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Maxwell Gary

Disclosed activity across 1 company

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150211
SEC CIK
0001656349

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
DOLLAR TREE, INC.DLTR · Entity 3189Chief Supply Chain OfficerMarch 30, 2020April 01, 2020

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

DOLLAR TREE, INC.

Report date March 30, 2020 · Filed April 01, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect8,726 Ending reported balance After 2020-03-30 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2020-03-30 · Exercise / conversion · Acquired 2,107 · Balance 9,361

F1: Portion vested at anniversary of three-year award.

F2: Convert without cost to shares of common stock on a one-for-one basis.

Row 2 · 2020-03-30 · Tax withholding · Disposed 635 · Balance 8,726

F3: Shares deemed surrendered in payment of tax liability resulting from vesting of restricted stock units.

Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2020-03-30Direct2,107 Reported balance After 2020-03-30 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2020-03-30 · Exercise / conversion · Disposed 2,107 · Balance 2,107

F2: Convert without cost to shares of common stock on a one-for-one basis.

F1: Portion vested at anniversary of three-year award.

Filing footnotes · ownership attribution and instrument terms

F1: Portion vested at anniversary of three-year award.

F2: Convert without cost to shares of common stock on a one-for-one basis.

F3: Shares deemed surrendered in payment of tax liability resulting from vesting of restricted stock units.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 30, 2020 Filed Apr 1, 2020 22:33 UTC DOLLAR TREE, INC. DLTR · Entity 3189 Exercise / conversionRestricted Stock Unit · Derivative 2,107 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001127602-20-012471 · form4.xml · derivative · entry 3

Maxwell Gary · CIK 0001656349 · Chief Supply Chain Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,107

Underlying: Common Stock · 2,107 shares

Expires 2020-03-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Convert without cost to shares of common stock on a one-for-one basis.

F1 · shares: Portion vested at anniversary of three-year award.

F2 · price: Convert without cost to shares of common stock on a one-for-one basis.

Read SEC document
March 30, 2020 Filed Apr 1, 2020 22:33 UTC DOLLAR TREE, INC. DLTR · Entity 3189 Tax withholdingCommon Stock 635 $79.85 $50,704.75
Disclosure

SEC source: 0001127602-20-012471 · form4.xml · nonDerivative · entry 2

Maxwell Gary · CIK 0001656349 · Chief Supply Chain Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,726

F3 · kind: Shares deemed surrendered in payment of tax liability resulting from vesting of restricted stock units.

Read SEC document
March 30, 2020 Filed Apr 1, 2020 22:33 UTC DOLLAR TREE, INC. DLTR · Entity 3189 Exercise / conversionCommon Stock 2,107 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-012471 · form4.xml · nonDerivative · entry 1

Maxwell Gary · CIK 0001656349 · Chief Supply Chain Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,361

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Portion vested at anniversary of three-year award.

F2 · price: Convert without cost to shares of common stock on a one-for-one basis.

Read SEC document
September 05, 2019 Filed Sep 5, 2019 20:46 UTC DOLLAR TREE, INC. DLTR · Entity 3189 SaleCommon Stock 2,800 $107.15 $300,006.00
Disclosure

SEC source: 0001127602-19-028003 · form4.xml · nonDerivative · entry 1

Maxwell Gary · CIK 0001656349 · Chief Supply Chain Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,254

Read SEC document
March 31, 2019 Filed Apr 2, 2019 23:42 UTC DOLLAR TREE, INC. DLTR · Entity 3189 Exercise / conversionRestricted Stock Unit · Derivative 2,123 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001127602-19-014349 · form4.xml · derivative · entry 6

Maxwell Gary · CIK 0001656349 · Chief Supply Chain Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,124

Underlying: Common Stock · 2,123 shares

Expires 2018-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Convert without cost to shares of common stock on a one-for-one basis.

F1 · shares: Portion vested at anniversary of three-year award.

F2 · price: Convert without cost to shares of common stock on a one-for-one basis.

Read SEC document
March 31, 2019 Filed Apr 2, 2019 23:42 UTC DOLLAR TREE, INC. DLTR · Entity 3189 Tax withholdingCommon Stock 640 $105.04 $67,225.60
Disclosure

SEC source: 0001127602-19-014349 · form4.xml · nonDerivative · entry 4

Maxwell Gary · CIK 0001656349 · Chief Supply Chain Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,054

F3 · kind: Shares deemed surrendered in payment of tax liability resulting from vesting of restricted stock units.

