Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| GREENBRIER COMPANIES INCGBX · Entity 4790 | VP, Corporate Controller | April 04, 2020 | April 07, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
GREENBRIER COMPANIES INC
Report date April 04, 2020 · Filed April 07, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 21,259 |
Ending reported balance
After 2020-04-04 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2020-04-04 · Exercise / conversion · Acquired 833 · Balance 21,574 Row 2 · 2020-04-04 · Tax withholding · Disposed 315 · Balance 21,259 F1: Common shares otherwise issuable to the Reporting Person upon vesting of RSUs were surrendered to the Issuer to settle the statutory withholding tax obligation incurred upon vesting of the award. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 6,666 |
Reported balance
After 2020-04-04 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2020-04-04 · Exercise / conversion · Disposed 833 · Balance 6,666 F3: Each RSU represents a contingent right to receive one share of GBX common stock. F4: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated April 4, 2018, 833 restricted stock units vested on April 4, 2020. |
| Common StockSEC Table I · non-derivative | Indirectby Trust | 2,313 |
Reported balance
Holding disclosure · report date 2020-04-04 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 2,313 F2: Indirect shares reported on this form are held by Reliance Trust Company as Trustee for Nonqualified Deferred Compensation Plan for Employees. |
Filing footnotes · ownership attribution and instrument terms
F1: Common shares otherwise issuable to the Reporting Person upon vesting of RSUs were surrendered to the Issuer to settle the statutory withholding tax obligation incurred upon vesting of the award.
F2: Indirect shares reported on this form are held by Reliance Trust Company as Trustee for Nonqualified Deferred Compensation Plan for Employees.
F3: Each RSU represents a contingent right to receive one share of GBX common stock.
F4: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated April 4, 2018, 833 restricted stock units vested on April 4, 2020.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 04, 2020 Filed Apr 7, 2020 20:42 UTC | GREENBRIER COMPANIES INC GBX · Entity 4790 | Exercise / conversionRestricted Stock Units · Derivative | 833 | $0.00 | $0.00 |
DisclosureSEC source: 0000923120-20-000023 · edgardoc.xml · derivative · entry 4 Manning Anne · CIK 0001418205 · VP, Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,666 Underlying: Common Stock · 833 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of GBX common stock. F4 · derivative.exercise_date: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated April 4, 2018, 833 restricted stock units vested on April 4, 2020. F4 · derivative.expiration_date: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated April 4, 2018, 833 restricted stock units vested on April 4, 2020. Read SEC document |
| April 04, 2020 Filed Apr 7, 2020 20:42 UTC | GREENBRIER COMPANIES INC GBX · Entity 4790 | Tax withholdingCommon Stock | 315 | $13.12 | $4,132.80 |
DisclosureSEC source: 0000923120-20-000023 · edgardoc.xml · nonDerivative · entry 2 Manning Anne · CIK 0001418205 · VP, Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,259 F1 · shares: Common shares otherwise issuable to the Reporting Person upon vesting of RSUs were surrendered to the Issuer to settle the statutory withholding tax obligation incurred upon vesting of the award. Read SEC document |
| April 04, 2020 Filed Apr 7, 2020 20:42 UTC | GREENBRIER COMPANIES INC GBX · Entity 4790 | Exercise / conversionCommon Stock | 833 | $0.00 | $0.00 |
DisclosureSEC source: 0000923120-20-000023 · edgardoc.xml · nonDerivative · entry 1 Manning Anne · CIK 0001418205 · VP, Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,574 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 27, 2020 Filed Mar 31, 2020 21:09 UTC | GREENBRIER COMPANIES INC GBX · Entity 4790 | Exercise / conversionRestricted Stock Units · Derivative | 776 | $0.00 | $0.00 |
DisclosureSEC source: 0000923120-20-000015 · edgardoc.xml · derivative · entry 4 Manning Anne · CIK 0001418205 · VP, Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,499 Underlying: Common Stock · 776 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of GBX common stock. F4 · derivative.exercise_date: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated March 27, 2017, 776 restricted stock units vested on March 27, 2020. F4 · derivative.expiration_date: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated March 27, 2017, 776 restricted stock units vested on March 27, 2020. Read SEC document |
