Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| DIRTT ENVIRONMENTAL SOLUTIONS LTDDRTT · Entity 6673 | Director | March 31, 2020 | April 02, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
DIRTT ENVIRONMENTAL SOLUTIONS LTD
Report date March 31, 2020 · Filed April 02, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Deferred Share UnitSEC Table II · derivative / convertible security | Direct | 25,844 |
Reported balance
After 2020-03-31 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2020-03-31 · Grant · Acquired 12,910 · Balance 25,844 F1: Each deferred share unit is the economic equivalent of one share of the Issuer's Common Shares. Generally, on the date elected by the Reporting Person following the date that the Reporting Person ceases to serve on the board of directors of the Issuer, the deferred share units will be settled in cash based on the volume weighted average price of the Common Shares for the five immediately preceding days on which the Common Shares were trading on the Toronto Stock Exchange; provided, however that if the Issuer's Common Shares are trading on more than one exchange at such time, such calculation shall be based on the trading price over such five day period on the stock exchange with the higher average trading volume over the twenty trading days immediately prior to such date (such price the "Market Value"). F2: The price used to calculate the number of DSUs granted was C$4.26, which was the Market Value of the Issuer's Common Shares on the date of grant, converted from Canadian dollars to U.S. dollars using the Bank of Canada daily average exchange rate for the quarter ending March 31, 2020 of C$1.3425 = US $1.00. |
Filing footnotes · ownership attribution and instrument terms
F1: Each deferred share unit is the economic equivalent of one share of the Issuer's Common Shares. Generally, on the date elected by the Reporting Person following the date that the Reporting Person ceases to serve on the board of directors of the Issuer, the deferred share units will be settled in cash based on the volume weighted average price of the Common Shares for the five immediately preceding days on which the Common Shares were trading on the Toronto Stock Exchange; provided, however that if the Issuer's Common Shares are trading on more than one exchange at such time, such calculation shall be based on the trading price over such five day period on the stock exchange with the higher average trading volume over the twenty trading days immediately prior to such date (such price the "Market Value").
F2: The price used to calculate the number of DSUs granted was C$4.26, which was the Market Value of the Issuer's Common Shares on the date of grant, converted from Canadian dollars to U.S. dollars using the Bank of Canada daily average exchange rate for the quarter ending March 31, 2020 of C$1.3425 = US $1.00.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 31, 2020 Filed Apr 2, 2020 01:22 UTC | DIRTT ENVIRONMENTAL SOLUTIONS LTD DRTT · Entity 6673 | GrantDeferred Share Unit · Derivative | 12,910 | $13,749.15 | $177,501,526.50 |
DisclosureSEC source: 0000899243-20-009922 · doc4.xml · derivative · entry 1 Elliott John · CIK 0001788763 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,844 Underlying: Common Shares · 12,910 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred share unit is the economic equivalent of one share of the Issuer's Common Shares. Generally, on the date elected by the Reporting Person following the date that the Reporting Person ceases to serve on the board of directors of the Issuer, the deferred share units will be settled in cash based on the volume weighted average price of the Common Shares for the five immediately preceding days on which the Common Shares were trading on the Toronto Stock Exchange; provided, however that if the Issuer's Common Shares are trading on more than one exchange at such time, such calculation shall be based on the trading price over such five day period on the stock exchange with the higher average trading volume over the twenty trading days immediately prior to such date (such price the "Market Value"). F2 · price: The price used to calculate the number of DSUs granted was C$4.26, which was the Market Value of the Issuer's Common Shares on the date of grant, converted from Canadian dollars to U.S. dollars using the Bank of Canada daily average exchange rate for the quarter ending March 31, 2020 of C$1.3425 = US $1.00. F1 · derivative.exercise_date: Each deferred share unit is the economic equivalent of one share of the Issuer's Common Shares. Generally, on the date elected by the Reporting Person following the date that the Reporting Person ceases to serve on the board of directors of the Issuer, the deferred share units will be settled in cash based on the volume weighted average price of the Common Shares for the five immediately preceding days on which the Common Shares were trading on the Toronto Stock Exchange; provided, however that if the Issuer's Common Shares are trading on more than one exchange at such time, such calculation shall be based on the trading price over such five day period on the stock exchange with the higher average trading volume over the twenty trading days immediately prior to such date (such price the "Market Value"). F1 · derivative.expiration_date: Each