Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CNO Financial Group, Inc.CNO · Entity 576 | President, Colonial Penn | April 03, 2020 | April 07, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CNO Financial Group, Inc.
Report date April 03, 2020 · Filed April 07, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 23,653 |
Reported balance
After 2020-04-03 transaction · row 1
1 source rowRow 1 · 2020-04-03 · Tax withholding · Disposed 586 · Balance 23,653 F1: Shares were surrendered to CNO Financial Group, Inc. to cover required tax withholding on restricted stock units. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares were surrendered to CNO Financial Group, Inc. to cover required tax withholding on restricted stock units.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 03, 2020 Filed Apr 7, 2020 17:33 UTC | CNO Financial Group, Inc. CNO · Entity 576 | Tax withholdingCommon Stock | 586 | $10.74 | $6,293.64 |
DisclosureSEC source: 0001250988-20-000039 · edgar.xml · nonDerivative · entry 1 Schwartz Joel H. · CIK 0001740736 · President, Colonial Penn 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,653 F1 · shares: Shares were surrendered to CNO Financial Group, Inc. to cover required tax withholding on restricted stock units. Read SEC document |
| March 25, 2020 Filed Mar 27, 2020 16:54 UTC | CNO Financial Group, Inc. CNO · Entity 576 | Tax withholdingCommon Stock | 1,603 | $12.88 | $20,646.64 |
DisclosureSEC source: 0001250988-20-000031 · edgar.xml · nonDerivative · entry 1 Schwartz Joel H. · CIK 0001740736 · President, Colonial Penn 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,239 F1 · shares: Shares were surrendered to CNO Financial Group, Inc. to cover required tax withholding on vesting of restricted stock units. Read SEC document |
| February 18, 2020 Filed Feb 20, 2020 21:29 UTC | CNO Financial Group, Inc. CNO · Entity 576 | Tax withholdingCommon Stock | 1,299 | $19.39 | $25,187.61 |
DisclosureSEC source: 0001250988-20-000011 · edgar.xml · nonDerivative · entry 2 Schwartz Joel H. · CIK 0001740736 · President, Colonial Penn 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,842 F2 · shares: Shares were surrendered to CNO Financial Group, Inc. to cover required tax withholding on performance share units. Read SEC document |
| February 18, 2020 Filed Feb 20, 2020 21:29 UTC | CNO Financial Group, Inc. CNO · Entity 576 | GrantCommon Stock | 3,538 | $19.39 | $68,601.82 |
DisclosureSEC source: 0001250988-20-000011 · edgar.xml · nonDerivative · entry 1 Schwartz Joel H. · CIK 0001740736 · President, Colonial Penn 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,141 F1 · shares: These shares were acquired upon vesting of performance share units for the 2017-2019 performance period, based on the Issuer's average pre-tax operating return on equity over that period. Read SEC document |
| November 18, 2019 Filed Nov 19, 2019 16:37 UTC | CNO Financial Group, Inc. CNO · Entity 576 | SaleCommon Stock | 1,717 | $18.21 | $31,266.57 |
DisclosureSEC source: 0001250988-19-000039 · edgar.xml · nonDerivative · entry 1 Schwartz Joel H. · CIK 0001740736 · President, Colonial Penn 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,603 Read SEC document |
| April 03, 2019 Filed Apr 4, 2019 16:45 UTC | CNO Financial Group, Inc. CNO · Entity 576 | Tax withholdingCommon Stock | 586 | $16.49 | $9,663.14 |
DisclosureSEC source: 0001250988-19-000024 · edgar.xml · nonDerivative · entry 1 Schwartz Joel H. · CIK 0001740736 · President, Colonial Penn 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,320 F1 · shares: Shares were surrendered to CNO Financial Group, Inc. to cover required tax withholding on vesting of restricted stock units. Read SEC document |
| March 25, 2019 Filed Mar 27, 2019 15:19 UTC | CNO Financial Group, Inc. CNO · Entity 576 | Tax withholdingCommon Stock | 1,068 | $15.90 | $16,981.20 |
DisclosureSEC source: 0001252604-19-000011 · edgar.xml · nonDerivative · entry 1 Schwartz Joel H. · CIK 0001740736 · President, Colonial Penn 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,906 F1 · shares: Shares were surrendered to CNO Financial Group, Inc. to cover required tax withholding on vesting of restricted stock awards and units. Read SEC document |
| February 19, 2019 Filed Feb 21, 2019 22:59 UTC | CNO Financial Group, Inc. CNO · Entity 576 | GrantStock Options · Derivative | 16,900 | $0.00 Strike: $17.48 | $0.00 |
DisclosureSEC source: 0001250988-19-000015 · edgar.xml · derivative · entry 4 Schwartz Joel H. · CIK 0001740736 · President, Colonial Penn 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,900 Underlying: Common Stock · 16,900 shares Expires 2029-02-19 F5 · derivative.exercise_date: One-half of these options vest on February 19, 2021 and one-half vest on February 19, 2022. Read SEC document |
| February 19, 2019 Filed Feb 21, 2019 22:59 UTC | CNO Financial Group, Inc. CNO · Entity 576 | GrantRestricted Stock Units | 6,900 | $17.48 | $120,612.00 |
DisclosureSEC source: 0001250988-19-000015 · edgar.xml · nonDerivative · entry 3 Schwartz Joel H. · CIK 0001740736 · President, Colonial Penn 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,974 F3 · security: Restricted stock units convert into common stock on a one-for-one basis. F4 · security: The restricted stock units vest in three equal annual installments beginning March 25, 2020. Read SEC document |
| February 19, 2019 Filed Feb 21, 2019 22:59 UTC | CNO Financial Group, Inc. CNO · Entity 576 | Tax withholdingCommon Stock | 1,273 | $17.48 | $22,252.04 |
DisclosureSEC source: 0001250988-19-000015 · edgar.xml · nonDerivative · entry 2 Schwartz Joel H. · CIK 0001740736 · President, Colonial Penn 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,074 F2 · shares: Shares were surrendered to CNO Financial Group, Inc. to cover required tax withholding on performance share units. Read SEC document |
| February 19, 2019 Filed Feb 21, 2019 22:59 UTC | CNO Financial Group, Inc. CNO · Entity 576 | GrantCommon Stock | 3,468 | $17.48 | $60,620.64 |
DisclosureSEC source: 0001250988-19-000015 · edgar.xml · nonDerivative · entry 1 Schwartz Joel H. · CIK 0001740736 · President, Colonial Penn 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,347 F1 · shares: These shares were acquired upon vesting of performance share units for the 2016-2018 performance period, based on the Issuer's average pre-tax operating return on equity over that period. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.