Read SEC document
March 31, 2019 Filed Apr 2, 2019 23:42 UTC DOLLAR TREE, INC. DLTR · Entity 3189 Exercise / conversionCommon Stock 2,123 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-014349 · form4.xml · nonDerivative · entry 3

Maxwell Gary · CIK 0001656349 · Chief Supply Chain Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,694

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Portion vested at anniversary of three-year award.

F2 · price: Convert without cost to shares of common stock on a one-for-one basis.

Read SEC document
March 30, 2019 Filed Apr 2, 2019 23:42 UTC DOLLAR TREE, INC. DLTR · Entity 3189 Exercise / conversionRestricted Stock Unit · Derivative 2,106 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001127602-19-014349 · form4.xml · derivative · entry 5

Maxwell Gary · CIK 0001656349 · Chief Supply Chain Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,214

Underlying: Common Stock · 2,106 shares

Expires 2019-03-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Convert without cost to shares of common stock on a one-for-one basis.

F1 · shares: Portion vested at anniversary of three-year award.

F2 · price: Convert without cost to shares of common stock on a one-for-one basis.

Read SEC document
March 30, 2019 Filed Apr 2, 2019 23:42 UTC DOLLAR TREE, INC. DLTR · Entity 3189 Tax withholdingCommon Stock 757 $105.04 $79,515.28
Disclosure

SEC source: 0001127602-19-014349 · form4.xml · nonDerivative · entry 2

Maxwell Gary · CIK 0001656349 · Chief Supply Chain Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,571

F3 · kind: Shares deemed surrendered in payment of tax liability resulting from vesting of restricted stock units.

Read SEC document
March 30, 2019 Filed Apr 2, 2019 23:42 UTC DOLLAR TREE, INC. DLTR · Entity 3189 Exercise / conversionCommon Stock 2,106 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-014349 · form4.xml · nonDerivative · entry 1

Maxwell Gary · CIK 0001656349 · Chief Supply Chain Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,328

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Portion vested at anniversary of three-year award.

F2 · price: Convert without cost to shares of common stock on a one-for-one basis.

Read SEC document
March 18, 2019 Filed Mar 20, 2019 19:55 UTC DOLLAR TREE, INC. DLTR · Entity 3189 Exercise / conversionRestricted Stock Unit · Derivative 1,774 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001127602-19-012432 · form4.xml · derivative · entry 6

Maxwell Gary · CIK 0001656349 · Chief Supply Chain Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,774 shares

Expires 2019-03-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Convert without cost to shares of common stock on a one-for-one basis.

F4 · shares: Award fully vest at third anniversary of the grant date.

F2 · price: Convert without cost to shares of common stock on a one-for-one basis.

Read SEC document
March 18, 2019 Filed Mar 20, 2019 19:55 UTC DOLLAR TREE, INC. DLTR · Entity 3189 Exercise / conversionRestricted Stock Unit · Derivative 1,665 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001127602-19-012432 · form4.xml · derivative · entry 5

Maxwell Gary · CIK 0001656349 · Chief Supply Chain Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,665 shares

Expires 2017-03-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Convert without cost to shares of common stock on a one-for-one basis.

F1 · shares: Portion vested at anniversary of three-year award.

F2 · price: Convert without cost to shares of common stock on a one-for-one basis.

F1 · derivative.exercise_date: Portion vested at anniversary of three-year award.

Read SEC document
March 18, 2019 Filed Mar 20, 2019 19:55 UTC DOLLAR TREE, INC. DLTR · Entity 3189 Tax withholdingCommon Stock 534 $101.03 $53,950.02
Disclosure

SEC source: 0001127602-19-012432 · form4.xml · nonDerivative · entry 4

Maxwell Gary · CIK 0001656349 · Chief Supply Chain Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,222

F3 · kind: Shares deemed surrendered in payment of tax liability resulting from vesting of restricted stock units.

Read SEC document
March 18, 2019 Filed Mar 20, 2019 19:55 UTC DOLLAR TREE, INC. DLTR · Entity 3189 Exercise / conversionCommon Stock 1,774 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-012432 · form4.xml · nonDerivative · entry 3

Maxwell Gary · CIK 0001656349 · Chief Supply Chain Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,756

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Award fully vest at third anniversary of the grant date.

F2 · price: Convert without cost to shares of common stock on a one-for-one basis.

