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person · Reporting owner

Hargis Katherine

Disclosed activity across 2 companies

Tapewire entity
150077
SEC CIK
0001539993

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
KEY ENERGY SERVICES INCKEGXD · Entity 11887VP, CLO and SecretaryApril 01, 2020April 03, 2020
STERLING INFRASTRUCTURE, INC.STRL · Entity 3384General Counsel & CCOOctober 05, 2026October 07, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

KEY ENERGY SERVICES INC

Report date April 01, 2020 · Filed April 03, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect31,530 Reported balance After 2020-04-01 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2020-04-01 · Grant · Acquired 30,055 · Balance 31,530

F1: Award of 30,055 restricted stock units ("RSUs") granted under the Key Energy Services, Inc. Amended and Restated 2019 Equity and Cash Incentive Plan. Each RSU is equal to one share of Common Stock and vests in three annual installments beginning on April 1, 2021.

F2: Includes 994 unvested restricted stock units granted under the 2019 Plan.

Filing footnotes · ownership attribution and instrument terms

F1: Award of 30,055 restricted stock units ("RSUs") granted under the Key Energy Services, Inc. Amended and Restated 2019 Equity and Cash Incentive Plan. Each RSU is equal to one share of Common Stock and vests in three annual installments beginning on April 1, 2021.

F2: Includes 994 unvested restricted stock units granted under the 2019 Plan.

STERLING INFRASTRUCTURE, INC.

Report date October 05, 2026 · Filed October 07, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect1,000 Reported balance After 2026-10-05 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-10-05 · Grant · Acquired 1,000 · Balance 1,000

F1: Represents the grant of restricted stock units awarded to the Reporting Person in connection with her joining the Issuer. The award will vest in one-third increments on each of October 5, 2027 and the next two anniversaries thereof, providing the service conditions are satisfied.

Common StockSEC Table I · non-derivativeDirect1,087 Reported balance After 2026-10-05 transaction · row 2 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 2 · 2026-10-05 · Grant · Acquired 87 · Balance 1,087

F2: Represents the grant of time-vested restricted stock units that will vest in one-third increments on each of December 31, 2026 and the next two anniversaries thereof, provided the service conditions aresatisfied.

Filing footnotes · ownership attribution and instrument terms

F1: Represents the grant of restricted stock units awarded to the Reporting Person in connection with her joining the Issuer. The award will vest in one-third increments on each of October 5, 2027 and the next two anniversaries thereof, providing the service conditions are satisfied.

F2: Represents the grant of time-vested restricted stock units that will vest in one-third increments on each of December 31, 2026 and the next two anniversaries thereof, provided the service conditions aresatisfied.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
October 05, 2026 Filed Oct 7, 2026 20:21 UTC STERLING INFRASTRUCTURE, INC. STRL · Entity 3384 GrantCommon Stock 87 $0.00 $0.00
Disclosure

SEC source: 0000874238-26-000117 · wk-form4_1791404512.xml · nonDerivative · entry 2

Hargis Katherine · CIK 0001539993 · General Counsel & CCO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,087

F2 · balance_after: Represents the grant of time-vested restricted stock units that will vest in one-third increments on each of December 31, 2026 and the next two anniversaries thereof, provided the service conditions aresatisfied.

Read SEC document
October 05, 2026 Filed Oct 7, 2026 20:21 UTC STERLING INFRASTRUCTURE, INC. STRL · Entity 3384 GrantCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0000874238-26-000117 · wk-form4_1791404512.xml · nonDerivative · entry 1

Hargis Katherine · CIK 0001539993 · General Counsel & CCO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,000

F1 · balance_after: Represents the grant of restricted stock units awarded to the Reporting Person in connection with her joining the Issuer. The award will vest in one-third increments on each of October 5, 2027 and the next two anniversaries thereof, providing the service conditions are satisfied.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 21:33 UTC KEY ENERGY SERVICES INC KEGXD · Entity 11887 GrantCommon Stock 30,055 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-023537 · doc4.xml · nonDerivative · entry 1

Hargis Katherine · CIK 0001539993 · VP, CLO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,530

F1 · shares: Award of 30,055 restricted stock units ("RSUs") granted under the Key Energy Services, Inc. Amended and Restated 2019 Equity and Cash Incentive Plan. Each RSU is equal to one share of Common Stock and vests in three annual installments beginning on April 1, 2021.

F2 · balance_after: Includes 994 unvested restricted stock units granted under the 2019 Plan.

Read SEC document
February 04, 2020 Filed Feb 6, 2020 16:23 UTC KEY ENERGY SERVICES INC KEG · Entity 11887 Tax withholdingCommon Stock 8,877 $0.11 $944.51
Disclosure

SEC source: 0001562180-20-000943 · primarydocument.xml · nonDerivative · entry 1

Hargis Katherine · CIK 0001539993 · Sr VP Gen Counsel/Secr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,829

F1 · shares: Payment for tax liability by delivery of stock incident to the vesting on February 4, 2020 of 19,445 shares of restricted stock units.

