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Ancora Merlin, LP

Disclosed activity across 1 company

Tapewire entity
149853
SEC CIK
0001694450

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Reported relationships

Latest disclosed role at each company.

No relationships currently tracked through insider filings.

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

No balances currently tracked through insider filings.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Section 16 reporting ended · disclosed 2020-04-15. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock $0.01 par valueSEC Table I · non-derivativeIndirectSee Footnote863,814 Reported balance After 2020-04-14 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2020-04-14 · Other · Acquired 84,900 · Balance 863,814

F1: This Form 4 is filed jointly by Ancora Merlin Institutional LP ("Ancora Merlin Institutional"), Ancora Merlin, LP ("Ancora Merlin"), Ancora Catalyst Institutional, LP ("Ancora Catalyst Institutional"), Ancora Catalyst, LP ("Ancora Catalyst"), Ancora Catalyst SPV I LP ("Ancora SPV I"), Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C ("Ancora SPV I Ltd"), Ancora Advisors, LLC ("Ancora Advisors") and Frederick DiSanto (collectively, the "Reporting Persons"). Each of the Reporting Persons is a member of a Section 13(d) group that previously owned more than 10% of the Issuer's outstanding shares of Common Stock, par value $0.01 (the "Common Stock"). As of April 14, 2020, the Reporting Persons ceased to own in the aggregate more than 10% of the Issuer's outstanding Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

F2: Securities owned directly by Ancora Merlin Institutional. As the investment advisor of Ancora Merlin Institutional, Ancora Advisors may be deemed to beneficially own the securities owned directly by Ancora Merlin Institutional. As the Chairman and Chief Executive Officer, Mr. DiSanto may be deemed to beneficially own the securities owned directly by Ancora Merlin Institutional.

Common Stock $0.01 par valueSEC Table I · non-derivativeIndirectSee Footnote90,054 Reported balance After 2020-04-14 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 2 · 2020-04-14 · Other · Acquired 8,400 · Balance 90,054

F1: This Form 4 is filed jointly by Ancora Merlin Institutional LP ("Ancora Merlin Institutional"), Ancora Merlin, LP ("Ancora Merlin"), Ancora Catalyst Institutional, LP ("Ancora Catalyst Institutional"), Ancora Catalyst, LP ("Ancora Catalyst"), Ancora Catalyst SPV I LP ("Ancora SPV I"), Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C ("Ancora SPV I Ltd"), Ancora Advisors, LLC ("Ancora Advisors") and Frederick DiSanto (collectively, the "Reporting Persons"). Each of the Reporting Persons is a member of a Section 13(d) group that previously owned more than 10% of the Issuer's outstanding shares of Common Stock, par value $0.01 (the "Common Stock"). As of April 14, 2020, the Reporting Persons ceased to own in the aggregate more than 10% of the Issuer's outstanding Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

F3: Securities owned directly by Ancora Merlin. As the investment advisor of Ancora Merlin, Ancora Advisors may be deemed to beneficially own the securities owned directly by Ancora Merlin. As the Chairman and Chief Executive Officer, Mr. DiSanto may be deemed to beneficially own the securities owned directly by Ancora Merlin.

Common Stock $0.01 par valueSEC Table I · non-derivativeIndirectSee Footnote784,711 Reported balance After 2020-04-14 transaction · row 3 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 3 · 2020-04-14 · Other · Acquired 68,100 · Balance 784,711

F1: This Form 4 is filed jointly by Ancora Merlin Institutional LP ("Ancora Merlin Institutional"), Ancora Merlin, LP ("Ancora Merlin"), Ancora Catalyst Institutional, LP ("Ancora Catalyst Institutional"), Ancora Catalyst, LP ("Ancora Catalyst"), Ancora Catalyst SPV I LP ("Ancora SPV I"), Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C ("Ancora SPV I Ltd"), Ancora Advisors, LLC ("Ancora Advisors") and Frederick DiSanto (collectively, the "Reporting Persons"). Each of the Reporting Persons is a member of a Section 13(d) group that previously owned more than 10% of the Issuer's outstanding shares of Common Stock, par value $0.01 (the "Common Stock"). As of April 14, 2020, the Reporting Persons ceased to own in the aggregate more than 10% of the Issuer's outstanding Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

F4: Securities owned directly by Ancora Catalyst Institutional. As the investment advisor of Ancora Catalyst Institutional, Ancora Advisors may be deemed to beneficially own the securities owned directly by Ancora Catalyst Institutional. As the Chairman and Chief Executive Officer, Mr. DiSanto may be deemed to beneficially own the securities owned directly by Ancora Catalyst Institutional.