Read SEC document
March 18, 2019 Filed Mar 20, 2019 19:55 UTC DOLLAR TREE, INC. DLTR · Entity 3189 Tax withholdingCommon Stock 501 $101.03 $50,616.03
Disclosure

SEC source: 0001127602-19-012432 · form4.xml · nonDerivative · entry 2

Maxwell Gary · CIK 0001656349 · Chief Supply Chain Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,982

F3 · kind: Shares deemed surrendered in payment of tax liability resulting from vesting of restricted stock units.

Read SEC document
March 18, 2019 Filed Mar 20, 2019 19:55 UTC DOLLAR TREE, INC. DLTR · Entity 3189 Exercise / conversionCommon Stock 1,665 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-012432 · form4.xml · nonDerivative · entry 1

Maxwell Gary · CIK 0001656349 · Chief Supply Chain Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,483

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Portion vested at anniversary of three-year award.

F2 · price: Convert without cost to shares of common stock on a one-for-one basis.

Read SEC document
March 13, 2019 Filed Mar 15, 2019 18:54 UTC DOLLAR TREE, INC. DLTR · Entity 3189 GrantRestricted Stock Unit · Derivative 1,774 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-19-011529 · form4.xml · derivative · entry 2

Maxwell Gary · CIK 0001656349 · Chief Supply Chain Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,774

Underlying: Common Stock · 1,774 shares

Expires 2019-03-18

F1 · derivative.exercise_price: Convert without cost to shares of common stock on a one-for-one basis.

F3 · date: The Compensation Committee certified on 3/13/2019 the level of performance achieved for the performance-based RSUs awarded on 3/18/2016 pursuant to the Long-Term Performance Plan for fiscal years 2016, 2017 and 2018. The award will fully vest on March 18, 2019.

Read SEC document
March 13, 2019 Filed Mar 15, 2019 18:54 UTC DOLLAR TREE, INC. DLTR · Entity 3189 GrantRestricted Stock Unit · Derivative 6,320 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-19-011529 · form4.xml · derivative · entry 1

Maxwell Gary · CIK 0001656349 · Chief Supply Chain Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,320

Underlying: Common Stock · 6,320 shares

Expires 2019-03-30

F1 · derivative.exercise_price: Convert without cost to shares of common stock on a one-for-one basis.

F2 · date: The Compensation Committee certified on 3/13/2019 that the Company achieved its 2018 performance target for performance-based restricted stock units granted on 3/30/2018, and that shares will vest in approximately three equal installments, beginning on the first anniversary of the award date, subject to continued employment.

Read SEC document
March 11, 2019 Filed Mar 11, 2019 22:28 UTC DOLLAR TREE, INC. DLTR · Entity 3189 SaleCommon Stock 2,900 $103.54 $300,271.22
Disclosure

SEC source: 0001127602-19-010889 · form4.xml · nonDerivative · entry 1

Maxwell Gary · CIK 0001656349 · Chief Supply Chain Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,818

F1 · price: Represents the weighted average price for shares sold at the range between $103.5396 and $103.5450. The filer will provide full information regarding the number of shares sold at each price upon request.

Read SEC document
November 27, 2018 Filed Nov 28, 2018 17:46 UTC DOLLAR TREE, INC. DLTR · Entity 3189 Exercise / conversionRestricted Stock Unit · Derivative 888 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001127602-18-034571 · form4.xml · derivative · entry 3

Maxwell Gary · CIK 0001656349 · Chief Supply Chain Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 888 shares

Expires 2016-11-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Portion vested at anniversary of three-year award.

F2 · price: Convert without cost to shares of common stock on a one-for-one basis.

F4 · derivative.exercise_date: The Compensation Committee certified on 3/9/2016 that the Company achieved its 2015 performance target for performanced-based restricted stock units granted on 11/27/2015, and that shares will vest in approximately three equal installments, beginning on the first anniversary of the award date, subject to continued employment.

Read SEC document
November 27, 2018 Filed Nov 28, 2018 17:46 UTC DOLLAR TREE, INC. DLTR · Entity 3189 Tax withholdingCommon Stock 401 $81.82 $32,809.82
Disclosure

SEC source: 0001127602-18-034571 · form4.xml · nonDerivative · entry 2

Maxwell Gary · CIK 0001656349 · Chief Supply Chain Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,718

F3 · kind: Shares deemed surrendered in payment of tax liability resulting from vesting of restricted stock units.

