TapewireFind a company

person · Reporting owner

ROGERS ALEXANDER H

Disclosed activity across 1 company

Tapewire entity
15035
SEC CIK
0001687791

Export transaction history ↓

Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
QUALCOMM INC/DEQCOM · Entity 2852EVP, Pres QTL & Global AffairsDecember 15, 2025December 17, 2025

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

QUALCOMM INC/DE

Report date December 15, 2025 · Filed December 17, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect26,071 Ending reported balance After 2025-12-16 transaction · row 9
9 source rows · reconciled sequence

Row 1 · 2025-12-15 · Grant · Acquired 9,875 · Balance 34,178

F1: These shares represent Performance Stock Units that vested on December 15, 2025. On December 8, 2025, the HR and Compensation Committee determined and certified the number of shares to be paid.

Row 2 · 2025-12-15 · Grant · Acquired 11,176 · Balance 45,354

F1: These shares represent Performance Stock Units that vested on December 15, 2025. On December 8, 2025, the HR and Compensation Committee determined and certified the number of shares to be paid.

Row 3 · 2025-12-15 · Tax withholding · Disposed 10,437 · Balance 34,917

Row 4 · 2025-12-15 · Exercise / conversion · Acquired 7,313 · Balance 42,230

Row 5 · 2025-12-15 · Exercise / conversion · Acquired 5,999 · Balance 48,229

Row 6 · 2025-12-15 · Tax withholding · Disposed 6,241 · Balance 41,988

Row 7 · 2025-12-16 · Sale · Disposed 2,061 · Balance 39,927

F2: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted on February 7, 2024.

F3: The sale prices for this transaction ranged from $176.23 to $177.215. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

Row 8 · 2025-12-16 · Sale · Disposed 8,443 · Balance 31,484

F2: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted on February 7, 2024.

F4: The sale prices for this transaction ranged from $177.28 to $177.25. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

Row 9 · 2025-12-16 · Sale · Disposed 5,413 · Balance 26,071

F2: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted on February 7, 2024.

F5: The sale prices for this transaction ranged from $178.34 to $179. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

Restricted Stock UnitSEC Table II · derivative / convertible security · Expires 2025-12-15Direct0 Reported balance After 2025-12-15 transaction · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · 2025-12-15 · Exercise / conversion · Disposed 7,313.0642 · Balance 0

F6: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and converts on a one-for-one basis.

F7: Because the recipient has met the other conditions for Normal Retirement Age (as defined in the applicable Executive Restricted Stock Unit Award Agreement), these Restricted Stock Units became fully vested on the date that is three months after the grant date. The vested Restricted Stock Units (and allocable dividend equivalents) will be converted and shares issued in three equal annual installments on December 15, 2023, 2024 and 2025.

Restricted Stock UnitSEC Table II · derivative / convertible security · Expires 2026-12-15Direct5,999.8633 Reported balance After 2025-12-15 transaction · row 11 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 11 · 2025-12-15 · Exercise / conversion · Disposed 5,999.8633 · Balance 5,999.8633

F6: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and converts on a one-for-one basis.

F8: Because the recipient has met the other conditions for Normal Retirement Age (as defined in the applicable Executive Restricted Stock Unit Award Agreement), these Restricted Stock Units became fully vested on the date that is three months after the grant date. The vested Restricted Stock Units (and allocable dividend equivalents) will be converted and shares issued in three equal annual installments on December 15, 2024, 2025 and 2026.

Filing footnotes · ownership attribution and instrument terms

F1: These shares represent Performance Stock Units that vested on December 15, 2025. On December 8, 2025, the HR and Compensation Committee determined and certified the number of shares to be paid.

F2: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted on February 7, 2024.

F3: The sale prices for this transaction ranged from $176.23 to $177.215. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

F4: The sale prices for this transaction ranged from $177.28 to $177.25. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

F5: The sale prices for this transaction ranged from $178.34 to $179. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

F6: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and converts on a one-for-one basis.

F7: Because the recipient has met the other conditions for Normal Retirement Age (as defined in the applicable Executive Restricted Stock Unit Award Agreement), these Restricted Stock Units became fully vested on the date that is three months after the grant date. The vested Restricted Stock Units (and allocable dividend equivalents) will be converted and shares issued in three equal annual installments on December 15, 2023, 2024 and 2025.

