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Wallace Mark E

Disclosed activity across 1 company

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150400
SEC CIK
0001452445

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
DANA IncDAN · Entity 6EVP & Pres Comm Veh Drive TechMarch 20, 2020March 24, 2020

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

DANA Inc

Report date March 20, 2020 · Filed March 24, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Dividend Equivalent RightsSEC Table II · derivative / convertible securityDirect4,067 Reported balance After 2020-03-20 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2020-03-20 · Grant · Acquired 1,930 · Balance 4,067

F1: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

Filing footnotes · ownership attribution and instrument terms

F1: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
September 05, 2019 Filed Sep 6, 2019 21:09 UTC DANA Inc DAN · Entity 6 SaleCommon Stock, par value $0.01 100 $13.55 $1,355.00
Disclosure

SEC source: 0001225208-19-012223 · doc4.xml · nonDerivative · entry 2

Wallace Mark E · CIK 0001452445 · EVP & Pres Comm Veh Drive Tech

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,411

Read SEC document
September 05, 2019 Filed Sep 6, 2019 21:09 UTC DANA Inc DAN · Entity 6 SaleCommon Stock, par value $0.01 19 $13.55 $257.36
Disclosure

SEC source: 0001225208-19-012223 · doc4.xml · nonDerivative · entry 1

Wallace Mark E · CIK 0001452445 · EVP & Pres Comm Veh Drive Tech

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,511

Read SEC document
June 07, 2019 Filed Jun 11, 2019 21:00 UTC DANA Inc DAN · Entity 6 GrantDividend Equivalent Rights · Derivative 618 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-009126 · doc4.xml · derivative · entry 1

Wallace Mark E · CIK 0001452445 · EVP & Pres Comm Veh Drive Tech

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,768

Underlying: Common Stock, par value $0.01 · 618 shares

Expires not disclosed

F1 · derivative.exercise_price: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.exercise_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.expiration_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

Read SEC document
March 23, 2019 Filed Mar 26, 2019 22:49 UTC DANA Inc DAN · Entity 6 Exercise / conversionRestricted Stock Units · Derivative 50,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-005815 · doc4.xml · derivative · entry 6

Wallace Mark E · CIK 0001452445 · EVP & Pres Comm Veh Drive Tech

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 · 50,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit granted represents the right to receive one share of Dana common stock or, at the election of Dana, cash equal to the market value per share. Each restricted stock unit contains dividend equivalent rights.

F5 · derivative.exercise_date: Restricted stock units granted cliff vest three (3) years from date of grant.

F5 · derivative.expiration_date: Restricted stock units granted cliff vest three (3) years from date of grant.

Read SEC document
March 23, 2019 Filed Mar 26, 2019 22:49 UTC DANA Inc DAN · Entity 6 Exercise / conversionDividend Equivalent Rights · Derivative 2,527 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-005815 · doc4.xml · derivative · entry 5

Wallace Mark E · CIK 0001452445 · EVP & Pres Comm Veh Drive Tech

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,150

Underlying: Common Stock, par value $0.01 · 2,527 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate, which have vested.

F3 · derivative.exercise_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate, which have vested.

F3 · derivative.expiration_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate, which have vested.

Read SEC document
March 23, 2019 Filed Mar 26, 2019 22:49 UTC DANA Inc DAN · Entity 6 Tax withholdingCommon Stock, par value $0.01 18,631 $16.60 $309,274.60
Disclosure

SEC source: 0001225208-19-005815 · doc4.xml · nonDerivative · entry 3

Wallace Mark E · CIK 0001452445 · EVP & Pres Comm Veh Drive Tech

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,530

F1 · shares: Represents the total number of shares of common stock withheld for the Reporting Person's tax obligation.