F2 · price: Vesting price is based on the closing price of common stock on the trading date, pursuant to Key Energy Services, Inc. 2019 Equity and Cash Incentive Plan (the "Plan").

F3 · balance_after: Includes 49,720 unvested restricted stock units granted under the 2019 Plan.

Read SEC document
December 31, 2019 Filed Jan 3, 2020 17:26 UTC KEY ENERGY SERVICES INC KEG · Entity 11887 Tax withholdingCommon Stock 4,372 $0.10 $437.20
Disclosure

SEC source: 0001562180-20-000136 · primarydocument.xml · nonDerivative · entry 1

Hargis Katherine · CIK 0001539993 · Sr VP Gen Counsel/Secr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,706

F1 · shares: Payment for tax liability by delivery of stock incident to the vesting on December 31, 2019 of 4,372 shares of restricted stock units.

F2 · price: Vesting price is based on the closing price of common stock on the trading date, pursuant to Key Energy Services, Inc. 2019 Equity and Cash Incentive Plan (the "Plan").

F3 · balance_after: Includes 69,165 unvested restricted stock units granted under the 2019 Plan.

Read SEC document
May 01, 2019 Filed May 2, 2019 17:38 UTC KEY ENERGY SERVICES INC KEG · Entity 11887 GrantCommon Stock 58,333 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-027073 · doc4.xml · nonDerivative · entry 1

Hargis Katherine · CIK 0001539993 · VP, CLO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,078

F1 · shares: Award of 58,333 restricted stock units ("RSUs") granted under the Key Energy Services, Inc. 2019 Equity and Cash Incentive Plan. Each RSU is equal to one share of Common Stock and will vest in three annual installments beginning on February 4, 2020.

F2 · balance_after: Includes 21,666 unvested restricted stock units granted under the 2016 Plan.

Read SEC document
December 31, 2018 Filed Jan 3, 2018 18:23 UTC KEY ENERGY SERVICES INC KEG · Entity 11887 Disposition to issuerStock Options (Right to buy) · Derivative 7,404 Not disclosed Strike: $47.99 Not disclosed
Disclosure

SEC source: 0001562180-18-000158 · primarydocument.xml · derivative · entry 8

Hargis Katherine · CIK 0001539993 · Sr VP Gen Counsel/Secr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,938

Underlying: Common Stock · 7,404 shares

Expires 2026-12-20

F7 · price: The option was cancelled by mutual agreement of the reporting person and the Company. The reporting person received a grant of restricted stock units and performance share units as consideration for the cancellation.

Read SEC document
December 31, 2018 Filed Jan 3, 2019 17:08 UTC KEY ENERGY SERVICES INC KEG · Entity 11887 Tax withholdingCommon Stock 4,372 $2.07 $9,050.04
Disclosure

SEC source: 0001562180-19-000138 · primarydocument.xml · nonDerivative · entry 1

Hargis Katherine · CIK 0001539993 · Sr VP Gen Counsel/Secr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,745

F1 · shares: Payment for tax liability by delivery of stock incident to the vesting on December 31, 2018 of 10,834 shares of restricted stock units.

F2 · price: Vesting price is based on the closing price of common stock on the vesting date, pursuant to Key Energy Services, Inc. 2016 Equity and Cash Incentive Plan (the "Plan").

F3 · balance_after: Includes 21,666 unvested restricted stock units granted under the 2016 Plan.

Read SEC document
January 08, 2018 Filed Jan 8, 2018 17:05 UTC KEY ENERGY SERVICES INC KEG · Entity 11887 SaleCommon Stock 1,828 $15.00 $27,420.00
Disclosure

SEC source: 0001562180-18-000258 · primarydocument.xml · nonDerivative · entry 4

Hargis Katherine · CIK 0001539993 · Sr VP Gen Counsel/Secr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,117

F1 · shares: The sales reported in this Form 4 were effected pursuant to Rule 10b5-1 trading plan adopted by the reporting person on September 15, 2017.

Read SEC document
January 08, 2018 Filed Jan 8, 2018 17:05 UTC KEY ENERGY SERVICES INC KEG · Entity 11887 SaleCommon Stock 1,218 $15.00 $18,270.00
Disclosure

SEC source: 0001562180-18-000258 · primarydocument.xml · nonDerivative · entry 3

Hargis Katherine · CIK 0001539993 · Sr VP Gen Counsel/Secr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,945

F1 · shares: The sales reported in this Form 4 were effected pursuant to Rule 10b5-1 trading plan adopted by the reporting person on September 15, 2017.

Read SEC document
January 08, 2018 Filed Jan 8, 2018 17:05 UTC KEY ENERGY SERVICES INC KEG · Entity 11887 SaleCommon Stock 1,218 $15.00 $18,270.00
Disclosure

SEC source: 0001562180-18-000258 · primarydocument.xml · nonDerivative · entry 2

Hargis Katherine · CIK 0001539993 · Sr VP Gen Counsel/Secr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,163

F1 · shares: The sales reported in this Form 4 were effected pursuant to Rule 10b5-1 trading plan adopted by the reporting person on September 15, 2017.

