Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| DANA IncDAN · Entity 6 | EVP & Pres Comm Veh Drive Tech | March 20, 2020 | March 24, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
DANA Inc
Report date March 20, 2020 · Filed March 24, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Dividend Equivalent RightsSEC Table II · derivative / convertible security | Direct | 4,067 |
Reported balance
After 2020-03-20 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2020-03-20 · Grant · Acquired 1,930 · Balance 4,067 F1: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock. |
Filing footnotes · ownership attribution and instrument terms
F1: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 25, 2017 Filed Mar 1, 2017 00:33 UTC | DANA Inc DAN · Entity 6 | Tax withholdingCommon Stock, par value $0.01 | 9,929 | $19.01 | $188,750.29 |
DisclosureSEC source: 0001225208-17-005003 · doc4.xml · nonDerivative · entry 3 Wallace Mark E · CIK 0001452445 · EVP & Pres Comm Veh Drive Tech 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 144,842 F1 · shares: Represents the total number of shares of common stock withheld for the Reporting Person's tax obligation. Read SEC document |
| February 25, 2017 Filed Mar 1, 2017 00:33 UTC | DANA Inc DAN · Entity 6 | Exercise / conversionCommon Stock, par value $0.01 | 1,205 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-005003 · doc4.xml · nonDerivative · entry 2 Wallace Mark E · CIK 0001452445 · EVP & Pres Comm Veh Drive Tech 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 154,771 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 25, 2017 Filed Mar 1, 2017 00:33 UTC | DANA Inc DAN · Entity 6 | Exercise / conversionCommon Stock, par value $0.01 | 30,721 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-005003 · doc4.xml · nonDerivative · entry 1 Wallace Mark E · CIK 0001452445 · EVP & Pres Comm Veh Drive Tech 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 153,566 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 23, 2017 Filed Feb 23, 2017 20:30 UTC | DANA Inc DAN · Entity 6 | SaleCommon Stock, par value $0.01 | 9,400 | $19.79 | $185,979.00 |
DisclosureSEC source: 0001225208-17-004273 · doc4.xml · nonDerivative · entry 9 Wallace Mark E · CIK 0001452445 · EVP & Pres Comm Veh Drive Tech 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,845 Read SEC document |
| February 23, 2017 Filed Feb 23, 2017 20:30 UTC | DANA Inc DAN · Entity 6 | SaleCommon Stock, par value $0.01 | 600 | $19.78 | $11,868.00 |
DisclosureSEC source: 0001225208-17-004273 · doc4.xml · nonDerivative · entry 8 Wallace Mark E · CIK 0001452445 · EVP & Pres Comm Veh Drive Tech 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,245 Read SEC document |
| February 22, 2017 Filed Feb 23, 2017 20:30 UTC | DANA Inc DAN · Entity 6 | SaleCommon Stock, par value $0.01 | 20,000 | $19.75 | $395,000.00 |
DisclosureSEC source: 0001225208-17-004273 · doc4.xml · nonDerivative · entry 7 Wallace Mark E · CIK 0001452445 · EVP & Pres Comm Veh Drive Tech 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,845 Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 20:30 UTC | DANA Inc DAN · Entity 6 | Exercise / conversionStock Option - Right to Buy · Derivative | 37,972 | $0.00 Strike: $16.19 | $0.00 |
DisclosureSEC source: 0001225208-17-004273 · doc4.xml · derivative · entry 11 Wallace Mark E · CIK 0001452445 · EVP & Pres Comm Veh Drive Tech 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 · 37,972 shares Expires 2023-02-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Stock options granted vest in three (3) equal annual installments beginning on the first year anniversary date of the grant. F1 · derivative.expiration_date: Stock options granted vest in three (3) equal annual installments beginning on the first year anniversary date of the grant. Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 20:30 UTC | DANA Inc DAN · Entity 6 | Exercise / conversionStock Option - Right to Buy · Derivative | 16,012 | $0.00 Strike: $15.96 | $0.00 |
DisclosureSEC source: 0001225208-17-004273 · doc4.xml · derivative · entry 10 Wallace Mark E · CIK 0001452445 · EVP & Pres Comm Veh Drive Tech 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 · 16,012 shares Expires 2022-02-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Stock options granted vest in three (3) equal annual installments beginning on the first year anniversary date of the grant. F1 · derivative.expiration_date: Stock options granted vest in three (3) equal annual installments beginning on the first year anniversary date of the grant. Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 20:30 UTC | DANA Inc DAN · Entity 6 | SaleCommon Stock, par value $0.01 | 30,072 | $19.51 | $586,704.72 |