Read SEC document
March 23, 2019 Filed Mar 26, 2019 22:49 UTC DANA Inc DAN · Entity 6 Exercise / conversionCommon Stock, par value $0.01 2,527 $16.60 $41,948.20
Disclosure

SEC source: 0001225208-19-005815 · doc4.xml · nonDerivative · entry 2

Wallace Mark E · CIK 0001452445 · EVP & Pres Comm Veh Drive Tech

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,161

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 23, 2019 Filed Mar 26, 2019 22:49 UTC DANA Inc DAN · Entity 6 Exercise / conversionCommon Stock, par value $0.01 50,000 $16.60 $830,000.00
Disclosure

SEC source: 0001225208-19-005815 · doc4.xml · nonDerivative · entry 1

Wallace Mark E · CIK 0001452445 · EVP & Pres Comm Veh Drive Tech

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,634

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 22, 2019 Filed Mar 26, 2019 22:49 UTC DANA Inc DAN · Entity 6 GrantDividend Equivalent Rights · Derivative 916 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-005815 · doc4.xml · derivative · entry 4

Wallace Mark E · CIK 0001452445 · EVP & Pres Comm Veh Drive Tech

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,677

Underlying: Common Stock, par value $0.01 · 916 shares

Expires not disclosed

F2 · derivative.exercise_price: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F2 · derivative.exercise_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F2 · derivative.expiration_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

Read SEC document
February 12, 2019 Filed Feb 15, 2019 00:58 UTC DANA Inc DAN · Entity 6 GrantRestricted Stock Units · Derivative 40,639 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-002637 · doc4.xml · derivative · entry 3

Wallace Mark E · CIK 0001452445 · EVP & Pres Comm Veh Drive Tech

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,639

Underlying: Common Stock, par value $0.01 · 40,639 shares

Expires not disclosed

F3 · security: Restricted stock units granted pursuant to the Dana Incorporated 2017 Omnibus Incentive Plan.

F4 · derivative.exercise_price: Each restricted stock unit granted represents the right to receive one share of Dana common stock or, at the election of Dana, cash equal to the market value per share. Each restricted stock unit contains dividend equivalent rights.

F5 · derivative.exercise_date: Restricted stock units granted cliff vest three (3) years from date of grant.

F5 · derivative.expiration_date: Restricted stock units granted cliff vest three (3) years from date of grant.

Read SEC document
February 12, 2019 Filed Feb 15, 2019 00:58 UTC DANA Inc DAN · Entity 6 Tax withholdingCommon Stock, par value $0.01 9,267 $17.12 $158,651.04
Disclosure

SEC source: 0001225208-19-002637 · doc4.xml · nonDerivative · entry 2

Wallace Mark E · CIK 0001452445 · EVP & Pres Comm Veh Drive Tech

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,634

F2 · shares: Represents shares withheld to satisfy tax obligations upon vesting of performance shares.

Read SEC document
February 12, 2019 Filed Feb 15, 2019 00:58 UTC DANA Inc DAN · Entity 6 GrantCommon Stock, par value $0.01 32,500 $17.12 $556,400.00
Disclosure

SEC source: 0001225208-19-002637 · doc4.xml · nonDerivative · entry 1

Wallace Mark E · CIK 0001452445 · EVP & Pres Comm Veh Drive Tech

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,901

F1 · shares: Represents the acquisition of common stock resulting from the vesting of performance shares.

Read SEC document
November 30, 2018 Filed Dec 4, 2018 22:19 UTC DANA Inc DAN · Entity 6 GrantDividend Equivalent Rights · Derivative 763 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-016211 · doc4.xml · derivative · entry 1

Wallace Mark E · CIK 0001452445 · EVP & Pres Comm Veh Drive Tech

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,761

Underlying: Common Stock, par value $0.01 · 763 shares

Expires not disclosed

F1 · derivative.exercise_price: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.exercise_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.expiration_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

Read SEC document
August 31, 2018 Filed Sep 5, 2018 21:17 UTC DANA Inc DAN · Entity 6 GrantDividend Equivalent Rights · Derivative 563 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-013179 · doc4.xml · derivative · entry 1

Wallace Mark E · CIK 0001452445 · EVP & Pres Comm Veh Drive Tech

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,998

Underlying: Common Stock, par value $0.01 · 563 shares

Expires not disclosed

F1 · derivative.exercise_price: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.exercise_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.expiration_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

Read SEC document
June 01, 2018 Filed Jun 5, 2018 20:50 UTC DANA Inc DAN · Entity 6 GrantDividend Equivalent Rights · Derivative 483 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-010189 · doc4.xml · derivative · entry 1

Wallace Mark E · CIK 0001452445 · EVP & Pres Comm Veh Drive Tech

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,435

Underlying: Common Stock, par value $0.01 · 483 shares

Expires not disclosed

F1 · derivative.exercise_price: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.exercise_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.expiration_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

