Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
AES CORP
Report date February 19, 2018 · Filed February 22, 2018
Section 16 reporting ended · disclosed 2018-02-22. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 222,502 |
Ending reported balance
After 2018-02-20 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2018-02-19 · Tax withholding · Disposed 3,147 · Balance 224,484 F1: Reflects tax withholding in connection with the vesting and settlement of one-third of the Restricted Stock Units ("RSUs") granted February 19, 2016. There was no transaction in the market. Row 2 · 2018-02-20 · Tax withholding · Disposed 1,982 · Balance 222,502 F2: Reflects tax withholding in connection with the vesting and settlement of one-third of the RSUs granted February 20, 2015. There was no transaction in the market. |
| Common StockSEC Table I · non-derivative | IndirectBy 401(k) Plan | 43,216 |
Reported balance
Holding disclosure · report date 2018-02-19 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 43,216 F3: Since the last Form 4 filing in which such shares were reported on November 14, 2017, the reporting person acquired 1000 additional shares of AES Common Stock pursuant to The AES Corporation Retirement Savings Plan. The information in this report is based on a plan statement dated February 21, 2018. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects tax withholding in connection with the vesting and settlement of one-third of the Restricted Stock Units ("RSUs") granted February 19, 2016. There was no transaction in the market.
F2: Reflects tax withholding in connection with the vesting and settlement of one-third of the RSUs granted February 20, 2015. There was no transaction in the market.
F3: Since the last Form 4 filing in which such shares were reported on November 14, 2017, the reporting person acquired 1000 additional shares of AES Common Stock pursuant to The AES Corporation Retirement Savings Plan. The information in this report is based on a plan statement dated February 21, 2018.
AquaVenture Holdings Ltd
Report date March 30, 2020 · Filed March 30, 2020
Section 16 reporting ended · disclosed 2020-03-30. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Share UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2020-03-30 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2020-03-30 · Disposition to issuer · Disposed 16,769 · Balance 0 F1: Pursuant to an Agreement and Plan of Merger, dated as of December 23, 2019, among Culligan International Company, a Delaware corporation ("Parent"), Amberjack Merger Sub Limited, a business company incorporated under the laws of the British Virgin Islands and a subsidiary of Parent ("Merger Sub"), and the Issuer, Merger Sub merged with and into the Issuer on March 30, 2020, with the Issuer surviving as a wholly-owned subsidiary of Parent (the "Merger"). At the effective time of the Merger, each unvested restricted share unit outstanding, automatically and without any required action on the part of the Reporting Person, became fully vested and was cancelled in exchange for a right to receive a cash payment in an amount equal to $27.10, without interest, for each ordinary share underlying the restricted share unit, less any required withholding taxes. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to an Agreement and Plan of Merger, dated as of December 23, 2019, among Culligan International Company, a Delaware corporation ("Parent"), Amberjack Merger Sub Limited, a business company incorporated under the laws of the British Virgin Islands and a subsidiary of Parent ("Merger Sub"), and the Issuer, Merger Sub merged with and into the Issuer on March 30, 2020, with the Issuer surviving as a wholly-owned subsidiary of Parent (the "Merger"). At the effective time of the Merger, each unvested restricted share unit outstanding, automatically and without any required action on the part of the Reporting Person, became fully vested and was cancelled in exchange for a right to receive a cash payment in an amount equal to $27.10, without interest, for each ordinary share underlying the restricted share unit, less any required withholding taxes.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 30, 2020 Filed Mar 30, 2020 16:35 UTC | AquaVenture Holdings Ltd WAAS · Entity 150170 | Disposition to issuerRestricted Share Units · Derivative | 16,769 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001104659-20-040412 · a4.xml · derivative · entry 1 miller brian a · CIK 0001348872 · SVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 16,769 shares Expires not disclosed F1 · price: Pursuant to an Agreement and Plan of Merger, dated as of December 23, 2019, among Culligan International Company, a Delaware corporation ("Parent"), Amberjack Merger Sub Limited, a business company incorporated under the laws of the British Virgin Islands and a subsidiary of Parent ("Merger Sub"), and the Issuer, Merger Sub merged with and into the Issuer on March 30, 2020, with the Issuer surviving as a wholly-owned subsidiary of Parent (the "Merger"). At the effective time of the Merger, each unvested restricted share unit outstanding, automatically and without any required action on the part of the Reporting