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Buckminster Douglas E.

Disclosed activity across 1 company

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14997
SEC CIK
0001477675

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
AMERICAN EXPRESS COAXP · Entity 2839Vice ChairmanFebruary 01, 2026February 03, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

AMERICAN EXPRESS CO

Report date February 01, 2026 · Filed February 03, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect149,789.955 Ending reported balance After 2026-02-01 transaction · row 4
4 source rows · reconciled sequence

Row 1 · 2026-02-01 · Grant · Acquired 38,154 · Balance 169,704.955

F1: Represents shares acquired pursuant to the vesting of Performance Restricted Stock Units that were granted to the reporting person in February 2023, based upon the satisfaction of performance criteria specified for the award at the time of grant and the reporting person's continued employment.

Row 2 · 2026-02-01 · Tax withholding · Disposed 20,933 · Balance 148,771.955

F2: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Performance Restricted Stock Units.

Row 3 · 2026-02-01 · Grant · Acquired 1,728 · Balance 150,499.955

F3: Represents shares earned under the 2022 Annual Incentive Award upon the Company's positive cumulative net income over 2023-2025 pursuant to Restricted Stock Units that were granted to the reporting person in February 2023.

Row 4 · 2026-02-01 · Tax withholding · Disposed 710 · Balance 149,789.955

F4: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.

Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $173.61 · Expires 2033-02-01Direct22,988 Reported balance After 2026-02-01 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2026-02-01 · Grant · Acquired 22,988 · Balance 22,988

F5: Represents the vesting of Performance Stock Options that were granted to the reporting person in February 2023, based upon the satisfaction of performance criteria specified for the award at the time of grant and the reporting person's continued employment.

Common StockSEC Table I · non-derivativeIndirectBy Douglas E. Buckminster 2025 GRAT #111,144 Reported balance Holding disclosure · report date 2026-02-01 · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · Balance 11,144

Filing footnotes · ownership attribution and instrument terms

F1: Represents shares acquired pursuant to the vesting of Performance Restricted Stock Units that were granted to the reporting person in February 2023, based upon the satisfaction of performance criteria specified for the award at the time of grant and the reporting person's continued employment.

F2: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Performance Restricted Stock Units.

F3: Represents shares earned under the 2022 Annual Incentive Award upon the Company's positive cumulative net income over 2023-2025 pursuant to Restricted Stock Units that were granted to the reporting person in February 2023.

F4: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.

F5: Represents the vesting of Performance Stock Options that were granted to the reporting person in February 2023, based upon the satisfaction of performance criteria specified for the award at the time of grant and the reporting person's continued employment.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 01, 2026 Filed Feb 3, 2026 21:26 UTC AMERICAN EXPRESS CO AXP · Entity 2839 GrantEmployee Stock Option (Right to Buy) · Derivative 22,988 $0.00 Strike: $173.61 $0.00
Disclosure

SEC source: 0000004962-26-000056 · form4.xml · derivative · entry 6

Buckminster Douglas E. · CIK 0001477675 · Vice Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,988

Underlying: Common Stock · 22,988 shares

Expires 2033-02-01

F5 · kind: Represents the vesting of Performance Stock Options that were granted to the reporting person in February 2023, based upon the satisfaction of performance criteria specified for the award at the time of grant and the reporting person's continued employment.

Read SEC document
February 01, 2026 Filed Feb 3, 2026 21:26 UTC AMERICAN EXPRESS CO AXP · Entity 2839 Tax withholdingCommon Stock 710 $352.17 $250,040.70
Disclosure

SEC source: 0000004962-26-000056 · form4.xml · nonDerivative · entry 4

Buckminster Douglas E. · CIK 0001477675 · Vice Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 149,789.955

F4 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.

Read SEC document
February 01, 2026 Filed Feb 3, 2026 21:26 UTC AMERICAN EXPRESS CO AXP · Entity 2839 GrantCommon Stock 1,728 Not disclosed Not disclosed
Disclosure

SEC source: 0000004962-26-000056 · form4.xml · nonDerivative · entry 3

Buckminster Douglas E. · CIK 0001477675 · Vice Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 150,499.955

F3 · kind: Represents shares earned under the 2022 Annual Incentive Award upon the Company's positive cumulative net income over 2023-2025 pursuant to Restricted Stock Units that were granted to the reporting person in February 2023.