| March 27, 2020 Filed Mar 31, 2020 21:09 UTC | GREENBRIER COMPANIES INC GBX · Entity 4790 | Exercise / conversionCommon Stock | 388 | $0.00 | $0.00 |
DisclosureSEC source: 0000923120-20-000015 · edgardoc.xml · nonDerivative · entry 3 Manning Anne · CIK 0001418205 · VP, Corporate Controller 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 2,313 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · ownership.nature: Indirect shares reported on this form are held by Reliance Trust Company as Trustee for Nonqualified Deferred Compensation Plan for Employees. Read SEC document |
| March 27, 2020 Filed Mar 31, 2020 21:09 UTC | GREENBRIER COMPANIES INC GBX · Entity 4790 | Exercise / conversionCommon Stock | 388 | $0.00 | $0.00 |
DisclosureSEC source: 0000923120-20-000015 · edgardoc.xml · nonDerivative · entry 2 Manning Anne · CIK 0001418205 · VP, Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,741 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 27, 2020 Filed Mar 31, 2020 21:09 UTC | GREENBRIER COMPANIES INC GBX · Entity 4790 | Tax withholdingCommon Stock | 147 | $17.75 | $2,609.25 |
DisclosureSEC source: 0000923120-20-000015 · edgardoc.xml · nonDerivative · entry 1 Manning Anne · CIK 0001418205 · VP, Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,353 F1 · shares: Common shares otherwise issuable to the Reporting Person upon vesting of RSUs were surrendered to the Issuer to settle the statutory withholding tax obligation incurred upon vesting of the award. Read SEC document |
| October 23, 2019 Filed Oct 25, 2019 01:43 UTC | GREENBRIER COMPANIES INC GBX · Entity 4790 | Exercise / conversionRestricted Stock Units · Derivative | 667 | $0.00 | $0.00 |
DisclosureSEC source: 0000923120-19-000017 · edgardoc.xml · derivative · entry 7 Manning Anne · CIK 0001418205 · VP, Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,275 Underlying: Common Stock · 667 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of GBX common stock. F5 · derivative.exercise_date: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated October 23, 2018, 667 RSUs vested on October 23, 2019. F5 · derivative.expiration_date: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated October 23, 2018, 667 RSUs vested on October 23, 2019. Read SEC document |
| October 23, 2019 Filed Oct 25, 2019 01:43 UTC | GREENBRIER COMPANIES INC GBX · Entity 4790 | Tax withholdingCommon Stock | 224 | $31.79 | $7,120.96 |
DisclosureSEC source: 0000923120-19-000017 · edgardoc.xml · nonDerivative · entry 4 Manning Anne · CIK 0001418205 · VP, Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,500 F2 · shares: Common shares otherwise issuable to the Reporting Person upon vesting of RSUs were surrendered to the Issuer to settle the statutory withholding tax obligation incurred upon vesting of the award. Read SEC document |
| October 23, 2019 Filed Oct 25, 2019 01:43 UTC | GREENBRIER COMPANIES INC GBX · Entity 4790 | Exercise / conversionCommon Stock | 667 | $0.00 | $0.00 |
DisclosureSEC source: 0000923120-19-000017 · edgardoc.xml · nonDerivative · entry 3 Manning Anne · CIK 0001418205 · VP, Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,724 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 22, 2019 Filed Oct 25, 2019 01:43 UTC | GREENBRIER COMPANIES INC GBX · Entity 4790 | Exercise / conversionRestricted Stock Units · Derivative | 1,863 | $0.00 | $0.00 |
DisclosureSEC source: 0000923120-19-000017 · edgardoc.xml · derivative · entry 6 Manning Anne · CIK 0001418205 · VP, Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,942 Underlying: Common Stock · 1,863 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of GBX common stock. F1 · shares: On March 27, 2017, the Reporting Person was awarded 2,328 performance-based restricted stock units ("RSUs"), including 1,863 RSUs subject to vesting based on the Issuer's achievement of adjusted EBITDA performance objectives and 465 RSUs subject to vesting based on the Issuer's achievement of ROE performance objectives. The Issuer achieved performance between target (goal) and stretch levels against the adjusted EBITDA performance objective and below threshold levels against the ROE performance objectives, resulting in the Reporting Person being entitled to receive the number of shares of the Issuer's common stock equal to 123.2% and 0% of the adjusted EBITDA and ROE RSUs awarded to the Reporting Person, respectively. Accordingly, 2,296 shares of the Issuer's common stock were issued to the Reporting Person as of the determination date, October 22, 2019 and 465 RSUs subject to ROE performance objectives were cancelled. F4 · derivative.exercise_date: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated March 27, 2017, 1,863 RSUs vested and 465 RSUs were cancelled on October 22, 2019. F4 · derivative.expiration_date: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated March 27, 2017, 1,863 RSUs vested and 465 RSUs were cancelled on October 22, 2019. Read SEC document |
