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ROGERS ALEXANDER H

Disclosed activity across 1 company

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15035
SEC CIK
0001687791

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
QUALCOMM INC/DEQCOM · Entity 2852EVP, Pres QTL & Global AffairsDecember 15, 2025December 17, 2025

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

QUALCOMM INC/DE

Report date December 15, 2025 · Filed December 17, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect26,071 Ending reported balance After 2025-12-16 transaction · row 9
9 source rows · reconciled sequence

Row 1 · 2025-12-15 · Grant · Acquired 9,875 · Balance 34,178

F1: These shares represent Performance Stock Units that vested on December 15, 2025. On December 8, 2025, the HR and Compensation Committee determined and certified the number of shares to be paid.

Row 2 · 2025-12-15 · Grant · Acquired 11,176 · Balance 45,354

F1: These shares represent Performance Stock Units that vested on December 15, 2025. On December 8, 2025, the HR and Compensation Committee determined and certified the number of shares to be paid.

Row 3 · 2025-12-15 · Tax withholding · Disposed 10,437 · Balance 34,917

Row 4 · 2025-12-15 · Exercise / conversion · Acquired 7,313 · Balance 42,230

Row 5 · 2025-12-15 · Exercise / conversion · Acquired 5,999 · Balance 48,229

Row 6 · 2025-12-15 · Tax withholding · Disposed 6,241 · Balance 41,988

Row 7 · 2025-12-16 · Sale · Disposed 2,061 · Balance 39,927

F2: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted on February 7, 2024.

F3: The sale prices for this transaction ranged from $176.23 to $177.215. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

Row 8 · 2025-12-16 · Sale · Disposed 8,443 · Balance 31,484

F2: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted on February 7, 2024.

F4: The sale prices for this transaction ranged from $177.28 to $177.25. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

Row 9 · 2025-12-16 · Sale · Disposed 5,413 · Balance 26,071

F2: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted on February 7, 2024.

F5: The sale prices for this transaction ranged from $178.34 to $179. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

Restricted Stock UnitSEC Table II · derivative / convertible security · Expires 2025-12-15Direct0 Reported balance After 2025-12-15 transaction · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · 2025-12-15 · Exercise / conversion · Disposed 7,313.0642 · Balance 0

F6: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and converts on a one-for-one basis.

F7: Because the recipient has met the other conditions for Normal Retirement Age (as defined in the applicable Executive Restricted Stock Unit Award Agreement), these Restricted Stock Units became fully vested on the date that is three months after the grant date. The vested Restricted Stock Units (and allocable dividend equivalents) will be converted and shares issued in three equal annual installments on December 15, 2023, 2024 and 2025.

Restricted Stock UnitSEC Table II · derivative / convertible security · Expires 2026-12-15Direct5,999.8633 Reported balance After 2025-12-15 transaction · row 11 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 11 · 2025-12-15 · Exercise / conversion · Disposed 5,999.8633 · Balance 5,999.8633

F6: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and converts on a one-for-one basis.

F8: Because the recipient has met the other conditions for Normal Retirement Age (as defined in the applicable Executive Restricted Stock Unit Award Agreement), these Restricted Stock Units became fully vested on the date that is three months after the grant date. The vested Restricted Stock Units (and allocable dividend equivalents) will be converted and shares issued in three equal annual installments on December 15, 2024, 2025 and 2026.

Filing footnotes · ownership attribution and instrument terms

F1: These shares represent Performance Stock Units that vested on December 15, 2025. On December 8, 2025, the HR and Compensation Committee determined and certified the number of shares to be paid.

F2: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted on February 7, 2024.

F3: The sale prices for this transaction ranged from $176.23 to $177.215. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

F4: The sale prices for this transaction ranged from $177.28 to $177.25. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

F5: The sale prices for this transaction ranged from $178.34 to $179. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

F6: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and converts on a one-for-one basis.

