Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| FISERV INCFISV · Entity 3167 | Director | September 30, 2026 | October 02, 2026 |
| Parker-Hannifin CorpPH · Entity 2887 | Director | October 22, 2025 | October 24, 2025 |
| UNION PACIFIC CORPUNP · Entity 2854 | CHAIRMAN PRESIDENT & CEO | April 10, 2023 | April 11, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
FISERV INC
Report date September 30, 2026 · Filed October 02, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Deferred Compensation Notional UnitsSEC Table II · derivative / convertible security | Direct | 4,089 |
Reported balance
After 2026-09-30 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-09-30 · Grant · Acquired 858 · Balance 4,089 F1: These deferred compensation notional units were allocated under the Fiserv, Inc. Non-Employee Director Deferred Compensation Plan (the "Plan"), under which director fees otherwise payable in cash may be deferred in exchange for the allocation of notional units under the Plan. This Form 4 reports the crediting of units under the Plan on September 30, 2026, in respect of $38,750 of deferred compensation. The number of notional units credited is calculated by dividing the amount of compensation that is deferred by the closing price of the company's common stock on the date of deferral, or last business day prior. On September 30, 2026, the closing price of Fiserv's common stock was $45.18 per share. Following cessation of the reporting person's service to the company, each notional unit will be settled in shares of Fiserv common stock on a one-for-one basis. |
Filing footnotes · ownership attribution and instrument terms
F1: These deferred compensation notional units were allocated under the Fiserv, Inc. Non-Employee Director Deferred Compensation Plan (the "Plan"), under which director fees otherwise payable in cash may be deferred in exchange for the allocation of notional units under the Plan. This Form 4 reports the crediting of units under the Plan on September 30, 2026, in respect of $38,750 of deferred compensation. The number of notional units credited is calculated by dividing the amount of compensation that is deferred by the closing price of the company's common stock on the date of deferral, or last business day prior. On September 30, 2026, the closing price of Fiserv's common stock was $45.18 per share. Following cessation of the reporting person's service to the company, each notional unit will be settled in shares of Fiserv common stock on a one-for-one basis.
Parker-Hannifin Corp
Report date October 22, 2025 · Filed October 24, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table I · non-derivative | Direct | 6,711 |
Reported balance
After 2025-10-22 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2025-10-22 · Grant · Acquired 258 · Balance 6,711 F1: Award of Restricted Stock Units on October 22, 2025 will vest on the later of (a) one year from the grant date; or (b) on the date of our next Annual Shareholders Meeting. F2: Includes 2 shares acquired as a dividend reinvestment feature under the Parker-Hannifin Corporation 2023 Omnibus Stock Incentive Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Award of Restricted Stock Units on October 22, 2025 will vest on the later of (a) one year from the grant date; or (b) on the date of our next Annual Shareholders Meeting.
F2: Includes 2 shares acquired as a dividend reinvestment feature under the Parker-Hannifin Corporation 2023 Omnibus Stock Incentive Plan.
UNION PACIFIC CORP
Report date April 10, 2023 · Filed April 11, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 592,763.2 |
Reported balance
After 2023-04-10 transaction · row 1
1 source rowRow 1 · 2023-04-10 · Grant · Acquired 30.877 · Balance 592,763.2 F1: Purchase pursuant to the 2021 Employee Stock Purchase Plan. |
| Common StockSEC Table I · non-derivative | IndirectBy Deferral Account | 51,165.0884 |
Reported balance
Holding disclosure · report date 2023-04-10 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 51,165.0884 F2: Represents conversion of restricted stock units to fully vested stock units with a distribution ratio of 1:1 - Payable only in shares of common stock at termination of employment or a date certain. |
| Common StockSEC Table I · non-derivative | Indirectby GRAT I | 82,282 |
Reported balance
Holding disclosure · report date 2023-04-10 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 82,282 |
| Common StockSEC Table I · non-derivative | Indirectby Trust | 21,794 |
Reported balance
Holding disclosure · report date 2023-04-10 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 21,794 |
| Common StockSEC Table I · non-derivative | Indirectby Trust 2 | 48,776 |
Reported balance
Holding disclosure · report date 2023-04-10 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 48,776 |
Filing footnotes · ownership attribution and instrument terms
F1: Purchase pursuant to the 2021 Employee Stock Purchase Plan.