| October 22, 2019 Filed Oct 25, 2019 01:43 UTC | GREENBRIER COMPANIES INC GBX · Entity 4790 | Exercise / conversionCommon Stock | 1,149 | $0.00 | $0.00 |
DisclosureSEC source: 0000923120-19-000017 · edgardoc.xml · nonDerivative · entry 5 Manning Anne · CIK 0001418205 · VP, Corporate Controller 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 1,925 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On March 27, 2017, the Reporting Person was awarded 2,328 performance-based restricted stock units ("RSUs"), including 1,863 RSUs subject to vesting based on the Issuer's achievement of adjusted EBITDA performance objectives and 465 RSUs subject to vesting based on the Issuer's achievement of ROE performance objectives. The Issuer achieved performance between target (goal) and stretch levels against the adjusted EBITDA performance objective and below threshold levels against the ROE performance objectives, resulting in the Reporting Person being entitled to receive the number of shares of the Issuer's common stock equal to 123.2% and 0% of the adjusted EBITDA and ROE RSUs awarded to the Reporting Person, respectively. Accordingly, 2,296 shares of the Issuer's common stock were issued to the Reporting Person as of the determination date, October 22, 2019 and 465 RSUs subject to ROE performance objectives were cancelled. Read SEC document |
| October 22, 2019 Filed Oct 25, 2019 01:43 UTC | GREENBRIER COMPANIES INC GBX · Entity 4790 | Tax withholdingCommon Stock | 384 | $30.80 | $11,827.20 |
DisclosureSEC source: 0000923120-19-000017 · edgardoc.xml · nonDerivative · entry 2 Manning Anne · CIK 0001418205 · VP, Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,057 F2 · shares: Common shares otherwise issuable to the Reporting Person upon vesting of RSUs were surrendered to the Issuer to settle the statutory withholding tax obligation incurred upon vesting of the award. Read SEC document |
| October 22, 2019 Filed Oct 25, 2019 01:43 UTC | GREENBRIER COMPANIES INC GBX · Entity 4790 | Exercise / conversionCommon Stock | 1,147 | $0.00 | $0.00 |
DisclosureSEC source: 0000923120-19-000017 · edgardoc.xml · nonDerivative · entry 1 Manning Anne · CIK 0001418205 · VP, Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,441 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On March 27, 2017, the Reporting Person was awarded 2,328 performance-based restricted stock units ("RSUs"), including 1,863 RSUs subject to vesting based on the Issuer's achievement of adjusted EBITDA performance objectives and 465 RSUs subject to vesting based on the Issuer's achievement of ROE performance objectives. The Issuer achieved performance between target (goal) and stretch levels against the adjusted EBITDA performance objective and below threshold levels against the ROE performance objectives, resulting in the Reporting Person being entitled to receive the number of shares of the Issuer's common stock equal to 123.2% and 0% of the adjusted EBITDA and ROE RSUs awarded to the Reporting Person, respectively. Accordingly, 2,296 shares of the Issuer's common stock were issued to the Reporting Person as of the determination date, October 22, 2019 and 465 RSUs subject to ROE performance objectives were cancelled. Read SEC document |
| April 04, 2019 Filed Apr 5, 2019 22:07 UTC | GREENBRIER COMPANIES INC GBX · Entity 4790 | Exercise / conversionRestricted Stock Units · Derivative | 834 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-023871 · doc4.xml · derivative · entry 4 Manning Anne · CIK 0001418205 · VP Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,270 Underlying: Common Stock · 834 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of GBX common stock. F3 · derivative.exercise_date: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated April 4, 2018, 834 restricted stock units vested on April 4, 2019. F3 · derivative.expiration_date: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated April 4, 2018, 834 restricted stock units vested on April 4, 2019. Read SEC document |
| April 04, 2019 Filed Apr 5, 2019 22:07 UTC | GREENBRIER COMPANIES INC GBX · Entity 4790 | Tax withholdingCommon stock - GBX | 272 | $33.01 | $8,978.72 |