F8: Because the recipient has met the other conditions for Normal Retirement Age (as defined in the applicable Executive Restricted Stock Unit Award Agreement), these Restricted Stock Units became fully vested on the date that is three months after the grant date. The vested Restricted Stock Units (and allocable dividend equivalents) will be converted and shares issued in three equal annual installments on December 15, 2024, 2025 and 2026.

Transaction history

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
October 01, 2020 Filed Oct 5, 2020 20:46 UTC QUALCOMM INC/DE QCOM · Entity 2852 Tax withholdingCommon Stock 5,603 $119.52 $669,670.56
Disclosure

SEC source: 0001205233-20-000066 · edgardoc.xml · nonDerivative · entry 4

ROGERS ALEXANDER H · CIK 0001687791 · EVP & President, QTL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,180

Read SEC document
October 01, 2020 Filed Oct 5, 2020 20:46 UTC QUALCOMM INC/DE QCOM · Entity 2852 Tax withholdingCommon Stock 2,897 $119.52 $346,249.44
Disclosure

SEC source: 0001205233-20-000066 · edgardoc.xml · nonDerivative · entry 3

ROGERS ALEXANDER H · CIK 0001687791 · EVP & President, QTL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,783

Read SEC document
October 01, 2020 Filed Oct 5, 2020 20:46 UTC QUALCOMM INC/DE QCOM · Entity 2852 Exercise / conversionCommon Stock 8,791 $0.00 $0.00
Disclosure

SEC source: 0001205233-20-000066 · edgardoc.xml · nonDerivative · entry 2

ROGERS ALEXANDER H · CIK 0001687791 · EVP & President, QTL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,680

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 01, 2020 Filed Oct 5, 2020 20:46 UTC QUALCOMM INC/DE QCOM · Entity 2852 Exercise / conversionCommon Stock 10,323 $0.00 $0.00
Disclosure

SEC source: 0001205233-20-000066 · edgardoc.xml · nonDerivative · entry 1

ROGERS ALEXANDER H · CIK 0001687791 · EVP & President, QTL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,889

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 175 and 144 shares acquired under the Company's Employee Stock Purchase Plan on January 31, 2020 and July 31, 2020, respectively.

Read SEC document
September 23, 2020 Filed Sep 25, 2020 22:15 UTC QUALCOMM INC/DE QCOM · Entity 2852 GrantRestricted Stock Unit · Derivative 18,089 $0.00 $0.00
Disclosure

SEC source: 0001205233-20-000056 · edgardoc.xml · derivative · entry 1

ROGERS ALEXANDER H · CIK 0001687791 · EVP & President, QTL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,089

Underlying: Common Stock · 18,089 shares

Expires 2023-10-01

F1 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F2 · derivative.exercise_date: These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2021, 2022 and 2023.

F2 · derivative.expiration_date: These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2021, 2022 and 2023.

Read SEC document
January 21, 2020 Filed Jan 22, 2020 21:03 UTC QUALCOMM INC/DE QCOM · Entity 2852 SaleCommon Stock 735 $95.37 $70,096.95
Disclosure

SEC source: 0001205233-20-000007 · edgardoc.xml · nonDerivative · entry 1

ROGERS ALEXANDER H · CIK 0001687791 · EVP & President, QTL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,247

F1 · kind: The transaction was conducted under a Rule 10b5-1 trading plan.

Read SEC document
November 21, 2019 Filed Nov 22, 2019 16:50 UTC QUALCOMM INC/DE QCOM · Entity 2852 SaleCommon Stock 15,000 $85.07 $1,276,050.00
Disclosure

SEC source: 0001205233-19-000099 · edgardoc.xml · nonDerivative · entry 7

ROGERS ALEXANDER H · CIK 0001687791 · EVP & President, QTL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,982

F1 · price: The sale prices for this transaction ranged from $85.04 to $85.101. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
November 20, 2019 Filed Nov 22, 2019 16:50 UTC QUALCOMM INC/DE QCOM · Entity 2852 Exercise / conversionRestricted Stock Unit · Derivative 12,718.0146 $0.00 $0.00
Disclosure

SEC source: 0001205233-19-000099 · edgardoc.xml · derivative · entry 10

ROGERS ALEXANDER H · CIK 0001687791 · EVP & President, QTL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,716.9356

Underlying: Common Stock · 12,718.0146 shares

Expires 2020-11-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F5 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2018, 2019 and 2020.