F2: Represents conversion of restricted stock units to fully vested stock units with a distribution ratio of 1:1 - Payable only in shares of common stock at termination of employment or a date certain.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 17, 2021 Filed Nov 19, 2021 16:20 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Tax withholdingCommon Stock | 41,230 | $241.48 | $9,956,220.40 |
DisclosureSEC source: 0000100885-21-000379 · edgardoc.xml · nonDerivative · entry 1 FRITZ LANCE M · CIK 0001499784 · CHAIRMAN PRESIDENT & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 485,999.4479 Read SEC document |
| October 27, 2021 Filed Oct 28, 2021 20:17 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 107,643 | $0.00 Strike: $122.85 | $0.00 |
DisclosureSEC source: 0000100885-21-000357 · edgardoc.xml · derivative · entry 9 FRITZ LANCE M · CIK 0001499784 · CHAIRMAN PRESIDENT & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 107,643 shares Expires 2025-02-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: This option became exercisable in three equal installments starting one year from the grant date. F3 · derivative.exercise_date: This option became exercisable in three equal installments starting one year from the grant date. Read SEC document |
| October 27, 2021 Filed Oct 28, 2021 20:17 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Tax withholdingCommon Stock | 23,165 | $240.72 | $5,576,278.80 |
DisclosureSEC source: 0000100885-21-000357 · edgardoc.xml · nonDerivative · entry 4 FRITZ LANCE M · CIK 0001499784 · CHAIRMAN PRESIDENT & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 527,229.4479 Read SEC document |
| October 27, 2021 Filed Oct 28, 2021 20:17 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Tax withholdingCommon Stock | 54,935 | $240.72 | $13,223,953.20 |
DisclosureSEC source: 0000100885-21-000357 · edgardoc.xml · nonDerivative · entry 3 FRITZ LANCE M · CIK 0001499784 · CHAIRMAN PRESIDENT & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 550,394.4479 Read SEC document |
| October 27, 2021 Filed Oct 28, 2021 20:17 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Exercise / conversionCommon Stock | 107,643 | $122.85 | $13,223,942.55 |
DisclosureSEC source: 0000100885-21-000357 · edgardoc.xml · nonDerivative · entry 2 FRITZ LANCE M · CIK 0001499784 · CHAIRMAN PRESIDENT & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 605,329.4479 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 27, 2021 Filed Oct 29, 2021 18:26 UTC | Parker-Hannifin Corp PH · Entity 2887 | GrantRestricted Stock Units | 556 | $0.00 | $0.00 |
DisclosureSEC source: 0000076334-21-000199 · edgar.xml · nonDerivative · entry 1 FRITZ LANCE M · CIK 0001499784 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,022 F1 · shares: Award of Restricted Stock Units on October 27, 2021 will vest on the later of (a) one year from the grant date; or (b) on the date of our next Annual Shareholders Meeting. F2 · balance_after: Includes 5 shares acquired as a dividend reinvestment feature under the Parker-Hannifin Corporation Amended and Restated 2016 Omnibus Stock Incentive Plan. Read SEC document |
| October 26, 2021 Filed Oct 28, 2021 20:17 UTC | UNION PACIFIC CORP UNP · Entity 2854 | GiftCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000100885-21-000357 · edgardoc.xml · nonDerivative · entry 1 FRITZ LANCE M · CIK 0001499784 · CHAIRMAN PRESIDENT & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 497,686.4479 F1 · kind: The reporting person made a gift of shares to a donor-advised charitable fund. Read SEC document |
| October 10, 2021 Filed Oct 12, 2021 20:59 UTC | UNION PACIFIC CORP UNP · Entity 2854 | GrantCommon Stock | 30.7188 | $216.48 | $6,650.01 |
DisclosureSEC source: 0000100885-21-000327 · edgardoc.xml · nonDerivative · entry 1 FRITZ LANCE M · CIK 0001499784 · CHAIRMAN PRESIDENT & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 502,686.4479 F1 · kind: Purchase pursuant to the 2021 Employee Stock Purchase Plan. Read SEC document |
| September 10, 2021 Filed Sep 14, 2021 16:44 UTC | UNION PACIFIC CORP UNP · Entity 2854 | GrantCommon Stock | 34.5351 | $207.76 | $7,175.01 |