DisclosureSEC source: 0001209191-19-023871 · doc4.xml · nonDerivative · entry 2 Manning Anne · CIK 0001418205 · VP Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,294 F1 · shares: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated April 4, 2018, common shares otherwise issuable to the Reporting Person upon vesting of the award were surrendered to the Company to settle the statutory withholding tax obligation incurred upon vesting of the award. Read SEC document |
| April 04, 2019 Filed Apr 5, 2019 22:07 UTC | GREENBRIER COMPANIES INC GBX · Entity 4790 | Exercise / conversionCommon stock - GBX | 834 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-023871 · doc4.xml · nonDerivative · entry 1 Manning Anne · CIK 0001418205 · VP Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,566 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 30, 2019 Filed Apr 3, 2019 20:19 UTC | GREENBRIER COMPANIES INC GBX · Entity 4790 | Exercise / conversionRestricted Stock Units · Derivative | 1,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-023105 · doc4.xml · derivative · entry 4 Manning Anne · CIK 0001418205 · VP Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,104 Underlying: Common Stock · 1,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of GBX common stock. F3 · derivative.exercise_date: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated March 30, 2016, 1,500 restricted stock units vested on March 30, 2019. F3 · derivative.expiration_date: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated March 30, 2016, 1,500 restricted stock units vested on March 30, 2019. Read SEC document |
| March 30, 2019 Filed Apr 3, 2019 20:19 UTC | GREENBRIER COMPANIES INC GBX · Entity 4790 | Tax withholdingCommon stock - GBX | 552 | $32.23 | $17,790.96 |
DisclosureSEC source: 0001209191-19-023105 · doc4.xml · nonDerivative · entry 2 Manning Anne · CIK 0001418205 · VP Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,732 F1 · shares: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated March 30, 2016, common shares otherwise issuable to the Reporting Person upon vesting of the award were surrendered to the Company to settle the statutory withholding tax obligation incurred upon vesting of the award. Read SEC document |
| March 30, 2019 Filed Apr 3, 2019 20:19 UTC | GREENBRIER COMPANIES INC GBX · Entity 4790 | Exercise / conversionCommon stock - GBX | 1,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-023105 · doc4.xml · nonDerivative · entry 1 Manning Anne · CIK 0001418205 · VP Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,284 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 27, 2019 Filed Mar 29, 2019 22:40 UTC | GREENBRIER COMPANIES INC GBX · Entity 4790 | Exercise / conversionRestricted Stock Units · Derivative | 776 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-021854 · doc4.xml · derivative · entry 4 Manning Anne · CIK 0001418205 · VP Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,604 Underlying: Common Stock · 776 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of GBX common stock. F3 · derivative.exercise_date: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated March 27, 2017, 776 restricted stock units vested on March 27, 2019. F3 · derivative.expiration_date: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated March 27, 2017, 776 restricted stock units vested on March 27, 2019. Read SEC document |
| March 27, 2019 Filed Mar 29, 2019 22:40 UTC | GREENBRIER COMPANIES INC GBX · Entity 4790 | Exercise / conversionCommon stock - GBX | 388 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-021854 · doc4.xml · nonDerivative · entry 3 Manning Anne · CIK 0001418205 · VP Corporate Controller 10b5-1 filing: Not disclosed Ownership: Indirect · By Reliance Trust Company as Trustee for Nonqualified Deferred Compensation Plan for Employees Disclosed balance after: 776 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 27, 2019 Filed Mar 29, 2019 22:40 UTC | GREENBRIER COMPANIES INC GBX · Entity 4790 | Tax withholdingCommon stock - GBX | 151 | $32.45 | $4,899.95 |
DisclosureSEC source: 0001209191-19-021854 · doc4.xml · nonDerivative · entry 2 Manning Anne · CIK 0001418205 · VP Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,784 F1 · shares: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated March 27, 2017, common shares otherwise issuable to the Reporting Person upon vesting of the award were surrendered to the Company to settle the statutory withholding tax obligation incurred upon vesting of the award. Read SEC document |