F5 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2018, 2019 and 2020.

Read SEC document
November 20, 2019 Filed Nov 22, 2019 16:50 UTC QUALCOMM INC/DE QCOM · Entity 2852 Exercise / conversionRestricted Stock Unit · Derivative 7,666.0873 $0.00 $0.00
Disclosure

SEC source: 0001205233-19-000099 · edgardoc.xml · derivative · entry 9

ROGERS ALEXANDER H · CIK 0001687791 · EVP & President, QTL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,666.0873 shares

Expires 2019-11-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F4 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2017, 2018 and 2019.

F4 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2017, 2018 and 2019.

Read SEC document
November 20, 2019 Filed Nov 22, 2019 16:50 UTC QUALCOMM INC/DE QCOM · Entity 2852 Exercise / conversionRestricted Stock Unit · Derivative 7,272.5097 $0.00 $0.00
Disclosure

SEC source: 0001205233-19-000099 · edgardoc.xml · derivative · entry 8

ROGERS ALEXANDER H · CIK 0001687791 · EVP & President, QTL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,666.0873

Underlying: Common Stock · 7,272.5097 shares

Expires 2019-11-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F3 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vest in four equal amounts on November 20, 2016, 2017, 2018 and 2019.

F3 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vest in four equal amounts on November 20, 2016, 2017, 2018 and 2019.

Read SEC document
November 20, 2019 Filed Nov 22, 2019 16:50 UTC QUALCOMM INC/DE QCOM · Entity 2852 Tax withholdingCommon Stock 6,007 $85.62 $514,319.34
Disclosure

SEC source: 0001205233-19-000099 · edgardoc.xml · nonDerivative · entry 6

ROGERS ALEXANDER H · CIK 0001687791 · EVP & President, QTL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,982

Read SEC document
November 20, 2019 Filed Nov 22, 2019 16:50 UTC QUALCOMM INC/DE QCOM · Entity 2852 Tax withholdingCommon Stock 3,621 $85.62 $310,030.02
Disclosure

SEC source: 0001205233-19-000099 · edgardoc.xml · nonDerivative · entry 5

ROGERS ALEXANDER H · CIK 0001687791 · EVP & President, QTL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,989

Read SEC document
November 20, 2019 Filed Nov 22, 2019 16:50 UTC QUALCOMM INC/DE QCOM · Entity 2852 Tax withholdingCommon Stock 3,606 $85.62 $308,745.72
Disclosure

SEC source: 0001205233-19-000099 · edgardoc.xml · nonDerivative · entry 4

ROGERS ALEXANDER H · CIK 0001687791 · EVP & President, QTL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,610

Read SEC document
November 20, 2019 Filed Nov 22, 2019 16:50 UTC QUALCOMM INC/DE QCOM · Entity 2852 Exercise / conversionCommon Stock 12,718 $0.00 $0.00
Disclosure

SEC source: 0001205233-19-000099 · edgardoc.xml · nonDerivative · entry 3

ROGERS ALEXANDER H · CIK 0001687791 · EVP & President, QTL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,216

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 20, 2019 Filed Nov 22, 2019 16:50 UTC QUALCOMM INC/DE QCOM · Entity 2852 Exercise / conversionCommon Stock 7,666 $0.00 $0.00
Disclosure

SEC source: 0001205233-19-000099 · edgardoc.xml · nonDerivative · entry 2

ROGERS ALEXANDER H · CIK 0001687791 · EVP & President, QTL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,498

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 20, 2019 Filed Nov 22, 2019 16:50 UTC QUALCOMM INC/DE QCOM · Entity 2852 Exercise / conversionCommon Stock 7,272 $0.00 $0.00
Disclosure

SEC source: 0001205233-19-000099 · edgardoc.xml · nonDerivative · entry 1

ROGERS ALEXANDER H · CIK 0001687791 · EVP & President, QTL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,832

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 01, 2019 Filed Oct 3, 2019 20:14 UTC QUALCOMM INC/DE QCOM · Entity 2852 Exercise / conversionRestricted Stock Unit · Derivative 8,539.5145 $0.00 $0.00
Disclosure

SEC source: 0001205233-19-000090 · edgardoc.xml · derivative · entry 3

ROGERS ALEXANDER H · CIK 0001687791 · EVP & President, QTL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,081.1066

Underlying: Common Stock · 8,539.5145 shares

Expires 2021-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F3 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2019, 2020 and 2021.

