Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AMERICAN EXPRESS COAXP · Entity 2839 | Vice Chairman | February 01, 2026 | February 03, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AMERICAN EXPRESS CO
Report date February 01, 2026 · Filed February 03, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 149,789.955 |
Ending reported balance
After 2026-02-01 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2026-02-01 · Grant · Acquired 38,154 · Balance 169,704.955 F1: Represents shares acquired pursuant to the vesting of Performance Restricted Stock Units that were granted to the reporting person in February 2023, based upon the satisfaction of performance criteria specified for the award at the time of grant and the reporting person's continued employment. Row 2 · 2026-02-01 · Tax withholding · Disposed 20,933 · Balance 148,771.955 F2: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Performance Restricted Stock Units. Row 3 · 2026-02-01 · Grant · Acquired 1,728 · Balance 150,499.955 F3: Represents shares earned under the 2022 Annual Incentive Award upon the Company's positive cumulative net income over 2023-2025 pursuant to Restricted Stock Units that were granted to the reporting person in February 2023. Row 4 · 2026-02-01 · Tax withholding · Disposed 710 · Balance 149,789.955 F4: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units. |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $173.61 · Expires 2033-02-01 | Direct | 22,988 |
Reported balance
After 2026-02-01 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2026-02-01 · Grant · Acquired 22,988 · Balance 22,988 F5: Represents the vesting of Performance Stock Options that were granted to the reporting person in February 2023, based upon the satisfaction of performance criteria specified for the award at the time of grant and the reporting person's continued employment. |
| Common StockSEC Table I · non-derivative | IndirectBy Douglas E. Buckminster 2025 GRAT #1 | 11,144 |
Reported balance
Holding disclosure · report date 2026-02-01 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 11,144 |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares acquired pursuant to the vesting of Performance Restricted Stock Units that were granted to the reporting person in February 2023, based upon the satisfaction of performance criteria specified for the award at the time of grant and the reporting person's continued employment.
F2: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Performance Restricted Stock Units.
F3: Represents shares earned under the 2022 Annual Incentive Award upon the Company's positive cumulative net income over 2023-2025 pursuant to Restricted Stock Units that were granted to the reporting person in February 2023.
F4: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.
F5: Represents the vesting of Performance Stock Options that were granted to the reporting person in February 2023, based upon the satisfaction of performance criteria specified for the award at the time of grant and the reporting person's continued employment.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 27, 2014 Filed Jan 29, 2014 23:06 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantCommon Stock | 20,174 | $85.72 | $1,729,315.28 |
DisclosureSEC source: 0001127602-14-003358 · form4.xml · nonDerivative · entry 3 Buckminster Douglas E. · CIK 0001477675 · Pres, Int'l Consumer & SBS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,376.35 F1 · kind: Shares acquired pursuant to the vesting of Restricted Stock Units (i.e., "performance units") previously granted to the reporting person. Read SEC document |
| January 27, 2014 Filed Jan 29, 2014 23:06 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Tax withholdingCommon Stock | 912 | $85.72 | $78,176.64 |
DisclosureSEC source: 0001127602-14-003358 · form4.xml · nonDerivative · entry 2 Buckminster Douglas E. · CIK 0001477675 · Pres, Int'l Consumer & SBS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,202.35 F2 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units. Read SEC document |
| January 27, 2014 Filed Jan 29, 2014 23:06 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantCommon Stock | 1,969 | $85.72 | $168,782.68 |
DisclosureSEC source: 0001127602-14-003358 · form4.xml · nonDerivative · entry 1 Buckminster Douglas E. · CIK 0001477675 · Pres, Int'l Consumer & SBS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,114.35 F1 · kind: Shares acquired pursuant to the vesting of Restricted Stock Units (i.e., "performance units") previously granted to the reporting person. Read SEC document |
| June 05, 2013 Filed Jun 7, 2013 16:52 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 30,845 | $0.00 Strike: $45.77 | $0.00 |
DisclosureSEC source: 0001127602-13-019756 · form4.xml · derivative · entry 7 Buckminster Douglas E. · CIK 0001477675 · Pres, Int'l Consumer & SBS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 30,845 shares Expires 2015-01-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: These options became exercisable in four equal annual installments beginning on date shown as "Date Exercisable." Read SEC document |
| June 05, 2013 Filed Jun 7, 2013 16:52 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 37,128 | $0.00 Strike: $43.98 | $0.00 |