Person, became fully vested and was cancelled in exchange for a right to receive a cash payment in an amount equal to $27.10, without interest, for each ordinary share underlying the restricted share unit, less any required withholding taxes. F1 · derivative.exercise_date: Pursuant to an Agreement and Plan of Merger, dated as of December 23, 2019, among Culligan International Company, a Delaware corporation ("Parent"), Amberjack Merger Sub Limited, a business company incorporated under the laws of the British Virgin Islands and a subsidiary of Parent ("Merger Sub"), and the Issuer, Merger Sub merged with and into the Issuer on March 30, 2020, with the Issuer surviving as a wholly-owned subsidiary of Parent (the "Merger"). At the effective time of the Merger, each unvested restricted share unit outstanding, automatically and without any required action on the part of the Reporting Person, became fully vested and was cancelled in exchange for a right to receive a cash payment in an amount equal to $27.10, without interest, for each ordinary share underlying the restricted share unit, less any required withholding taxes. F1 · derivative.expiration_date: Pursuant to an Agreement and Plan of Merger, dated as of December 23, 2019, among Culligan International Company, a Delaware corporation ("Parent"), Amberjack Merger Sub Limited, a business company incorporated under the laws of the British Virgin Islands and a subsidiary of Parent ("Merger Sub"), and the Issuer, Merger Sub merged with and into the Issuer on March 30, 2020, with the Issuer surviving as a wholly-owned subsidiary of Parent (the "Merger"). At the effective time of the Merger, each unvested restricted share unit outstanding, automatically and without any required action on the part of the Reporting Person, became fully vested and was cancelled in exchange for a right to receive a cash payment in an amount equal to $27.10, without interest, for each ordinary share underlying the restricted share unit, less any required withholding taxes. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 00:49 UTC | AES CORP AES · Entity 3505 | Tax withholdingCommon Stock | 1,982 | $10.40 | $20,612.80 |
DisclosureSEC source: 0001127602-18-007652 · form4.xml · nonDerivative · entry 2 miller brian a · CIK 0001348872 · EVP, General Counsel and Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 222,502 F2 · shares: Reflects tax withholding in connection with the vesting and settlement of one-third of the RSUs granted February 20, 2015. There was no transaction in the market. Read SEC document |
| February 19, 2018 Filed Feb 22, 2018 00:49 UTC | AES CORP AES · Entity 3505 | Tax withholdingCommon Stock | 3,147 | $10.45 | $32,886.15 |
DisclosureSEC source: 0001127602-18-007652 · form4.xml · nonDerivative · entry 1 miller brian a · CIK 0001348872 · EVP, General Counsel and Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 224,484 F1 · shares: Reflects tax withholding in connection with the vesting and settlement of one-third of the Restricted Stock Units ("RSUs") granted February 19, 2016. There was no transaction in the market. Read SEC document |
| November 13, 2017 Filed Nov 14, 2017 14:05 UTC | AES CORP AES · Entity 3505 | PurchaseCommon Stock | 8,500 | $10.50 | $89,250.00 |
DisclosureSEC source: 0001127602-17-031972 · form4.xml · nonDerivative · entry 2 miller brian a · CIK 0001348872 · EVP, General Counsel and Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 227,631 F2 · shares: On November 13, 2017, Mr. Miller purchased 8,500 shares of AES Common Stock in the market at the price set forth above. Read SEC document |
| November 13, 2017 Filed Nov 14, 2017 14:05 UTC | AES CORP AES · Entity 3505 | PurchaseCommon Stock | 1,000 | $10.37 | $10,370.00 |
DisclosureSEC source: 0001127602-17-031972 · form4.xml · nonDerivative · entry 1 miller brian a · CIK 0001348872 · EVP, General Counsel and Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 219,131 F1 · shares: On November 13, 2017, Mr. Miller purchased 1,000 shares of AES Common Stock in the market at the price set forth above. Read SEC document |
| February 24, 2017 Filed Mar 1, 2017 01:41 UTC | AES CORP AES · Entity 3505 | GrantCommon Stock | 22,255 | $11.93 | $265,502.15 |
DisclosureSEC source: 0001127602-17-009034 · form4.xml · nonDerivative · entry 3 miller brian a · CIK 0001348872 · EVP, General Counsel and Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 218,131 F3 · shares: This Restricted Stock Unit ("RSU") award was granted pursuant to The AES Corporation 2003 Long Term Compensation Plan and will vest in three equal annual installments beginning on February 24, 2018, if certain continuing employment conditions are satisfied. If such conditions are satisfied, each RSU entitles the holder to one share of AES Common Stock. Read SEC document |
| February 24, 2017 Filed Mar 1, 2017 01:41 UTC | AES CORP AES · Entity 3505 | Tax withholdingCommon Stock | 4,736 | $11.93 | $56,500.48 |
DisclosureSEC source: 0001127602-17-009034 · form4.xml · nonDerivative · entry 2 miller brian a · CIK 0001348872 · EVP, General Counsel and Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 195,876 F2 · shares: Reflects tax withholding in connection with the vesting and settlement of earned PSUs granted in February 2014. Read SEC document |