F3 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2019, 2020 and 2021.

Read SEC document
October 01, 2019 Filed Oct 3, 2019 20:14 UTC QUALCOMM INC/DE QCOM · Entity 2852 Tax withholdingCommon Stock 4,635 $75.47 $349,803.45
Disclosure

SEC source: 0001205233-19-000090 · edgardoc.xml · nonDerivative · entry 2

ROGERS ALEXANDER H · CIK 0001687791 · EVP & President, QTL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,560

Read SEC document
October 01, 2019 Filed Oct 3, 2019 20:14 UTC QUALCOMM INC/DE QCOM · Entity 2852 Exercise / conversionCommon Stock 8,539 $0.00 $0.00
Disclosure

SEC source: 0001205233-19-000090 · edgardoc.xml · nonDerivative · entry 1

ROGERS ALEXANDER H · CIK 0001687791 · EVP & President, QTL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,195

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 251 shares acquired under the Company's Employee Stock Purchase Plan on July 31, 2019.

Read SEC document
September 20, 2019 Filed Sep 24, 2019 22:15 UTC QUALCOMM INC/DE QCOM · Entity 2852 GrantRestricted Stock Unit · Derivative 30,089 $0.00 $0.00
Disclosure

SEC source: 0001205233-19-000078 · edgardoc.xml · derivative · entry 1

ROGERS ALEXANDER H · CIK 0001687791 · EVP & President, QTL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,089

Underlying: Common Stock · 30,089 shares

Expires 2022-10-01

F1 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F2 · derivative.exercise_date: These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2020, 2021 and 2022.

F2 · derivative.expiration_date: These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2020, 2021 and 2022.

Read SEC document
May 06, 2019 Filed May 8, 2019 23:09 UTC QUALCOMM INC/DE QCOM · Entity 2852 Tax withholdingCommon Stock 6,167 $88.25 $544,237.75
Disclosure

SEC source: 0001205233-19-000053 · edgardoc.xml · nonDerivative · entry 3

ROGERS ALEXANDER H · CIK 0001687791 · EVP & President, QTL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,405

Read SEC document
May 06, 2019 Filed May 8, 2019 23:09 UTC QUALCOMM INC/DE QCOM · Entity 2852 GrantCommon Stock 15,865 $0.00 $0.00
Disclosure

SEC source: 0001205233-19-000053 · edgardoc.xml · nonDerivative · entry 2

ROGERS ALEXANDER H · CIK 0001687791 · EVP & President, QTL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,572

Read SEC document
May 06, 2019 Filed May 8, 2019 23:09 UTC QUALCOMM INC/DE QCOM · Entity 2852 SaleCommon Stock 20,862 $88.43 $1,844,891.33
Disclosure

SEC source: 0001205233-19-000053 · edgardoc.xml · nonDerivative · entry 1

ROGERS ALEXANDER H · CIK 0001687791 · EVP & President, QTL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,707

F1 · price: The sale prices for this transaction ranged from $88.42 to $88.475. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

F2 · balance_after: Includes 194 shares acquired under the Company's Employee Stock Purchase Plan on January 31, 2019.

Read SEC document
November 20, 2018 Filed Nov 21, 2018 16:33 UTC QUALCOMM INC/DE QCOM · Entity 2852 Exercise / conversionRestricted Stock Unit · Derivative 12,242.6079 $0.00 $0.00
Disclosure

SEC source: 0001205233-18-000089 · edgardoc.xml · derivative · entry 12

ROGERS ALEXANDER H · CIK 0001687791 · EVP & President, QTL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,486.2546

Underlying: Common Stock · 12,242.6079 shares

Expires 2020-11-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F5 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2018, 2019 and 2020.

F5 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2018, 2019 and 2020.

Read SEC document
November 20, 2018 Filed Nov 21, 2018 16:33 UTC QUALCOMM INC/DE QCOM · Entity 2852 Exercise / conversionRestricted Stock Unit · Derivative 7,380.1507 $0.00 $0.00
Disclosure

SEC source: 0001205233-18-000089 · edgardoc.xml · derivative · entry 11

ROGERS ALEXANDER H · CIK 0001687791 · EVP & President, QTL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,381.404

Underlying: Common Stock · 7,380.1507 shares

Expires 2019-11-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F4 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2017, 2018 and 2019.