DisclosureSEC source: 0000100885-21-000278 · edgardoc.xml · nonDerivative · entry 1 FRITZ LANCE M · CIK 0001499784 · CHAIRMAN PRESIDENT & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 502,655.7291 F1 · kind: Purchase pursuant to the 2021 Employee Stock Purchase Plan. Read SEC document |
| August 10, 2021 Filed Aug 12, 2021 15:29 UTC | UNION PACIFIC CORP UNP · Entity 2854 | GrantCommon Stock | 32.362 | $221.71 | $7,174.98 |
DisclosureSEC source: 0000100885-21-000264 · edgardoc.xml · nonDerivative · entry 1 FRITZ LANCE M · CIK 0001499784 · CHAIRMAN PRESIDENT & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 502,621.194 F1 · kind: Purchase pursuant to the 2021 Employee Stock Purchase Plan. Read SEC document |
| March 08, 2021 Filed Mar 9, 2021 21:26 UTC | Parker-Hannifin Corp PH · Entity 2887 | PurchaseCommon Stock | 3,900 | $299.82 | $1,169,315.16 |
DisclosureSEC source: 0000076334-21-000034 · edgar.xml · nonDerivative · entry 1 FRITZ LANCE M · CIK 0001499784 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,914 F1 · shares: These securities were purchased pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 8, 2021. F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $299.4350 to $299.9450, inclusive. The reporting person undertakes to provide to Parker-Hannifin Corporation, any security holder of Parker-Hannifin Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in Footnote 2 to this Form 4. Read SEC document |
| February 08, 2021 Filed Feb 9, 2021 15:02 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Tax withholdingCommon Stock | 16,302 | $204.12 | $3,327,564.24 |
DisclosureSEC source: 0000100885-21-000077 · edgardoc.xml · nonDerivative · entry 2 FRITZ LANCE M · CIK 0001499784 · CHAIRMAN PRESIDENT & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 502,588.832 Read SEC document |
| February 08, 2021 Filed Feb 9, 2021 15:02 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Disposition to issuerCommon Stock | 40,998 | $0.00 | $0.00 |
DisclosureSEC source: 0000100885-21-000077 · edgardoc.xml · nonDerivative · entry 1 FRITZ LANCE M · CIK 0001499784 · CHAIRMAN PRESIDENT & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 518,890.832 Read SEC document |
| February 04, 2021 Filed Feb 5, 2021 21:26 UTC | UNION PACIFIC CORP UNP · Entity 2854 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 105,069 | $0.00 Strike: $204.45 | $0.00 |
DisclosureSEC source: 0000100885-21-000060 · edgardoc.xml · derivative · entry 6 FRITZ LANCE M · CIK 0001499784 · CHAIRMAN PRESIDENT & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,069 Underlying: Common Stock · 105,069 shares Expires 2031-02-04 F3 · security: This option becomes exercisable in three equal installments starting one year from the grant date. F3 · derivative.exercise_date: This option becomes exercisable in three equal installments starting one year from the grant date. Read SEC document |
| February 04, 2021 Filed Feb 5, 2021 21:26 UTC | UNION PACIFIC CORP UNP · Entity 2854 | GrantCommon Stock | 61,630 | $0.00 | $0.00 |
DisclosureSEC source: 0000100885-21-000060 · edgardoc.xml · nonDerivative · entry 1 FRITZ LANCE M · CIK 0001499784 · CHAIRMAN PRESIDENT & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 559,888.832 F1 · security: Performance retention unit award with a distribution ratio of 1:1. This award is payable only in shares of common stock with a three year vesting period from the grant date. The amount of shares in column 4 is the maximum number of shares that the reporting person is eligible to receive. The actual number of shares paid out at vesting, if any, depends on applicable performance criteria being met. Read SEC document |
| January 27, 2021 Filed Jan 28, 2021 21:49 UTC | Parker-Hannifin Corp PH · Entity 2887 | GrantRestricted Stock Units | 547 | $0.00 | $0.00 |
DisclosureSEC source: 0000076334-21-000021 · edgar.xml · nonDerivative · entry 2 FRITZ LANCE M · CIK 0001499784 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 547 F1 · shares: Award of Restricted Stock Units to vest one year from the date of grant. Read SEC document |