deferred share unit is the economic equivalent of one share of the Issuer's Common Shares. Generally, on the date elected by the Reporting Person following the date that the Reporting Person ceases to serve on the board of directors of the Issuer, the deferred share units will be settled in cash based on the volume weighted average price of the Common Shares for the five immediately preceding days on which the Common Shares were trading on the Toronto Stock Exchange; provided, however that if the Issuer's Common Shares are trading on more than one exchange at such time, such calculation shall be based on the trading price over such five day period on the stock exchange with the higher average trading volume over the twenty trading days immediately prior to such date (such price the "Market Value"). Read SEC document |
| December 31, 2019 Filed Jan 15, 2020 21:36 UTC | DIRTT ENVIRONMENTAL SOLUTIONS LTD DRTT · Entity 6673 | GrantDeferred Share Unit · Derivative | 4,262 | $13,979.15 | $59,579,137.30 |
DisclosureSEC source: 0000899243-20-001240 · doc4.xml · derivative · entry 1 Elliott John · CIK 0001788763 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,934 Underlying: Common Shares · 4,262 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred share unit is the economic equivalent of one share of the Issuer's Common Shares. Generally, on the date elected by the Reporting Person following the date that the Reporting Person ceases to serve on the board of directors of the Issuer, the deferred share units will be settled in cash based on the volume weighted average price of the Common Shares for the five immediately preceding days on which the Common Shares were trading on the Toronto Stock Exchange; provided, however that if the Issuer's Common Shares are trading on more than one exchange at such time, such calculation shall be based on the trading price over such five day period on the stock exchange with the higher average trading volume over the twenty trading days immediately prior to such date (such price the "Market Value"). F2 · price: The price used to calculate the number of DSUs granted was C$4.26, which was the Market Value of the Issuer's Common Shares on the date of grant, converted from Canadian dollars to U.S. dollars using the Bank of Canada exchange rate for December 31, 2019 of C$1.2988 = US $1.00. F1 · derivative.exercise_date: Each deferred share unit is the economic equivalent of one share of the Issuer's Common Shares. Generally, on the date elected by the Reporting Person following the date that the Reporting Person ceases to serve on the board of directors of the Issuer, the deferred share units will be settled in cash based on the volume weighted average price of the Common Shares for the five immediately preceding days on which the Common Shares were trading on the Toronto Stock Exchange; provided, however that if the Issuer's Common Shares are trading on more than one exchange at such time, such calculation shall be based on the trading price over such five day period on the stock exchange with the higher average trading volume over the twenty trading days immediately prior to such date (such price the "Market Value"). F1 · derivative.expiration_date: Each deferred share unit is the economic equivalent of one share of the Issuer's Common Shares. Generally, on the date elected by the Reporting Person following the date that the Reporting Person ceases to serve on the board of directors of the Issuer, the deferred share units will be settled in cash based on the volume weighted average price of the Common Shares for the five immediately preceding days on which the Common Shares were trading on the Toronto Stock Exchange; provided, however that if the Issuer's Common Shares are trading on more than one exchange at such time, such calculation shall be based on the trading price over such five day period on the stock exchange with the higher average trading volume over the twenty trading days immediately prior to such date (such price the "Market Value"). Read SEC document |
| November 22, 2019 Filed Nov 26, 2019 21:12 UTC | DIRTT ENVIRONMENTAL SOLUTIONS LTD DRTT · Entity 6673 | PurchaseCommon shares | 5,000 | $3.27 | $16,350.00 |
DisclosureSEC source: 0000899243-19-028151 · doc4.xml · nonDerivative · entry 2 Elliott John · CIK 0001788763 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 22,700 F3 · price: Shares were purchased at C$4.35 and converted using the Bank of Canada exchange rate for November 22, 2019 of C$1.3287 = US $1.00. Read SEC document |
| November 22, 2019 Filed Nov 26, 2019 21:12 UTC | DIRTT ENVIRONMENTAL SOLUTIONS LTD DRTT · Entity 6673 | PurchaseCommon shares | 5,000 | $3.27 | $16,350.00 |
DisclosureSEC source: 0000899243-19-028151 · doc4.xml · nonDerivative · entry 1 Elliott John · CIK 0001788763 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Scorpion Advisors Ltd. Disclosed balance after: 5,000 F1 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.2699 to $3.2799, inclusive. The reporting person undertakes to provide to DIRTT Environmental Solutions Ltd., any security holder of DIRTT Environmental Solutions Ltd., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. F2 · ownership.nature: Scorpion Advisors Ltd. is a wholly owned company of the reporting person. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.