F7: Because the recipient has met the other conditions for Normal Retirement Age (as defined in the applicable Executive Restricted Stock Unit Award Agreement), these Restricted Stock Units became fully vested on the date that is three months after the grant date. The vested Restricted Stock Units (and allocable dividend equivalents) will be converted and shares issued in three equal annual installments on December 15, 2023, 2024 and 2025.

F8: Because the recipient has met the other conditions for Normal Retirement Age (as defined in the applicable Executive Restricted Stock Unit Award Agreement), these Restricted Stock Units became fully vested on the date that is three months after the grant date. The vested Restricted Stock Units (and allocable dividend equivalents) will be converted and shares issued in three equal annual installments on December 15, 2024, 2025 and 2026.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
December 27, 2017 Filed Dec 27, 2017 21:16 UTC QUALCOMM INC/DE QCOM · Entity 2852 SaleCommon Stock 919 $64.32 $59,110.08
Disclosure

SEC source: 0001234452-17-000208 · edgardoc.xml · nonDerivative · entry 1

ROGERS ALEXANDER H · CIK 0001687791 · EVP & President, QTL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,116

F1 · kind: The transaction was conducted under a Rule 10b5-1 trading plan.

Read SEC document
November 27, 2017 Filed Nov 27, 2017 21:27 UTC QUALCOMM INC/DE QCOM · Entity 2852 SaleCommon Stock 874 $68.52 $59,886.48
Disclosure

SEC source: 0001234452-17-000200 · edgardoc.xml · nonDerivative · entry 1

ROGERS ALEXANDER H · CIK 0001687791 · EVP & President, QTL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,035

F1 · kind: The transaction was conducted under a Rule 10b5-1 trading plan.

Read SEC document
November 20, 2017 Filed Nov 21, 2017 21:03 UTC QUALCOMM INC/DE QCOM · Entity 2852 Exercise / conversionRestricted Stock Unit · Derivative 6,741.2739 $0.00 $0.00
Disclosure

SEC source: 0001234452-17-000196 · edgardoc.xml · derivative · entry 12

ROGERS ALEXANDER H · CIK 0001687791 · EVP & President, QTL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,694.751

Underlying: Common Stock · 6,741.2739 shares

Expires 2019-11-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F5 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vest in four equal amounts on November 20, 2016, 2017, 2018 and 2019.

F5 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vest in four equal amounts on November 20, 2016, 2017, 2018 and 2019.

Read SEC document
November 20, 2017 Filed Nov 21, 2017 21:03 UTC QUALCOMM INC/DE QCOM · Entity 2852 Exercise / conversionRestricted Stock Unit · Derivative 7,107.1405 $0.00 $0.00
Disclosure

SEC source: 0001234452-17-000196 · edgardoc.xml · derivative · entry 11

ROGERS ALEXANDER H · CIK 0001687791 · EVP & President, QTL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,436.0249

Underlying: Common Stock · 7,107.1405 shares

Expires 2019-11-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F4 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2017, 2018 and 2019.

F4 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2017, 2018 and 2019.

Read SEC document
November 20, 2017 Filed Nov 21, 2017 21:03 UTC QUALCOMM INC/DE QCOM · Entity 2852 Exercise / conversionRestricted Stock Unit · Derivative 5,552.6524 $0.00 $0.00
Disclosure

SEC source: 0001234452-17-000196 · edgardoc.xml · derivative · entry 10

ROGERS ALEXANDER H · CIK 0001687791 · EVP & President, QTL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,552.6524

Underlying: Common Stock · 5,552.6524 shares

Expires 2018-11-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F3 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2016, 2017 and 2018.

F3 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2016, 2017 and 2018.

Read SEC document
November 20, 2017 Filed Nov 21, 2017 21:03 UTC QUALCOMM INC/DE QCOM · Entity 2852 Exercise / conversionRestricted Stock Unit · Derivative 2,092.3846 $0.00 $0.00
Disclosure

SEC source: 0001234452-17-000196 · edgardoc.xml · derivative · entry 9

ROGERS ALEXANDER H · CIK 0001687791 · EVP & President, QTL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,092.3846 shares

Expires 2017-11-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F2 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2015, 2016 and 2017.

