Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Midland States Bancorp, Inc.MSBI · Entity 5253 | Director | March 31, 2020 | April 02, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Midland States Bancorp, Inc.
Report date March 31, 2020 · Filed April 02, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 152,420 |
Reported balance
After 2020-03-31 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2020-03-31 · Exercise / conversion · Acquired 825 · Balance 152,420 F1: Includes holdings through a self-directed IRA or revocable grantor trust |
| Common Share EquivalentSEC Table II · derivative / convertible security | Direct | 4,433.8156 |
Reported balance
After 2020-03-31 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2020-03-31 · Grant · Acquired 66.7917 · Balance 4,433.8156 F2: Each common stock equivalent is the economic equivalent of one share of common stock. F3: Represents common share equivalents acquired by the reporting person in the DDCP pursuant to the reinvestment of dividends received during the quarter on common share equivalents held in the DDCP by the reporting person at the time such dividend was paid on the underlying shares, based upon closing price of the underlying shares on the last day of the quarter. Common share equivalents received for dividend reinvestments fully vested on the transaction date listed above and become payable upon termination of service as a director. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2020-03-31 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2020-03-31 · Exercise / conversion · Disposed 825 · Balance 0 F4: Represents restricted stock units acquired by the reporting person under the 2019 Long-Term Incentive Plan on the grant date. Each restricted stock unit is the contingent right to receive one share of Issuer common stock. Restricted stock units vest on March 31, 2020 and vested shares will be delivered to the reporting person within 30 days of vesting. F5: No exercisable date for this type of award F6: No Expiration date for this type of award |
| Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $18.16 · Expires 2020-12-06 | Direct | 11,820 |
Reported balance
Holding disclosure · report date 2020-03-31 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 11,820 F7: These options vest in four equal annual installments beginning one year after the 12/06/2010 date of grant. |
| Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $21.00 · Expires 2024-12-02 | Direct | 22,762 |
Reported balance
Holding disclosure · report date 2020-03-31 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 22,762 F8: These options vest in four equal annual installments beginning one year after the 12/02/2014 date of grant. |
| Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $18.00 · Expires 2024-08-05 | Direct | 60,766 |
Reported balance
Holding disclosure · report date 2020-03-31 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 60,766 F9: Options vested on 12/31/2017. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes holdings through a self-directed IRA or revocable grantor trust
F2: Each common stock equivalent is the economic equivalent of one share of common stock.
F3: Represents common share equivalents acquired by the reporting person in the DDCP pursuant to the reinvestment of dividends received during the quarter on common share equivalents held in the DDCP by the reporting person at the time such dividend was paid on the underlying shares, based upon closing price of the underlying shares on the last day of the quarter. Common share equivalents received for dividend reinvestments fully vested on the transaction date listed above and become payable upon termination of service as a director.
F4: Represents restricted stock units acquired by the reporting person under the 2019 Long-Term Incentive Plan on the grant date. Each restricted stock unit is the contingent right to receive one share of Issuer common stock. Restricted stock units vest on March 31, 2020 and vested shares will be delivered to the reporting person within 30 days of vesting.
F5: No exercisable date for this type of award
F6: No Expiration date for this type of award
F7: These options vest in four equal annual installments beginning one year after the 12/06/2010 date of grant.
F8: These options vest in four equal annual installments beginning one year after the 12/02/2014 date of grant.