Read SEC document
January 05, 2018 Filed Jan 5, 2018 17:32 UTC KEY ENERGY SERVICES INC KEG · Entity 11887 SaleCommon Stock 215 $14.87 $3,197.05
Disclosure

SEC source: 0001562180-18-000245 · primarydocument.xml · nonDerivative · entry 2

Hargis Katherine · CIK 0001539993 · Sr VP Gen Counsel/Secr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,209

F1 · shares: The sales reported in this Form 4 were effected pursuant to Rule 10b5-1 trading plan adopted by the reporting person on September 15, 2017.

Read SEC document
January 05, 2018 Filed Jan 5, 2018 17:32 UTC KEY ENERGY SERVICES INC KEG · Entity 11887 SaleCommon Stock 322 $14.87 $4,788.14
Disclosure

SEC source: 0001562180-18-000245 · primarydocument.xml · nonDerivative · entry 1

Hargis Katherine · CIK 0001539993 · Sr VP Gen Counsel/Secr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,424

F1 · shares: The sales reported in this Form 4 were effected pursuant to Rule 10b5-1 trading plan adopted by the reporting person on September 15, 2017.

Read SEC document
January 05, 2018 Filed Jan 8, 2018 17:05 UTC KEY ENERGY SERVICES INC KEG · Entity 11887 SaleCommon Stock 1,828 $15.00 $27,420.00
Disclosure

SEC source: 0001562180-18-000258 · primarydocument.xml · nonDerivative · entry 1

Hargis Katherine · CIK 0001539993 · Sr VP Gen Counsel/Secr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,381

F1 · shares: The sales reported in this Form 4 were effected pursuant to Rule 10b5-1 trading plan adopted by the reporting person on September 15, 2017.

Read SEC document
December 31, 2017 Filed Jan 3, 2018 18:23 UTC KEY ENERGY SERVICES INC KEG · Entity 11887 Disposition to issuerStock Options (Right to buy) · Derivative 7,404 Not disclosed Strike: $19.35 Not disclosed
Disclosure

SEC source: 0001562180-18-000158 · primarydocument.xml · derivative · entry 7

Hargis Katherine · CIK 0001539993 · Sr VP Gen Counsel/Secr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,938

Underlying: Common Stock · 7,404 shares

Expires 2026-12-15

F7 · price: The option was cancelled by mutual agreement of the reporting person and the Company. The reporting person received a grant of restricted stock units and performance share units as consideration for the cancellation.

Read SEC document
December 31, 2017 Filed Jan 3, 2018 18:23 UTC KEY ENERGY SERVICES INC KEG · Entity 11887 GrantStock Options (Right to buy) · Derivative 2,469 $0.00 Strike: $19.35 $0.00
Disclosure

SEC source: 0001562180-18-000158 · primarydocument.xml · derivative · entry 6

Hargis Katherine · CIK 0001539993 · Sr VP Gen Counsel/Secr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,342

Underlying: Common Stock · 2,469 shares

Expires 2026-12-15

F6 · balance_after: The reporting person was granted an option to purchase 9,873 shares of Common Stock. This tranche of the option was scheduled to vest based on the Company's satisfaction of certain performance criteria for the fiscal year 2017. The performance criteria for 2017 were met, resulting in vesting of this tranche of the option.

Read SEC document
December 31, 2017 Filed Jan 3, 2018 18:23 UTC KEY ENERGY SERVICES INC KEG · Entity 11887 GrantStock Options (Right to buy) · Derivative 2,469 $0.00 Strike: $47.99 $0.00
Disclosure

SEC source: 0001562180-18-000158 · primarydocument.xml · derivative · entry 5

Hargis Katherine · CIK 0001539993 · Sr VP Gen Counsel/Secr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,342

Underlying: Common Stock · 2,469 shares

Expires 2026-12-20

F6 · balance_after: The reporting person was granted an option to purchase 9,873 shares of Common Stock. This tranche of the option was scheduled to vest based on the Company's satisfaction of certain performance criteria for the fiscal year 2017. The performance criteria for 2017 were met, resulting in vesting of this tranche of the option.

Read SEC document
December 31, 2017 Filed Jan 3, 2018 18:23 UTC KEY ENERGY SERVICES INC KEG · Entity 11887 Disposition to issuerCommon Stock 14,810 $0.00 $0.00
Disclosure

SEC source: 0001562180-18-000158 · primarydocument.xml · nonDerivative · entry 4

Hargis Katherine · CIK 0001539993 · Sr VP Gen Counsel/Secr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,746

F4 · price: The units were cancelled by mutual agreement of the reporting person and the Company. The reporting person received a grant of restricted stock units and performance share units as consideration for the cancellation.

F5 · balance_after: The number of shares of Common Stock beneficially owned includes 32,500 unvested shares of restricted stock units granted under the 2016 Plan.

Read SEC document
December 31, 2017 Filed Jan 3, 2018 18:23 UTC KEY ENERGY SERVICES INC KEG · Entity 11887 Tax withholdingCommon Stock 1,352 $11.82 $15,980.64
Disclosure

SEC source: 0001562180-18-000158 · primarydocument.xml · nonDerivative · entry 3

Hargis Katherine · CIK 0001539993 · Sr VP Gen Counsel/Secr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,556

F3 · balance_after: Includes 47,310 unvested restricted stock units granted under the 2016 Plan.