DisclosureSEC source: 0001127602-13-019756 · form4.xml · derivative · entry 6 Buckminster Douglas E. · CIK 0001477675 · Pres, Int'l Consumer & SBS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 37,128 shares Expires 2014-01-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: These options became exercisable in four equal annual installments beginning on date shown as "Date Exercisable." Read SEC document |
| June 05, 2013 Filed Jun 7, 2013 16:52 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 30,386 | $74.96 | $2,277,646.44 |
DisclosureSEC source: 0001127602-13-019756 · form4.xml · nonDerivative · entry 4 Buckminster Douglas E. · CIK 0001477675 · Pres, Int'l Consumer & SBS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,145.35 F3 · kind: The reported disposition represents the sale of shares acquired from restricted stock vestings and/or stock option exercises in prior years. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.65 to $75.23. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. F4 · balance_after: Includes shares acquired pursuant to dividend reinvestment. Read SEC document |
| June 05, 2013 Filed Jun 7, 2013 16:52 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 60,774 | $74.96 | $4,555,442.80 |
DisclosureSEC source: 0001127602-13-019756 · form4.xml · nonDerivative · entry 3 Buckminster Douglas E. · CIK 0001477675 · Pres, Int'l Consumer & SBS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,531.35 F1 · kind: The reported disposition represents the sale of shares to cover the cost of exercise and withholding tax obligations arising from the stock option exercises reported above and the sale of 50% of the net shares acquired from these exercises; the reporting person will retain the balance of the net shares in accordance with the Company's retention guidelines for executive officers. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.65 to $75.23. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| June 05, 2013 Filed Jun 7, 2013 16:52 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionCommon Stock | 30,845 | $45.77 | $1,411,713.96 |
DisclosureSEC source: 0001127602-13-019756 · form4.xml · nonDerivative · entry 2 Buckminster Douglas E. · CIK 0001477675 · Pres, Int'l Consumer & SBS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,305.35 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 05, 2013 Filed Jun 7, 2013 16:52 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionCommon Stock | 37,128 | $43.98 | $1,632,778.06 |
DisclosureSEC source: 0001127602-13-019756 · form4.xml · nonDerivative · entry 1 Buckminster Douglas E. · CIK 0001477675 · Pres, Int'l Consumer & SBS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,460.35 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 29, 2013 Filed Jan 30, 2013 23:05 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Tax withholdingCommon Stock | 5,137 | $59.45 | $305,394.65 |
DisclosureSEC source: 0001127602-13-003216 · form4.xml · nonDerivative · entry 5 Buckminster Douglas E. · CIK 0001477675 · Pres, Int'l Consumer & SBS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,936.967 F3 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of a Restricted Stock Award. Read SEC document |
| January 28, 2013 Filed Jan 30, 2013 23:05 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Tax withholdingCommon Stock | 24,856 | $59.07 | $1,468,243.92 |
DisclosureSEC source: 0001127602-13-003216 · form4.xml · nonDerivative · entry 4 Buckminster Douglas E. · CIK 0001477675 · Pres, Int'l Consumer & SBS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,073.967 F2 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units. Read SEC document |
| January 28, 2013 Filed Jan 30, 2013 23:05 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantCommon Stock | 52,493 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-13-003216 · form4.xml · nonDerivative · entry 3 Buckminster Douglas E. · CIK 0001477675 · Pres, Int'l Consumer & SBS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,929.967 F1 · price: Shares acquired pursuant to the vesting of Restricted Stock Units (i.e., "performance units") granted to the reporting person on January 26, 2010. Read SEC document |
| January 28, 2013 Filed Jan 30, 2013 23:05 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Tax withholdingCommon Stock | 932 | $59.07 | $55,053.24 |
DisclosureSEC source: 0001127602-13-003216 · form4.xml · nonDerivative · entry 2 Buckminster Douglas E. · CIK 0001477675 · Pres, Int'l Consumer & SBS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,436.967 F2 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units. Read SEC document |
| January 28, 2013 Filed Jan 30, 2013 23:05 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantCommon Stock | 1,968 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-13-003216 · form4.xml · nonDerivative · entry 1 Buckminster Douglas E. · CIK 0001477675 · Pres, Int'l Consumer & SBS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,368.967 F1 · price: Shares acquired pursuant to the vesting of Restricted Stock Units (i.e., "performance units") granted to the reporting person on January 26, 2010. Read SEC document |
| November 19, 2012 Filed Nov 20, 2012 21:28 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 37,128 | $0.00 Strike: $29.24 | $0.00 |