F2 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2015, 2016 and 2017.

Read SEC document
November 20, 2017 Filed Nov 21, 2017 21:03 UTC QUALCOMM INC/DE QCOM · Entity 2852 Tax withholdingCommon Stock 2,640 $66.47 $175,480.80
Disclosure

SEC source: 0001234452-17-000196 · edgardoc.xml · nonDerivative · entry 8

ROGERS ALEXANDER H · CIK 0001687791 · EVP & President, QTL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,909

Read SEC document
November 20, 2017 Filed Nov 21, 2017 21:03 UTC QUALCOMM INC/DE QCOM · Entity 2852 Tax withholdingCommon Stock 2,534 $66.47 $168,434.98
Disclosure

SEC source: 0001234452-17-000196 · edgardoc.xml · nonDerivative · entry 7

ROGERS ALEXANDER H · CIK 0001687791 · EVP & President, QTL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,549

Read SEC document
November 20, 2017 Filed Nov 21, 2017 21:03 UTC QUALCOMM INC/DE QCOM · Entity 2852 Tax withholdingCommon Stock 786 $66.47 $52,245.42
Disclosure

SEC source: 0001234452-17-000196 · edgardoc.xml · nonDerivative · entry 6

ROGERS ALEXANDER H · CIK 0001687791 · EVP & President, QTL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,083

Read SEC document
November 20, 2017 Filed Nov 21, 2017 21:03 UTC QUALCOMM INC/DE QCOM · Entity 2852 Tax withholdingCommon Stock 4,043 $66.47 $268,738.21
Disclosure

SEC source: 0001234452-17-000196 · edgardoc.xml · nonDerivative · entry 5

ROGERS ALEXANDER H · CIK 0001687791 · EVP & President, QTL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,869

Read SEC document
November 20, 2017 Filed Nov 21, 2017 21:03 UTC QUALCOMM INC/DE QCOM · Entity 2852 Exercise / conversionCommon Stock 2,092 $0.00 $0.00
Disclosure

SEC source: 0001234452-17-000196 · edgardoc.xml · nonDerivative · entry 4

ROGERS ALEXANDER H · CIK 0001687791 · EVP & President, QTL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,912

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 20, 2017 Filed Nov 21, 2017 21:03 UTC QUALCOMM INC/DE QCOM · Entity 2852 Exercise / conversionCommon Stock 6,741 $0.00 $0.00
Disclosure

SEC source: 0001234452-17-000196 · edgardoc.xml · nonDerivative · entry 3

ROGERS ALEXANDER H · CIK 0001687791 · EVP & President, QTL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,820

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 20, 2017 Filed Nov 21, 2017 21:03 UTC QUALCOMM INC/DE QCOM · Entity 2852 Exercise / conversionCommon Stock 5,552 $0.00 $0.00
Disclosure

SEC source: 0001234452-17-000196 · edgardoc.xml · nonDerivative · entry 2

ROGERS ALEXANDER H · CIK 0001687791 · EVP & President, QTL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,079

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 20, 2017 Filed Nov 21, 2017 21:03 UTC QUALCOMM INC/DE QCOM · Entity 2852 Exercise / conversionCommon Stock 7,107 $0.00 $0.00
Disclosure

SEC source: 0001234452-17-000196 · edgardoc.xml · nonDerivative · entry 1

ROGERS ALEXANDER H · CIK 0001687791 · EVP & President, QTL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,527

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 27, 2017 Filed Oct 30, 2017 20:48 UTC QUALCOMM INC/DE QCOM · Entity 2852 SaleCommon Stock 356 $53.70 $19,117.20
Disclosure

SEC source: 0001234452-17-000181 · edgardoc.xml · nonDerivative · entry 1

ROGERS ALEXANDER H · CIK 0001687791 · EVP & President, QTL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,420

F1 · kind: The transaction was conducted under a Rule 10b5-1 trading plan.