| November 11, 2020 Filed Nov 17, 2020 22:49 UTC | UNION PACIFIC CORP UNP · Entity 2854 | GiftCommon Stock | 6,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000100885-20-000309 · edgardoc.xml · nonDerivative · entry 1 FRITZ LANCE M · CIK 0001499784 · CHAIRMAN PRESIDENT & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 505,714.832 F1 · kind: The reporting person made a gift of shares to a donor-advised charitable fund. Read SEC document |
| September 16, 2020 Filed Sep 18, 2020 14:45 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 88,399 | $0.00 Strike: $107.30 | $0.00 |
DisclosureSEC source: 0000100885-20-000264 · edgardoc.xml · derivative · entry 7 FRITZ LANCE M · CIK 0001499784 · CHAIRMAN PRESIDENT & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 88,399 shares Expires 2027-02-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: This option became exercisable in three equal installments starting one year from the grant date. F2 · derivative.exercise_date: This option became exercisable in three equal installments starting one year from the grant date. Read SEC document |
| September 16, 2020 Filed Sep 18, 2020 14:45 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Tax withholdingCommon Stock | 18,251 | $202.37 | $3,693,454.87 |
DisclosureSEC source: 0000100885-20-000264 · edgardoc.xml · nonDerivative · entry 3 FRITZ LANCE M · CIK 0001499784 · CHAIRMAN PRESIDENT & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 603,669.832 Read SEC document |
| September 16, 2020 Filed Sep 18, 2020 14:45 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Tax withholdingCommon Stock | 46,871 | $202.37 | $9,485,284.27 |
DisclosureSEC source: 0000100885-20-000264 · edgardoc.xml · nonDerivative · entry 2 FRITZ LANCE M · CIK 0001499784 · CHAIRMAN PRESIDENT & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 621,920.832 Read SEC document |
| September 16, 2020 Filed Sep 18, 2020 14:45 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Exercise / conversionCommon Stock | 88,399 | $107.30 | $9,485,212.70 |
DisclosureSEC source: 0000100885-20-000264 · edgardoc.xml · nonDerivative · entry 1 FRITZ LANCE M · CIK 0001499784 · CHAIRMAN PRESIDENT & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 668,791.832 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 26, 2020 Filed Aug 27, 2020 23:38 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 87,500 | $0.00 Strike: $107.30 | $0.00 |
DisclosureSEC source: 0000100885-20-000245 · edgardoc.xml · derivative · entry 7 FRITZ LANCE M · CIK 0001499784 · CHAIRMAN PRESIDENT & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,399 Underlying: Common Stock · 87,500 shares Expires 2027-02-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: This option became exercisable in three equal installments starting one year from the grant date. F2 · derivative.exercise_date: This option became exercisable in three equal installments starting one year from the grant date. Read SEC document |
| August 26, 2020 Filed Aug 27, 2020 23:38 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Tax withholdingCommon Stock | 17,284 | $194.90 | $3,368,651.60 |
DisclosureSEC source: 0000100885-20-000245 · edgardoc.xml · nonDerivative · entry 3 FRITZ LANCE M · CIK 0001499784 · CHAIRMAN PRESIDENT & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 580,392.832 Read SEC document |
| August 26, 2020 Filed Aug 27, 2020 23:38 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Tax withholdingCommon Stock | 48,173 | $194.90 | $9,388,917.70 |
DisclosureSEC source: 0000100885-20-000245 · edgardoc.xml · nonDerivative · entry 2 FRITZ LANCE M · CIK 0001499784 · CHAIRMAN PRESIDENT & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 597,676.832 Read SEC document |
| August 26, 2020 Filed Aug 27, 2020 23:38 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Exercise / conversionCommon Stock | 87,500 | $107.30 | $9,388,750.00 |
DisclosureSEC source: 0000100885-20-000245 · edgardoc.xml · nonDerivative · entry 1 FRITZ LANCE M · CIK 0001499784 · CHAIRMAN PRESIDENT & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 645,849.832 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 06, 2020 Filed Feb 8, 2020 00:01 UTC | UNION PACIFIC CORP UNP · Entity 2854 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 130,458 | $0.00 Strike: $186.11 | $0.00 |