Read SEC document
December 31, 2017 Filed Jan 3, 2018 18:23 UTC KEY ENERGY SERVICES INC KEG · Entity 11887 GrantCommon Stock 4,937 $0.00 $0.00
Disclosure

SEC source: 0001562180-18-000158 · primarydocument.xml · nonDerivative · entry 2

Hargis Katherine · CIK 0001539993 · Sr VP Gen Counsel/Secr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,908

F2 · security: Each share of Common Stock represents the settlement of performance share unit awards that became vested on 12/31/2017.

Read SEC document
December 31, 2017 Filed Jan 3, 2018 18:23 UTC KEY ENERGY SERVICES INC KEG · Entity 11887 GrantCommon Stock 32,500 $0.00 $0.00
Disclosure

SEC source: 0001562180-18-000158 · primarydocument.xml · nonDerivative · entry 1

Hargis Katherine · CIK 0001539993 · Sr VP Gen Counsel/Secr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,971

F1 · security: Each share of Common Stock represents an award of restricted stock units that shall be settled upon vesting in one share of the Company's Common Stock upon the vesting of the underlying award.

Read SEC document
December 27, 2017 Filed Dec 27, 2017 16:56 UTC KEY ENERGY SERVICES INC KEG · Entity 11887 SaleCommon Stock 537 $12.35 $6,631.95
Disclosure

SEC source: 0001562180-17-004037 · primarydocument.xml · nonDerivative · entry 1

Hargis Katherine · CIK 0001539993 · Sr VP Gen Counsel/Secr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,471

F1 · kind: The sales reported in this Form 4 were effected pursuant to Rule 10b5-1 trading plan adopted by the reporting person on September 15, 2017.

F2 · balance_after: Includes 14,273 unvested restricted stock units granted under the 2016 Equity and Cash Incentive Plan.

Read SEC document
December 20, 2017 Filed Dec 22, 2017 16:48 UTC KEY ENERGY SERVICES INC KEG · Entity 11887 Tax withholdingCommon Stock 811 $12.05 $9,772.55
Disclosure

SEC source: 0001562180-17-004021 · primarydocument.xml · nonDerivative · entry 2

Hargis Katherine · CIK 0001539993 · Sr VP Gen Counsel/Secr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,008

F4 · shares: Payment for tax liability by delivery of stock incident to the vesting on December 20, 2017 of 2,962 shares of restricted stock units.

F2 · price: Vesting price is based on the closing price of common stock on the vesting date, pursuant to Key Energy Services, Inc. 2016 Equity and Cash Incentive Plan (the "Plan").

F5 · balance_after: Includes 14,810 unvested restricted stock units granted under the Plan.

Read SEC document
December 20, 2017 Filed Dec 22, 2017 16:48 UTC KEY ENERGY SERVICES INC KEG · Entity 11887 Tax withholdingCommon Stock 541 $12.05 $6,519.05
Disclosure

SEC source: 0001562180-17-004021 · primarydocument.xml · nonDerivative · entry 1

Hargis Katherine · CIK 0001539993 · Sr VP Gen Counsel/Secr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,819

F1 · shares: Payment for tax liability by delivery of stock incident to the vesting on December 20, 2017 of 1,975 shares of restricted stock units.

F2 · price: Vesting price is based on the closing price of common stock on the vesting date, pursuant to Key Energy Services, Inc. 2016 Equity and Cash Incentive Plan (the "Plan").

F3 · balance_after: Includes 17,772 unvested restricted stock units granted under the Plan.

Read SEC document
September 12, 2017 Filed Sep 13, 2017 17:34 UTC KEY ENERGY SERVICES INC KEG · Entity 11887 GrantEmployee Stock Option (Right to Buy) · Derivative 5,924 $0.00 Strike: $19.35 $0.00
Disclosure

SEC source: 0001562180-17-002953 · primarydocument.xml · derivative · entry 3

Hargis Katherine · CIK 0001539993 · VP, CLO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,924

Underlying: Common Stock · 5,924 shares

Expires 2027-09-12

F4 · derivative.exercise_date: The option vests in equal quarterly installments on December 15, 2017, 2018, 2019 and 2020.

Read SEC document
September 12, 2017 Filed Sep 13, 2017 17:34 UTC KEY ENERGY SERVICES INC KEG · Entity 11887 GrantEmployee Stock Option (Right to Buy) · Derivative 5,924 $0.00 Strike: $47.99 $0.00
Disclosure

SEC source: 0001562180-17-002953 · primarydocument.xml · derivative · entry 2

Hargis Katherine · CIK 0001539993 · VP, CLO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,924

Underlying: Common Stock · 5,924 shares

Expires 2027-09-12

F3 · derivative.exercise_date: The option vests in equal quarterly installments on December 20, 2017, 2018, 2019 and 2020.