F9: Options vested on 12/31/2017.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 04, 2019 Filed Jan 7, 2019 10:59 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | Exercise / conversionOption (right to buy) · Derivative | 1,136 | $0.00 Strike: $15.20 | $0.00 |
DisclosureSEC source: 0001593968-19-000114 · primary_01.xml · derivative · entry 4 HOLSCHBACH LEON J · CIK 0001169100 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,364 Underlying: Common Stock · 1,136 shares Expires 2019-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: These options vest in four equal annual installments beginning one year after the 12/31/2009 date of grant. Read SEC document |
| January 04, 2019 Filed Jan 7, 2019 10:59 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | Exercise / conversionOption (right to buy) · Derivative | 9,790 | $0.00 Strike: $11.75 | $0.00 |
DisclosureSEC source: 0001593968-19-000114 · primary_01.xml · derivative · entry 3 HOLSCHBACH LEON J · CIK 0001169100 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,790 shares Expires 2019-06-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: These options vest in four equal annual installments beginning one year after the 06/22/2009 date of grant. Read SEC document |
| January 04, 2019 Filed Jan 7, 2019 10:59 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | Exercise / conversionCommon Stock | 9,790 | $11.75 | $115,032.50 |
DisclosureSEC source: 0001593968-19-000114 · primary_01.xml · nonDerivative · entry 2 HOLSCHBACH LEON J · CIK 0001169100 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 151,492 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes holdings through a self-directed IRA or revocable grantor trust Read SEC document |
| January 04, 2019 Filed Jan 7, 2019 10:59 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | Exercise / conversionCommon Stock | 1,136 | $15.20 | $17,267.20 |
DisclosureSEC source: 0001593968-19-000114 · primary_01.xml · nonDerivative · entry 1 HOLSCHBACH LEON J · CIK 0001169100 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 141,702 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes holdings through a self-directed IRA or revocable grantor trust Read SEC document |
| December 31, 2018 Filed Jan 3, 2019 10:50 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | Exercise / conversionRestricted Stock Unit · Derivative | 12,965 | $22.34 | $289,638.10 |
DisclosureSEC source: 0001593968-19-000031 · primary_01.xml · derivative · entry 6 HOLSCHBACH LEON J · CIK 0001169100 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,965 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_price: No exercise price for this type of award F3 · derivative.exercise_date: No exercisable date for this type of award F10 · derivative.expiration_date: No expiration date for this type of award Read SEC document |
| December 31, 2018 Filed Jan 3, 2019 10:50 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | Exercise / conversionRestricted Stock Unit · Derivative | 4,722 | $22.34 | $105,489.48 |
DisclosureSEC source: 0001593968-19-000031 · primary_01.xml · derivative · entry 5 HOLSCHBACH LEON J · CIK 0001169100 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,722 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: The restricted stock units vest in the two annual installments beginning one year after the November 16, 2016 date of grant F3 · derivative.exercise_date: No exercisable date for this type of award F7 · derivative.exercise_date: The restricted stock units vest in the two annual installments beginning one year after the November 16, 2016 date of grant F4 · derivative.expiration_date: No Expiration date for this type of award F8 · derivative.expiration_date: The restricted stock units vest in the two annual installments beginning one year after the November 16, 2016 date of grant Read SEC document |
| December 31, 2018 Filed Jan 3, 2019 10:50 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | GrantCommon Share Equivalent · Derivative | 41.0533 | $22.34 | $917.13 |
DisclosureSEC source: 0001593968-19-000031 · primary_01.xml · derivative · entry 4 HOLSCHBACH LEON J · CIK 0001169100 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,209.827 Underlying: Common Stock · 41.0533 shares Expires not disclosed F5 · derivative.exercise_price: Represents common share equivalents acquired by the reporting person in the DDCP pursuant to the reinvestment of dividends received during the quarter on common share equivalents held in the DDCP by the reporting person at the time such dividend was paid on the underlying shares, based upon closing price of the underlying shares on the last day of the quarter. Common share equivalents received for dividend reinvestments are fully vested on the transaction date listed above and become payable upon termination of service as a director. F6 · derivative.exercise_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution. F6 · derivative.expiration_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution. Read SEC document |