Read SEC document
September 27, 2017 Filed Sep 28, 2017 20:04 UTC QUALCOMM INC/DE QCOM · Entity 2852 SaleCommon Stock 357 $51.43 $18,360.51
Disclosure

SEC source: 0001234452-17-000168 · edgardoc.xml · nonDerivative · entry 1

ROGERS ALEXANDER H · CIK 0001687791 · EVP & President, QTL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,776

F1 · kind: The transaction was conducted under a Rule 10b5-1 trading plan.

Read SEC document
August 28, 2017 Filed Aug 29, 2017 17:23 UTC QUALCOMM INC/DE QCOM · Entity 2852 SaleCommon Stock 384 $51.72 $19,860.48
Disclosure

SEC source: 0001234452-17-000165 · edgardoc.xml · nonDerivative · entry 1

ROGERS ALEXANDER H · CIK 0001687791 · EVP & President, QTL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,133

F1 · kind: The transaction was conducted under a Rule 10b5-1 trading plan.

F2 · balance_after: Includes 235 shares acquired under the Company's Employee Stock Purchase Plan on July 31, 2017.

Read SEC document
July 27, 2017 Filed Jul 28, 2017 17:30 UTC QUALCOMM INC/DE QCOM · Entity 2852 SaleCommon Stock 329 $53.08 $17,463.32
Disclosure

SEC source: 0001234452-17-000156 · edgardoc.xml · nonDerivative · entry 1

ROGERS ALEXANDER H · CIK 0001687791 · EVP & President, QTL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,282

F1 · kind: The transaction was conducted under a Rule 10b5-1 trading plan.

Read SEC document
June 27, 2017 Filed Jun 28, 2017 22:11 UTC QUALCOMM INC/DE QCOM · Entity 2852 SaleCommon Stock 438 $56.29 $24,655.02
Disclosure

SEC source: 0001234452-17-000121 · edgardoc.xml · nonDerivative · entry 1

ROGERS ALEXANDER H · CIK 0001687791 · EVP & President, QTL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,611

F1 · kind: The transaction was conducted under a Rule 10b5-1 trading plan.

Read SEC document
May 30, 2017 Filed May 31, 2017 20:28 UTC QUALCOMM INC/DE QCOM · Entity 2852 SaleCommon Stock 470 $57.28 $26,921.60
Disclosure

SEC source: 0001234452-17-000114 · edgardoc.xml · nonDerivative · entry 1

ROGERS ALEXANDER H · CIK 0001687791 · EVP & President, QTL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,049

F1 · kind: The transaction was conducted under a Rule 10b5-1 trading plan.

Read SEC document
May 20, 2017 Filed May 23, 2017 20:44 UTC QUALCOMM INC/DE QCOM · Entity 2852 Exercise / conversionRestricted Stock Unit · Derivative 2,508.7926 $0.00 $0.00
Disclosure

SEC source: 0001234452-17-000111 · edgardoc.xml · derivative · entry 6

ROGERS ALEXANDER H · CIK 0001687791 · EVP & President, QTL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,508.7926

Underlying: Common Stock · 2,508.7926 shares

Expires 2018-05-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F4 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on May 20, 2016, 2017 and 2018.

F4 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on May 20, 2016, 2017 and 2018.

Read SEC document
May 20, 2017 Filed May 23, 2017 20:44 UTC QUALCOMM INC/DE QCOM · Entity 2852 Exercise / conversionRestricted Stock Unit · Derivative 1,758.3236 $0.00 $0.00
Disclosure

SEC source: 0001234452-17-000111 · edgardoc.xml · derivative · entry 5

ROGERS ALEXANDER H · CIK 0001687791 · EVP & President, QTL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,758.3236 shares

Expires 2017-05-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F3 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on May 20, 2015, 2016 and 2017.

F3 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on May 20, 2015, 2016 and 2017.