Read SEC document
September 12, 2017 Filed Sep 13, 2017 17:34 UTC KEY ENERGY SERVICES INC KEG · Entity 11887 GrantCommon Stock 11,848 $0.00 $0.00
Disclosure

SEC source: 0001562180-17-002953 · primarydocument.xml · nonDerivative · entry 1

Hargis Katherine · CIK 0001539993 · VP, CLO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,360

F1 · shares: Represents an award of 11,848 shares of unvested restricted stock units granted under the Key Energy Services, Inc's 2016 Equity and Cash Incentive Plan (the "2016 Plan"). These shares of restricted stock units will vest in four equal annual installments beginning on December 20, 2017.

F2 · balance_after: The number of shares of Common Stock beneficially owned includes 19,747 unvested shares of restricted stock units granted under the 2016 Plan.

Read SEC document
December 20, 2016 Filed Dec 22, 2016 16:32 UTC KEY ENERGY SERVICES INC KEG · Entity 11887 GrantEmployee Stock Option (Right to Buy) · Derivative 3,949 $0.00 Strike: $47.99 $0.00
Disclosure

SEC source: 0001209191-16-156523 · doc4.xml · derivative · entry 2

Hargis Katherine · CIK 0001539993 · VP, CLO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,949

Underlying: Common Stock · 3,949 shares

Expires 2026-12-19

F3 · derivative.exercise_date: The option vests in equal quarterly installments on each anniversary of the grant date.

Read SEC document
December 20, 2016 Filed Dec 22, 2016 16:32 UTC KEY ENERGY SERVICES INC KEG · Entity 11887 GrantCommon Stock 7,899 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-156523 · doc4.xml · nonDerivative · entry 1

Hargis Katherine · CIK 0001539993 · VP, CLO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,528

F1 · shares: Represents an award of 7,899 shares of unvested restricted stock units granted under the Key Energy Services, Inc.'s 2016 Equity and Cash Incentive Plan (the "2016 Plan"). These shares of restricted stock units will vest in four equal annual installments beginning on December 20, 2017.

F2 · balance_after: Includes 7,899 unvested restricted stock units granted under the 2016 Plan.

Read SEC document
December 19, 2016 Filed Dec 20, 2016 21:04 UTC KEY ENERGY SERVICES INC KEG · Entity 11887 Tax withholdingCommon Stock ($0.01 par value) 208 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-16-156232 · doc4.xml · nonDerivative · entry 3

Hargis Katherine · CIK 0001539993 · VP, CLO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 629

F2 · price: The withholding of shares of Common Stock for taxes relates to the accelerated vesting of equity compensation awards that occurred immediately prior to the Issuer's emergence from bankruptcy. For administrative reasons the shares were withheld from the newly issued Common Stock ($0.01).

Read SEC document
December 19, 2016 Filed Dec 22, 2016 17:37 UTC Amendment KEY ENERGY SERVICES INC KEG · Entity 11887 Tax withholdingCommon Stock ($0.01 par value) 208 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-16-156573 · doc4a.xml · nonDerivative · entry 3

Hargis Katherine · CIK 0001539993 · VP, CLO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 629

F2 · price: The withholding of shares of Common Stock for taxes relates to the accelerated vesting of equity compensation awards that occurred immediately prior to the Issuer's emergence from bankruptcy. For administrative reasons the shares were withheld from the newly issued Common Stock ($0.01).

Read SEC document
December 19, 2016 Filed Feb 7, 2017 16:19 UTC Amendment KEY ENERGY SERVICES INC KEG · Entity 11887 Tax withholdingCommon Stock ($0.01 par value) 208 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-008331 · doc4a.xml · nonDerivative · entry 3

Hargis Katherine · CIK 0001539993 · VP, CLO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 614

F3 · price: The withholding of shares of Common Stock for taxes relates to the accelerated vesting of equity compensation awards that occurred immediately prior to the Issuer's emergence from bankruptcy. For administrative reasons the shares were withheld from the newly issued Common Stock (par value $0.01).

F2 · balance_after: The number of shares of Common Stock ($0.01 par value) beneficially owned following the Issuer's reorganization was misstated in the Form 4 and Form 4/A filed on December 20, 2016 and December 22, 2016, respectively, and in the Form 4 filed on December 22, 2016.

Read SEC document
December 15, 2016 Filed Dec 16, 2016 18:57 UTC KEY ENERGY SERVICES INC KEG · Entity 11887 GrantEmployee Stock Option (Right to Buy) · Derivative 3,949 $0.00 Strike: $19.35 $0.00
Disclosure

SEC source: 0001209191-16-155726 · doc4.xml · derivative · entry 1

Hargis Katherine · CIK 0001539993 · VP, CLO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,949

Underlying: Common Stock · 3,949 shares

Expires 2026-12-14

F1 · derivative.exercise_date: The stock options will vest in twenty-five percent (25%) increments on each anniversary of the date of grant of December 15, 2016.