DisclosureSEC source: 0001225208-17-004273 · doc4.xml · nonDerivative · entry 6 Wallace Mark E · CIK 0001452445 · EVP & Pres Comm Veh Drive Tech 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,845 Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 20:30 UTC | DANA Inc DAN · Entity 6 | SaleCommon Stock, par value $0.01 | 16,012 | $19.50 | $312,234.00 |
DisclosureSEC source: 0001225208-17-004273 · doc4.xml · nonDerivative · entry 5 Wallace Mark E · CIK 0001452445 · EVP & Pres Comm Veh Drive Tech 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 182,917 Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 20:30 UTC | DANA Inc DAN · Entity 6 | SaleCommon Stock, par value $0.01 | 7,200 | $19.50 | $140,400.00 |
DisclosureSEC source: 0001225208-17-004273 · doc4.xml · nonDerivative · entry 4 Wallace Mark E · CIK 0001452445 · EVP & Pres Comm Veh Drive Tech 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 198,929 Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 20:30 UTC | DANA Inc DAN · Entity 6 | SaleCommon Stock, par value $0.01 | 700 | $19.52 | $13,666.10 |
DisclosureSEC source: 0001225208-17-004273 · doc4.xml · nonDerivative · entry 3 Wallace Mark E · CIK 0001452445 · EVP & Pres Comm Veh Drive Tech 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 206,129 Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 20:30 UTC | DANA Inc DAN · Entity 6 | Exercise / conversionCommon Stock, par value $0.01 | 16,012 | $15.96 | $255,551.52 |
DisclosureSEC source: 0001225208-17-004273 · doc4.xml · nonDerivative · entry 2 Wallace Mark E · CIK 0001452445 · EVP & Pres Comm Veh Drive Tech 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 206,829 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 20:30 UTC | DANA Inc DAN · Entity 6 | Exercise / conversionCommon Stock, par value $0.01 | 37,972 | $16.19 | $614,766.68 |
DisclosureSEC source: 0001225208-17-004273 · doc4.xml · nonDerivative · entry 1 Wallace Mark E · CIK 0001452445 · EVP & Pres Comm Veh Drive Tech 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 190,817 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 18:24 UTC | DANA Inc DAN · Entity 6 | GrantRestricted Stock Units · Derivative | 34,135 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-003700 · doc4.xml · derivative · entry 1 Wallace Mark E · CIK 0001452445 · EVP & Pres-On Hwy Technologies 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,135 Underlying: Common Stock, par value $0.01 · 34,135 shares Expires not disclosed F1 · security: Restricted stock units granted pursuant to the Dana Holding Corporation 2012 Omnibus Incentive Plan. F2 · derivative.exercise_price: Each restricted stock unit granted represents the right to receive one share of Dana common stock or, at the election of Dana, cash equal to the market value per share. Each restricted stock unit contains dividend equivalent rights. F3 · derivative.exercise_date: Restricted stock units cliff vest three (3) years from the date of grant. Reporting person may elect to surrender a portion of their unvested grant to fulfill any tax obligation related to such grant. F3 · derivative.expiration_date: Restricted stock units cliff vest three (3) years from the date of grant. Reporting person may elect to surrender a portion of their unvested grant to fulfill any tax obligation related to such grant. Read SEC document |
| December 02, 2016 Filed Dec 5, 2016 19:24 UTC | DANA Inc DAN · Entity 6 | GrantDividend Equivalent Rights · Derivative | 389 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-042683 · doc4.xml · derivative · entry 1 Wallace Mark E · CIK 0001452445 · EVP & Pres-On Hwy Technologies 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,719 Underlying: Common Stock, par value $0.01 · 389 shares Expires not disclosed F1 · derivative.exercise_price: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock. F1 · derivative.exercise_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock. F1 · derivative.expiration_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock. Read SEC document |
| September 09, 2016 Filed Sep 13, 2016 19:16 UTC | DANA Inc DAN · Entity 6 | GrantDividend Equivalent Rights · Derivative | 465 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-039281 · doc4.xml · derivative · entry 1 Wallace Mark E · CIK 0001452445 · EVP & Pres-On Hwy Technologies 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,330 Underlying: Common Stock, par value $0.01 · 465 shares Expires not disclosed F1 · derivative.exercise_price: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock. F1 · derivative.exercise_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock. F1 · derivative.expiration_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.