Read SEC document
March 23, 2018 Filed Mar 26, 2018 20:44 UTC DANA Inc DAN · Entity 6 GrantDividend Equivalent Rights · Derivative 435 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-006711 · doc4.xml · derivative · entry 1

Wallace Mark E · CIK 0001452445 · EVP & Pres Comm Veh Drive Tech

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,952

Underlying: Common Stock, par value $0.01 · 435 shares

Expires not disclosed

F1 · derivative.exercise_price: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.exercise_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.expiration_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

Read SEC document
February 24, 2018 Filed Feb 27, 2018 21:37 UTC DANA Inc DAN · Entity 6 Exercise / conversionRestricted Stock Units · Derivative 29,189 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-004391 · doc4.xml · derivative · entry 5

Wallace Mark E · CIK 0001452445 · EVP & Pres Comm Veh Drive Tech

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock, par value $0.01 · 29,189 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit granted represents the right to receive one share of Dana common stock or, at the election of Dana, cash equal to the market value per share. Each restricted stock unit contains dividend equivalent rights.

F4 · derivative.exercise_date: Restricted stock units granted cliff vest three (3) years from date of grant.

F4 · derivative.expiration_date: Restricted stock units granted cliff vest three (3) years from date of grant.

Read SEC document
February 24, 2018 Filed Feb 27, 2018 21:37 UTC DANA Inc DAN · Entity 6 Exercise / conversionDividend Equivalent Rights · Derivative 1,186 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-004391 · doc4.xml · derivative · entry 4

Wallace Mark E · CIK 0001452445 · EVP & Pres Comm Veh Drive Tech

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,517

Underlying: Common Stock, par value $0.01 · 1,186 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate, which have vested.

F2 · derivative.exercise_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate, which have vested.

F2 · derivative.expiration_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate, which have vested.

Read SEC document
February 24, 2018 Filed Feb 27, 2018 21:37 UTC DANA Inc DAN · Entity 6 Tax withholdingCommon Stock, par value $0.01 10,941 $28.01 $306,457.41
Disclosure

SEC source: 0001225208-18-004391 · doc4.xml · nonDerivative · entry 3

Wallace Mark E · CIK 0001452445 · EVP & Pres Comm Veh Drive Tech

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,401

F1 · shares: Represents the total number of shares of common stock withheld for the Reporting Person's tax obligation.

Read SEC document
February 24, 2018 Filed Feb 27, 2018 21:37 UTC DANA Inc DAN · Entity 6 Exercise / conversionCommon Stock, par value $0.01 1,186 $28.01 $33,219.86
Disclosure

SEC source: 0001225208-18-004391 · doc4.xml · nonDerivative · entry 2

Wallace Mark E · CIK 0001452445 · EVP & Pres Comm Veh Drive Tech

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,342

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 24, 2018 Filed Feb 27, 2018 21:37 UTC DANA Inc DAN · Entity 6 Exercise / conversionCommon Stock, par value $0.01 29,189 $28.01 $817,583.89
Disclosure

SEC source: 0001225208-18-004391 · doc4.xml · nonDerivative · entry 1

Wallace Mark E · CIK 0001452445 · EVP & Pres Comm Veh Drive Tech

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,156

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 15, 2018 Filed Feb 20, 2018 21:31 UTC DANA Inc DAN · Entity 6 GrantRestricted Stock Units · Derivative 23,882 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-003316 · doc4.xml · derivative · entry 3

Wallace Mark E · CIK 0001452445 · EVP & Pres Comm Veh Drive Tech

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,882

Underlying: Common Stock, par value $0.01 · 23,882 shares

Expires not disclosed

F3 · security: Restricted stock units granted pursuant to the Dana Incorporated 2017 Omnibus Incentive Plan.

F4 · derivative.exercise_price: Each restricted stock unit granted represents the right to receive one share of Dana common stock or, at the election of Dana, cash equal to the market value per share. Each restricted stock unit contains dividend equivalent rights.

F5 · derivative.exercise_date: Restricted stock units cliff vest three (3) years from the date of grant. Reporting person may elect to surrender a portion of their unvested grant to fulfill any tax obligation related to such grant.