DisclosureSEC source: 0000100885-20-000067 · edgardoc.xml · derivative · entry 5 FRITZ LANCE M · CIK 0001499784 · CHAIRMAN PRESIDENT & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,458 Underlying: Common Stock · 130,458 shares Expires 2030-02-06 F3 · security: This option becomes exercisable in three equal installments starting one year from the grant date. F3 · derivative.exercise_date: This option becomes exercisable in three equal installments starting one year from the grant date. Read SEC document |
| February 06, 2020 Filed Feb 8, 2020 00:01 UTC | UNION PACIFIC CORP UNP · Entity 2854 | GrantCommon Stock | 67,702 | $0.00 | $0.00 |
DisclosureSEC source: 0000100885-20-000067 · edgardoc.xml · nonDerivative · entry 2 FRITZ LANCE M · CIK 0001499784 · CHAIRMAN PRESIDENT & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 558,349.832 F1 · security: Performance retention unit award with a distribution ratio of 1:1. This award is payable only in shares of common stock with a three year vesting period from the grant date. The amount of shares in column 4 is the maximum number of shares that the reporting person is eligible to receive. The actual number of shares paid out at vesting, if any, depends on applicable performance criteria being met. Read SEC document |
| February 06, 2020 Filed Feb 8, 2020 00:01 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Tax withholdingCommon Stock | 32,770 | $186.11 | $6,098,824.70 |
DisclosureSEC source: 0000100885-20-000067 · edgardoc.xml · nonDerivative · entry 1 FRITZ LANCE M · CIK 0001499784 · CHAIRMAN PRESIDENT & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 490,647.832 Read SEC document |
| December 11, 2019 Filed Dec 12, 2019 22:29 UTC | UNION PACIFIC CORP UNP · Entity 2854 | GiftCommon Stock | 5,836 | $0.00 | $0.00 |
DisclosureSEC source: 0000100885-19-000288 · edgardoc.xml · nonDerivative · entry 2 FRITZ LANCE M · CIK 0001499784 · CHAIRMAN PRESIDENT & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 541,956.832 F1 · kind: The reporting person made a gift of shares to a donor-advised charitable fund. Read SEC document |
| July 26, 2019 Filed Dec 12, 2019 22:29 UTC | UNION PACIFIC CORP UNP · Entity 2854 | GiftCommon Stock | 9,656 | $0.00 | $0.00 |
DisclosureSEC source: 0000100885-19-000288 · edgardoc.xml · nonDerivative · entry 1 FRITZ LANCE M · CIK 0001499784 · CHAIRMAN PRESIDENT & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 547,792.832 F1 · kind: The reporting person made a gift of shares to a donor-advised charitable fund. Read SEC document |
| April 23, 2019 Filed Apr 24, 2019 21:24 UTC | UNION PACIFIC CORP UNP · Entity 2854 | GiftCommon Stock | 7,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000100885-19-000135 · edgardoc.xml · nonDerivative · entry 1 FRITZ LANCE M · CIK 0001499784 · CHAIRMAN PRESIDENT & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 557,448.832 F1 · kind: The reporting person made a gift of shares to a donor-advised charitable fund. Read SEC document |
| February 20, 2019 Filed Feb 21, 2019 22:43 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 82,149 | $0.00 Strike: $75.52 | $0.00 |
DisclosureSEC source: 0000100885-19-000086 · edgardoc.xml · derivative · entry 6 FRITZ LANCE M · CIK 0001499784 · CHAIRMAN PRESIDENT & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 82,149 shares Expires 2026-02-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: This option became exercisable in three equal installments starting one year from the grant date. F2 · derivative.exercise_date: This option became exercisable in three equal installments starting one year from the grant date. Read SEC document |
| February 20, 2019 Filed Feb 21, 2019 22:43 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Tax withholdingCommon Stock | 20,190 | $171.33 | $3,459,152.70 |
DisclosureSEC source: 0000100885-19-000086 · edgardoc.xml · nonDerivative · entry 3 FRITZ LANCE M · CIK 0001499784 · CHAIRMAN PRESIDENT & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 564,448.832 Read SEC document |