Read SEC document
December 15, 2016 Filed Dec 20, 2016 21:04 UTC KEY ENERGY SERVICES INC KEG · Entity 11887 PurchaseWarrant (right to buy) · Derivative 942 $0.00 Strike: $54.40 $0.00
Disclosure

SEC source: 0001209191-16-156232 · doc4.xml · derivative · entry 5

Hargis Katherine · CIK 0001539993 · VP, CLO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,833

Underlying: Common Stock ($0.01 par value) · 942 shares

Expires 2021-12-15

F3 · derivative.exercise_date: The warrant will be exercisable for one share of Common Stock ($0.01 par value) on the earlier to occur of the expiration date or the date of completion of a merger, sale or other reorganization transaction that results in the Common Stock being converted into cash.

Read SEC document
December 15, 2016 Filed Dec 20, 2016 21:04 UTC KEY ENERGY SERVICES INC KEG · Entity 11887 PurchaseWarrant (right to buy) · Derivative 942 $0.00 Strike: $43.52 $0.00
Disclosure

SEC source: 0001209191-16-156232 · doc4.xml · derivative · entry 4

Hargis Katherine · CIK 0001539993 · VP, CLO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,891

Underlying: Common Stock ($0.01 par value) · 942 shares

Expires 2020-12-15

F3 · derivative.exercise_date: The warrant will be exercisable for one share of Common Stock ($0.01 par value) on the earlier to occur of the expiration date or the date of completion of a merger, sale or other reorganization transaction that results in the Common Stock being converted into cash.

Read SEC document
December 15, 2016 Filed Dec 20, 2016 21:04 UTC KEY ENERGY SERVICES INC KEG · Entity 11887 OtherCommon Stock ($0.01 par value) 837 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-16-156232 · doc4.xml · nonDerivative · entry 2

Hargis Katherine · CIK 0001539993 · VP, CLO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 837

F1 · kind: In connection with the Issuer's reorganization pursuant to bankruptcy, all unvested restricted stock awards received 100% accelerated vesting. Pursuant to a reclassification exempt under Rule 16b-7, each then-vested share of Common Stock ($0.10 par value) was cancelled, and new vested securities (Common Stock at $0.01 par value) were issued to the insider, along with warrants described below.

F1 · price: In connection with the Issuer's reorganization pursuant to bankruptcy, all unvested restricted stock awards received 100% accelerated vesting. Pursuant to a reclassification exempt under Rule 16b-7, each then-vested share of Common Stock ($0.10 par value) was cancelled, and new vested securities (Common Stock at $0.01 par value) were issued to the insider, along with warrants described below.

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December 15, 2016 Filed Dec 20, 2016 21:04 UTC KEY ENERGY SERVICES INC KEG · Entity 11887 OtherCommon Stock ($0.10 par value) 163,874 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-16-156232 · doc4.xml · nonDerivative · entry 1

Hargis Katherine · CIK 0001539993 · VP, CLO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: In connection with the Issuer's reorganization pursuant to bankruptcy, all unvested restricted stock awards received 100% accelerated vesting. Pursuant to a reclassification exempt under Rule 16b-7, each then-vested share of Common Stock ($0.10 par value) was cancelled, and new vested securities (Common Stock at $0.01 par value) were issued to the insider, along with warrants described below.

F1 · price: In connection with the Issuer's reorganization pursuant to bankruptcy, all unvested restricted stock awards received 100% accelerated vesting. Pursuant to a reclassification exempt under Rule 16b-7, each then-vested share of Common Stock ($0.10 par value) was cancelled, and new vested securities (Common Stock at $0.01 par value) were issued to the insider, along with warrants described below.

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December 15, 2016 Filed Dec 22, 2016 17:37 UTC Amendment KEY ENERGY SERVICES INC KEG · Entity 11887 PurchaseWarrant (right to buy) · Derivative 942 $0.00 Strike: $54.40 $0.00
Disclosure

SEC source: 0001209191-16-156573 · doc4a.xml · derivative · entry 5

Hargis Katherine · CIK 0001539993 · VP, CLO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 942

Underlying: Common Stock ($0.01 par value) · 942 shares

Expires 2021-12-15

F3 · derivative.exercise_date: The warrant will be exercisable for one share of Common Stock ($0.01 par value) on the earlier to occur of the expiration date or the date of completion of a merger, sale or other reorganization transaction that results in the Common Stock being converted into cash.

F4 · balance_after: The original number of warrants beneficially owned that were previously provided were unintentionally misstated.

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December 15, 2016 Filed Dec 22, 2016 17:37 UTC Amendment KEY ENERGY SERVICES INC KEG · Entity 11887 PurchaseWarrant (right to buy) · Derivative 942 $0.00 Strike: $43.52 $0.00
Disclosure

SEC source: 0001209191-16-156573 · doc4a.xml · derivative · entry 4

Hargis Katherine · CIK 0001539993 · VP, CLO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 942

Underlying: Common Stock ($0.01 par value) · 942 shares

Expires 2020-12-15

F3 · derivative.exercise_date: The warrant will be exercisable for one share of Common Stock ($0.01 par value) on the earlier to occur of the expiration date or the date of completion of a merger, sale or other reorganization transaction that results in the Common Stock being converted into cash.

F4 · balance_after: The original number of warrants beneficially owned that were previously provided were unintentionally misstated.