F4 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2017, 2018 and 2019.

Read SEC document
November 20, 2018 Filed Nov 21, 2018 16:33 UTC QUALCOMM INC/DE QCOM · Entity 2852 Exercise / conversionRestricted Stock Unit · Derivative 7,001.2533 $0.00 $0.00
Disclosure

SEC source: 0001205233-18-000089 · edgardoc.xml · derivative · entry 10

ROGERS ALEXANDER H · CIK 0001687791 · EVP & President, QTL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,761.5547

Underlying: Common Stock · 7,001.2533 shares

Expires 2019-11-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F3 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-fourth amounts on November 20, 2016, 2017, 2018 and 2019.

F3 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-fourth amounts on November 20, 2016, 2017, 2018 and 2019.

Read SEC document
November 20, 2018 Filed Nov 21, 2018 16:33 UTC QUALCOMM INC/DE QCOM · Entity 2852 Exercise / conversionRestricted Stock Unit · Derivative 5,766.792 $0.00 $0.00
Disclosure

SEC source: 0001205233-18-000089 · edgardoc.xml · derivative · entry 9

ROGERS ALEXANDER H · CIK 0001687791 · EVP & President, QTL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,766.792 shares

Expires 2018-11-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F2 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2016, 2017 and 2018.

F2 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2016, 2017 and 2018.

Read SEC document
November 20, 2018 Filed Nov 21, 2018 16:33 UTC QUALCOMM INC/DE QCOM · Entity 2852 Tax withholdingCommon Stock 6,645 $54.92 $364,943.40
Disclosure

SEC source: 0001205233-18-000089 · edgardoc.xml · nonDerivative · entry 8

ROGERS ALEXANDER H · CIK 0001687791 · EVP & President, QTL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,375

Read SEC document
November 20, 2018 Filed Nov 21, 2018 16:33 UTC QUALCOMM INC/DE QCOM · Entity 2852 Tax withholdingCommon Stock 3,298 $54.92 $181,126.16
Disclosure

SEC source: 0001205233-18-000089 · edgardoc.xml · nonDerivative · entry 7

ROGERS ALEXANDER H · CIK 0001687791 · EVP & President, QTL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,020

Read SEC document
November 20, 2018 Filed Nov 21, 2018 16:33 UTC QUALCOMM INC/DE QCOM · Entity 2852 Tax withholdingCommon Stock 1,994 $54.92 $109,510.48
Disclosure

SEC source: 0001205233-18-000089 · edgardoc.xml · nonDerivative · entry 6

ROGERS ALEXANDER H · CIK 0001687791 · EVP & President, QTL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,318

Read SEC document
November 20, 2018 Filed Nov 21, 2018 16:33 UTC QUALCOMM INC/DE QCOM · Entity 2852 Tax withholdingCommon Stock 2,421 $54.92 $132,961.32
Disclosure

SEC source: 0001205233-18-000089 · edgardoc.xml · nonDerivative · entry 5

ROGERS ALEXANDER H · CIK 0001687791 · EVP & President, QTL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,312

Read SEC document
November 20, 2018 Filed Nov 21, 2018 16:33 UTC QUALCOMM INC/DE QCOM · Entity 2852 Exercise / conversionCommon Stock 12,242 $0.00 $0.00
Disclosure

SEC source: 0001205233-18-000089 · edgardoc.xml · nonDerivative · entry 4

ROGERS ALEXANDER H · CIK 0001687791 · EVP & President, QTL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,733

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 20, 2018 Filed Nov 21, 2018 16:33 UTC QUALCOMM INC/DE QCOM · Entity 2852 Exercise / conversionCommon Stock 7,380 $0.00 $0.00
Disclosure

SEC source: 0001205233-18-000089 · edgardoc.xml · nonDerivative · entry 3

ROGERS ALEXANDER H · CIK 0001687791 · EVP & President, QTL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,491

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 20, 2018 Filed Nov 21, 2018 16:33 UTC QUALCOMM INC/DE QCOM · Entity 2852 Exercise / conversionCommon Stock 5,766 $0.00 $0.00
Disclosure

SEC source: 0001205233-18-000089 · edgardoc.xml · nonDerivative · entry 2

ROGERS ALEXANDER H · CIK 0001687791 · EVP & President, QTL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,111

