Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| FISERV INCFISV · Entity 3167 | Director | September 30, 2026 | October 02, 2026 |
| Parker-Hannifin CorpPH · Entity 2887 | Director | October 22, 2025 | October 24, 2025 |
| UNION PACIFIC CORPUNP · Entity 2854 | CHAIRMAN PRESIDENT & CEO | April 10, 2023 | April 11, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
FISERV INC
Report date September 30, 2026 · Filed October 02, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Deferred Compensation Notional UnitsSEC Table II · derivative / convertible security | Direct | 4,089 |
Reported balance
After 2026-09-30 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-09-30 · Grant · Acquired 858 · Balance 4,089 F1: These deferred compensation notional units were allocated under the Fiserv, Inc. Non-Employee Director Deferred Compensation Plan (the "Plan"), under which director fees otherwise payable in cash may be deferred in exchange for the allocation of notional units under the Plan. This Form 4 reports the crediting of units under the Plan on September 30, 2026, in respect of $38,750 of deferred compensation. The number of notional units credited is calculated by dividing the amount of compensation that is deferred by the closing price of the company's common stock on the date of deferral, or last business day prior. On September 30, 2026, the closing price of Fiserv's common stock was $45.18 per share. Following cessation of the reporting person's service to the company, each notional unit will be settled in shares of Fiserv common stock on a one-for-one basis. |
Filing footnotes · ownership attribution and instrument terms
F1: These deferred compensation notional units were allocated under the Fiserv, Inc. Non-Employee Director Deferred Compensation Plan (the "Plan"), under which director fees otherwise payable in cash may be deferred in exchange for the allocation of notional units under the Plan. This Form 4 reports the crediting of units under the Plan on September 30, 2026, in respect of $38,750 of deferred compensation. The number of notional units credited is calculated by dividing the amount of compensation that is deferred by the closing price of the company's common stock on the date of deferral, or last business day prior. On September 30, 2026, the closing price of Fiserv's common stock was $45.18 per share. Following cessation of the reporting person's service to the company, each notional unit will be settled in shares of Fiserv common stock on a one-for-one basis.
Parker-Hannifin Corp
Report date October 22, 2025 · Filed October 24, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table I · non-derivative | Direct | 6,711 |
Reported balance
After 2025-10-22 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2025-10-22 · Grant · Acquired 258 · Balance 6,711 F1: Award of Restricted Stock Units on October 22, 2025 will vest on the later of (a) one year from the grant date; or (b) on the date of our next Annual Shareholders Meeting. F2: Includes 2 shares acquired as a dividend reinvestment feature under the Parker-Hannifin Corporation 2023 Omnibus Stock Incentive Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Award of Restricted Stock Units on October 22, 2025 will vest on the later of (a) one year from the grant date; or (b) on the date of our next Annual Shareholders Meeting.
F2: Includes 2 shares acquired as a dividend reinvestment feature under the Parker-Hannifin Corporation 2023 Omnibus Stock Incentive Plan.
UNION PACIFIC CORP
Report date April 10, 2023 · Filed April 11, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 592,763.2 |
Reported balance
After 2023-04-10 transaction · row 1
1 source rowRow 1 · 2023-04-10 · Grant · Acquired 30.877 · Balance 592,763.2 F1: Purchase pursuant to the 2021 Employee Stock Purchase Plan. |
| Common StockSEC Table I · non-derivative | IndirectBy Deferral Account | 51,165.0884 |
Reported balance
Holding disclosure · report date 2023-04-10 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 51,165.0884 F2: Represents conversion of restricted stock units to fully vested stock units with a distribution ratio of 1:1 - Payable only in shares of common stock at termination of employment or a date certain. |
| Common StockSEC Table I · non-derivative | Indirectby GRAT I | 82,282 |
Reported balance
Holding disclosure · report date 2023-04-10 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 82,282 |
| Common StockSEC Table I · non-derivative | Indirectby Trust | 21,794 |
Reported balance
Holding disclosure · report date 2023-04-10 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 21,794 |
| Common StockSEC Table I · non-derivative | Indirectby Trust 2 | 48,776 |
Reported balance
Holding disclosure · report date 2023-04-10 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 48,776 |
Filing footnotes · ownership attribution and instrument terms
F1: Purchase pursuant to the 2021 Employee Stock Purchase Plan.