F5 · derivative.expiration_date: Restricted stock units cliff vest three (3) years from the date of grant. Reporting person may elect to surrender a portion of their unvested grant to fulfill any tax obligation related to such grant.

Read SEC document
February 15, 2018 Filed Feb 20, 2018 21:31 UTC DANA Inc DAN · Entity 6 Tax withholdingCommon Stock, par value $0.01 5,992 $28.41 $170,232.72
Disclosure

SEC source: 0001225208-18-003316 · doc4.xml · nonDerivative · entry 2

Wallace Mark E · CIK 0001452445 · EVP & Pres Comm Veh Drive Tech

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,967

F2 · shares: Represents shares withheld to satisfy tax obligations upon vesting of performance shares.

Read SEC document
February 15, 2018 Filed Feb 20, 2018 21:31 UTC DANA Inc DAN · Entity 6 GrantCommon Stock, par value $0.01 21,059 $28.41 $598,286.19
Disclosure

SEC source: 0001225208-18-003316 · doc4.xml · nonDerivative · entry 1

Wallace Mark E · CIK 0001452445 · EVP & Pres Comm Veh Drive Tech

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,959

F1 · shares: Represents the acquisition of common stock resulting from the vesting of performance shares.

Read SEC document
January 31, 2018 Filed Feb 1, 2018 21:54 UTC DANA Inc DAN · Entity 6 SaleCommon Stock, par value $0.01 22,300 $33.41 $745,043.00
Disclosure

SEC source: 0001225208-18-001993 · doc4.xml · nonDerivative · entry 19

Wallace Mark E · CIK 0001452445 · EVP & Pres Comm Veh Drive Tech

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,900

Read SEC document
January 31, 2018 Filed Feb 1, 2018 21:54 UTC DANA Inc DAN · Entity 6 SaleCommon Stock, par value $0.01 5,300 $33.42 $177,099.50
Disclosure

SEC source: 0001225208-18-001993 · doc4.xml · nonDerivative · entry 18

Wallace Mark E · CIK 0001452445 · EVP & Pres Comm Veh Drive Tech

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,200

Read SEC document
January 31, 2018 Filed Feb 1, 2018 21:54 UTC DANA Inc DAN · Entity 6 SaleCommon Stock, par value $0.01 5,000 $33.47 $167,350.00
Disclosure

SEC source: 0001225208-18-001993 · doc4.xml · nonDerivative · entry 17

Wallace Mark E · CIK 0001452445 · EVP & Pres Comm Veh Drive Tech

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,500

Read SEC document
January 31, 2018 Filed Feb 1, 2018 21:54 UTC DANA Inc DAN · Entity 6 SaleCommon Stock, par value $0.01 1,600 $33.38 $53,400.00
Disclosure

SEC source: 0001225208-18-001993 · doc4.xml · nonDerivative · entry 16

Wallace Mark E · CIK 0001452445 · EVP & Pres Comm Veh Drive Tech

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,500

Read SEC document
January 31, 2018 Filed Feb 1, 2018 21:54 UTC DANA Inc DAN · Entity 6 SaleCommon Stock, par value $0.01 1,600 $33.44 $53,496.00
Disclosure

SEC source: 0001225208-18-001993 · doc4.xml · nonDerivative · entry 15

Wallace Mark E · CIK 0001452445 · EVP & Pres Comm Veh Drive Tech

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,100

Read SEC document
January 31, 2018 Filed Feb 1, 2018 21:54 UTC DANA Inc DAN · Entity 6 SaleCommon Stock, par value $0.01 900 $33.45 $30,105.00
Disclosure

SEC source: 0001225208-18-001993 · doc4.xml · nonDerivative · entry 14

Wallace Mark E · CIK 0001452445 · EVP & Pres Comm Veh Drive Tech

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,700

Read SEC document
January 31, 2018 Filed Feb 1, 2018 21:54 UTC DANA Inc DAN · Entity 6 SaleCommon Stock, par value $0.01 601 $33.39 $20,067.39
Disclosure

SEC source: 0001225208-18-001993 · doc4.xml · nonDerivative · entry 13

Wallace Mark E · CIK 0001452445 · EVP & Pres Comm Veh Drive Tech

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,600

Read SEC document
January 31, 2018 Filed Feb 1, 2018 21:54 UTC DANA Inc DAN · Entity 6 SaleCommon Stock, par value $0.01 600 $33.38 $20,028.00
Disclosure