| February 20, 2019 Filed Feb 21, 2019 22:43 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Tax withholdingCommon Stock | 36,211 | $171.33 | $6,204,030.63 |
DisclosureSEC source: 0000100885-19-000086 · edgardoc.xml · nonDerivative · entry 2 FRITZ LANCE M · CIK 0001499784 · CHAIRMAN PRESIDENT & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 584,638.832 Read SEC document |
| February 20, 2019 Filed Feb 21, 2019 22:43 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Exercise / conversionCommon Stock | 82,149 | $75.52 | $6,203,892.48 |
DisclosureSEC source: 0000100885-19-000086 · edgardoc.xml · nonDerivative · entry 1 FRITZ LANCE M · CIK 0001499784 · CHAIRMAN PRESIDENT & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 620,849.832 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 07, 2019 Filed Feb 11, 2019 15:17 UTC | UNION PACIFIC CORP UNP · Entity 2854 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 128,415 | $0.00 Strike: $161.57 | $0.00 |
DisclosureSEC source: 0000100885-19-000064 · edgardoc.xml · derivative · entry 6 FRITZ LANCE M · CIK 0001499784 · CHAIRMAN PRESIDENT & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,415 Underlying: Common Stock · 128,415 shares Expires 2029-02-07 F3 · security: This option becomes exercisable in three equal installments starting one year from the grant date. F3 · derivative.exercise_date: This option becomes exercisable in three equal installments starting one year from the grant date. Read SEC document |
| February 07, 2019 Filed Feb 11, 2019 15:17 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Tax withholdingCommon Stock | 21,999 | $161.57 | $3,554,378.43 |
DisclosureSEC source: 0000100885-19-000064 · edgardoc.xml · nonDerivative · entry 3 FRITZ LANCE M · CIK 0001499784 · CHAIRMAN PRESIDENT & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 538,700.832 Read SEC document |
| February 07, 2019 Filed Feb 11, 2019 15:17 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Disposition to issuerCommon Stock | 24,101 | $0.00 | $0.00 |
DisclosureSEC source: 0000100885-19-000064 · edgardoc.xml · nonDerivative · entry 2 FRITZ LANCE M · CIK 0001499784 · CHAIRMAN PRESIDENT & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 560,699.832 Read SEC document |
| February 07, 2019 Filed Feb 11, 2019 15:17 UTC | UNION PACIFIC CORP UNP · Entity 2854 | GrantCommon Stock | 72,416 | $0.00 | $0.00 |
DisclosureSEC source: 0000100885-19-000064 · edgardoc.xml · nonDerivative · entry 1 FRITZ LANCE M · CIK 0001499784 · CHAIRMAN PRESIDENT & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 584,800.832 F1 · security: Performance retention unit award with a distribution ratio of 1:1. This award is payable only in shares of common stock with a three year vesting period from the grant date. The amount of shares in column 4 is the maximum number of shares that the reporting person is eligible to receive. The actual number of shares paid out at vesting, if any, depends on applicable performance criteria being met. Read SEC document |
| February 05, 2019 Filed Feb 6, 2019 19:44 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Tax withholdingCommon Stock | 4,294 | $161.30 | $692,622.20 |
DisclosureSEC source: 0000100885-19-000044 · edgardoc.xml · nonDerivative · entry 1 FRITZ LANCE M · CIK 0001499784 · CHAIRMAN PRESIDENT & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 512,384.832 Read SEC document |
| January 28, 2019 Filed Jan 29, 2019 18:11 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 164,298 | $0.00 Strike: $75.52 | $0.00 |
DisclosureSEC source: 0000100885-19-000040 · edgardoc.xml · derivative · entry 6 FRITZ LANCE M · CIK 0001499784 · CHAIRMAN PRESIDENT & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,149 Underlying: Common Stock · 164,298 shares Expires 2026-02-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: This option becomes exercisable in three equal installments starting one year from the grant date. F2 · derivative.exercise_date: This option becomes exercisable in three equal installments starting one year from the grant date. Read SEC document |