F3 · price: Represents shares earned under the 2022 Annual Incentive Award upon the Company's positive cumulative net income over 2023-2025 pursuant to Restricted Stock Units that were granted to the reporting person in February 2023.

Read SEC document
February 01, 2026 Filed Feb 3, 2026 21:26 UTC AMERICAN EXPRESS CO AXP · Entity 2839 Tax withholdingCommon Stock 20,933 $352.17 $7,371,974.61
Disclosure

SEC source: 0000004962-26-000056 · form4.xml · nonDerivative · entry 2

Buckminster Douglas E. · CIK 0001477675 · Vice Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 148,771.955

F2 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Performance Restricted Stock Units.

Read SEC document
February 01, 2026 Filed Feb 3, 2026 21:26 UTC AMERICAN EXPRESS CO AXP · Entity 2839 GrantCommon Stock 38,154 Not disclosed Not disclosed
Disclosure

SEC source: 0000004962-26-000056 · form4.xml · nonDerivative · entry 1

Buckminster Douglas E. · CIK 0001477675 · Vice Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 169,704.955

F1 · kind: Represents shares acquired pursuant to the vesting of Performance Restricted Stock Units that were granted to the reporting person in February 2023, based upon the satisfaction of performance criteria specified for the award at the time of grant and the reporting person's continued employment.

F1 · price: Represents shares acquired pursuant to the vesting of Performance Restricted Stock Units that were granted to the reporting person in February 2023, based upon the satisfaction of performance criteria specified for the award at the time of grant and the reporting person's continued employment.

Read SEC document
December 04, 2025 Filed Dec 8, 2025 21:06 UTC AMERICAN EXPRESS CO AXP · Entity 2839 GiftCommon Stock 13,800 $0.00 $0.00
Disclosure

SEC source: 0000004962-25-000262 · form4.xml · nonDerivative · entry 1

Buckminster Douglas E. · CIK 0001477675 · Vice Chairman

10b5-1 filing: No plan indicated

Ownership: Indirect · By The Douglas E. Buckminster Grantor Retained Annuity Trust Agreement

Disclosed balance after: 0

F1 · balance_after: Balance reflects the transfer of 7,716 shares from The Douglas E. Buckminster Grantor Retained Annuity Trust Agreement to the reporting person as an annuity payment, which is exempt from Section 16 pursuant to Rule 16a-13 under the Securities Exchange Act of 1934.

Read SEC document
September 02, 2025 Filed Sep 4, 2025 20:08 UTC AMERICAN EXPRESS CO AXP · Entity 2839 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 23,505 $0.00 Strike: $55.09 $0.00
Disclosure

SEC source: 0001127602-25-021183 · form4.xml · derivative · entry 6

Buckminster Douglas E. · CIK 0001477675 · Vice Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 23,505 shares

Expires 2026-01-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 02, 2025 Filed Sep 4, 2025 20:08 UTC AMERICAN EXPRESS CO AXP · Entity 2839 SaleCommon Stock 23,505 $326.37 $7,671,326.85
Disclosure

SEC source: 0001127602-25-021183 · form4.xml · nonDerivative · entry 3

Buckminster Douglas E. · CIK 0001477675 · Vice Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 123,613.251

F3 · price: The price reported in Column 4 is a weighted average price, rounded to the nearest cent. These shares were sold in multiple transactions at prices ranging from $326.12 to $326.66. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

Read SEC document
September 02, 2025 Filed Sep 4, 2025 20:08 UTC AMERICAN EXPRESS CO AXP · Entity 2839 Exercise / conversionCommon Stock 23,505 $55.09 $1,294,890.45
Disclosure

SEC source: 0001127602-25-021183 · form4.xml · nonDerivative · entry 2

Buckminster Douglas E. · CIK 0001477675 · Vice Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 147,118.251

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 02, 2025 Filed Sep 4, 2025 20:08 UTC AMERICAN EXPRESS CO AXP · Entity 2839 GiftCommon Stock 610 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-021183 · form4.xml · nonDerivative · entry 1

Buckminster Douglas E. · CIK 0001477675 · Vice Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 123,613.251

F1 · balance_after: Includes shares acquired pursuant to dividend reinvestment.