SEC source: 0001225208-18-001993 · doc4.xml · nonDerivative · entry 12

Wallace Mark E · CIK 0001452445 · EVP & Pres Comm Veh Drive Tech

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,201

Read SEC document
January 31, 2018 Filed Feb 1, 2018 21:54 UTC DANA Inc DAN · Entity 6 SaleCommon Stock, par value $0.01 339 $33.54 $11,370.06
Disclosure

SEC source: 0001225208-18-001993 · doc4.xml · nonDerivative · entry 11

Wallace Mark E · CIK 0001452445 · EVP & Pres Comm Veh Drive Tech

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,801

Read SEC document
January 31, 2018 Filed Feb 1, 2018 21:54 UTC DANA Inc DAN · Entity 6 SaleCommon Stock, par value $0.01 300 $33.42 $10,026.00
Disclosure

SEC source: 0001225208-18-001993 · doc4.xml · nonDerivative · entry 10

Wallace Mark E · CIK 0001452445 · EVP & Pres Comm Veh Drive Tech

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,140

Read SEC document
January 31, 2018 Filed Feb 1, 2018 21:54 UTC DANA Inc DAN · Entity 6 SaleCommon Stock, par value $0.01 300 $33.43 $10,029.00
Disclosure

SEC source: 0001225208-18-001993 · doc4.xml · nonDerivative · entry 9

Wallace Mark E · CIK 0001452445 · EVP & Pres Comm Veh Drive Tech

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,440

Read SEC document
January 31, 2018 Filed Feb 1, 2018 21:54 UTC DANA Inc DAN · Entity 6 SaleCommon Stock, par value $0.01 299 $33.36 $9,974.64
Disclosure

SEC source: 0001225208-18-001993 · doc4.xml · nonDerivative · entry 8

Wallace Mark E · CIK 0001452445 · EVP & Pres Comm Veh Drive Tech

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,740

Read SEC document
January 31, 2018 Filed Feb 1, 2018 21:54 UTC DANA Inc DAN · Entity 6 SaleCommon Stock, par value $0.01 200 $33.43 $6,685.00
Disclosure

SEC source: 0001225208-18-001993 · doc4.xml · nonDerivative · entry 7

Wallace Mark E · CIK 0001452445 · EVP & Pres Comm Veh Drive Tech

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,039

Read SEC document
January 31, 2018 Filed Feb 1, 2018 21:54 UTC DANA Inc DAN · Entity 6 SaleCommon Stock, par value $0.01 200 $33.46 $6,692.00
Disclosure

SEC source: 0001225208-18-001993 · doc4.xml · nonDerivative · entry 6

Wallace Mark E · CIK 0001452445 · EVP & Pres Comm Veh Drive Tech

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,239

Read SEC document
January 31, 2018 Filed Feb 1, 2018 21:54 UTC DANA Inc DAN · Entity 6 SaleCommon Stock, par value $0.01 200 $33.46 $6,692.00
Disclosure

SEC source: 0001225208-18-001993 · doc4.xml · nonDerivative · entry 5

Wallace Mark E · CIK 0001452445 · EVP & Pres Comm Veh Drive Tech

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,439

Read SEC document
January 31, 2018 Filed Feb 1, 2018 21:54 UTC DANA Inc DAN · Entity 6 SaleCommon Stock, par value $0.01 200 $33.48 $6,695.00
Disclosure

SEC source: 0001225208-18-001993 · doc4.xml · nonDerivative · entry 4

Wallace Mark E · CIK 0001452445 · EVP & Pres Comm Veh Drive Tech

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,639

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January 31, 2018 Filed Feb 1, 2018 21:54 UTC DANA Inc DAN · Entity 6 SaleCommon Stock, par value $0.01 200 $33.49 $6,698.00
Disclosure

SEC source: 0001225208-18-001993 · doc4.xml · nonDerivative · entry 3

Wallace Mark E · CIK 0001452445 · EVP & Pres Comm Veh Drive Tech

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,839

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January 31, 2018 Filed Feb 1, 2018 21:54 UTC DANA Inc DAN · Entity 6 SaleCommon Stock, par value $0.01 100 $33.40 $3,340.00
Disclosure