| January 28, 2019 Filed Jan 29, 2019 18:11 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Tax withholdingCommon Stock | 38,327 | $160.95 | $6,168,730.65 |
DisclosureSEC source: 0000100885-19-000040 · edgardoc.xml · nonDerivative · entry 3 FRITZ LANCE M · CIK 0001499784 · CHAIRMAN PRESIDENT & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 516,678.832 Read SEC document |
| January 28, 2019 Filed Jan 29, 2019 18:11 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Tax withholdingCommon Stock | 77,091 | $160.95 | $12,407,796.45 |
DisclosureSEC source: 0000100885-19-000040 · edgardoc.xml · nonDerivative · entry 2 FRITZ LANCE M · CIK 0001499784 · CHAIRMAN PRESIDENT & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 555,005.832 Read SEC document |
| January 28, 2019 Filed Jan 29, 2019 18:11 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Exercise / conversionCommon Stock | 164,298 | $75.52 | $12,407,784.96 |
DisclosureSEC source: 0000100885-19-000040 · edgardoc.xml · nonDerivative · entry 1 FRITZ LANCE M · CIK 0001499784 · CHAIRMAN PRESIDENT & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 632,096.832 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 03, 2018 Filed Dec 4, 2018 22:37 UTC | UNION PACIFIC CORP UNP · Entity 2854 | GiftCommon Stock | 6,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000100885-18-000270 · edgardoc.xml · nonDerivative · entry 1 FRITZ LANCE M · CIK 0001499784 · CHAIRMAN PRESIDENT & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 467,798.832 F1 · kind: The reporting person made a gift of shares to a donor-advised charitable fund. Read SEC document |
| July 30, 2018 Filed Jul 31, 2018 21:57 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 49,566 | $0.00 Strike: $87.56 | $0.00 |
DisclosureSEC source: 0000100885-18-000190 · edgardoc.xml · derivative · entry 6 FRITZ LANCE M · CIK 0001499784 · Chairman President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 49,566 shares Expires 2024-02-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: This option became exercisable in three equal installments starting one year from the grant date. F2 · derivative.exercise_date: This option became exercisable in three equal installments starting one year from the grant date. Read SEC document |
| July 30, 2018 Filed Jul 31, 2018 21:57 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Tax withholdingCommon Stock | 9,423 | $148.56 | $1,399,880.88 |
DisclosureSEC source: 0000100885-18-000190 · edgardoc.xml · nonDerivative · entry 3 FRITZ LANCE M · CIK 0001499784 · Chairman President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 473,798.832 Read SEC document |
| July 30, 2018 Filed Jul 31, 2018 21:57 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Tax withholdingCommon Stock | 29,214 | $148.56 | $4,340,031.84 |
DisclosureSEC source: 0000100885-18-000190 · edgardoc.xml · nonDerivative · entry 2 FRITZ LANCE M · CIK 0001499784 · Chairman President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 483,221.832 Read SEC document |
| July 30, 2018 Filed Jul 31, 2018 21:57 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Exercise / conversionCommon Stock | 49,566 | $87.56 | $4,339,998.96 |
DisclosureSEC source: 0000100885-18-000190 · edgardoc.xml · nonDerivative · entry 1 FRITZ LANCE M · CIK 0001499784 · Chairman President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 512,435.832 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 02, 2018 Filed Jul 3, 2018 19:03 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Tax withholdingCommon Stock | 13,655.8213 | $143.07 | $1,953,738.35 |
DisclosureSEC source: 0000100885-18-000175 · edgardoc.xml · nonDerivative · entry 1 FRITZ LANCE M · CIK 0001499784 · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Deferral Account Disclosed balance after: 23,425.6694 F1 · shares: Represents conversion of restricted stock to fully vested stock units with a distribution ratio of 1:1 - payable only in shares of common stock on a date certain (July 2, 2018), which was selected in June of 2012. The shares disposed of, and reported in, column 4 represent shares withheld solely for tax purposes. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.