Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| GLADSTONE INVESTMENT CORPORATIONDEGAIN · Entity 8917 | Chief Financial Officer | March 20, 2020 | March 23, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
GLADSTONE INVESTMENT CORPORATIONDE
Report date March 20, 2020 · Filed March 23, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common stockSEC Table I · non-derivative | Direct | 4,000 |
Reported balance
After 2020-03-20 transaction · row 1
1 source rowRow 1 · 2020-03-20 · Purchase · Acquired 2,500 · Balance 4,000 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 20, 2020 Filed Mar 23, 2020 11:14 UTC | GLADSTONE INVESTMENT CORPORATIONDE GAIN · Entity 8917 | PurchaseCommon stock | 2,500 | $8.18 | $20,437.50 |
DisclosureSEC source: 0001475246-20-000062 · edgar.xml · nonDerivative · entry 1 RYAN JULIA · CIK 0001639103 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,000 Read SEC document |
| November 08, 2018 Filed Nov 9, 2018 12:29 UTC | GLADSTONE INVESTMENT CORPORATIONDE GAIN · Entity 8917 | PurchaseCommon stock | 1,500 | $9.98 | $14,970.00 |
DisclosureSEC source: 0001475246-18-000066 · edgar.xml · nonDerivative · entry 1 RYAN JULIA · CIK 0001639103 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,500 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.