F2 · balance_after: Balance reflects the transfer of 11,144 shares from the reporting person to Douglas E. Buckminster 2025 GRAT #1 on September 2, 2025, which is exempt from Section 16 pursuant to Rule 16a-13.

Read SEC document
January 28, 2025 Filed Jan 30, 2025 21:27 UTC AMERICAN EXPRESS CO AXP · Entity 2839 GrantEmployee Stock Option (Right to Buy) · Derivative 24,954 $0.00 Strike: $177.06 $0.00
Disclosure

SEC source: 0001127602-25-002427 · form4.xml · derivative · entry 4

Buckminster Douglas E. · CIK 0001477675 · Vice Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,954

Underlying: Common Stock · 24,954 shares

Expires 2032-01-28

F3 · kind: Represents shares acquired pursuant to vesting of Performance Stock Option that were granted to the reporting person in January 2022 and have vested based upon the satisfaction of performance criteria specified for the award at time of grant.

Read SEC document
January 28, 2025 Filed Jan 30, 2025 21:27 UTC AMERICAN EXPRESS CO AXP · Entity 2839 Tax withholdingCommon Stock 20,775 $316.42 $6,573,625.50
Disclosure

SEC source: 0001127602-25-002427 · form4.xml · nonDerivative · entry 2

Buckminster Douglas E. · CIK 0001477675 · Vice Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 134,629.268

F2 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.

Read SEC document
January 28, 2025 Filed Jan 30, 2025 21:27 UTC AMERICAN EXPRESS CO AXP · Entity 2839 GrantCommon Stock 38,398 $316.42 $12,149,895.16
Disclosure

SEC source: 0001127602-25-002427 · form4.xml · nonDerivative · entry 1

Buckminster Douglas E. · CIK 0001477675 · Vice Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 155,404.268

F1 · kind: Represents shares acquired pursuant to vesting of Performance Restricted Stock Unit (RSU) that were granted to the reporting person in January 2022 and have vested based upon the satisfaction of performance criteria specified for the award at time of grant.

Read SEC document
November 22, 2024 Filed Nov 25, 2024 22:29 UTC AMERICAN EXPRESS CO AXP · Entity 2839 GiftCommon Stock 863 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-027993 · form4.xml · nonDerivative · entry 1

Buckminster Douglas E. · CIK 0001477675 · Vice Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 117,006.268

F1 · price: The reported disposition represents a bona fide charitable gift made by the reporting person.

F2 · balance_after: Includes shares acquired pursuant dividend reinvestment.

F3 · balance_after: Balance reflects 7,984 shares transferred from the Grantor Retained Annuity Trust on November 22, 2024, in the form of the annuity, which is exempt from Section 16 pursuant to Rule 16a-13.

Read SEC document
October 29, 2024 Filed Oct 31, 2024 17:46 UTC AMERICAN EXPRESS CO AXP · Entity 2839 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 13,111 $0.00 Strike: $83.30 $0.00
Disclosure

SEC source: 0001127602-24-026149 · form4.xml · derivative · entry 4

Buckminster Douglas E. · CIK 0001477675 · Vice Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,111 shares

Expires 2025-01-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 29, 2024 Filed Oct 31, 2024 17:46 UTC AMERICAN EXPRESS CO AXP · Entity 2839 SaleCommon Stock 13,111 $270.98 $3,552,818.78
Disclosure

SEC source: 0001127602-24-026149 · form4.xml · nonDerivative · entry 2

Buckminster Douglas E. · CIK 0001477675 · Vice Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 109,691.068

F2 · price: The price reported in Column 4 is a weighted average price, rounded to the nearest cent. These shares were sold in multiple transactions at prices ranging from $270.73 to $271.47. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

Read SEC document
October 29, 2024 Filed Oct 31, 2024 17:46 UTC AMERICAN EXPRESS CO AXP · Entity 2839 Exercise / conversionCommon Stock 13,111 $83.30 $1,092,146.30
Disclosure

SEC source: 0001127602-24-026149 · form4.xml · nonDerivative · entry 1

Buckminster Douglas E. · CIK 0001477675 · Vice Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 122,802.068

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes shares acquired pursuant to dividend reinvestment.

Read SEC document
June 13, 2024 Filed Jun 17, 2024 20:01 UTC AMERICAN EXPRESS CO AXP · Entity 2839 GiftCommon Stock 1,102 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-018812 · form4.xml · nonDerivative · entry 1

Buckminster Douglas E. · CIK 0001477675 · Vice Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 109,451.898

F1 · price: The reported disposition represents a bona fide charitable gift made by the reporting person.