| December 31, 2018 Filed Jan 3, 2019 10:50 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | Exercise / conversionRestricted Stock Unit · Derivative | 2,532 | $22.34 | $56,564.88 |
DisclosureSEC source: 0001593968-19-000031 · primary_01.xml · derivative · entry 3 HOLSCHBACH LEON J · CIK 0001169100 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,532 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The restricted stock units vest in the three equal annual installments beginning one year after the November 3, 2015 date of grant F3 · derivative.exercise_date: No exercisable date for this type of award F2 · derivative.exercise_date: The restricted stock units vest in the three equal annual installments beginning one year after the November 3, 2015 date of grant F4 · derivative.expiration_date: No Expiration date for this type of award F2 · derivative.expiration_date: The restricted stock units vest in the three equal annual installments beginning one year after the November 3, 2015 date of grant Read SEC document |
| December 31, 2018 Filed Jan 3, 2019 10:50 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | Disposition to issuerCommon Stock | 20,219 | $22.34 | $451,692.46 |
DisclosureSEC source: 0001593968-19-000031 · primary_01.xml · nonDerivative · entry 2 HOLSCHBACH LEON J · CIK 0001169100 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,566 F1 · balance_after: Includes holdings through a self-directed IRA or revocable grantor trust Read SEC document |
| December 31, 2018 Filed Jan 3, 2019 10:50 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | Exercise / conversionCommon Stock | 20,219 | $22.34 | $451,692.46 |
DisclosureSEC source: 0001593968-19-000031 · primary_01.xml · nonDerivative · entry 1 HOLSCHBACH LEON J · CIK 0001169100 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 160,785 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes holdings through a self-directed IRA or revocable grantor trust Read SEC document |
| December 04, 2018 Filed Dec 6, 2018 06:00 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | Exercise / conversionOption (right to buy) · Derivative | 400 | $0.00 Strike: $11.75 | $0.00 |
DisclosureSEC source: 0001593968-18-001549 · primary_01.xml · derivative · entry 3 HOLSCHBACH LEON J · CIK 0001169100 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,790 Underlying: Common Stock · 400 shares Expires 2019-06-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: These options vest in four equal annual installments beginning one year after the 06/22/2009 date of grant. Read SEC document |
| December 04, 2018 Filed Dec 6, 2018 06:00 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | SaleCommon Stock | 400 | $25.24 | $10,096.80 |
DisclosureSEC source: 0001593968-18-001549 · primary_01.xml · nonDerivative · entry 2 HOLSCHBACH LEON J · CIK 0001169100 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,566 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.11 -$25.53 inclusive. The reporting person undertakes to provide to Midland States Bancorp, Inc., any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnote to this form. F1 · balance_after: Includes holdings through a self-directed IRA or revocable grantor trust Read SEC document |
| December 04, 2018 Filed Dec 6, 2018 06:00 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | Exercise / conversionCommon Stock | 400 | $11.75 | $4,700.00 |
DisclosureSEC source: 0001593968-18-001549 · primary_01.xml · nonDerivative · entry 1 HOLSCHBACH LEON J · CIK 0001169100 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,966 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes holdings through a self-directed IRA or revocable grantor trust Read SEC document |
| December 03, 2018 Filed Dec 3, 2018 16:07 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | Exercise / conversionOption (right to buy) · Derivative | 2,000 | $0.00 Strike: $11.75 | $0.00 |
DisclosureSEC source: 0001593968-18-001514 · primary_01.xml · derivative · entry 7 HOLSCHBACH LEON J · CIK 0001169100 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,190 Underlying: Common Stock · 2,000 shares Expires 2019-06-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: These options vest in four equal annual installments beginning one year after the 06/22/2009 date of grant. Read SEC document |
| December 03, 2018 Filed Dec 3, 2018 16:07 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | Tax withholdingCommon Stock | 366 | $25.95 | $9,497.70 |