Read SEC document
May 20, 2017 Filed May 23, 2017 20:44 UTC QUALCOMM INC/DE QCOM · Entity 2852 Tax withholdingCommon Stock 943 $57.67 $54,382.81
Disclosure

SEC source: 0001234452-17-000111 · edgardoc.xml · nonDerivative · entry 4

ROGERS ALEXANDER H · CIK 0001687791 · EVP & President, QTL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,519

F1 · balance_after: Includes 202 shares acquired under the Company's Employee Stock Purchase Plan on January 31, 2017.

Read SEC document
May 20, 2017 Filed May 23, 2017 20:44 UTC QUALCOMM INC/DE QCOM · Entity 2852 Tax withholdingCommon Stock 661 $57.67 $38,119.87
Disclosure

SEC source: 0001234452-17-000111 · edgardoc.xml · nonDerivative · entry 3

ROGERS ALEXANDER H · CIK 0001687791 · EVP & President, QTL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,462

Read SEC document
May 20, 2017 Filed May 23, 2017 20:44 UTC QUALCOMM INC/DE QCOM · Entity 2852 Exercise / conversionCommon Stock 2,508 $0.00 $0.00
Disclosure

SEC source: 0001234452-17-000111 · edgardoc.xml · nonDerivative · entry 2

ROGERS ALEXANDER H · CIK 0001687791 · EVP & President, QTL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,123

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 20, 2017 Filed May 23, 2017 20:44 UTC QUALCOMM INC/DE QCOM · Entity 2852 Exercise / conversionCommon Stock 1,758 $0.00 $0.00
Disclosure

SEC source: 0001234452-17-000111 · edgardoc.xml · nonDerivative · entry 1

ROGERS ALEXANDER H · CIK 0001687791 · EVP & President, QTL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,615

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 30, 2017 Filed May 1, 2017 18:10 UTC QUALCOMM INC/DE QCOM · Entity 2852 GrantRestricted Stock Unit · Derivative 20,876.8452 $0.00 $0.00
Disclosure

SEC source: 0001234452-17-000084 · edgardoc.xml · derivative · entry 1

ROGERS ALEXANDER H · CIK 0001687791 · EVP & President, QTL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,680.9066

Underlying: Common Stock · 20,876.8452 shares

Expires 2019-11-20

F1 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F2 · date: These Restricted Stock Units were granted subject to performance vesting and service vesting requirements. On April 30, 2017, the Compensation Committee certified that the performance vesting conditions were satisfied.

F3 · shares: These Restricted Stock Units include an initial grant of 20,521 Restricted Stock Units, plus dividend equivalents accrued through the transaction date in the form of additional Restricted Stock Units that vest and are paid at the same time and in the same manner as the underlying Restricted Stock Units.

F4 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2017, 2018 and 2019.

F4 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2017, 2018 and 2019.

Read SEC document
December 29, 2016 Filed Jan 3, 2017 21:05 UTC QUALCOMM INC/DE QCOM · Entity 2852 SaleCommon Stock 8,993 $65.50 $589,041.50
Disclosure

SEC source: 0001234452-17-000002 · edgardoc.xml · nonDerivative · entry 1

ROGERS ALEXANDER H · CIK 0001687791 · EVP & President, QTL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 655

F1 · kind: The transaction was conducted under a Rule 10b5-1 trading plan.

Read SEC document
November 20, 2016 Filed Nov 21, 2016 23:48 UTC QUALCOMM INC/DE QCOM · Entity 2852 Exercise / conversionRestricted Stock Unit · Derivative 6,488.8339 $0.00 $0.00
Disclosure

SEC source: 0001234452-16-000574 · edgardoc.xml · derivative · entry 9

ROGERS ALEXANDER H · CIK 0001687791 · EVP & President, QTL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,466.5017

Underlying: Common Stock · 6,488.8339 shares

Expires 2019-11-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F5 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vest in four equal amounts on November 20, 2016, 2017, 2018 and 2019.