F2 · balance_after: Includes shares acquired pursuant to dividend reinvestment.

Read SEC document
May 02, 2024 Filed May 6, 2024 21:25 UTC AMERICAN EXPRESS CO AXP · Entity 2839 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 117,309 $0.00 Strike: $95.52 $0.00
Disclosure

SEC source: 0001127602-24-014317 · form4.xml · derivative · entry 6

Buckminster Douglas E. · CIK 0001477675 · Vice Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 117,309 shares

Expires 2024-10-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 02, 2024 Filed May 6, 2024 21:25 UTC AMERICAN EXPRESS CO AXP · Entity 2839 SaleCommon Stock 26,803 $232.76 $6,238,666.28
Disclosure

SEC source: 0001127602-24-014317 · form4.xml · nonDerivative · entry 3

Buckminster Douglas E. · CIK 0001477675 · Vice Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 110,318.451

F3 · price: The price reported in Column 4 is a weighted average price, rounded to the nearest cent. These shares were sold in multiple transactions at prices ranging from $232.60 to $233.31. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

Read SEC document
May 02, 2024 Filed May 6, 2024 21:25 UTC AMERICAN EXPRESS CO AXP · Entity 2839 SaleCommon Stock 90,506 $232.34 $21,028,164.04
Disclosure

SEC source: 0001127602-24-014317 · form4.xml · nonDerivative · entry 2

Buckminster Douglas E. · CIK 0001477675 · Vice Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 137,121.451

F2 · price: The price reported in Column 4 is a weighted average price, rounded to the nearest cent. These shares were sold in multiple transactions at prices ranging from $231.64 to $232.59. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

Read SEC document
May 02, 2024 Filed May 6, 2024 21:25 UTC AMERICAN EXPRESS CO AXP · Entity 2839 Exercise / conversionCommon Stock 117,309 $95.52 $11,205,355.68
Disclosure

SEC source: 0001127602-24-014317 · form4.xml · nonDerivative · entry 1

Buckminster Douglas E. · CIK 0001477675 · Vice Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 227,627.451

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes shares acquired pursuant to dividend reinvestment.

Read SEC document
January 29, 2024 Filed Jan 31, 2024 22:09 UTC AMERICAN EXPRESS CO AXP · Entity 2839 GrantEmployee Stock Option (Right to Buy) · Derivative 36,932 $0.00 Strike: $116.26 $0.00
Disclosure

SEC source: 0001127602-24-002774 · form4.xml · derivative · entry 5

Buckminster Douglas E. · CIK 0001477675 · Vice Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,932

Underlying: Common Stock · 36,932 shares

Expires 2031-01-29

F3 · kind: The reported acquisition represents the vesting of Stock Options that were granted to the reported person in January 2021. These options became exercisable based on the satisfaction of performance criteria specified for the award at the time of grant.

Read SEC document
January 29, 2024 Filed Jan 31, 2024 22:09 UTC AMERICAN EXPRESS CO AXP · Entity 2839 Tax withholdingCommon Stock 25,317 $201.43 $5,099,603.31
Disclosure

SEC source: 0001127602-24-002774 · form4.xml · nonDerivative · entry 4

Buckminster Douglas E. · CIK 0001477675 · Vice Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 110,151.746

F2 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.

Read SEC document
January 29, 2024 Filed Jan 31, 2024 22:09 UTC AMERICAN EXPRESS CO AXP · Entity 2839 GrantCommon Stock 47,093 $201.43 $9,485,942.99
Disclosure

SEC source: 0001127602-24-002774 · form4.xml · nonDerivative · entry 3

Buckminster Douglas E. · CIK 0001477675 · Vice Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 135,468.746

F1 · kind: Represents shares acquired pursuant to vesting of Performance Restricted Stock Units (RSU) that were granted to the reporting person in January 2021 and have vested based upon the satisfaction of performance criteria specified for the award at time of grant.