F2: Represents conversion of restricted stock units to fully vested stock units with a distribution ratio of 1:1 - Payable only in shares of common stock at termination of employment or a date certain.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 08, 2018 Filed Feb 12, 2018 15:31 UTC | UNION PACIFIC CORP UNP · Entity 2854 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 179,739 | $0.00 Strike: $124.86 | $0.00 |
DisclosureSEC source: 0000100885-18-000050 · edgardoc.xml · derivative · entry 7 FRITZ LANCE M · CIK 0001499784 · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 179,739 Underlying: Common Stock · 179,739 shares Expires 2018-02-08 F4 · security: This option becomes exercisable in three equal installments starting one year from the grant date. F4 · derivative.exercise_date: This option becomes exercisable in three equal installments starting one year from the grant date. Read SEC document |
| February 08, 2018 Filed Feb 12, 2018 15:31 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Tax withholdingCommon Stock | 5,428 | $124.86 | $677,740.08 |
DisclosureSEC source: 0000100885-18-000050 · edgardoc.xml · nonDerivative · entry 4 FRITZ LANCE M · CIK 0001499784 · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 445,454.832 Read SEC document |
| February 08, 2018 Filed Feb 12, 2018 15:31 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Disposition to issuerCommon Stock | 27,355 | $0.00 | $0.00 |
DisclosureSEC source: 0000100885-18-000050 · edgardoc.xml · nonDerivative · entry 3 FRITZ LANCE M · CIK 0001499784 · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 450,882.832 F2 · security: Performance retention unit award with a distribution ratio of 1:1. This award is payable only in shares of common stock with a three year vesting period from the grant date. The amount of shares in column 4 is the maximum number of shares that the reporting person is eligible to receive. The actual number of shares paid out at vesting, if any, depends on applicable performance criteria being met. Read SEC document |
| February 08, 2018 Filed Feb 12, 2018 15:31 UTC | UNION PACIFIC CORP UNP · Entity 2854 | GrantCommon Stock | 78,090 | $0.00 | $0.00 |
DisclosureSEC source: 0000100885-18-000050 · edgardoc.xml · nonDerivative · entry 2 FRITZ LANCE M · CIK 0001499784 · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 478,237.832 F2 · security: Performance retention unit award with a distribution ratio of 1:1. This award is payable only in shares of common stock with a three year vesting period from the grant date. The amount of shares in column 4 is the maximum number of shares that the reporting person is eligible to receive. The actual number of shares paid out at vesting, if any, depends on applicable performance criteria being met. Read SEC document |
| February 08, 2018 Filed Feb 12, 2018 15:31 UTC | UNION PACIFIC CORP UNP · Entity 2854 | GrantCommon Stock | 7,809 | $0.00 | $0.00 |
DisclosureSEC source: 0000100885-18-000050 · edgardoc.xml · nonDerivative · entry 1 FRITZ LANCE M · CIK 0001499784 · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 400,147.832 F1 · security: Retention unit award with a distribution ratio of 1:1. This award is payable only in shares of common stock with a four year vesting period from grant date. Read SEC document |
| February 06, 2018 Filed Feb 7, 2018 14:41 UTC | UNION PACIFIC CORP UNP · Entity 2854 | OtherCommon Stock | 5,451.257 | $131.15 | $714,932.36 |
DisclosureSEC source: 0000100885-18-000035 · edgardoc.xml · nonDerivative · entry 3 FRITZ LANCE M · CIK 0001499784 · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Deferral Account Disclosed balance after: 54,169.044 F1 · security: Represents conversion of restricted stock units to fully vested stock units with a distribution ratio of 1:1 - Payable only in shares of common stock at termination of employment or a date certain. Read SEC document |