| March 27, 2019 Filed Mar 29, 2019 22:40 UTC | GREENBRIER COMPANIES INC GBX · Entity 4790 | Exercise / conversionCommon stock - GBX | 388 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-021854 · doc4.xml · nonDerivative · entry 1 Manning Anne · CIK 0001418205 · VP Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,935 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 23, 2018 Filed Oct 26, 2018 00:25 UTC | GREENBRIER COMPANIES INC GBX · Entity 4790 | GrantRestricted Stock Units · Derivative | 4,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-056245 · doc4.xml · derivative · entry 5 Manning Anne · CIK 0001418205 · VP Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,380 Underlying: Common Stock · 4,000 shares Expires not disclosed F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of GBX common stock. F5 · derivative.exercise_date: One-half of the RSUs vest in three equal annual installments beginning on October 23, 2019 and the remaining one-half vest based upon achievement of performance criteria. Vested shares will be delivered to the Reporting Person on the anniversary dates of the grant or upon a determination that the performance criteria have been met. F5 · derivative.expiration_date: One-half of the RSUs vest in three equal annual installments beginning on October 23, 2019 and the remaining one-half vest based upon achievement of performance criteria. Vested shares will be delivered to the Reporting Person on the anniversary dates of the grant or upon a determination that the performance criteria have been met. Read SEC document |
| October 23, 2018 Filed Oct 26, 2018 00:25 UTC | GREENBRIER COMPANIES INC GBX · Entity 4790 | Exercise / conversionRestricted Stock Units · Derivative | 4,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-056245 · doc4.xml · derivative · entry 4 Manning Anne · CIK 0001418205 · VP Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,380 Underlying: Common Stock · 4,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of GBX common stock. F4 · shares: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated March 30, 2016, 4,500 RSUs vested on October 23, 2018. F4 · derivative.exercise_date: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated March 30, 2016, 4,500 RSUs vested on October 23, 2018. F4 · derivative.expiration_date: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated March 30, 2016, 4,500 RSUs vested on October 23, 2018. Read SEC document |
| October 23, 2018 Filed Oct 26, 2018 00:25 UTC | GREENBRIER COMPANIES INC GBX · Entity 4790 | Tax withholdingCommon stock - GBX | 1,737 | $58.31 | $101,284.47 |
DisclosureSEC source: 0001209191-18-056245 · doc4.xml · nonDerivative · entry 2 Manning Anne · CIK 0001418205 · VP Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,547 F2 · shares: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated March 30, 2016, common shares otherwise issuable to the Reporting Person upon vesting of the award were surrendered to the Company to settle the statutory withholding tax obligation incurred upon vesting of the award. Read SEC document |
| October 23, 2018 Filed Oct 26, 2018 00:25 UTC | GREENBRIER COMPANIES INC GBX · Entity 4790 | Exercise / conversionCommon stock - GBX | 5,191 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-056245 · doc4.xml · nonDerivative · entry 1 Manning Anne · CIK 0001418205 · VP Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,284 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On March 30, 2016, the Reporting Person was awarded 4,500 performance-based restricted stock units ("RSUs"), including 2,250 RSUs subject to vesting based on the Issuer's achievement of adjusted EBITDA performance objectives and 2,250 RSUs subject to vesting based on the Issuer's achievement of ROE performance objectives. The Issuer achieved performance between target(goal) and stretch levels against the adjusted EBITDA performance objective and between threshold and target(goal) levels against the ROE performance objective, resulting in the Reporting Person being entitled to receive the number of shares of the Company's common stock equal to 163.1% and 67.6% of the adjusted EBITDA and ROE RSUs awarded to the Reporting Person, respectively. Accordingly, 5,191 shares of the Company's common stock were issued to the Reporting Person as of the determination date, October 23, 2018. Read SEC document |
| July 18, 2018 Filed Jul 19, 2018 16:17 UTC | GREENBRIER COMPANIES INC GBX · Entity 4790 | SaleCommon stock - GBX | 3,000 | $55.05 | $165,150.00 |
DisclosureSEC source: 0001209191-18-043265 · doc4.xml · nonDerivative · entry 1 Manning Anne · CIK 0001418205 · VP Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,093 Read SEC document |