Read SEC document
November 15, 2023 Filed Nov 17, 2023 22:00 UTC AMERICAN EXPRESS CO AXP · Entity 2839 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 11,344 $0.00 Strike: $86.64 $0.00
Disclosure

SEC source: 0001127602-23-027863 · form4.xml · derivative · entry 5

Buckminster Douglas E. · CIK 0001477675 · Vice Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,344 shares

Expires 2024-01-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 15, 2023 Filed Nov 17, 2023 22:00 UTC AMERICAN EXPRESS CO AXP · Entity 2839 SaleCommon Stock 11,344 $158.87 $1,802,221.28
Disclosure

SEC source: 0001127602-23-027863 · form4.xml · nonDerivative · entry 4

Buckminster Douglas E. · CIK 0001477675 · Vice Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 88,375.746

F3 · price: The price reported in Column 4 is a weighted average price, rounded to the nearest cent. These shares were sold in multiple transactions at prices ranging from $158.67 to $158.895. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

F4 · balance_after: Balance reflects shares transferred from the reporting person to a Grantor Retained Annuity Trust on November 15, 2023.

Read SEC document
November 15, 2023 Filed Nov 17, 2023 22:00 UTC AMERICAN EXPRESS CO AXP · Entity 2839 Exercise / conversionCommon Stock 11,344 $86.64 $982,844.16
Disclosure

SEC source: 0001127602-23-027863 · form4.xml · nonDerivative · entry 3

Buckminster Douglas E. · CIK 0001477675 · Vice Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 129,219.746

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · balance_after: Includes shares acquired pursuant to dividend reinvestment.

Read SEC document
March 03, 2023 Filed Mar 6, 2023 21:18 UTC AMERICAN EXPRESS CO AXP · Entity 2839 GiftCommon Stock 1,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-009066 · form4.xml · nonDerivative · entry 1

Buckminster Douglas E. · CIK 0001477675 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,197.74

F1 · price: The reported disposition represents a bona fide charitable gift made by the reporting person.

Read SEC document
January 29, 2023 Filed Feb 1, 2023 15:14 UTC AMERICAN EXPRESS CO AXP · Entity 2839 GrantEmployee Stock Option (Right to Buy) · Derivative 45,683 $0.00 Strike: $131.68 $0.00
Disclosure

SEC source: 0001127602-23-002824 · form4.xml · derivative · entry 5

Buckminster Douglas E. · CIK 0001477675 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,683

Underlying: Common Stock · 45,683 shares

Expires 2030-01-29

F3 · kind: The reported acquisition represents the vesting of Stock Options that were granted to the reported person on 1/29/2020. These options became exercisable on 1/29/2023 based on the Company's positive cumulative net income over the three year performance period.

Read SEC document
January 29, 2023 Filed Feb 1, 2023 15:14 UTC AMERICAN EXPRESS CO AXP · Entity 2839 Tax withholdingCommon Stock 22,142 $172.31 $3,815,288.02
Disclosure

SEC source: 0001127602-23-002824 · form4.xml · nonDerivative · entry 2

Buckminster Douglas E. · CIK 0001477675 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,461.24

F2 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.

Read SEC document
January 29, 2023 Filed Feb 1, 2023 15:14 UTC AMERICAN EXPRESS CO AXP · Entity 2839 GrantCommon Stock 41,579 $172.31 $7,164,477.49
Disclosure

SEC source: 0001127602-23-002824 · form4.xml · nonDerivative · entry 1

Buckminster Douglas E. · CIK 0001477675 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,603.24

F1 · kind: Represents shares acquired pursuant to vesting of Restricted Stock Units that were granted to the reporting person January 2020 and have vested based upon the satisfaction of performance criteria specified for the award at time of grant.

Read SEC document
December 06, 2022 Filed Dec 7, 2022 22:36 UTC AMERICAN EXPRESS CO AXP · Entity 2839 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 16,354 $0.00 Strike: $59.45 $0.00
Disclosure

SEC source: 0001127602-22-027045 · form4.xml · derivative · entry 4

Buckminster Douglas E. · CIK 0001477675 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,354 shares

Expires 2023-01-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 06, 2022 Filed Dec 7, 2022 22:36 UTC AMERICAN EXPRESS CO AXP · Entity 2839 SaleCommon Stock 16,354 $154.23 $2,522,262.70
Disclosure

SEC source: 0001127602-22-027045 · form4.xml · nonDerivative · entry 3

Buckminster Douglas E. · CIK 0001477675 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,024.24

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $153.9750 to $154.3550. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