| February 06, 2018 Filed Feb 7, 2018 14:41 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Tax withholdingCommon Stock | 260.743 | $131.15 | $34,196.44 |
DisclosureSEC source: 0000100885-18-000035 · edgardoc.xml · nonDerivative · entry 2 FRITZ LANCE M · CIK 0001499784 · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 392,338.832 Read SEC document |
| February 06, 2018 Filed Feb 7, 2018 14:41 UTC | UNION PACIFIC CORP UNP · Entity 2854 | OtherCommon Stock | 5,451.257 | $0.00 | $0.00 |
DisclosureSEC source: 0000100885-18-000035 · edgardoc.xml · nonDerivative · entry 1 FRITZ LANCE M · CIK 0001499784 · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 392,599.575 F1 · security: Represents conversion of restricted stock units to fully vested stock units with a distribution ratio of 1:1 - Payable only in shares of common stock at termination of employment or a date certain. Read SEC document |
| December 01, 2017 Filed Dec 4, 2017 21:28 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 52,614 | $0.00 Strike: $66.00 | $0.00 |
DisclosureSEC source: 0000100885-17-000255 · edgardoc.xml · derivative · entry 7 FRITZ LANCE M · CIK 0001499784 · CHAIRMAN, PRESIDENT & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 52,614 shares Expires 2023-02-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: This option became exercisable in three equal installments starting one year from the grant date. F3 · derivative.exercise_date: This option became exercisable in three equal installments starting one year from the grant date. Read SEC document |
| December 01, 2017 Filed Dec 4, 2017 21:28 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Tax withholdingCommon Stock | 12,304 | $126.50 | $1,556,456.00 |
DisclosureSEC source: 0000100885-17-000255 · edgardoc.xml · nonDerivative · entry 4 FRITZ LANCE M · CIK 0001499784 · CHAIRMAN, PRESIDENT & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 398,050.832 Read SEC document |
| December 01, 2017 Filed Dec 4, 2017 21:28 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Tax withholdingCommon Stock | 27,451 | $126.50 | $3,472,551.50 |
DisclosureSEC source: 0000100885-17-000255 · edgardoc.xml · nonDerivative · entry 3 FRITZ LANCE M · CIK 0001499784 · CHAIRMAN, PRESIDENT & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 410,354.832 Read SEC document |
| December 01, 2017 Filed Dec 4, 2017 21:28 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Exercise / conversionCommon Stock | 52,614 | $66.00 | $3,472,524.00 |
DisclosureSEC source: 0000100885-17-000255 · edgardoc.xml · nonDerivative · entry 2 FRITZ LANCE M · CIK 0001499784 · CHAIRMAN, PRESIDENT & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 437,805.832 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 01, 2017 Filed Dec 4, 2017 21:28 UTC | UNION PACIFIC CORP UNP · Entity 2854 | GiftCommon Stock | 12,870 | $0.00 | $0.00 |
DisclosureSEC source: 0000100885-17-000255 · edgardoc.xml · nonDerivative · entry 1 FRITZ LANCE M · CIK 0001499784 · CHAIRMAN, PRESIDENT & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 385,191.832 F1 · security: The reporting person made a gift of shares to a donor-advised charitable fund. Read SEC document |
| August 25, 2017 Filed Aug 25, 2017 19:02 UTC | UNION PACIFIC CORP UNP · Entity 2854 | GiftCommon Stock | 2,304 | $0.00 | $0.00 |
DisclosureSEC source: 0000100885-17-000194 · edgardoc.xml · nonDerivative · entry 1 FRITZ LANCE M · CIK 0001499784 · CHAIRMAN, PRESIDENT & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 398,061.832 F1 · security: The reporting person made a gift of shares to a donor-advised charitable fund. Read SEC document |
| February 07, 2017 Filed Feb 8, 2017 20:38 UTC | UNION PACIFIC CORP UNP · Entity 2854 | OtherCommon Stock | 6,663.5548 | $107.65 | $717,331.67 |
