Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| GREENBRIER COMPANIES INCGBX · Entity 4790 | VP, Corporate Controller | April 04, 2020 | April 07, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
GREENBRIER COMPANIES INC
Report date April 04, 2020 · Filed April 07, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 21,259 |
Ending reported balance
After 2020-04-04 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2020-04-04 · Exercise / conversion · Acquired 833 · Balance 21,574 Row 2 · 2020-04-04 · Tax withholding · Disposed 315 · Balance 21,259 F1: Common shares otherwise issuable to the Reporting Person upon vesting of RSUs were surrendered to the Issuer to settle the statutory withholding tax obligation incurred upon vesting of the award. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 6,666 |
Reported balance
After 2020-04-04 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2020-04-04 · Exercise / conversion · Disposed 833 · Balance 6,666 F3: Each RSU represents a contingent right to receive one share of GBX common stock. F4: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated April 4, 2018, 833 restricted stock units vested on April 4, 2020. |
| Common StockSEC Table I · non-derivative | Indirectby Trust | 2,313 |
Reported balance
Holding disclosure · report date 2020-04-04 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 2,313 F2: Indirect shares reported on this form are held by Reliance Trust Company as Trustee for Nonqualified Deferred Compensation Plan for Employees. |
Filing footnotes · ownership attribution and instrument terms
F1: Common shares otherwise issuable to the Reporting Person upon vesting of RSUs were surrendered to the Issuer to settle the statutory withholding tax obligation incurred upon vesting of the award.
F2: Indirect shares reported on this form are held by Reliance Trust Company as Trustee for Nonqualified Deferred Compensation Plan for Employees.
F3: Each RSU represents a contingent right to receive one share of GBX common stock.
F4: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated April 4, 2018, 833 restricted stock units vested on April 4, 2020.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 30, 2017 Filed Mar 31, 2017 21:52 UTC | GREENBRIER COMPANIES INC GBX · Entity 4790 | Exercise / conversionRestricted Stock Units · Derivative | 1,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-023939 · doc4.xml · derivative · entry 3 Manning Anne · CIK 0001418205 · VP Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,714 Underlying: Common Stock · 1,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of GBX common stock. F3 · derivative.exercise_date: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated March 30, 2016, 1,500 restricted stock units vested on March 30, 2017. F3 · derivative.expiration_date: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated March 30, 2016, 1,500 restricted stock units vested on March 30, 2017. Read SEC document |
| March 30, 2017 Filed Mar 31, 2017 21:52 UTC | GREENBRIER COMPANIES INC GBX · Entity 4790 | Tax withholdingCommon stock - GBX | 613 | $43.15 | $26,450.95 |
DisclosureSEC source: 0001209191-17-023939 · doc4.xml · nonDerivative · entry 2 Manning Anne · CIK 0001418205 · VP Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,940 F1 · shares: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated March 30, 2016, common shares otherwise issuable to the Reporting Person upon vesting of the award were surrendered to the Company to settle the statutory withholding tax obligation incurred upon vesting of the award. Read SEC document |
| March 30, 2017 Filed Mar 31, 2017 21:52 UTC | GREENBRIER COMPANIES INC GBX · Entity 4790 | Exercise / conversionCommon stock - GBX | 1,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-023939 · doc4.xml · nonDerivative · entry 1 Manning Anne · CIK 0001418205 · VP Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,553 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 27, 2017 Filed Mar 29, 2017 22:42 UTC | GREENBRIER COMPANIES INC GBX · Entity 4790 | GrantRestricted Stock Units · Derivative | 4,656 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-023605 · doc4.xml · derivative · entry 1 Manning Anne · CIK 0001418205 · VP Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,214 Underlying: Common Stock · 4,656 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of GBX common stock. F2 · derivative.exercise_date: One-half of the restricted stock units vest in three equal annual installments beginning on March 27, 2018 and the remaining one-half vest based upon achievement of performance criteria. Vested shares will be delivered to the Reporting Person on the anniversary dates of the grant or upon a determination that the performance criteria have been met. F2 · derivative.expiration_date: One-half of the restricted stock units vest in three equal annual installments beginning on March 27, 2018 and the remaining one-half vest based upon achievement of performance criteria. Vested shares will be delivered to the Reporting Person on the anniversary dates of the grant or upon a determination that the performance criteria have been met. Read SEC document |
| October 19, 2016 Filed Oct 21, 2016 18:54 UTC | GREENBRIER COMPANIES INC GBX · Entity 4790 | Exercise / conversionRestricted Stock Units · Derivative | 1,675 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-146568 · doc4.xml · derivative · entry 3 Manning Anne · CIK 0001418205 · VP Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,558 Underlying: Common Stock · 1,675 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of GBX common stock. F4 · shares: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated May 5, 2014, 1,675 RSUs vested on October 19, 2016. F4 · derivative.exercise_date: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated May 5, 2014, 1,675 RSUs vested on October 19, 2016. F4 · derivative.expiration_date: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated May 5, 2014, 1,675 RSUs vested on October 19, 2016. Read SEC document |
| October 19, 2016 Filed Oct 21, 2016 18:54 UTC | GREENBRIER COMPANIES INC GBX · Entity 4790 | Tax withholdingCommon stock - GBX | 1,217 | $35.55 | $43,264.35 |
DisclosureSEC source: 0001209191-16-146568 · doc4.xml · nonDerivative · entry 2 Manning Anne · CIK 0001418205 · VP Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,053 F2 · shares: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated May 5, 2014, common shares otherwise issuable to the Reporting Person upon vesting of the award were surrendered to the Company to settle the statutory withholding tax obligation incurred upon vesting of the award. Read SEC document |
| October 19, 2016 Filed Oct 21, 2016 18:54 UTC | GREENBRIER COMPANIES INC GBX · Entity 4790 | Exercise / conversionCommon stock - GBX | 3,350 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-146568 · doc4.xml · nonDerivative · entry 1 Manning Anne · CIK 0001418205 · VP Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,270 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On May 5, 2014, the Reporting Person was awarded 1,675 performance-based restricted stock units ("RSUs"), including 838 RSUs subject to vesting based on the Issuer's achievement of adjusted EBITDA performance objectives and 837 RSUs subject to vesting based on the issuer's achievement of ROE performance objectives. The issuer achieved performance above the stretch level against the adjusted EBITDA performance objectives and achieved performance above the stretch level against the ROE performance objectives, resulting in the Reporting Person being entitled to receive the number of shares of the Company's common stock equal to 200% and 200% of the adjusted EBITDA and ROE RSUs awarded to the Reporting Person, respectively. Accordingly, 3,350 shares of the Company's common stock were issued to the Reporting Person as of the determination date, October 19, 2016. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.