Read SEC document
December 06, 2022 Filed Dec 7, 2022 22:36 UTC AMERICAN EXPRESS CO AXP · Entity 2839 Exercise / conversionCommon Stock 16,354 $59.45 $972,245.30
Disclosure

SEC source: 0001127602-22-027045 · form4.xml · nonDerivative · entry 2

Buckminster Douglas E. · CIK 0001477675 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,378.24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 06, 2022 Filed Dec 7, 2022 22:36 UTC AMERICAN EXPRESS CO AXP · Entity 2839 GiftCommon Stock 1,100 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-027045 · form4.xml · nonDerivative · entry 1

Buckminster Douglas E. · CIK 0001477675 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,024.24

F1 · price: The reported disposition represents a bona fide charitable gift made by the reporting person.

Read SEC document
January 29, 2022 Filed Feb 2, 2022 01:40 UTC AMERICAN EXPRESS CO AXP · Entity 2839 GrantEmployee Stock Option (Right to Buy) · Derivative 41,078 $0.00 Strike: $100.96 $0.00
Disclosure

SEC source: 0001127602-22-002851 · form4.xml · derivative · entry 3

Buckminster Douglas E. · CIK 0001477675 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,078

Underlying: Common Stock · 41,078 shares

Expires 2029-01-29

F3 · kind: The reported acquisition represents the vesting of Stock Options that were granted to the reported person on 1/29/2019. These options became exercisable on 1/29/2022 based on the Company's positive cumulative net income over the three year performance period.

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January 29, 2022 Filed Feb 2, 2022 01:40 UTC AMERICAN EXPRESS CO AXP · Entity 2839 Disposition to issuerCommon Stock 20,200 $177.06 $3,576,612.00
Disclosure

SEC source: 0001127602-22-002851 · form4.xml · nonDerivative · entry 2

Buckminster Douglas E. · CIK 0001477675 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,693.247

F2 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.

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January 29, 2022 Filed Feb 2, 2022 01:40 UTC AMERICAN EXPRESS CO AXP · Entity 2839 GrantCommon Stock 38,034 $177.06 $6,734,300.04
Disclosure

SEC source: 0001127602-22-002851 · form4.xml · nonDerivative · entry 1

Buckminster Douglas E. · CIK 0001477675 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,893.247

F1 · kind: Represents shares acquired pursuant to vesting of Restricted Stock Units that were granted to the reporting person in January 2019 and have vested based on the Company's 2019-21 average return on equity performance.

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January 29, 2022 Filed Feb 7, 2022 23:47 UTC Amendment AMERICAN EXPRESS CO AXP · Entity 2839 GrantEmployee Stock Option (Right to Buy) · Derivative 41,078 $0.00 Strike: $100.96 $0.00
Disclosure

SEC source: 0001127602-22-003619 · form4a.xml · derivative · entry 3

Buckminster Douglas E. · CIK 0001477675 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,078

Underlying: Common Stock · 41,078 shares

Expires 2029-01-29

F4 · kind: The reported acquisition represents the vesting of Stock Options that were granted to the reported person on 1/29/2019. These options became exercisable on 1/29/2022 based on the Company's positive cumulative net income over the three year performance period.

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January 29, 2022 Filed Feb 7, 2022 23:47 UTC Amendment AMERICAN EXPRESS CO AXP · Entity 2839 Tax withholdingCommon Stock 20,200 $177.06 $3,576,612.00
Disclosure

SEC source: 0001127602-22-003619 · form4a.xml · nonDerivative · entry 2

Buckminster Douglas E. · CIK 0001477675 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,838.22

F2 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.

F3 · balance_after: Includes shares acquired pursuant to dividend reinvestment.

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January 29, 2022 Filed Feb 7, 2022 23:47 UTC Amendment AMERICAN EXPRESS CO AXP · Entity 2839 GrantCommon Stock 38,034 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-003619 · form4a.xml · nonDerivative · entry 1

Buckminster Douglas E. · CIK 0001477675 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,893.247

F1 · kind: Represents shares acquired pursuant to vesting of Restricted Stock Units that were granted to the reporting person in January 2019 and have vested based on the Company's 2019-21 average return on equity performance.