DisclosureSEC source: 0000100885-17-000068 · edgardoc.xml · nonDerivative · entry 5 FRITZ LANCE M · CIK 0001499784 · CHAIRMAN, PRESIDENT & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Deferral Account Disclosed balance after: 48,068.4342 F1 · security: Represents conversion of restricted stock units to fully vested stock units with a distribution ratio of 1:1 - Payable only in shares of common stock at termination of employment or a date certain. Read SEC document |
| February 07, 2017 Filed Feb 8, 2017 20:38 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Tax withholdingCommon Stock | 306.4452 | $107.65 | $32,988.83 |
DisclosureSEC source: 0000100885-17-000068 · edgardoc.xml · nonDerivative · entry 4 FRITZ LANCE M · CIK 0001499784 · CHAIRMAN, PRESIDENT & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 400,365.832 Read SEC document |
| February 07, 2017 Filed Feb 8, 2017 20:38 UTC | UNION PACIFIC CORP UNP · Entity 2854 | OtherCommon Stock | 6,663.5548 | $0.00 | $0.00 |
DisclosureSEC source: 0000100885-17-000068 · edgardoc.xml · nonDerivative · entry 3 FRITZ LANCE M · CIK 0001499784 · CHAIRMAN, PRESIDENT & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 400,672.2772 F1 · security: Represents conversion of restricted stock units to fully vested stock units with a distribution ratio of 1:1 - Payable only in shares of common stock at termination of employment or a date certain. Read SEC document |
| February 06, 2017 Filed Feb 8, 2017 20:38 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Disposition to issuerCommon Stock | 6,855 | $0.00 | $0.00 |
DisclosureSEC source: 0000100885-17-000068 · edgardoc.xml · nonDerivative · entry 2 FRITZ LANCE M · CIK 0001499784 · CHAIRMAN, PRESIDENT & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 407,335.832 Read SEC document |
| February 06, 2017 Filed Feb 8, 2017 20:38 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Tax withholdingCommon Stock | 7,821 | $107.69 | $842,243.49 |
DisclosureSEC source: 0000100885-17-000068 · edgardoc.xml · nonDerivative · entry 1 FRITZ LANCE M · CIK 0001499784 · CHAIRMAN, PRESIDENT & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 414,190.832 Read SEC document |
| February 02, 2017 Filed Feb 3, 2017 19:02 UTC | UNION PACIFIC CORP UNP · Entity 2854 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 175,899 | $0.00 Strike: $107.30 | $0.00 |
DisclosureSEC source: 0000100885-17-000053 · edgardoc.xml · derivative · entry 6 FRITZ LANCE M · CIK 0001499784 · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 175,899 Underlying: Common Stock · 175,899 shares Expires 2027-02-02 F4 · security: This option becomes exercisable in three equal installments starting one year from the grant date. F4 · derivative.exercise_date: This option becomes exercisable in three equal installments starting one year from the grant date. Read SEC document |
| February 02, 2017 Filed Feb 3, 2017 19:02 UTC | UNION PACIFIC CORP UNP · Entity 2854 | GrantCommon Stock | 74,562 | $0.00 | $0.00 |
DisclosureSEC source: 0000100885-17-000053 · edgardoc.xml · nonDerivative · entry 2 FRITZ LANCE M · CIK 0001499784 · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 422,011.832 F2 · security: Performance retention unit award with a distribution ratio of 1:1. This award is payable only in shares of common stock with a three year vesting period from the grant date. The amount of shares in column 4 is the maximum number of shares that the reporting person is eligible to receive. The actual number of shares paid out at vesting, if any, depends on applicable performance criteria being met. Read SEC document |
| February 02, 2017 Filed Feb 3, 2017 19:02 UTC | UNION PACIFIC CORP UNP · Entity 2854 | GrantCommon Stock | 7,456 | $0.00 | $0.00 |
DisclosureSEC source: 0000100885-17-000053 · edgardoc.xml · nonDerivative · entry 1 FRITZ LANCE M · CIK 0001499784 · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 347,449.832 F1 · security: Retention unit award with a distribution ratio of 1:1. This award is payable only in shares of common stock with a four year vesting period from grant date. Read SEC document |