| May 22, 2018 Filed May 24, 2018 22:34 UTC | GREENBRIER COMPANIES INC GBX · Entity 4790 | Exercise / conversionRestricted Stock Units · Derivative | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-033143 · doc4.xml · derivative · entry 4 Manning Anne · CIK 0001418205 · VP Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,880 Underlying: Common Stock · 1,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of GBX common stock. F3 · derivative.exercise_date: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated May 22, 2015, 1,000 restricted stock units vested on May 22, 2018. F3 · derivative.expiration_date: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated May 22, 2015, 1,000 restricted stock units vested on May 22, 2018. Read SEC document |
| May 22, 2018 Filed May 24, 2018 22:34 UTC | GREENBRIER COMPANIES INC GBX · Entity 4790 | Tax withholdingCommon stock - GBX | 334 | $52.20 | $17,434.80 |
DisclosureSEC source: 0001209191-18-033143 · doc4.xml · nonDerivative · entry 2 Manning Anne · CIK 0001418205 · VP Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,093 F1 · shares: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated May 22, 2015, common shares otherwise issuable to the Reporting Person upon vesting of the award were surrendered to the Company to settle the statutory withholding tax obligation incurred upon vesting of the award. Read SEC document |
| May 22, 2018 Filed May 24, 2018 22:34 UTC | GREENBRIER COMPANIES INC GBX · Entity 4790 | Exercise / conversionCommon stock - GBX | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-033143 · doc4.xml · nonDerivative · entry 1 Manning Anne · CIK 0001418205 · VP Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,427 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 04, 2018 Filed Apr 6, 2018 23:22 UTC | GREENBRIER COMPANIES INC GBX · Entity 4790 | GrantRestricted Stock Units · Derivative | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-024254 · doc4.xml · derivative · entry 1 Manning Anne · CIK 0001418205 · VP Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,880 Underlying: Common Stock · 5,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of GBX common stock. F2 · derivative.exercise_date: One-half of the restricted stock units vest in three equal annual installments beginning on April 4, 2019 and the remaining one-half vest based upon achievement of performance criteria. Vested shares will be delivered to the Reporting Person on the anniversary dates of the grant or upon a determination that the performance criteria have been met. F2 · derivative.expiration_date: One-half of the restricted stock units vest in three equal annual installments beginning on April 4, 2019 and the remaining one-half vest based upon achievement of performance criteria. Vested shares will be delivered to the Reporting Person on the anniversary dates of the grant or upon a determination that the performance criteria have been met. Read SEC document |
| March 30, 2018 Filed Apr 2, 2018 21:08 UTC | GREENBRIER COMPANIES INC GBX · Entity 4790 | Exercise / conversionRestricted Stock Units · Derivative | 1,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-022490 · doc4.xml · derivative · entry 4 Manning Anne · CIK 0001418205 · VP Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,880 Underlying: Common Stock · 1,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of GBX common stock. F3 · derivative.exercise_date: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated March 30, 2016, 1,500 restricted stock units vested on March 30, 2018. F3 · derivative.expiration_date: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated March 30, 2016, 1,500 restricted stock units vested on March 30, 2018. Read SEC document |
| March 30, 2018 Filed Apr 2, 2018 21:08 UTC | GREENBRIER COMPANIES INC GBX · Entity 4790 | Tax withholdingCommon stock - GBX | 508 | $50.25 | $25,527.00 |
DisclosureSEC source: 0001209191-18-022490 · doc4.xml · nonDerivative · entry 2 Manning Anne · CIK 0001418205 · VP Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,427 F1 · shares: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated March 30, 2016, common shares otherwise issuable to the Reporting Person upon vesting of the award were surrendered to the Company to settle the statutory withholding tax obligation incurred upon vesting of the award. Read SEC document |