| February 24, 2017 Filed Mar 1, 2017 01:41 UTC | AES CORP AES · Entity 3505 | GrantCommon Stock | 14,272 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-009034 · form4.xml · nonDerivative · entry 1 miller brian a · CIK 0001348872 · EVP, General Counsel and Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,612 F1 · price: This Performance Stock Unit ("PSU") was granted on February 21, 2014 pursuant to The AES Corporation 2003 Long Term Compensation Plan. After the prescribed three year vesting period, the AES Board of Directors approved the performance value for the grant. Each earned PSU entitles the holder to one share of AES Common Stock. Read SEC document |
| February 21, 2017 Filed Feb 24, 2017 00:18 UTC | AES CORP AES · Entity 3505 | Tax withholdingCommon Stock | 1,800 | $11.78 | $21,204.00 |
DisclosureSEC source: 0001127602-17-008054 · form4.xml · nonDerivative · entry 1 miller brian a · CIK 0001348872 · EVP, General Counsel and Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 186,340 F1 · shares: Reflects tax withholding paid in connection with the vesting and settlement of one-third of the Restricted Stock Units granted February 21, 2014. There was no transaction in the market. Read SEC document |
| February 17, 2017 Filed Feb 23, 2017 01:37 UTC | AES CORP AES · Entity 3505 | Tax withholdingCommon Stock | 3,410 | $11.46 | $39,078.60 |
DisclosureSEC source: 0001127602-17-007885 · form4.xml · nonDerivative · entry 2 miller brian a · CIK 0001348872 · EVP, General Counsel and Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 188,140 F2 · shares: Reflects tax withholding paid in connection with the vesting and settlement of one-third of the RSUs granted February 19, 2016. There was no transaction in the market. Read SEC document |
| February 17, 2017 Filed Feb 23, 2017 01:37 UTC | AES CORP AES · Entity 3505 | Tax withholdingCommon Stock | 2,187 | $11.46 | $25,063.02 |
DisclosureSEC source: 0001127602-17-007885 · form4.xml · nonDerivative · entry 1 miller brian a · CIK 0001348872 · EVP, General Counsel and Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 191,550 F1 · shares: Reflects tax withholding paid in connection with the vesting and settlement of one-third of the Restricted Stock Units ("RSUs") granted February 20, 2015. There was no transaction in the market. Read SEC document |
| February 01, 2017 Filed Feb 3, 2017 21:35 UTC | AES CORP AES · Entity 3505 | OtherUnits · Derivative | 22,505 | $11.24 | $252,956.20 |
DisclosureSEC source: 0001127602-17-003900 · form4.xml · derivative · entry 1 miller brian a · CIK 0001348872 · EVP, General Counsel and Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,922 Underlying: Common Stock · 22,505 shares Expires not disclosed F1 · derivative.exercise_price: There was no sale in the market. The reporting person established three special purpose accounts under The AES Corporation Restoration Supplemental Retirement Plan (the "RSRP") in 2006, 2007 and 2011. The distribution date of the accounts, including the hypothetical AES shares, was made at the time each account was opened. Prior to payment, the reporting person had the right to transfer the value of his account into an alternative investment account. Each unit represents a hypothetical AES investment equal to one share of AES Common Stock. Under the terms of the RSRP, distributions are automatically paid in cash and not in stock beginning on or about February 1st of the year following the year designated by the participant as his distribution date. F1 · derivative.exercise_date: There was no sale in the market. The reporting person established three special purpose accounts under The AES Corporation Restoration Supplemental Retirement Plan (the "RSRP") in 2006, 2007 and 2011. The distribution date of the accounts, including the hypothetical AES shares, was made at the time each account was opened. Prior to payment, the reporting person had the right to transfer the value of his account into an alternative investment account. Each unit represents a hypothetical AES investment equal to one share of AES Common Stock. Under the terms of the RSRP, distributions are automatically paid in cash and not in stock beginning on or about February 1st of the year following the year designated by the participant as his distribution date. F1 · derivative.expiration_date: There was no sale in the market. The reporting person established three special purpose accounts under The AES Corporation Restoration Supplemental Retirement Plan (the "RSRP") in 2006, 2007 and 2011. The distribution date of the accounts, including the hypothetical AES shares, was made at the time each account was opened. Prior to payment, the reporting person had the right to transfer the value of his account into an alternative investment account. Each unit represents a hypothetical AES investment equal to one share of AES Common Stock. Under the terms of the RSRP, distributions are automatically paid in cash and not in stock beginning on or about February 1st of the year following the year designated by the participant as his distribution date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.