DisclosureSEC source: 0001593968-18-001514 · primary_01.xml · nonDerivative · entry 5 HOLSCHBACH LEON J · CIK 0001169100 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,566 F1 · balance_after: Includes holdings through a self-directed IRA or revocable grantor trust Read SEC document |
| December 03, 2018 Filed Dec 3, 2018 16:07 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | SaleCommon Stock | 2,000 | $25.64 | $51,277.60 |
DisclosureSEC source: 0001593968-18-001514 · primary_01.xml · nonDerivative · entry 4 HOLSCHBACH LEON J · CIK 0001169100 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,932 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.49 -$26.22 inclusive. The reporting person undertakes to provide to Midland States Bancorp, Inc., any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnote to this form. F1 · balance_after: Includes holdings through a self-directed IRA or revocable grantor trust Read SEC document |
| December 03, 2018 Filed Dec 3, 2018 16:07 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | Exercise / conversionCommon Stock | 2,000 | $11.75 | $23,500.00 |
DisclosureSEC source: 0001593968-18-001514 · primary_01.xml · nonDerivative · entry 3 HOLSCHBACH LEON J · CIK 0001169100 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,932 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes holdings through a self-directed IRA or revocable grantor trust Read SEC document |
| November 30, 2018 Filed Dec 3, 2018 16:07 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | Exercise / conversionOption (right to buy) · Derivative | 2,000 | $0.00 Strike: $11.75 | $0.00 |
DisclosureSEC source: 0001593968-18-001514 · primary_01.xml · derivative · entry 6 HOLSCHBACH LEON J · CIK 0001169100 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,190 Underlying: Common Stock · 2,000 shares Expires 2019-06-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: These options vest in four equal annual installments beginning one year after the 06/22/2009 date of grant. Read SEC document |
| November 30, 2018 Filed Dec 3, 2018 16:07 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | SaleCommon Stock | 2,000 | $25.77 | $51,543.60 |
DisclosureSEC source: 0001593968-18-001514 · primary_01.xml · nonDerivative · entry 2 HOLSCHBACH LEON J · CIK 0001169100 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,932 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.61 -$25.91 inclusive. The reporting person undertakes to provide to Midland States Bancorp, Inc., any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnote to this form. F1 · balance_after: Includes holdings through a self-directed IRA or revocable grantor trust Read SEC document |
| November 30, 2018 Filed Dec 3, 2018 16:07 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | Exercise / conversionCommon Stock | 2,000 | $11.75 | $23,500.00 |
DisclosureSEC source: 0001593968-18-001514 · primary_01.xml · nonDerivative · entry 1 HOLSCHBACH LEON J · CIK 0001169100 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,932 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes holdings through a self-directed IRA or revocable grantor trust Read SEC document |
| November 29, 2018 Filed Nov 29, 2018 15:19 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | Exercise / conversionOption (right to buy) · Derivative | 2,000 | $0.00 Strike: $11.75 | $0.00 |
DisclosureSEC source: 0001593968-18-001505 · primary_01.xml · derivative · entry 10 HOLSCHBACH LEON J · CIK 0001169100 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,190 Underlying: Common Stock · 2,000 shares Expires 2019-06-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: These options vest in four equal annual installments beginning one year after the 06/22/2009 date of grant. Read SEC document |
| November 29, 2018 Filed Nov 29, 2018 15:19 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | SaleCommon Stock | 2,000 | $26.12 | $52,241.60 |
DisclosureSEC source: 0001593968-18-001505 · primary_01.xml · nonDerivative · entry 7 HOLSCHBACH LEON J · CIK 0001169100 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,932 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.98 -$26.46 inclusive. The reporting person undertakes to provide to Midland States Bancorp, Inc., any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnote to this form. F1 · balance_after: Includes holdings through a self-directed IRA or revocable grantor trust Read SEC document |
| November 29, 2018 Filed Nov 29, 2018 15:19 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | Exercise / conversionCommon Stock | 2,000 | $11.75 | $23,500.00 |
DisclosureSEC source: 0001593968-18-001505 · primary_01.xml · nonDerivative · entry 6 HOLSCHBACH LEON J · CIK 0001169100 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,932 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes holdings through a self-directed IRA or revocable grantor trust Read SEC document |
