DAVID LEON · CIK 0001255235 · Senior VP, Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,837 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 21, 2019. Read SEC document |
| November 26, 2019 Filed Nov 27, 2019 21:18 UTC | APPIAN CORP APPN · Entity 4256 | SaleClass A Common Stock | 210 | $43.80 | $9,198.00 |
DisclosureSEC source: 0001441683-19-000204 · wf-form4_157488951022237.xml · nonDerivative · entry 2 MITCHELL DAVID LEON · CIK 0001255235 · Senior VP, Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,587 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 21, 2019. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.55 to $45.08, inclusive. Read SEC document |
| November 26, 2019 Filed Nov 27, 2019 21:18 UTC | APPIAN CORP APPN · Entity 4256 | SaleClass A Common Stock | 540 | $44.82 | $24,202.80 |
DisclosureSEC source: 0001441683-19-000204 · wf-form4_157488951022237.xml · nonDerivative · entry 1 MITCHELL DAVID LEON · CIK 0001255235 · Senior VP, Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,797 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 21, 2019. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.43 to $44.41, inclusive. The Reporting Person undertakes to provide to Appian Corporation, any security holder of Appian Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (3). Read SEC document |
| August 26, 2019 Filed Aug 28, 2019 20:42 UTC | APPIAN CORP APPN · Entity 4256 | SaleClass A Common Stock | 368 | $61.40 | $22,595.20 |
DisclosureSEC source: 0001209191-19-047614 · doc4.xml · nonDerivative · entry 2 MITCHELL DAVID LEON · CIK 0001255235 · Senior VP, Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,337 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 21, 2019. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.03 to $61.67, inclusive. Read SEC document |
| August 26, 2019 Filed Aug 28, 2019 20:42 UTC | APPIAN CORP APPN · Entity 4256 | SaleClass A Common Stock | 382 | $60.62 | $23,156.84 |
DisclosureSEC source: 0001209191-19-047614 · doc4.xml · nonDerivative · entry 1 MITCHELL DAVID LEON · CIK 0001255235 · Senior VP, Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,705 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 21, 2019. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.03 to $61.01, inclusive. The Reporting Person undertakes to provide to Appian Corporation, any security holder of Appian Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (3). Read SEC document |
| August 06, 2019 Filed Aug 7, 2019 20:00 UTC | APPIAN CORP APPN · Entity 4256 | Exercise / conversionRestricted Stock Unit · Derivative | 6,229 | $0.00 | $0.00 |
DisclosureSEC source: 0001441683-19-000121 · wf-form4_156520802202213.xml · derivative · entry 3 MITCHELL DAVID LEON · CIK 0001255235 · Senior VP, Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,917 Underlying: Class A Common Stock · 6,229 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Issuer's Class A Common Stock (or its cash equivalent, at the discretion of the Issuer). F5 · derivative.exercise_date: The RSUs were granted on 7/30/2018 and vest in five (5) equal annual installments commencing on the one-year anniversary of 8/5/2018, provided that the Reporting Person has provided continuous service to the Issuer through such vesting date. F5 · derivative.expiration_date: The RSUs were granted on 7/30/2018 and vest in five (5) equal annual installments commencing on the one-year anniversary of 8/5/2018, provided that the Reporting Person has provided continuous service to the Issuer through such vesting date. Read SEC document |
| August 06, 2019 Filed Aug 7, 2019 20:00 UTC | APPIAN CORP APPN · Entity 4256 | SaleClass A Common Stock | 1,871 | $39.42 | $73,754.82 |
DisclosureSEC source: 0001441683-19-000121 · wf-form4_156520802202213.xml · nonDerivative · entry 2 MITCHELL DAVID LEON · CIK 0001255235 · Senior VP, Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,087 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 21, 2019, solely to cover taxes, commissions and fees due upon vesting of RSUs. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.12 to $39.90, inclusive. The Reporting Person undertakes to provide to Appian Corporation, any security holder of Appian Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3). Read SEC document |
| August 06, 2019 Filed Aug 7, 2019 20:00 UTC | APPIAN CORP APPN · Entity 4256 | Exercise / conversionClass A Common Stock | 6,229 | $0.00 | $0.00 |
DisclosureSEC source: 0001441683-19-000121 · wf-form4_156520802202213.xml · nonDerivative · entry 1 MITCHELL DAVID LEON · CIK 0001255235 · Senior VP, Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,958 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit ("RSU") converts into Class A Common Stock on a one-for-one basis. Read SEC document |
| March 14, 2019 Filed Apr 3, 2019 20:14 UTC | APPIAN CORP APPN · Entity 4256 | Exercise / conversionRestricted Stock Unit · Derivative | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001441683-19-000059 · wf-form4_155432245424455.xml · derivative · entry 3 MITCHELL DAVID LEON · CIK 0001255235 · Senior VP, Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,146 Underlying: Class A Common Stock · 10,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Issuer's Class A Common Stock (or its cash equivalent, at the discretion of the Issuer). F4 · derivative.exercise_date: 40,000 of the RSUs were granted on 2/15/2018 and 31,136 of the RSUs were granted on 7/30/2018 and vest in five (5) equal annual installments commencing on the one-year anniversary of 3/5/2018 and 8/5/2018, respectively, provided that the Reporting Person has provided continuous service to the Issuer through such vesting date. F4 · derivative.expiration_date: 40,000 of the RSUs were granted on 2/15/2018 and 31,136 of the RSUs were granted on 7/30/2018 and vest in five (5) equal annual installments commencing on the one-year anniversary of 3/5/2018 and 8/5/2018, respectively, provided that the Reporting Person has provided continuous service to the Issuer through such vesting date. Read SEC document |
| March 14, 2019 Filed Apr 3, 2019 20:14 UTC | APPIAN CORP APPN · Entity 4256 | SaleClass A Common Stock | 3,271 | $35.15 | $114,975.65 |
DisclosureSEC source: 0001441683-19-000059 · wf-form4_155432245424455.xml · nonDerivative · entry 2 MITCHELL DAVID LEON · CIK 0001255235 · Senior VP, Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,729 F2 · kind: The sales reported in this Form 4 were solely to cover taxes, commissions and fees due upon vesting of RSUs. Read SEC document |
| March 14, 2019 Filed Apr 3, 2019 20:14 UTC | APPIAN CORP APPN · Entity 4256 | Exercise / conversionClass A Common Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001441683-19-000059 · wf-form4_155432245424455.xml · nonDerivative · entry 1 MITCHELL DAVID LEON · CIK 0001255235 · Senior VP, Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit ("RSU") converts into Class A Common Stock on a one-for-one basis. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.