Read SEC document
November 27, 2018 Filed Nov 28, 2018 17:46 UTC DOLLAR TREE, INC. DLTR · Entity 3189 Exercise / conversionCommon Stock 888 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-034571 · form4.xml · nonDerivative · entry 1

Maxwell Gary · CIK 0001656349 · Chief Supply Chain Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,119

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Portion vested at anniversary of three-year award.

F2 · price: Convert without cost to shares of common stock on a one-for-one basis.

Read SEC document
March 31, 2018 Filed Apr 3, 2018 17:15 UTC DOLLAR TREE, INC. DLTR · Entity 3189 Exercise / conversionRestricted Stock Unit · Derivative 2,123 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001127602-18-013535 · form4.xml · derivative · entry 3

Maxwell Gary · CIK 0001656349 · Chief Supply Chain Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,247

Underlying: Common Stock · 2,123 shares

Expires 2018-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Convert without cost to shares of common stock on a one-for-one basis.

F1 · shares: Portion vested at anniversary of three-year award.

F2 · price: Convert without cost to shares of common stock on a one-for-one basis.

Read SEC document
March 31, 2018 Filed Apr 3, 2018 17:15 UTC DOLLAR TREE, INC. DLTR · Entity 3189 Tax withholdingCommon Stock 958 $94.90 $90,914.20
Disclosure

SEC source: 0001127602-18-013535 · form4.xml · nonDerivative · entry 2

Maxwell Gary · CIK 0001656349 · Chief Supply Chain Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,231

F3 · kind: Shares deemed surrendered in payment of tax liability resulting from vesting of restricted stock units.

Read SEC document
March 31, 2018 Filed Apr 3, 2018 17:15 UTC DOLLAR TREE, INC. DLTR · Entity 3189 Exercise / conversionCommon Stock 2,123 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-013535 · form4.xml · nonDerivative · entry 1

Maxwell Gary · CIK 0001656349 · Chief Supply Chain Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,189

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Portion vested at anniversary of three-year award.

F2 · price: Convert without cost to shares of common stock on a one-for-one basis.

Read SEC document
March 27, 2018 Filed Mar 29, 2018 19:14 UTC DOLLAR TREE, INC. DLTR · Entity 3189 Exercise / conversionRestricted Stock Unit · Derivative 3,996 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001127602-18-012995 · form4.xml · derivative · entry 3

Maxwell Gary · CIK 0001656349 · Chief Supply Chain Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,996 shares

Expires 2018-03-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Convert without cost to shares of common stock on a one-for-one basis.

F1 · shares: The Compensation Committee certified on 3/14/2018 the level of performance achieved for the performance-based RSUs awarded on 4/23/2015 pursuant to the Long-Term Performance Plan for fiscal years 2015, 2016 and 2017. The award will fully vest on March 27, 2018.

F2 · price: Convert without cost to shares of common stock on a one-for-one basis.

Read SEC document
March 27, 2018 Filed Mar 29, 2018 19:14 UTC DOLLAR TREE, INC. DLTR · Entity 3189 Tax withholdingCommon Stock 1,388 $93.63 $129,958.44
Disclosure

SEC source: 0001127602-18-012995 · form4.xml · nonDerivative · entry 2

Maxwell Gary · CIK 0001656349 · Chief Supply Chain Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,066

F3 · kind: Shares deemed surrendered in payment of tax liability resulting from vesting of restricted stock units.

Read SEC document
March 27, 2018 Filed Mar 29, 2018 19:14 UTC DOLLAR TREE, INC. DLTR · Entity 3189 Exercise / conversionCommon Stock 3,996 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-012995 · form4.xml · nonDerivative · entry 1

Maxwell Gary · CIK 0001656349 · Chief Supply Chain Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,454

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The Compensation Committee certified on 3/14/2018 the level of performance achieved for the performance-based RSUs awarded on 4/23/2015 pursuant to the Long-Term Performance Plan for fiscal years 2015, 2016 and 2017. The award will fully vest on March 27, 2018.

F2 · price: Convert without cost to shares of common stock on a one-for-one basis.

Read SEC document
March 18, 2018 Filed Mar 20, 2018 21:57 UTC DOLLAR TREE, INC. DLTR · Entity 3189 Exercise / conversionRestricted Stock Unit · Derivative 1,665 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-18-012311 · form4.xml · derivative · entry 3

Maxwell Gary · CIK 0001656349 · Chief Supply Chain Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,665

Underlying: Common Stock · 1,665 shares

Expires 2017-03-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Convert without cost to shares of common stock on a one-for-one basis.