| November 28, 2018 Filed Nov 29, 2018 15:19 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | Exercise / conversionOption (right to buy) · Derivative | 2,000 | $0.00 Strike: $11.75 | $0.00 |
DisclosureSEC source: 0001593968-18-001505 · primary_01.xml · derivative · entry 9 HOLSCHBACH LEON J · CIK 0001169100 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,190 Underlying: Common Stock · 2,000 shares Expires 2019-06-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: These options vest in four equal annual installments beginning one year after the 06/22/2009 date of grant. Read SEC document |
| November 28, 2018 Filed Nov 29, 2018 15:19 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | SaleCommon Stock | 100 | $26.59 | $2,659.00 |
DisclosureSEC source: 0001593968-18-001505 · primary_01.xml · nonDerivative · entry 5 HOLSCHBACH LEON J · CIK 0001169100 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,932 F1 · balance_after: Includes holdings through a self-directed IRA or revocable grantor trust Read SEC document |
| November 28, 2018 Filed Nov 29, 2018 15:19 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | SaleCommon Stock | 1,900 | $26.13 | $49,645.29 |
DisclosureSEC source: 0001593968-18-001505 · primary_01.xml · nonDerivative · entry 4 HOLSCHBACH LEON J · CIK 0001169100 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 141,032 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.55 -$26.49 inclusive. The reporting person undertakes to provide to Midland States Bancorp, Inc., any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnote to this form. F1 · balance_after: Includes holdings through a self-directed IRA or revocable grantor trust Read SEC document |
| November 28, 2018 Filed Nov 29, 2018 15:19 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | Exercise / conversionCommon Stock | 2,000 | $11.75 | $23,500.00 |
DisclosureSEC source: 0001593968-18-001505 · primary_01.xml · nonDerivative · entry 3 HOLSCHBACH LEON J · CIK 0001169100 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,932 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes holdings through a self-directed IRA or revocable grantor trust Read SEC document |
| November 27, 2018 Filed Nov 29, 2018 15:19 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | Exercise / conversionOption (right to buy) · Derivative | 2,000 | $0.00 Strike: $11.75 | $0.00 |
DisclosureSEC source: 0001593968-18-001505 · primary_01.xml · derivative · entry 8 HOLSCHBACH LEON J · CIK 0001169100 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,190 Underlying: Common Stock · 2,000 shares Expires 2019-06-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: These options vest in four equal annual installments beginning one year after the 06/22/2009 date of grant. Read SEC document |
| November 27, 2018 Filed Nov 29, 2018 15:19 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | SaleCommon Stock | 2,000 | $26.19 | $52,389.20 |
DisclosureSEC source: 0001593968-18-001505 · primary_01.xml · nonDerivative · entry 2 HOLSCHBACH LEON J · CIK 0001169100 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,932 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.08 -$26.30 inclusive. The reporting person undertakes to provide to Midland States Bancorp, Inc., any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnote to this form. F1 · balance_after: Includes holdings through a self-directed IRA or revocable grantor trust Read SEC document |
| November 27, 2018 Filed Nov 29, 2018 15:19 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | Exercise / conversionCommon Stock | 2,000 | $11.75 | $23,500.00 |
DisclosureSEC source: 0001593968-18-001505 · primary_01.xml · nonDerivative · entry 1 HOLSCHBACH LEON J · CIK 0001169100 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,932 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes holdings through a self-directed IRA or revocable grantor trust Read SEC document |
| November 26, 2018 Filed Nov 26, 2018 16:55 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | Exercise / conversionOption (right to buy) · Derivative | 2,000 | $0.00 Strike: $11.75 | $0.00 |
DisclosureSEC source: 0001593968-18-001488 · primary_01.xml · derivative · entry 9 HOLSCHBACH LEON J · CIK 0001169100 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,190 Underlying: Common Stock · 2,000 shares Expires 2019-06-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: These options vest in four equal annual installments beginning one year after the 06/22/2009 date of grant. Read SEC document |