SEC source: 0001225208-18-001993 · doc4.xml · nonDerivative · entry 2

Wallace Mark E · CIK 0001452445 · EVP & Pres Comm Veh Drive Tech

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,039

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January 31, 2018 Filed Feb 1, 2018 21:54 UTC DANA Inc DAN · Entity 6 SaleCommon Stock, par value $0.01 100 $33.44 $3,344.00
Disclosure

SEC source: 0001225208-18-001993 · doc4.xml · nonDerivative · entry 1

Wallace Mark E · CIK 0001452445 · EVP & Pres Comm Veh Drive Tech

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,139

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December 01, 2017 Filed Dec 5, 2017 21:42 UTC DANA Inc DAN · Entity 6 GrantDividend Equivalent Rights · Derivative 211 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-018247 · doc4.xml · derivative · entry 1

Wallace Mark E · CIK 0001452445 · EVP & Pres Comm Veh Drive Tech

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,703

Underlying: Common Stock, par value $0.01 · 211 shares

Expires not disclosed

F1 · derivative.exercise_price: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.exercise_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.expiration_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

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October 30, 2017 Filed Nov 1, 2017 19:56 UTC DANA Inc DAN · Entity 6 SaleCommon Stock, par value $0.01 36,603 $29.68 $1,086,377.04
Disclosure

SEC source: 0001225208-17-016730 · doc4.xml · nonDerivative · entry 1

Wallace Mark E · CIK 0001452445 · EVP & Pres Comm Veh Drive Tech

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,239

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September 01, 2017 Filed Sep 6, 2017 19:17 UTC DANA Inc DAN · Entity 6 GrantDividend Equivalent Rights · Derivative 283 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-014687 · doc4.xml · derivative · entry 1

Wallace Mark E · CIK 0001452445 · EVP & Pres Comm Veh Drive Tech

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,492

Underlying: Common Stock, par value $0.01 · 283 shares

Expires not disclosed

F1 · derivative.exercise_price: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.exercise_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.expiration_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

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June 02, 2017 Filed Jun 6, 2017 19:27 UTC DANA Inc DAN · Entity 6 GrantDividend Equivalent Rights · Derivative 317 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-010961 · doc4.xml · derivative · entry 1

Wallace Mark E · CIK 0001452445 · EVP & Pres Comm Veh Drive Tech

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,202

Underlying: Common Stock, par value $0.01 · 317 shares

Expires not disclosed

F1 · derivative.exercise_price: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.exercise_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.expiration_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

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March 24, 2017 Filed Mar 27, 2017 20:00 UTC DANA Inc DAN · Entity 6 GrantDividend Equivalent Rights · Derivative 371 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-006847 · doc4.xml · derivative · entry 1

Wallace Mark E · CIK 0001452445 · EVP & Pres Comm Veh Drive Tech

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,885

Underlying: Common Stock, par value $0.01 · 371 shares

Expires not disclosed

F1 · derivative.exercise_price: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.exercise_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.expiration_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

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February 25, 2017 Filed Mar 1, 2017 00:33 UTC DANA Inc DAN · Entity 6 Exercise / conversionRestricted Stock Units · Derivative 30,721 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-005003 · doc4.xml · derivative · entry 5

Wallace Mark E · CIK 0001452445 · EVP & Pres Comm Veh Drive Tech

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 · 30,721 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit granted represents the right to receive one share of Dana common stock or, at the election of Dana, cash equal to the market value per share. Each restricted stock unit contains dividend equivalent rights.

F4 · derivative.exercise_date: Restricted stock units granted cliff vest three (3) years from date of grant.

F4 · derivative.expiration_date: Restricted stock units granted cliff vest three (3) years from date of grant.

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February 25, 2017 Filed Mar 1, 2017 00:33 UTC DANA Inc DAN · Entity 6 Exercise / conversionDividend Equivalent Rights · Derivative 1,205 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-005003 · doc4.xml · derivative · entry 4

Wallace Mark E · CIK 0001452445 · EVP & Pres Comm Veh Drive Tech

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,514

Underlying: Common Stock, par value $0.01 · 1,205 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate, which have vested.

F2 · derivative.exercise_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate, which have vested.

F2 · derivative.expiration_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate, which have vested.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.