F1 · kind: Portion vested at anniversary of three-year award.

F1 · derivative.exercise_date: Portion vested at anniversary of three-year award.

Read SEC document
March 18, 2018 Filed Mar 20, 2018 21:57 UTC DOLLAR TREE, INC. DLTR · Entity 3189 Tax withholdingCommon Stock 502 $95.75 $48,066.50
Disclosure

SEC source: 0001127602-18-012311 · form4.xml · nonDerivative · entry 2

Maxwell Gary · CIK 0001656349 · Chief Supply Chain Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,458

F2 · kind: Shares deemed surrendered in payment of tax liability resulting from vesting of restricted stock units.

Read SEC document
March 18, 2018 Filed Mar 20, 2018 21:57 UTC DOLLAR TREE, INC. DLTR · Entity 3189 Exercise / conversionCommon Stock 1,665 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-012311 · form4.xml · nonDerivative · entry 1

Maxwell Gary · CIK 0001656349 · Chief Supply Chain Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,960

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Portion vested at anniversary of three-year award.

Read SEC document
March 14, 2018 Filed Mar 16, 2018 18:18 UTC DOLLAR TREE, INC. DLTR · Entity 3189 GrantRestricted Stock Unit · Derivative 3,996 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-18-011800 · form4.xml · derivative · entry 2

Maxwell Gary · CIK 0001656349 · Chief Supply Chain Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,996

Underlying: Common Stock · 3,996 shares

Expires 2018-03-27

F1 · derivative.exercise_price: Convert without cost to shares of common stock on a one-for-one basis.

F3 · date: The Compensation Committee certified on 3/14/2018 the level of performance achieved for the performance-based RSUs awarded on 4/23/2015 pursuant to the Long-Term Performance Plan for fiscal years 2015, 2016 and 2017. The award will fully vest on March 27, 2018.

Read SEC document
March 14, 2018 Filed Mar 16, 2018 18:18 UTC DOLLAR TREE, INC. DLTR · Entity 3189 GrantRestricted Stock Unit · Derivative 6,370 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-18-011800 · form4.xml · derivative · entry 1

Maxwell Gary · CIK 0001656349 · Chief Supply Chain Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,370

Underlying: Common Stock · 6,370 shares

Expires 2018-03-31

F1 · derivative.exercise_price: Convert without cost to shares of common stock on a one-for-one basis.

F2 · date: The Compensation Committee certified on 3/14/2018 that the Company achieved its 2017 performance target for performance-based restricted stock units granted on 3/31/2017, and that shares will vest in approximately three equal installments, beginning on the first anniversary of the award date, subject to continued employment.

Read SEC document
November 27, 2017 Filed Nov 28, 2017 20:19 UTC DOLLAR TREE, INC. DLTR · Entity 3189 Exercise / conversionRestricted Stock Unit · Derivative 888 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001127602-17-033355 · form4.xml · derivative · entry 3

Maxwell Gary · CIK 0001656349 · Chief Supply Chain Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 888

Underlying: Common Stock · 888 shares

Expires 2016-11-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Convert without cost to shares of common stock on a one-for-one basis.

F3 · derivative.exercise_date: The Compensation Committee certified on 3/9/2016 that the Company achieved its 2015 performance target for performanced-based restricted stock units granted on 11/27/2015, and that shares will vest in approximately three equal installments, beginning on the first anniversary of the award date, subject to continued employment.

Read SEC document
November 27, 2017 Filed Nov 28, 2017 20:19 UTC DOLLAR TREE, INC. DLTR · Entity 3189 Tax withholdingCommon Stock 294 $98.20 $28,870.80
Disclosure

SEC source: 0001127602-17-033355 · form4.xml · nonDerivative · entry 2

Maxwell Gary · CIK 0001656349 · Chief Supply Chain Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,295

F2 · kind: Shares deemed surrendered in payment of tax liability resulting from vesting of restricted stock units.

Read SEC document
November 27, 2017 Filed Nov 28, 2017 20:19 UTC DOLLAR TREE, INC. DLTR · Entity 3189 Exercise / conversionCommon Stock 888 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-033355 · form4.xml · nonDerivative · entry 1

Maxwell Gary · CIK 0001656349 · Chief Supply Chain Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,589

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Convert without cost to shares of common stock on a one-for-one basis.