| March 30, 2018 Filed Apr 2, 2018 21:08 UTC | GREENBRIER COMPANIES INC GBX · Entity 4790 | Exercise / conversionCommon stock - GBX | 1,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-022490 · doc4.xml · nonDerivative · entry 1 Manning Anne · CIK 0001418205 · VP Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,935 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 27, 2018 Filed Mar 28, 2018 17:40 UTC | GREENBRIER COMPANIES INC GBX · Entity 4790 | Exercise / conversionRestricted Stock Units · Derivative | 776 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-021873 · doc4.xml · derivative · entry 4 Manning Anne · CIK 0001418205 · VP Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,380 Underlying: Common Stock · 776 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of GBX common stock. F3 · derivative.exercise_date: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated March 27, 2017, 776 restricted stock units vested on March 27, 2018. F3 · derivative.expiration_date: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated March 27, 2017, 776 restricted stock units vested on March 27, 2018. Read SEC document |
| March 27, 2018 Filed Mar 28, 2018 17:40 UTC | GREENBRIER COMPANIES INC GBX · Entity 4790 | Exercise / conversionCommon stock - GBX | 388 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-021873 · doc4.xml · nonDerivative · entry 3 Manning Anne · CIK 0001418205 · VP Corporate Controller 10b5-1 filing: Not disclosed Ownership: Indirect · By Reliance Trust Company as Trustee for Nonqualified Deferred Compensation Plan for Employees Disclosed balance after: 388 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 27, 2018 Filed Mar 28, 2018 17:40 UTC | GREENBRIER COMPANIES INC GBX · Entity 4790 | Tax withholdingCommon stock - GBX | 150 | $51.45 | $7,717.50 |
DisclosureSEC source: 0001209191-18-021873 · doc4.xml · nonDerivative · entry 2 Manning Anne · CIK 0001418205 · VP Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,435 F1 · shares: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated March 27, 2017, common shares otherwise issuable to the Reporting Person upon vesting of the award were surrendered to the Company to settle the statutory withholding tax obligation incurred upon vesting of the award. Read SEC document |
| March 27, 2018 Filed Mar 28, 2018 17:40 UTC | GREENBRIER COMPANIES INC GBX · Entity 4790 | Exercise / conversionCommon stock - GBX | 388 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-021873 · doc4.xml · nonDerivative · entry 1 Manning Anne · CIK 0001418205 · VP Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,585 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 24, 2017 Filed Oct 26, 2017 23:45 UTC | GREENBRIER COMPANIES INC GBX · Entity 4790 | Exercise / conversionRestricted Stock Units · Derivative | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-058088 · doc4.xml · derivative · entry 3 Manning Anne · CIK 0001418205 · VP Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,156 Underlying: Common Stock · 3,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of GBX common stock. F4 · shares: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated May 22, 2015, 3,000 RSUs vested on October 24, 2017. F4 · derivative.exercise_date: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated May 22, 2015, 3,000 RSUs vested on October 24, 2017. F4 · derivative.expiration_date: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated May 22, 2015, 3,000 RSUs vested on October 24, 2017. Read SEC document |
| October 24, 2017 Filed Oct 26, 2017 23:45 UTC | GREENBRIER COMPANIES INC GBX · Entity 4790 | Tax withholdingCommon stock - GBX | 1,863 | $51.65 | $96,223.95 |
DisclosureSEC source: 0001209191-17-058088 · doc4.xml · nonDerivative · entry 2 Manning Anne · CIK 0001418205 · VP Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,197 F2 · shares: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated May 22, 2015, common shares otherwise issuable to the Reporting Person upon vesting of the award were surrendered to the Company to settle the statutory withholding tax obligation incurred upon vesting of the award. Read SEC document |
| October 24, 2017 Filed Oct 26, 2017 23:45 UTC | GREENBRIER COMPANIES INC GBX · Entity 4790 | Exercise / conversionCommon stock - GBX | 5,121 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-058088 · doc4.xml · nonDerivative · entry 1 Manning Anne · CIK 0001418205 · VP Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,060 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On May 22, 2015, the Reporting Person was awarded 3,000 performance-based restricted stock units ("RSUs"), including 1,500 RSUs subject to vesting based on the Issuer's achievement of adjusted EBITDA performance objectives and 1,500 RSUs subject to vesting based on the issuer's achievement of ROE performance objectives. The issuer achieved performance at between target and stretch levels against the adjusted EBITDA performance objective and the ROE performance objectives, resulting in the Reporting Person being entitled to receive the number of shares of the Company's common stock equal to 168.4% and 173.0% of the adjusted EBITDA and ROE RSUs awarded to the Reporting Person, respectively. Accordingly, 5,121 shares of the Company's common stock were issued to the Reporting Person as of the determination date, October 24, 2017. Read SEC document |