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December 15, 2016 Filed Dec 22, 2016 17:37 UTC Amendment KEY ENERGY SERVICES INC KEG · Entity 11887 OtherCommon Stock ($0.01 par value) 837 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-16-156573 · doc4a.xml · nonDerivative · entry 2

Hargis Katherine · CIK 0001539993 · VP, CLO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 837

F1 · kind: In connection with the Issuer's reorganization pursuant to bankruptcy, all unvested restricted stock awards received 100% accelerated vesting. Pursuant to a reclassification exempt under Rule 16b-7, each then-vested share of Common Stock ($0.10 par value) was cancelled, and new vested securities (Common Stock at $0.01 par value) were issued to the insider, along with warrants described below.

F1 · price: In connection with the Issuer's reorganization pursuant to bankruptcy, all unvested restricted stock awards received 100% accelerated vesting. Pursuant to a reclassification exempt under Rule 16b-7, each then-vested share of Common Stock ($0.10 par value) was cancelled, and new vested securities (Common Stock at $0.01 par value) were issued to the insider, along with warrants described below.

Read SEC document
December 15, 2016 Filed Dec 22, 2016 17:37 UTC Amendment KEY ENERGY SERVICES INC KEG · Entity 11887 OtherCommon Stock ($0.10 par value) 163,874 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-16-156573 · doc4a.xml · nonDerivative · entry 1

Hargis Katherine · CIK 0001539993 · VP, CLO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: In connection with the Issuer's reorganization pursuant to bankruptcy, all unvested restricted stock awards received 100% accelerated vesting. Pursuant to a reclassification exempt under Rule 16b-7, each then-vested share of Common Stock ($0.10 par value) was cancelled, and new vested securities (Common Stock at $0.01 par value) were issued to the insider, along with warrants described below.

F1 · price: In connection with the Issuer's reorganization pursuant to bankruptcy, all unvested restricted stock awards received 100% accelerated vesting. Pursuant to a reclassification exempt under Rule 16b-7, each then-vested share of Common Stock ($0.10 par value) was cancelled, and new vested securities (Common Stock at $0.01 par value) were issued to the insider, along with warrants described below.

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December 15, 2016 Filed Feb 7, 2017 16:19 UTC Amendment KEY ENERGY SERVICES INC KEG · Entity 11887 PurchaseWarrant (right to buy) · Derivative 909 $0.00 Strike: $54.40 $0.00
Disclosure

SEC source: 0001209191-17-008331 · doc4a.xml · derivative · entry 5

Hargis Katherine · CIK 0001539993 · VP, CLO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 909

Underlying: Common Stock ($0.01 par value) · 909 shares

Expires 2021-12-15

F4 · shares: The number of warrants beneficially owned following the Issuer's reorganization was misstated in the Form 4 and Form 4/A filed on December 20, 2016 and December 22, 2016, respectively.

F5 · derivative.exercise_date: Each warrant will be exercisable for one share of Common Stock ($0.01 par value) until the earlier to occur of the expiration date or the date of completion of a merger, sale or other reorganization transaction that results in the Common Stock being exchanged solely for cash.

F4 · derivative.underlying_shares: The number of warrants beneficially owned following the Issuer's reorganization was misstated in the Form 4 and Form 4/A filed on December 20, 2016 and December 22, 2016, respectively.

F4 · balance_after: The number of warrants beneficially owned following the Issuer's reorganization was misstated in the Form 4 and Form 4/A filed on December 20, 2016 and December 22, 2016, respectively.

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December 15, 2016 Filed Feb 7, 2017 16:19 UTC Amendment KEY ENERGY SERVICES INC KEG · Entity 11887 PurchaseWarrant (right to buy) · Derivative 909 $0.00 Strike: $43.52 $0.00
Disclosure

SEC source: 0001209191-17-008331 · doc4a.xml · derivative · entry 4

Hargis Katherine · CIK 0001539993 · VP, CLO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 909

Underlying: Common Stock ($0.01 par value) · 909 shares

Expires 2020-12-15

F4 · shares: The number of warrants beneficially owned following the Issuer's reorganization was misstated in the Form 4 and Form 4/A filed on December 20, 2016 and December 22, 2016, respectively.

F5 · derivative.exercise_date: Each warrant will be exercisable for one share of Common Stock ($0.01 par value) until the earlier to occur of the expiration date or the date of completion of a merger, sale or other reorganization transaction that results in the Common Stock being exchanged solely for cash.

F4 · derivative.underlying_shares: The number of warrants beneficially owned following the Issuer's reorganization was misstated in the Form 4 and Form 4/A filed on December 20, 2016 and December 22, 2016, respectively.

F4 · balance_after: The number of warrants beneficially owned following the Issuer's reorganization was misstated in the Form 4 and Form 4/A filed on December 20, 2016 and December 22, 2016, respectively.

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December 15, 2016 Filed Feb 7, 2017 16:19 UTC Amendment KEY ENERGY SERVICES INC KEG · Entity 11887 OtherCommon Stock ($0.01 par value) 822 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-008331 · doc4a.xml · nonDerivative · entry 2

Hargis Katherine · CIK 0001539993 · VP, CLO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 822

F1 · kind: In connection with the Issuer's reorganization pursuant to bankruptcy, all unvested restricted stock awards received 100% accelerated vesting. Pursuant to a reclassification exempt under Rule 16b-7, each then-vested share of Common Stock ($0.10 par value) was cancelled, and new vested securities (Common Stock at $0.01 par value) were issued to the insider, along with warrants described below.