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April 30, 2021 Filed May 4, 2021 20:51 UTC AMERICAN EXPRESS CO AXP · Entity 2839 GrantEmployee Stock Option (Right to Buy) · Derivative 8,093 $0.00 Strike: $98.75 $0.00
Disclosure

SEC source: 0001127602-21-015239 · form4.xml · derivative · entry 3

Buckminster Douglas E. · CIK 0001477675 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,093

Underlying: Common Stock · 8,093 shares

Expires 2028-04-30

F4 · kind: The reported acquisition represents the vesting of Stock Options that were granted to the reported person on April 30, 2018. These options became exercisable on April 30, 2021.

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April 30, 2021 Filed May 4, 2021 20:51 UTC AMERICAN EXPRESS CO AXP · Entity 2839 Tax withholdingCommon Stock 4,308 $154.63 $666,146.04
Disclosure

SEC source: 0001127602-21-015239 · form4.xml · nonDerivative · entry 2

Buckminster Douglas E. · CIK 0001477675 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,859.247

F2 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.

F3 · balance_after: Includes shares acquired pursuant to dividend reinvestment.

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April 30, 2021 Filed May 4, 2021 20:51 UTC AMERICAN EXPRESS CO AXP · Entity 2839 GrantCommon Stock 8,093 $154.63 $1,251,420.59
Disclosure

SEC source: 0001127602-21-015239 · form4.xml · nonDerivative · entry 1

Buckminster Douglas E. · CIK 0001477675 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,167.247

F1 · kind: Represents shares acquired pursuant to vesting of Restricted Stock Units that were granted to the reporting person in April 2018 and have vested based on the Company's 2018-20 average return on equity performance.

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March 09, 2021 Filed Mar 11, 2021 19:05 UTC AMERICAN EXPRESS CO AXP · Entity 2839 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 19,493 $0.00 Strike: $49.23 $0.00
Disclosure

SEC source: 0001127602-21-010197 · form4.xml · derivative · entry 6

Buckminster Douglas E. · CIK 0001477675 · Grp Pres, Glb Consumer Svcs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 19,493 shares

Expires 2022-01-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: These shares became exercisable in four cumulative annual installments of 25% each beginning on date shown as "Date Exercisable."

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March 09, 2021 Filed Mar 11, 2021 19:05 UTC AMERICAN EXPRESS CO AXP · Entity 2839 OtherCommon Stock 13,962.65 $145.10 $2,025,980.52
Disclosure

SEC source: 0001127602-21-010197 · form4.xml · nonDerivative · entry 5

Buckminster Douglas E. · CIK 0001477675 · Grp Pres, Glb Consumer Svcs

10b5-1 filing: Not disclosed

Ownership: Indirect · 401(k) Trust

Disclosed balance after: 0

F5 · kind: Intra-plan transfer by the reporting person of common shares held in the Company's Retirement Savings Plan. This plan uses unit accounting, and the number of shares that a participant is deemed to hold varies with the unit price of the Company pooled stock fund.

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March 09, 2021 Filed Mar 11, 2021 19:05 UTC AMERICAN EXPRESS CO AXP · Entity 2839 GiftCommon Stock 340 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-010197 · form4.xml · nonDerivative · entry 4

Buckminster Douglas E. · CIK 0001477675 · Grp Pres, Glb Consumer Svcs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,074.247

F3 · price: The reported disposition represents a bona fide charitable gift made by the reporting person.

F4 · balance_after: Includes shares acquired pursuant to dividend reinvestment.

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March 09, 2021 Filed Mar 11, 2021 19:05 UTC AMERICAN EXPRESS CO AXP · Entity 2839 SaleCommon Stock 16,314 $146.40 $2,388,369.60
Disclosure

SEC source: 0001127602-21-010197 · form4.xml · nonDerivative · entry 3

Buckminster Douglas E. · CIK 0001477675 · Grp Pres, Glb Consumer Svcs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,414.247

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $146.015 to $146.84, inclusive.

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March 09, 2021 Filed Mar 11, 2021 19:05 UTC AMERICAN EXPRESS CO AXP · Entity 2839 SaleCommon Stock 16,519 $145.77 $2,407,974.63
Disclosure

SEC source: 0001127602-21-010197 · form4.xml · nonDerivative · entry 2

Buckminster Douglas E. · CIK 0001477675 · Grp Pres, Glb Consumer Svcs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,728.247

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $145.40 to $146.0125, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.