| August 14, 2017 Filed Aug 14, 2017 20:08 UTC | GREENBRIER COMPANIES INC GBX · Entity 4790 | SaleCommon stock - GBX | 6,000 | $46.55 | $279,315.00 |
DisclosureSEC source: 0001209191-17-048749 · doc4.xml · nonDerivative · entry 1 Manning Anne · CIK 0001418205 · VP Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,939 Read SEC document |
| May 22, 2017 Filed May 24, 2017 00:49 UTC | GREENBRIER COMPANIES INC GBX · Entity 4790 | Exercise / conversionRestricted Stock Units · Derivative | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-034774 · doc4.xml · derivative · entry 3 Manning Anne · CIK 0001418205 · VP Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,156 Underlying: Common Stock · 1,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of GBX common stock. F3 · derivative.exercise_date: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated May 22, 2015, 1,000 restricted stock units vested on May 22, 2017. F3 · derivative.expiration_date: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated May 22, 2015, 1,000 restricted stock units vested on May 22, 2017. F3 · derivative.underlying_shares: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated May 22, 2015, 1,000 restricted stock units vested on May 22, 2017. Read SEC document |
| May 22, 2017 Filed May 24, 2017 00:49 UTC | GREENBRIER COMPANIES INC GBX · Entity 4790 | Tax withholdingCommon stock - GBX | 362 | $44.45 | $16,090.90 |
DisclosureSEC source: 0001209191-17-034774 · doc4.xml · nonDerivative · entry 2 Manning Anne · CIK 0001418205 · VP Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,939 F1 · shares: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated May 22, 2015, common shares otherwise issuable to the Reporting Person upon vesting of the award were surrendered to the Company to settle the statutory withholding tax obligation incurred upon vesting of the award. Read SEC document |
| May 22, 2017 Filed May 24, 2017 00:49 UTC | GREENBRIER COMPANIES INC GBX · Entity 4790 | Exercise / conversionCommon stock - GBX | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-034774 · doc4.xml · nonDerivative · entry 1 Manning Anne · CIK 0001418205 · VP Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,301 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 05, 2017 Filed May 8, 2017 19:44 UTC | GREENBRIER COMPANIES INC GBX · Entity 4790 | Exercise / conversionRestricted Stock Units · Derivative | 558 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-030558 · doc4.xml · derivative · entry 3 Manning Anne · CIK 0001418205 · VP Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,156 Underlying: Common Stock · 558 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of GBX common stock. F3 · derivative.exercise_date: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated May 5, 2014, 558 restricted stock units vested on May 5, 2017. F3 · derivative.expiration_date: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated May 5, 2014, 558 restricted stock units vested on May 5, 2017. Read SEC document |
| May 05, 2017 Filed May 8, 2017 19:44 UTC | GREENBRIER COMPANIES INC GBX · Entity 4790 | Tax withholdingCommon stock - GBX | 197 | $43.15 | $8,500.55 |
DisclosureSEC source: 0001209191-17-030558 · doc4.xml · nonDerivative · entry 2 Manning Anne · CIK 0001418205 · VP Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,301 F1 · shares: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated May 5, 2014, common shares otherwise issuable to the Reporting Person upon vesting of the award were surrendered to the Company to settle the statutory withholding tax obligation incurred upon vesting of the award. Read SEC document |
| May 05, 2017 Filed May 8, 2017 19:44 UTC | GREENBRIER COMPANIES INC GBX · Entity 4790 | Exercise / conversionCommon stock - GBX | 558 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-030558 · doc4.xml · nonDerivative · entry 1 Manning Anne · CIK 0001418205 · VP Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,498 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.