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 20, 2018 Filed Nov 21, 2018 16:33 UTC QUALCOMM INC/DE QCOM · Entity 2852 Exercise / conversionCommon Stock 7,001 $0.00 $0.00
Disclosure

SEC source: 0001205233-18-000089 · edgardoc.xml · nonDerivative · entry 1

ROGERS ALEXANDER H · CIK 0001687791 · EVP & President, QTL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,345

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 29, 2018 Filed Oct 30, 2018 20:12 UTC QUALCOMM INC/DE QCOM · Entity 2852 SaleCommon Stock 853 $63.50 $54,165.50
Disclosure

SEC source: 0001205233-18-000085 · edgardoc.xml · nonDerivative · entry 1

ROGERS ALEXANDER H · CIK 0001687791 · EVP & President, QTL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,344

F1 · kind: The transaction was conducted under a Rule 10b5-1 trading plan.

Read SEC document
September 27, 2018 Filed Sep 28, 2018 20:39 UTC QUALCOMM INC/DE QCOM · Entity 2852 SaleCommon Stock 854 $72.18 $61,641.72
Disclosure

SEC source: 0001205233-18-000072 · edgardoc.xml · nonDerivative · entry 1

ROGERS ALEXANDER H · CIK 0001687791 · EVP & President, QTL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,197

F1 · kind: The transaction was conducted under a Rule 10b5-1 trading plan.

Read SEC document
September 20, 2018 Filed Sep 24, 2018 20:51 UTC QUALCOMM INC/DE QCOM · Entity 2852 GrantRestricted Stock Unit · Derivative 24,665 $0.00 $0.00
Disclosure

SEC source: 0001205233-18-000066 · edgardoc.xml · derivative · entry 1

ROGERS ALEXANDER H · CIK 0001687791 · EVP & President, QTL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,665

Underlying: Common Stock · 24,665 shares

Expires 2021-10-01

F1 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F2 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2019, 2020 and 2021.

F2 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2019, 2020 and 2021.

Read SEC document
August 27, 2018 Filed Aug 29, 2018 20:22 UTC QUALCOMM INC/DE QCOM · Entity 2852 SaleCommon Stock 1,306 $67.37 $87,985.22
Disclosure

SEC source: 0001205233-18-000062 · edgardoc.xml · nonDerivative · entry 1

ROGERS ALEXANDER H · CIK 0001687791 · EVP & President, QTL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,051

F1 · kind: The transaction was conducted under a Rule 10b5-1 trading plan.

F2 · balance_after: Includes 187 shares acquired under the Company's Employee Stock Purchase Plan on July 31, 2018.

Read SEC document
July 27, 2018 Filed Jul 31, 2018 20:45 UTC QUALCOMM INC/DE QCOM · Entity 2852 SaleCommon Stock 828 $63.40 $52,495.20
Disclosure

SEC source: 0001205233-18-000058 · edgardoc.xml · nonDerivative · entry 1

ROGERS ALEXANDER H · CIK 0001687791 · EVP & President, QTL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,170

F1 · kind: The transaction was conducted under a Rule 10b5-1 trading plan.

Read SEC document
June 27, 2018 Filed Jun 28, 2018 20:37 UTC QUALCOMM INC/DE QCOM · Entity 2852 SaleCommon Stock 789 $56.55 $44,617.95
Disclosure

SEC source: 0001205233-18-000054 · edgardoc.xml · nonDerivative · entry 1

ROGERS ALEXANDER H · CIK 0001687791 · EVP & President, QTL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,998

F1 · kind: The transaction was conducted under a Rule 10b5-1 trading plan.

Read SEC document
May 29, 2018 Filed May 30, 2018 20:28 UTC QUALCOMM INC/DE QCOM · Entity 2852 SaleCommon Stock 1,052 $59.55 $62,646.60
Disclosure

SEC source: 0001205233-18-000042 · edgardoc.xml · nonDerivative · entry 1

ROGERS ALEXANDER H · CIK 0001687791 · EVP & President, QTL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,787

F1 · kind: The transaction was conducted under a Rule 10b5-1 trading plan.