| December 14, 2016 Filed Dec 14, 2016 22:38 UTC | UNION PACIFIC CORP UNP · Entity 2854 | GiftCommon Stock | 3,088 | $0.00 | $0.00 |
DisclosureSEC source: 0000100885-16-000469 · edgardoc.xml · nonDerivative · entry 1 FRITZ LANCE M · CIK 0001499784 · CHAIRMAN, PRESIDENT & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 327,505.832 F1 · security: The reporting person made a gift of shares to a donor-advised charitable fund. Read SEC document |
| March 03, 2016 Filed Mar 11, 2016 17:53 UTC | UNION PACIFIC CORP UNP · Entity 2854 | GiftCommon Stock | 2,500 | $0.00 | $0.00 |
DisclosureSEC source: 0000100885-16-000296 · edgardoc.xml · nonDerivative · entry 1 FRITZ LANCE M · CIK 0001499784 · CHAIRMAN, PRESIDENT & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 317,673.832 F1 · security: The reporting person made a gift of shares to a donor-advised charitable fund. Read SEC document |
| February 07, 2016 Filed Feb 8, 2016 16:38 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Tax withholdingCommon Stock | 13,638 | $75.03 | $1,023,259.14 |
DisclosureSEC source: 0000100885-16-000270 · edgardoc.xml · nonDerivative · entry 3 FRITZ LANCE M · CIK 0001499784 · CHAIRMAN, PRESIDENT, & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 320,173.832 Read SEC document |
| February 04, 2016 Filed Feb 8, 2016 16:38 UTC | UNION PACIFIC CORP UNP · Entity 2854 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 246,447 | $0.00 Strike: $75.03 | $0.00 |
DisclosureSEC source: 0000100885-16-000270 · edgardoc.xml · derivative · entry 7 FRITZ LANCE M · CIK 0001499784 · CHAIRMAN, PRESIDENT, & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 246,447 Underlying: Common Stock · 246,447 shares Expires 2026-02-04 F4 · security: This option becomes exercisable in three equal installments starting one year from the grant date. F4 · derivative.exercise_date: This option becomes exercisable in three equal installments starting one year from the grant date. Read SEC document |
| February 04, 2016 Filed Feb 8, 2016 16:38 UTC | UNION PACIFIC CORP UNP · Entity 2854 | GrantCommon Stock | 74,154 | $0.00 | $0.00 |
DisclosureSEC source: 0000100885-16-000270 · edgardoc.xml · nonDerivative · entry 2 FRITZ LANCE M · CIK 0001499784 · CHAIRMAN, PRESIDENT, & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 333,811.832 F2 · security: Performance retention unit award with a distribution ratio of 1:1. This award is payable only in shares of common stock with a three year vesting period from the grant date. The amount of shares in column 4 is the maximum number of shares that the reporting person is eligible to receive. The actual number of shares paid out at vesting, if any, depends on applicable performance criteria being met. Read SEC document |
| February 04, 2016 Filed Feb 8, 2016 16:38 UTC | UNION PACIFIC CORP UNP · Entity 2854 | GrantCommon Stock | 18,539 | $0.00 | $0.00 |
DisclosureSEC source: 0000100885-16-000270 · edgardoc.xml · nonDerivative · entry 1 FRITZ LANCE M · CIK 0001499784 · CHAIRMAN, PRESIDENT, & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 259,657.832 F1 · security: Retention unit award with a distribution ratio of 1:1. This award is payable only in shares of common stock with a four year vesting period from grant date. Read SEC document |
| February 04, 2016 Filed Feb 9, 2016 15:52 UTC Amendment | UNION PACIFIC CORP UNP · Entity 2854 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 246,447 | $0.00 Strike: $75.52 | $0.00 |