DisclosureSEC source: 0001127602-12-031704 · form4.xml · derivative · entry 4 Buckminster Douglas E. · CIK 0001477675 · Pres, Int'l Consumer & SBS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 37,128 shares Expires 2013-01-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: These options became exercisable in four equal annual installments beginning on the date shown as "Date Exercisable." Read SEC document |
| November 19, 2012 Filed Nov 20, 2012 21:28 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 27,880 | $55.09 | $1,536,034.66 |
DisclosureSEC source: 0001127602-12-031704 · form4.xml · nonDerivative · entry 2 Buckminster Douglas E. · CIK 0001477675 · Pres, Int'l Consumer & SBS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,400.967 F1 · shares: Shares sold to cover the cost of exercise and taxes due upon exercise of employee stock options; Mr. Buckminster has retained all of the net shares acquired from this exercise. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.02 to $55.17. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. F3 · balance_after: Includes shares acquired pursuant to dividend reinvestment. Read SEC document |
| November 19, 2012 Filed Nov 20, 2012 21:28 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionCommon Stock | 37,128 | $29.24 | $1,085,585.59 |
DisclosureSEC source: 0001127602-12-031704 · form4.xml · nonDerivative · entry 1 Buckminster Douglas E. · CIK 0001477675 · Pres, Int'l Consumer & SBS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,280.967 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 14, 2012 Filed Jun 15, 2012 18:25 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 44,557 | $54.72 | $2,438,136.76 |
DisclosureSEC source: 0001127602-12-020141 · form4.xml · nonDerivative · entry 1 Buckminster Douglas E. · CIK 0001477675 · Pres, Int'l Consumer & SBS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,152.967 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.70 to $54.7519. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. F2 · balance_after: Includes shares acquired pursuant to dividend reinvestment. Read SEC document |
| January 29, 2012 Filed Jan 30, 2012 22:37 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Tax withholdingCommon Stock | 5,039 | $49.85 | $251,194.15 |
DisclosureSEC source: 0001127602-12-003024 · form4.xml · nonDerivative · entry 3 Buckminster Douglas E. · CIK 0001477675 · Pres, Int'l Consumer & SBS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,614.612 F3 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of a Restricted Stock Award. Read SEC document |
| January 26, 2012 Filed Jan 30, 2012 22:37 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Tax withholdingCommon Stock | 915 | $49.98 | $45,731.70 |
DisclosureSEC source: 0001127602-12-003024 · form4.xml · nonDerivative · entry 2 Buckminster Douglas E. · CIK 0001477675 · Pres, Int'l Consumer & SBS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,653.612 F2 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units. Read SEC document |
| January 26, 2012 Filed Jan 30, 2012 22:37 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantCommon Stock | 1,969 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-12-003024 · form4.xml · nonDerivative · entry 1 Buckminster Douglas E. · CIK 0001477675 · Pres, Int'l Consumer & SBS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,568.612 F1 · kind: Shares acquired pursuant to the vesting of Restricted Stock Units (i.e., "performance units") granted to the reporting person on January 26, 2010. Read SEC document |
| January 24, 2012 Filed Jan 26, 2012 21:37 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantEmployee Stock Option (Right to Buy) · Derivative | 19,493 | $0.00 Strike: $49.23 | $0.00 |
DisclosureSEC source: 0001127602-12-002621 · form4.xml · derivative · entry 1 Buckminster Douglas E. · CIK 0001477675 · Pres, Int'l Consumer & SBS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,493 Underlying: Common Stock · 19,493 shares Expires 2022-01-23 F1 · derivative.exercise_date: These shares become exercisable in four cumulative annual installments of 25% each beginning on date shown as "Date Exercisable." Read SEC document |
| November 14, 2011 Filed Nov 16, 2011 21:01 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 39,984 | $0.00 Strike: $31.94 | $0.00 |
DisclosureSEC source: 0001127602-11-029782 · form4.xml · derivative · entry 4 Buckminster Douglas E. · CIK 0001477675 · Pres, Int'l Consumer & SBS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 39,984 shares Expires 2012-01-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: These options became exercisable in three equal annual installments beginning on the date shown as "Date Exercisable." Read SEC document |
| November 14, 2011 Filed Nov 16, 2011 21:01 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Tax withholdingCommon Stock | 31,979 | $49.45 | $1,581,361.55 |
DisclosureSEC source: 0001127602-11-029782 · form4.xml · nonDerivative · entry 2 Buckminster Douglas E. · CIK 0001477675 · Pres, Int'l Consumer & SBS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,599.612 F1 · kind: The reported disposition represents the surrender of previously owned shares to satisfy the cost of exercise and the surrender of newly acquired shares to satisfy tax obligations arising from the exercise of employee stock options. F2 · balance_after: Includes shares acquired pursuant to dividend reinvestment. Read SEC document |