| November 26, 2018 Filed Nov 26, 2018 16:55 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | SaleCommon Stock | 2,000 | $25.84 | $51,684.40 |
DisclosureSEC source: 0001593968-18-001488 · primary_01.xml · nonDerivative · entry 6 HOLSCHBACH LEON J · CIK 0001169100 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,932 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.735 -$26.25 inclusive. The reporting person undertakes to provide to Midland States Bancorp, Inc., any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnote to this form. F1 · balance_after: Includes holdings through a self-directed IRA or revocable grantor trust Read SEC document |
| November 26, 2018 Filed Nov 26, 2018 16:55 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | Exercise / conversionCommon Stock | 2,000 | $11.75 | $23,500.00 |
DisclosureSEC source: 0001593968-18-001488 · primary_01.xml · nonDerivative · entry 5 HOLSCHBACH LEON J · CIK 0001169100 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,932 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes holdings through a self-directed IRA or revocable grantor trust Read SEC document |
| November 23, 2018 Filed Nov 26, 2018 16:55 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | Exercise / conversionOption (right to buy) · Derivative | 2,000 | $0.00 Strike: $11.75 | $0.00 |
DisclosureSEC source: 0001593968-18-001488 · primary_01.xml · derivative · entry 8 HOLSCHBACH LEON J · CIK 0001169100 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,190 Underlying: Common Stock · 2,000 shares Expires 2019-06-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: These options vest in four equal annual installments beginning one year after the 06/22/2009 date of grant. Read SEC document |
| November 23, 2018 Filed Nov 26, 2018 16:55 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | SaleCommon Stock | 2,000 | $25.36 | $50,719.60 |
DisclosureSEC source: 0001593968-18-001488 · primary_01.xml · nonDerivative · entry 4 HOLSCHBACH LEON J · CIK 0001169100 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,932 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.12 -$25.57 inclusive. The reporting person undertakes to provide to Midland States Bancorp, Inc., any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnote to this form. F1 · balance_after: Includes holdings through a self-directed IRA or revocable grantor trust Read SEC document |
| November 23, 2018 Filed Nov 26, 2018 16:55 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | Exercise / conversionCommon Stock | 2,000 | $11.75 | $23,500.00 |
DisclosureSEC source: 0001593968-18-001488 · primary_01.xml · nonDerivative · entry 3 HOLSCHBACH LEON J · CIK 0001169100 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,932 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes holdings through a self-directed IRA or revocable grantor trust Read SEC document |
| November 21, 2018 Filed Nov 26, 2018 16:55 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | Exercise / conversionOption (right to buy) · Derivative | 2,000 | $0.00 Strike: $11.75 | $0.00 |
DisclosureSEC source: 0001593968-18-001488 · primary_01.xml · derivative · entry 7 HOLSCHBACH LEON J · CIK 0001169100 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,190 Underlying: Common Stock · 2,000 shares Expires 2019-06-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: These options vest in four equal annual installments beginning one year after the 06/22/2009 date of grant. Read SEC document |
| November 21, 2018 Filed Nov 26, 2018 16:55 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | SaleCommon Stock | 2,000 | $25.48 | $50,967.20 |
DisclosureSEC source: 0001593968-18-001488 · primary_01.xml · nonDerivative · entry 2 HOLSCHBACH LEON J · CIK 0001169100 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,932 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.33 -$25.88 inclusive. The reporting person undertakes to provide to Midland States Bancorp, Inc., any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnote to this form. F1 · balance_after: Includes holdings through a self-directed IRA or revocable grantor trust Read SEC document |
| November 21, 2018 Filed Nov 26, 2018 16:55 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | Exercise / conversionCommon Stock | 2,000 | $11.75 | $23,500.00 |
DisclosureSEC source: 0001593968-18-001488 · primary_01.xml · nonDerivative · entry 1 HOLSCHBACH LEON J · CIK 0001169100 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,932 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes holdings through a self-directed IRA or revocable grantor trust Read SEC document |
| November 20, 2018 Filed Nov 20, 2018 18:32 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | Exercise / conversionOption (right to buy) · Derivative | 2,000 | $0.00 Strike: $11.75 | $0.00 |