F5 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vest in four equal amounts on November 20, 2016, 2017, 2018 and 2019.

Read SEC document
November 20, 2016 Filed Nov 21, 2016 23:48 UTC QUALCOMM INC/DE QCOM · Entity 2852 Exercise / conversionRestricted Stock Unit · Derivative 5,344.7228 $0.00 $0.00
Disclosure

SEC source: 0001234452-16-000574 · edgardoc.xml · derivative · entry 8

ROGERS ALEXANDER H · CIK 0001687791 · EVP & President, QTL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,689.4456

Underlying: Common Stock · 5,344.7228 shares

Expires 2018-11-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F4 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2016, 2017 and 2018.

F4 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2016, 2017 and 2018.

Read SEC document
November 20, 2016 Filed Nov 21, 2016 23:48 UTC QUALCOMM INC/DE QCOM · Entity 2852 Exercise / conversionRestricted Stock Unit · Derivative 2,014.0312 $0.00 $0.00
Disclosure

SEC source: 0001234452-16-000574 · edgardoc.xml · derivative · entry 7

ROGERS ALEXANDER H · CIK 0001687791 · EVP & President, QTL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,014.0312

Underlying: Common Stock · 2,014.0312 shares

Expires 2017-11-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F3 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2015, 2016 and 2017.

F3 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2015, 2016 and 2017.

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November 20, 2016 Filed Nov 21, 2016 23:48 UTC QUALCOMM INC/DE QCOM · Entity 2852 Exercise / conversionRestricted Stock Unit · Derivative 2,150.892 $0.00 $0.00
Disclosure

SEC source: 0001234452-16-000574 · edgardoc.xml · derivative · entry 6

ROGERS ALEXANDER H · CIK 0001687791 · EVP & President, QTL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,150.892 shares

Expires 2016-11-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F2 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2014, 2015 and 2016.

F2 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2014, 2015 and 2016.

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November 20, 2016 Filed Nov 21, 2016 23:48 UTC QUALCOMM INC/DE QCOM · Entity 2852 Tax withholdingCommon Stock 7,003 $67.31 $471,371.93
Disclosure

SEC source: 0001234452-16-000574 · edgardoc.xml · nonDerivative · entry 5

ROGERS ALEXANDER H · CIK 0001687791 · EVP & President, QTL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,648

Read SEC document
November 20, 2016 Filed Nov 21, 2016 23:48 UTC QUALCOMM INC/DE QCOM · Entity 2852 Exercise / conversionCommon Stock 2,150 $0.00 $0.00
Disclosure

SEC source: 0001234452-16-000574 · edgardoc.xml · nonDerivative · entry 4

ROGERS ALEXANDER H · CIK 0001687791 · EVP & President, QTL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,651

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 20, 2016 Filed Nov 21, 2016 23:48 UTC QUALCOMM INC/DE QCOM · Entity 2852 Exercise / conversionCommon Stock 2,014 $0.00 $0.00
Disclosure

SEC source: 0001234452-16-000574 · edgardoc.xml · nonDerivative · entry 3

ROGERS ALEXANDER H · CIK 0001687791 · EVP & President, QTL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,501

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 20, 2016 Filed Nov 21, 2016 23:48 UTC QUALCOMM INC/DE QCOM · Entity 2852 Exercise / conversionCommon Stock 6,488 $0.00 $0.00
Disclosure

SEC source: 0001234452-16-000574 · edgardoc.xml · nonDerivative · entry 2

ROGERS ALEXANDER H · CIK 0001687791 · EVP & President, QTL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,487

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 20, 2016 Filed Nov 21, 2016 23:48 UTC QUALCOMM INC/DE QCOM · Entity 2852 Exercise / conversionCommon Stock 5,344 $0.00 $0.00
Disclosure

SEC source: 0001234452-16-000574 · edgardoc.xml · nonDerivative · entry 1

ROGERS ALEXANDER H · CIK 0001687791 · EVP & President, QTL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,999

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.