| November 14, 2011 Filed Nov 16, 2011 21:01 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionCommon Stock | 39,984 | $31.94 | $1,277,128.94 |
DisclosureSEC source: 0001127602-11-029782 · form4.xml · nonDerivative · entry 1 Buckminster Douglas E. · CIK 0001477675 · Pres, Int'l Consumer & SBS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,578.612 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 29, 2011 Filed Feb 1, 2011 22:09 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Tax withholdingCommon Stock | 4,714 | $43.86 | $206,756.04 |
DisclosureSEC source: 0001127602-11-003264 · form4.xml · nonDerivative · entry 1 Buckminster Douglas E. · CIK 0001477675 · Pres, Int'l Consumer & SBS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,416 F1 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of a Restricted Stock Award. Read SEC document |
| January 27, 2011 Filed Jan 28, 2011 23:23 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantEmployee Stock Option (Right to Buy) · Derivative | 19,779 | $0.00 Strike: $44.54 | $0.00 |
DisclosureSEC source: 0001127602-11-002742 · form4.xml · derivative · entry 4 Buckminster Douglas E. · CIK 0001477675 · Pres, Int'l Consumer & SBS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,779 Underlying: Common Stock · 19,779 shares Expires 2021-01-27 F4 · derivative.exercise_date: These options become exercisable in four equal annual installments beginning on date shown as "Date Exercisable." Read SEC document |
| January 26, 2011 Filed Jan 28, 2011 23:23 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Tax withholdingCommon Stock | 816 | $44.46 | $36,279.36 |
DisclosureSEC source: 0001127602-11-002742 · form4.xml · nonDerivative · entry 2 Buckminster Douglas E. · CIK 0001477675 · Pres, Int'l Consumer & SBS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,130 F2 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units. Read SEC document |
| January 26, 2011 Filed Jan 28, 2011 23:23 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantCommon Stock | 1,968 | $44.46 | $87,497.28 |
DisclosureSEC source: 0001127602-11-002742 · form4.xml · nonDerivative · entry 1 Buckminster Douglas E. · CIK 0001477675 · Pres, Int'l Consumer & SBS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,946 F1 · kind: Shares acquired pursuant to the vesting of Restricted Stock Units (i.e., "performance units") granted to the reporting person on January 26, 2010. Read SEC document |
| November 24, 2010 Filed Nov 29, 2010 21:56 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 39,984 | $0.00 Strike: $38.92 | $0.00 |
DisclosureSEC source: 0001127602-10-029038 · form4.xml · derivative · entry 4 Buckminster Douglas E. · CIK 0001477675 · Pres, Int'l Consumer & SBS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 39,984 shares Expires 2011-02-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: These options vested in three equal annual installments beginning on the date shown as "Date Exercisable." Read SEC document |
| November 24, 2010 Filed Nov 29, 2010 21:56 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 38,100 | $42.76 | $1,629,186.48 |
DisclosureSEC source: 0001127602-10-029038 · form4.xml · nonDerivative · entry 2 Buckminster Douglas E. · CIK 0001477675 · Pres, Int'l Consumer & SBS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,899 F1 · shares: Represents the sale of shares to cover the cost of exercise and applicable withholding taxes in connection with the exercise of employee stock options reported above. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.70 to $42.79. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| November 24, 2010 Filed Nov 29, 2010 21:56 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionCommon Stock | 39,984 | $38.92 | $1,556,257.25 |
DisclosureSEC source: 0001127602-10-029038 · form4.xml · nonDerivative · entry 1 Buckminster Douglas E. · CIK 0001477675 · Pres, Int'l Consumer & SBS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,999 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 29, 2010 Filed Feb 2, 2010 23:04 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Tax withholdingCommon Stock | 4,497 | $37.66 | $169,357.02 |
DisclosureSEC source: 0001127602-10-003159 · form4.xml · nonDerivative · entry 1 Buckminster Douglas E. · CIK 0001477675 · Pres, Int'l Consumer & SBS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,015 F1 · kind: The reported disposition represents the surrender of shares to cover tax obligations arising from the vesting of a Restricted Stock Award. F1 · shares: The reported disposition represents the surrender of shares to cover tax obligations arising from the vesting of a Restricted Stock Award. Read SEC document |
| January 26, 2010 Filed Jan 29, 2010 00:44 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantEmployee Stock Option (Right to Buy) · Derivative | 94,488 | $0.00 Strike: $38.10 | $0.00 |
DisclosureSEC source: 0001127602-10-002471 · form4.xml · derivative · entry 1 Buckminster Douglas E. · CIK 0001477675 · Pres, Int'l Consumer & SBS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,488 Underlying: Common Stock · 94,488 shares Expires 2020-01-26 F1 · derivative.exercise_date: These options become exercisable in four equal annual installments beginning on date shown as "Date Exercisable." Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.