DisclosureSEC source: 0001593968-18-001468 · primary_01.xml · derivative · entry 3 HOLSCHBACH LEON J · CIK 0001169100 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,190 Underlying: Common Stock · 2,000 shares Expires 2019-06-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: These options vest in four equal annual installments beginning one year after the 06/22/2009 date of grant. Read SEC document |
| November 20, 2018 Filed Nov 20, 2018 18:32 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | SaleCommon Stock | 2,000 | $25.43 | $50,862.40 |
DisclosureSEC source: 0001593968-18-001468 · primary_01.xml · nonDerivative · entry 2 HOLSCHBACH LEON J · CIK 0001169100 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,932 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.26 -$25.71 inclusive. The reporting person undertakes to provide to Midland States Bancorp, Inc., any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnote to this form. F1 · balance_after: Includes holdings through a self-directed IRA or revocable grantor trust Read SEC document |
| November 20, 2018 Filed Nov 20, 2018 18:32 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | Exercise / conversionCommon Stock | 2,000 | $11.75 | $23,500.00 |
DisclosureSEC source: 0001593968-18-001468 · primary_01.xml · nonDerivative · entry 1 HOLSCHBACH LEON J · CIK 0001169100 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,932 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes holdings through a self-directed IRA or revocable grantor trust Read SEC document |
| September 30, 2018 Filed Oct 2, 2018 10:40 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | GrantCommon Share Equivalent · Derivative | 28.3765 | $32.10 | $910.89 |
DisclosureSEC source: 0001593968-18-001281 · primary_01.xml · derivative · entry 2 HOLSCHBACH LEON J · CIK 0001169100 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,168.7737 Underlying: Common Stock · 28.3765 shares Expires not disclosed F2 · derivative.exercise_price: Represents common share equivalents acquired by the reporting person in the DDCP pursuant to the reinvestment of dividends received during the quarter on common share equivalents held in the DDCP by the reporting person at the time such dividend was paid on the underlying shares, based upon closing price of the underlying shares on the last day of the quarter. Common share equivalents received for dividend reinvestments are fully vested on the transaction date listed above and become payable upon termination of service as a director. F3 · price: Represents common share equivalents acquired by the reporting person in the DDCP pursuant to the reinvestment of dividends received during the quarter on common share equivalents held in the DDCP by the reporting person at the time such dividend was paid on the underlying shares, based upon closing price of the underlying shares on the last day of the quarter. Common share equivalents received for dividend reinvestments fully vested on the transaction date listed above and become payable upon termination of service as a director. F4 · derivative.exercise_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution. F4 · derivative.expiration_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution. Read SEC document |
| June 29, 2018 Filed Jul 3, 2018 16:22 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | GrantCommon Share Equivalent · Derivative | 26.4178 | $34.26 | $905.07 |
DisclosureSEC source: 0001593968-18-001003 · primary_01.xml · derivative · entry 2 HOLSCHBACH LEON J · CIK 0001169100 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,140.3972 Underlying: Common Stock · 26.4178 shares Expires not disclosed F2 · derivative.exercise_price: Represents common share equivalents acquired by the reporting person in the DDCP pursuant to the reinvestment of dividends received during the quarter on common share equivalents held in the DDCP by the reporting person at the time such dividend was paid on the underlying shares, based upon closing price of the underlying shares on the last day of the quarter. Common share equivalents received for dividend reinvestments are fully vested on the transaction date listed above and become payable upon termination of service as a director. F3 · price: Represents common share equivalents acquired by the reporting person in the DDCP pursuant to the reinvestment of dividends received during the quarter on common share equivalents held in the DDCP by the reporting person at the time such dividend was paid on the underlying shares, based upon closing price of the underlying shares on the last day of the quarter. Common share equivalents received for dividend reinvestments fully vested on the transaction date listed above and become payable upon termination of service as a director. F4 · derivative.exercise_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution. F4 · derivative.expiration_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution. Read SEC document |