DisclosureSEC source: 0000100885-16-000282 · edgardoc.xml · derivative · entry 1 FRITZ LANCE M · CIK 0001499784 · CHAIRMAN, PRESIDENT, & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 246,447 Underlying: Common Stock · 246,447 shares Expires 2026-02-04 F1 · security: This option becomes exercisable in three equal installments starting one year from the grant date. F2 · derivative.exercise_price: This filing is being amended solely to reflect the accurate exercise price on the date of grant. This amended form reflects the correct exercise price and replaces in its entirety the previous filing. F1 · derivative.exercise_date: This option becomes exercisable in three equal installments starting one year from the grant date. Read SEC document |
| February 02, 2016 Filed Feb 3, 2016 18:06 UTC | UNION PACIFIC CORP UNP · Entity 2854 | OtherCommon Stock | 7,213.7636 | $71.71 | $517,298.99 |
DisclosureSEC source: 0000100885-16-000252 · edgardoc.xml · nonDerivative · entry 3 FRITZ LANCE M · CIK 0001499784 · CHAIRMAN, PRESIDENT, & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Deferral Account Disclosed balance after: 40,674.3417 F1 · security: Represents conversion of restricted stock units to fully vested stock units with a distribution ratio of 1:1 - Payable only in shares of common stock at termination of employment or a date certain. Read SEC document |
| February 02, 2016 Filed Feb 3, 2016 18:06 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Tax withholdingCommon Stock | 282.2364 | $71.71 | $20,239.17 |
DisclosureSEC source: 0000100885-16-000252 · edgardoc.xml · nonDerivative · entry 2 FRITZ LANCE M · CIK 0001499784 · CHAIRMAN, PRESIDENT, & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 241,118.832 Read SEC document |
| February 02, 2016 Filed Feb 3, 2016 18:06 UTC | UNION PACIFIC CORP UNP · Entity 2854 | OtherCommon Stock | 7,213.7636 | $0.00 | $0.00 |
DisclosureSEC source: 0000100885-16-000252 · edgardoc.xml · nonDerivative · entry 1 FRITZ LANCE M · CIK 0001499784 · CHAIRMAN, PRESIDENT, & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 241,401.0684 F1 · security: Represents conversion of restricted stock units to fully vested stock units with a distribution ratio of 1:1 - Payable only in shares of common stock at termination of employment or a date certain. Read SEC document |
| February 13, 2015 Filed Feb 18, 2015 00:56 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 54,972 | $0.00 Strike: $57.37 | $0.00 |
DisclosureSEC source: 0000100885-15-000054 · edgardoc.xml · derivative · entry 7 FRITZ LANCE M · CIK 0001499784 · PRESIDENT & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 54,972 shares Expires 2022-02-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: This option became exercisable in three equal installments starting one year from the grant date. F2 · derivative.exercise_date: This option became exercisable in three equal installments starting one year from the grant date. Read SEC document |
| February 13, 2015 Filed Feb 18, 2015 00:56 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Tax withholdingCommon Stock | 14,487 | $123.83 | $1,793,925.21 |
DisclosureSEC source: 0000100885-15-000054 · edgardoc.xml · nonDerivative · entry 3 FRITZ LANCE M · CIK 0001499784 · PRESIDENT & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 233,405.832 Read SEC document |
| February 13, 2015 Filed Feb 18, 2015 00:56 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Tax withholdingCommon Stock | 25,468 | $123.83 | $3,153,702.44 |
DisclosureSEC source: 0000100885-15-000054 · edgardoc.xml · nonDerivative · entry 2 FRITZ LANCE M · CIK 0001499784 · PRESIDENT & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 247,892.832 Read SEC document |
| February 13, 2015 Filed Feb 18, 2015 00:56 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Exercise / conversionCommon Stock | 54,972 | $57.37 | $3,153,743.64 |
DisclosureSEC source: 0000100885-15-000054 · edgardoc.xml · nonDerivative · entry 1 FRITZ LANCE M · CIK 0001499784 · PRESIDENT & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 273,360.832 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 05, 2015 Filed Feb 9, 2015 20:30 UTC | UNION PACIFIC CORP UNP · Entity 2854 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 107,643 | $0.00 Strike: $122.85 | $0.00 |