Read SEC document
May 20, 2018 Filed May 21, 2018 20:25 UTC QUALCOMM INC/DE QCOM · Entity 2852 Exercise / conversionRestricted Stock Unit · Derivative 2,610.4494 $0.00 $0.00
Disclosure

SEC source: 0001205233-18-000040 · edgardoc.xml · derivative · entry 3

ROGERS ALEXANDER H · CIK 0001687791 · EVP & President, QTL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,610.4494 shares

Expires 2018-05-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F2 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on May 20, 2016, 2017 and 2018.

F2 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on May 20, 2016, 2017 and 2018.

Read SEC document
May 20, 2018 Filed May 21, 2018 20:25 UTC QUALCOMM INC/DE QCOM · Entity 2852 Tax withholdingCommon Stock 903 $57.51 $51,931.53
Disclosure

SEC source: 0001205233-18-000040 · edgardoc.xml · nonDerivative · entry 2

ROGERS ALEXANDER H · CIK 0001687791 · EVP & President, QTL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,839

Read SEC document
May 20, 2018 Filed May 21, 2018 20:25 UTC QUALCOMM INC/DE QCOM · Entity 2852 Exercise / conversionCommon Stock 2,610 $0.00 $0.00
Disclosure

SEC source: 0001205233-18-000040 · edgardoc.xml · nonDerivative · entry 1

ROGERS ALEXANDER H · CIK 0001687791 · EVP & President, QTL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,742

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 06, 2018 Filed May 8, 2018 20:23 UTC QUALCOMM INC/DE QCOM · Entity 2852 GrantRestricted Stock Unit · Derivative 36,034.2293 $0.00 $0.00
Disclosure

SEC source: 0001205233-18-000036 · edgardoc.xml · derivative · entry 1

ROGERS ALEXANDER H · CIK 0001687791 · EVP & President, QTL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,034.2293

Underlying: Common Stock · 36,034.2293 shares

Expires 2020-11-20

F1 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F2 · date: These Restricted Stock Units were granted subject to performance vesting and service vesting requirements. On May 6, 2018, the Compensation Committee certified that the performance vesting conditions were satisfied.

F3 · shares: These Restricted Stock Units include an initial grant of 35,365 Restricted Stock Units, plus dividend equivalents accrued through the transaction date in the form of additional Restricted Stock Units that vest and are paid at the same time and in the same manner as the underlying Restricted Stock Units.

F4 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2018, 2019 and 2020.

F4 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2018, 2019 and 2020.

Read SEC document
April 27, 2018 Filed Apr 30, 2018 19:47 UTC QUALCOMM INC/DE QCOM · Entity 2852 SaleCommon Stock 662 $50.75 $33,596.50
Disclosure

SEC source: 0001205233-18-000029 · edgardoc.xml · nonDerivative · entry 1

ROGERS ALEXANDER H · CIK 0001687791 · EVP & President, QTL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,132

F1 · kind: The transaction was conducted under a Rule 10b5-1 trading plan.

Read SEC document
March 27, 2018 Filed Mar 28, 2018 20:04 UTC QUALCOMM INC/DE QCOM · Entity 2852 SaleCommon Stock 663 $56.59 $37,519.17
Disclosure

SEC source: 0001205233-18-000014 · edgardoc.xml · nonDerivative · entry 1

ROGERS ALEXANDER H · CIK 0001687791 · EVP & President, QTL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,794

F1 · kind: The transaction was conducted under a Rule 10b5-1 trading plan.

Read SEC document
February 27, 2018 Filed Feb 28, 2018 01:01 UTC QUALCOMM INC/DE QCOM · Entity 2852 SaleCommon Stock 1,180 $66.94 $78,989.20
Disclosure

SEC source: 0001205233-18-000004 · edgardoc.xml · nonDerivative · entry 1

ROGERS ALEXANDER H · CIK 0001687791 · EVP & President, QTL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,457

F1 · kind: The transaction was conducted under a Rule 10b5-1 trading plan.

F2 · balance_after: Includes 234 shares acquired under the Company's Employee Stock Purchase Plan on January 31, 2018.

Read SEC document
January 29, 2018 Filed Jan 29, 2018 22:10 UTC QUALCOMM INC/DE QCOM · Entity 2852 SaleCommon Stock 713 $68.20 $48,626.60
Disclosure

SEC source: 0001205233-18-000002 · edgardoc.xml · nonDerivative · entry 1

ROGERS ALEXANDER H · CIK 0001687791 · EVP & President, QTL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,403

F1 · kind: The transaction was conducted under a Rule 10b5-1 trading plan.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.