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March 18, 2017 Filed Mar 21, 2017 20:41 UTC DOLLAR TREE, INC. DLTR · Entity 3189 Exercise / conversionRestricted Stock Unit · Derivative 1,665 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001127602-17-012529 · form4.xml · derivative · entry 3

Maxwell Gary · CIK 0001656349 · Chief Supply Chain Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,330

Underlying: Common Stock · 1,665 shares

Expires 2017-03-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Convert without cost to shares of common stock on a one-for-one basis.

F1 · kind: Portion vested at anniversary of three-year award.

F2 · price: Convert without cost to shares of common stock on a one-for-one basis.

F1 · derivative.exercise_date: Portion vested at anniversary of three-year award.

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March 18, 2017 Filed Mar 21, 2017 20:41 UTC DOLLAR TREE, INC. DLTR · Entity 3189 Tax withholdingCommon Stock 558 $75.70 $42,240.60
Disclosure

SEC source: 0001127602-17-012529 · form4.xml · nonDerivative · entry 2

Maxwell Gary · CIK 0001656349 · Chief Supply Chain Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,701

F3 · kind: Shares deemed surrendered in payment of tax liability resulting from vesting of restricted stock units.

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March 18, 2017 Filed Mar 21, 2017 20:41 UTC DOLLAR TREE, INC. DLTR · Entity 3189 Exercise / conversionCommon Stock 1,665 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-012529 · form4.xml · nonDerivative · entry 1

Maxwell Gary · CIK 0001656349 · Chief Supply Chain Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,259

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Portion vested at anniversary of three-year award.

F2 · price: Convert without cost to shares of common stock on a one-for-one basis.

Read SEC document
March 08, 2017 Filed Mar 9, 2017 23:07 UTC DOLLAR TREE, INC. DLTR · Entity 3189 GrantRestricted Stock Unit · Derivative 4,995 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-17-011143 · form4.xml · derivative · entry 1

Maxwell Gary · CIK 0001656349 · Chief Supply Chain Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,995

Underlying: Common Stock · 4,995 shares

Expires 2017-03-18

F1 · derivative.exercise_price: Convert without cost to shares of common stock on a one-for-one basis.

F2 · date: The Compensation Committee certified on 3/8/2017 that the Company achieved its 2016 performance target for performance-based restricted stock units granted on 3/18/2016, and that shares will vest in approximately three equal installments, beginning on the first anniversary of the award date, subject to continued employment.

F3 · derivative.exercise_date: Portion vested at anniversary of three-year award.

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November 27, 2016 Filed Nov 28, 2016 17:21 UTC DOLLAR TREE, INC. DLTR · Entity 3189 Exercise / conversionRestricted Stock Unit · Derivative 888 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001127602-16-068462 · form4.xml · derivative · entry 3

Maxwell Gary · CIK 0001656349 · Chief Supply Chain Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,776

Underlying: Common Stock · 888 shares

Expires 2016-11-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Portion vested at anniversary of three-year award.

F2 · price: Convert without cost to shares of common stock on a one-for-one basis.

F4 · derivative.exercise_date: The Compensation Committee certified on 3/9/2016 that the Company achieved its 2015 performance target for performanced-based restricted stock units granted on 11/27/2015, and that shares will vest in approximately three equal installments, beginning on the first anniversary of the award date, subject to continued employment.

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November 27, 2016 Filed Nov 28, 2016 17:21 UTC DOLLAR TREE, INC. DLTR · Entity 3189 Tax withholdingCommon Stock 294 $89.18 $26,218.92
Disclosure

SEC source: 0001127602-16-068462 · form4.xml · nonDerivative · entry 2

Maxwell Gary · CIK 0001656349 · Chief Supply Chain Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 594

F3 · kind: Shares deemed surrendered in payment of tax liability resulting from vesting of restricted stock units.

Read SEC document
November 27, 2016 Filed Nov 28, 2016 17:21 UTC DOLLAR TREE, INC. DLTR · Entity 3189 Exercise / conversionCommon Stock 888 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-068462 · form4.xml · nonDerivative · entry 1

Maxwell Gary · CIK 0001656349 · Chief Supply Chain Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 888

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Portion vested at anniversary of three-year award.

F2 · price: Convert without cost to shares of common stock on a one-for-one basis.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.