F2 · shares: The number of shares of Common Stock ($0.01 par value) beneficially owned following the Issuer's reorganization was misstated in the Form 4 and Form 4/A filed on December 20, 2016 and December 22, 2016, respectively, and in the Form 4 filed on December 22, 2016.

F1 · price: In connection with the Issuer's reorganization pursuant to bankruptcy, all unvested restricted stock awards received 100% accelerated vesting. Pursuant to a reclassification exempt under Rule 16b-7, each then-vested share of Common Stock ($0.10 par value) was cancelled, and new vested securities (Common Stock at $0.01 par value) were issued to the insider, along with warrants described below.

F2 · balance_after: The number of shares of Common Stock ($0.01 par value) beneficially owned following the Issuer's reorganization was misstated in the Form 4 and Form 4/A filed on December 20, 2016 and December 22, 2016, respectively, and in the Form 4 filed on December 22, 2016.

Read SEC document
December 15, 2016 Filed Feb 7, 2017 16:19 UTC Amendment KEY ENERGY SERVICES INC KEG · Entity 11887 OtherCommon Stock ($0.10 par value) 163,874 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-008331 · doc4a.xml · nonDerivative · entry 1

Hargis Katherine · CIK 0001539993 · VP, CLO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: In connection with the Issuer's reorganization pursuant to bankruptcy, all unvested restricted stock awards received 100% accelerated vesting. Pursuant to a reclassification exempt under Rule 16b-7, each then-vested share of Common Stock ($0.10 par value) was cancelled, and new vested securities (Common Stock at $0.01 par value) were issued to the insider, along with warrants described below.

F1 · price: In connection with the Issuer's reorganization pursuant to bankruptcy, all unvested restricted stock awards received 100% accelerated vesting. Pursuant to a reclassification exempt under Rule 16b-7, each then-vested share of Common Stock ($0.10 par value) was cancelled, and new vested securities (Common Stock at $0.01 par value) were issued to the insider, along with warrants described below.

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December 15, 2016 Filed Mar 27, 2017 18:38 UTC Amendment KEY ENERGY SERVICES INC KEG · Entity 11887 PurchaseWarrant (right to buy) · Derivative 926 $0.00 Strike: $54.40 $0.00
Disclosure

SEC source: 0001209191-17-022998 · doc4a.xml · derivative · entry 2

Hargis Katherine · CIK 0001539993 · VP, CLO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 926

Underlying: Common Stock ($0.01 par value) · 926 shares

Expires 2021-12-15

F1 · shares: The number of warrants beneficially owned following the Issuer's reorganization was misstated in the Forms 4 and 4/A filed on December 20, 2016, December 22, 2016 and February 7, 2017, respectively.

F2 · derivative.exercise_date: Each warrant will be exercisable for one share of Common Stock ($0.01 par value) until the earlier to occur of the expiration date or the date of completion of a merger, sale or other reorganization transaction that results in the Common Stock being exchanged solely for cash.

F1 · derivative.underlying_shares: The number of warrants beneficially owned following the Issuer's reorganization was misstated in the Forms 4 and 4/A filed on December 20, 2016, December 22, 2016 and February 7, 2017, respectively.

F1 · balance_after: The number of warrants beneficially owned following the Issuer's reorganization was misstated in the Forms 4 and 4/A filed on December 20, 2016, December 22, 2016 and February 7, 2017, respectively.

Read SEC document
December 15, 2016 Filed Mar 27, 2017 18:38 UTC Amendment KEY ENERGY SERVICES INC KEG · Entity 11887 PurchaseWarrant (right to buy) · Derivative 926 $0.00 Strike: $43.52 $0.00
Disclosure

SEC source: 0001209191-17-022998 · doc4a.xml · derivative · entry 1

Hargis Katherine · CIK 0001539993 · VP, CLO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 926

Underlying: Common Stock ($0.01 par value) · 926 shares

Expires 2020-12-15

F1 · shares: The number of warrants beneficially owned following the Issuer's reorganization was misstated in the Forms 4 and 4/A filed on December 20, 2016, December 22, 2016 and February 7, 2017, respectively.

F2 · derivative.exercise_date: Each warrant will be exercisable for one share of Common Stock ($0.01 par value) until the earlier to occur of the expiration date or the date of completion of a merger, sale or other reorganization transaction that results in the Common Stock being exchanged solely for cash.

F1 · derivative.underlying_shares: The number of warrants beneficially owned following the Issuer's reorganization was misstated in the Forms 4 and 4/A filed on December 20, 2016, December 22, 2016 and February 7, 2017, respectively.

F1 · balance_after: The number of warrants beneficially owned following the Issuer's reorganization was misstated in the Forms 4 and 4/A filed on December 20, 2016, December 22, 2016 and February 7, 2017, respectively.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.