DisclosureSEC source: 0000100885-15-000042 · edgardoc.xml · derivative · entry 8 FRITZ LANCE M · CIK 0001499784 · PRESIDENT & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,643 Underlying: Common Stock · 107,643 shares Expires 2025-02-05 F4 · security: This option becomes exercisable in three equal installments starting one year from the grant date. F4 · balance_after: This option becomes exercisable in three equal installments starting one year from the grant date. Read SEC document |
| February 05, 2015 Filed Feb 9, 2015 20:30 UTC | UNION PACIFIC CORP UNP · Entity 2854 | OtherCommon Stock | 28,669.5378 | $122.85 | $3,522,052.72 |
DisclosureSEC source: 0000100885-15-000042 · edgardoc.xml · nonDerivative · entry 5 FRITZ LANCE M · CIK 0001499784 · PRESIDENT & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Deferral Account Disclosed balance after: 32,766.6314 F3 · security: Represents conversion of restricted stock units to fully vested stock units with a distribution ratio of 1:1 - Payable only in shares of common stock at termination of employment or a date certain. Read SEC document |
| February 05, 2015 Filed Feb 9, 2015 20:30 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Tax withholdingCommon Stock | 1,318.4622 | $122.85 | $161,973.08 |
DisclosureSEC source: 0000100885-15-000042 · edgardoc.xml · nonDerivative · entry 4 FRITZ LANCE M · CIK 0001499784 · PRESIDENT & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 218,388.832 Read SEC document |
| February 05, 2015 Filed Feb 9, 2015 20:30 UTC | UNION PACIFIC CORP UNP · Entity 2854 | OtherCommon Stock | 28,669.5378 | $0.00 | $0.00 |
DisclosureSEC source: 0000100885-15-000042 · edgardoc.xml · nonDerivative · entry 3 FRITZ LANCE M · CIK 0001499784 · PRESIDENT & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 219,707.2942 F3 · security: Represents conversion of restricted stock units to fully vested stock units with a distribution ratio of 1:1 - Payable only in shares of common stock at termination of employment or a date certain. Read SEC document |
| February 05, 2015 Filed Feb 9, 2015 20:30 UTC | UNION PACIFIC CORP UNP · Entity 2854 | GrantCommon Stock | 39,078 | $0.00 | $0.00 |
DisclosureSEC source: 0000100885-15-000042 · edgardoc.xml · nonDerivative · entry 2 FRITZ LANCE M · CIK 0001499784 · PRESIDENT & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 248,376.832 F2 · security: Performance retention unit award with a distribution ratio of 1:1. This award is payable only in shares of common stock with a three year vesting period from the grant date. The amount of shares in column 4 is the maximum number of shares that the reporting person is eligible to receive. The actual number of shares paid out at vesting, if any, depends on applicable performance criteria being met. Read SEC document |
| February 05, 2015 Filed Feb 9, 2015 20:30 UTC | UNION PACIFIC CORP UNP · Entity 2854 | GrantCommon Stock | 9,769 | $0.00 | $0.00 |
DisclosureSEC source: 0000100885-15-000042 · edgardoc.xml · nonDerivative · entry 1 FRITZ LANCE M · CIK 0001499784 · PRESIDENT & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 209,298.832 F1 · security: Retention unit award with a distribution ratio of 1:1. This award is payable only in shares of common stock with a four year vesting period from grant date. Read SEC document |
| February 03, 2015 Filed Feb 4, 2015 19:30 UTC | UNION PACIFIC CORP UNP · Entity 2854 | OtherCommon Stock | 4,097.0936 | $121.79 | $498,985.03 |
DisclosureSEC source: 0000100885-15-000028 · edgardoc.xml · nonDerivative · entry 3 FRITZ LANCE M · CIK 0001499784 · PRESIDENT & COO 10b5-1 filing: Not disclosed Ownership: Indirect · By Deferral Account Disclosed balance after: 4,097.0936 F1 · security: Represents conversion of restricted stock units to fully vested stock units with a distribution ratio of 1:1 - Payable only in shares of common stock at termination of employment or a date certain. Read SEC document |