| April 16, 2018 Filed Apr 17, 2018 10:39 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | Exercise / conversionOption (right to buy) · Derivative | 8,500 | $0.00 Strike: $14.70 | $0.00 |
DisclosureSEC source: 0001593968-18-000678 · primary_01.xml · derivative · entry 3 HOLSCHBACH LEON J · CIK 0001169100 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 0 shares Expires 2018-05-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: These options vest in four equal annual installments beginning one year after the 05/05/2008 date of grant. Read SEC document |
| April 16, 2018 Filed Apr 17, 2018 10:39 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | SaleCommon Stock | 8,500 | $31.86 | $270,793.00 |
DisclosureSEC source: 0001593968-18-000678 · primary_01.xml · nonDerivative · entry 2 HOLSCHBACH LEON J · CIK 0001169100 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,932 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.50 - $32.08 inclusive. The reporting person undertakes to provide to Midland States Bancorp, Inc., any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnote 1 to this form. F1 · balance_after: Includes holdings through a self-directed IRA or revocable grantor trust Read SEC document |
| April 16, 2018 Filed Apr 17, 2018 10:39 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | Exercise / conversionCommon Stock | 8,500 | $14.70 | $124,950.00 |
DisclosureSEC source: 0001593968-18-000678 · primary_01.xml · nonDerivative · entry 1 HOLSCHBACH LEON J · CIK 0001169100 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,432 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes holdings through a self-directed IRA or revocable grantor trust Read SEC document |
| March 29, 2018 Filed Apr 3, 2018 17:42 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | GrantCommon Share Equivalent · Derivative | 28.4794 | $31.56 | $898.81 |
DisclosureSEC source: 0001593968-18-000635 · primary_01.xml · derivative · entry 2 HOLSCHBACH LEON J · CIK 0001169100 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,113.9794 Underlying: Common Stock · 28.4794 shares Expires not disclosed F2 · derivative.exercise_price: Represents common share equivalents acquired by the reporting person in the DDCP pursuant to the reinvestment of dividends received during the quarter on common share equivalents held in the DDCP by the reporting person at the time such dividend was paid on the underlying shares, based upon closing price of the underlying shares on the last day of the quarter. Common share equivalents received for dividend reinvestments are fully vested on the transaction date listed above and become payable upon termination of service as a director. F3 · derivative.exercise_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution. F3 · derivative.expiration_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution. Read SEC document |
| December 29, 2017 Filed Jan 3, 2018 17:08 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | GrantCommon Share Equivalent · Derivative | 25.0031 | $32.48 | $812.10 |
DisclosureSEC source: 0001593968-18-000051 · primary_01.xml · derivative · entry 2 HOLSCHBACH LEON J · CIK 0001169100 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,085.5 Underlying: Common Stock · 25.0031 shares Expires not disclosed F2 · derivative.exercise_price: Represents common share equivalents acquired by the reporting person in the DDCP pursuant to the reinvestment of dividends received during the quarter on common share equivalents held in the DDCP by the reporting person at the time such dividend was paid on the underlying shares, based upon closing price of the underlying shares on the last day of the quarter. Common share equivalents received for dividend reinvestments are fully vested on the transaction date listed above and become payable upon termination of service as a director. F3 · derivative.exercise_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution. F3 · derivative.expiration_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution. Read SEC document |
| December 10, 2017 Filed Dec 12, 2017 10:20 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | Tax withholdingCommon Stock | 439 | $31.82 | $13,968.98 |
DisclosureSEC source: 0001593968-17-001343 · primary_01.xml · nonDerivative · entry 1 HOLSCHBACH LEON J · CIK 0001169100 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,932 F1 · balance_after: Includes holdings through a self-directed IRA or revocable grantor trust Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.