| February 03, 2015 Filed Feb 4, 2015 19:30 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Tax withholdingCommon Stock | 176.9064 | $121.79 | $21,545.43 |
DisclosureSEC source: 0000100885-15-000028 · edgardoc.xml · nonDerivative · entry 2 FRITZ LANCE M · CIK 0001499784 · PRESIDENT & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 199,529.832 Read SEC document |
| February 03, 2015 Filed Feb 4, 2015 19:30 UTC | UNION PACIFIC CORP UNP · Entity 2854 | OtherCommon Stock | 4,097.0936 | $0.00 | $0.00 |
DisclosureSEC source: 0000100885-15-000028 · edgardoc.xml · nonDerivative · entry 1 FRITZ LANCE M · CIK 0001499784 · PRESIDENT & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 199,706.7384 F1 · security: Represents conversion of restricted stock units to fully vested stock units with a distribution ratio of 1:1 - Payable only in shares of common stock at termination of employment or a date certain. Read SEC document |
| June 11, 2014 Filed Jun 13, 2014 20:54 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 28,128 | $0.00 Strike: $46.80 | $0.00 |
DisclosureSEC source: 0000100885-14-000112 · edgardoc.xml · derivative · entry 6 FRITZ LANCE M · CIK 0001499784 · PRESIDENT & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 28,128 shares Expires 2021-02-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: This option became exercisable in three equal installments starting one year from the grant date. F2 · derivative.exercise_date: This option became exercisable in three equal installments starting one year from the grant date. Read SEC document |
| June 11, 2014 Filed Jun 13, 2014 20:54 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Tax withholdingCommon Stock | 7,470 | $102.42 | $765,077.40 |
DisclosureSEC source: 0000100885-14-000112 · edgardoc.xml · nonDerivative · entry 3 FRITZ LANCE M · CIK 0001499784 · PRESIDENT & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 203,803.832 Read SEC document |
| June 11, 2014 Filed Jun 13, 2014 20:54 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Tax withholdingCommon Stock | 12,852 | $102.42 | $1,316,301.84 |
DisclosureSEC source: 0000100885-14-000112 · edgardoc.xml · nonDerivative · entry 2 FRITZ LANCE M · CIK 0001499784 · PRESIDENT & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 211,273.832 Read SEC document |
| June 11, 2014 Filed Jun 13, 2014 20:54 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Exercise / conversionCommon Stock | 28,128 | $46.80 | $1,316,390.40 |
DisclosureSEC source: 0000100885-14-000112 · edgardoc.xml · nonDerivative · entry 1 FRITZ LANCE M · CIK 0001499784 · PRESIDENT & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 224,125.832 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: On June 6, 2014, Union Pacific Corporation effected a 2-for-1 stock split in the form of a stock dividend. Amounts of securities and the grant price or prices with respect to options, if any, and restricted stock or restricted stock units, if any, reported on this form have been adjusted to reflect the stock split. Read SEC document |
| February 06, 2014 Filed Feb 10, 2014 21:22 UTC | UNION PACIFIC CORP UNP · Entity 2854 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 24,783 | $0.00 Strike: $175.12 | $0.00 |
DisclosureSEC source: 0000100885-14-000056 · edgardoc.xml · derivative · entry 6 FRITZ LANCE M · CIK 0001499784 · PRESIDENT & COO RR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,783 Underlying: Common Stock · 24,783 shares Expires 2024-02-06 F3 · security: This option becomes exercisable in three equal installments starting one year from the grant date. F3 · derivative.exercise_date: This option becomes exercisable in three equal installments starting one year from the grant date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.