Common Stock $0.01 par valueSEC Table I · non-derivativeIndirectSee Footnote59,368 Reported balance After 2020-04-14 transaction · row 4 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 4 · 2020-04-14 · Other · Acquired 4,900 · Balance 59,368

F1: This Form 4 is filed jointly by Ancora Merlin Institutional LP ("Ancora Merlin Institutional"), Ancora Merlin, LP ("Ancora Merlin"), Ancora Catalyst Institutional, LP ("Ancora Catalyst Institutional"), Ancora Catalyst, LP ("Ancora Catalyst"), Ancora Catalyst SPV I LP ("Ancora SPV I"), Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C ("Ancora SPV I Ltd"), Ancora Advisors, LLC ("Ancora Advisors") and Frederick DiSanto (collectively, the "Reporting Persons"). Each of the Reporting Persons is a member of a Section 13(d) group that previously owned more than 10% of the Issuer's outstanding shares of Common Stock, par value $0.01 (the "Common Stock"). As of April 14, 2020, the Reporting Persons ceased to own in the aggregate more than 10% of the Issuer's outstanding Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

F5: Securities owned directly by Ancora Catalyst. As the investment advisor of Ancora Catalyst, Ancora Advisors may be deemed to beneficially own the securities owned directly by Ancora Catalyst. As the Chairman and Chief Executive Officer, Mr. DiSanto may be deemed to beneficially own the securities owned directly by Ancora Catalyst.

Common Stock $0.01 par valueSEC Table I · non-derivativeIndirectSee Footnote612,056 Reported balance After 2020-04-14 transaction · row 5 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 5 · 2020-04-14 · Other · Acquired 62,300 · Balance 612,056

F1: This Form 4 is filed jointly by Ancora Merlin Institutional LP ("Ancora Merlin Institutional"), Ancora Merlin, LP ("Ancora Merlin"), Ancora Catalyst Institutional, LP ("Ancora Catalyst Institutional"), Ancora Catalyst, LP ("Ancora Catalyst"), Ancora Catalyst SPV I LP ("Ancora SPV I"), Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C ("Ancora SPV I Ltd"), Ancora Advisors, LLC ("Ancora Advisors") and Frederick DiSanto (collectively, the "Reporting Persons"). Each of the Reporting Persons is a member of a Section 13(d) group that previously owned more than 10% of the Issuer's outstanding shares of Common Stock, par value $0.01 (the "Common Stock"). As of April 14, 2020, the Reporting Persons ceased to own in the aggregate more than 10% of the Issuer's outstanding Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

F6: Securities owned directly by Ancora SPV I. As the investment advisor of Ancora SPV I, Ancora Advisors may be deemed to beneficially own the securities owned directly by Ancora SPV I. As the Chairman and Chief Executive Officer, Mr. DiSanto may be deemed to beneficially own the securities owned directly by Ancora SPV I.

Common Stock $0.01 par valueSEC Table I · non-derivativeIndirectSee Footnote512,040 Reported balance After 2020-04-14 transaction · row 6 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 6 · 2020-04-14 · Other · Acquired 58,900 · Balance 512,040

F1: This Form 4 is filed jointly by Ancora Merlin Institutional LP ("Ancora Merlin Institutional"), Ancora Merlin, LP ("Ancora Merlin"), Ancora Catalyst Institutional, LP ("Ancora Catalyst Institutional"), Ancora Catalyst, LP ("Ancora Catalyst"), Ancora Catalyst SPV I LP ("Ancora SPV I"), Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C ("Ancora SPV I Ltd"), Ancora Advisors, LLC ("Ancora Advisors") and Frederick DiSanto (collectively, the "Reporting Persons"). Each of the Reporting Persons is a member of a Section 13(d) group that previously owned more than 10% of the Issuer's outstanding shares of Common Stock, par value $0.01 (the "Common Stock"). As of April 14, 2020, the Reporting Persons ceased to own in the aggregate more than 10% of the Issuer's outstanding Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

F7: Securities owned directly by Ancora SPV I Ltd. As the investment advisor of Ancora SPV I Ltd, Ancora Advisors may be deemed to beneficially own the securities owned directly by Ancora SPV I Ltd. As the Chairman and Chief Executive Officer, Mr. DiSanto may be deemed to beneficially own the securities owned directly by Ancora SPV I Ltd.

Call Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $17.50 · Expires 2020-04-17IndirectSee Footnote849 Reported balance After 2020-04-14 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2020-04-14 · Sale · Disposed 297 · Balance 849

F2: Securities owned directly by Ancora Merlin Institutional. As the investment advisor of Ancora Merlin Institutional, Ancora Advisors may be deemed to beneficially own the securities owned directly by Ancora Merlin Institutional. As the Chairman and Chief Executive Officer, Mr. DiSanto may be deemed to beneficially own the securities owned directly by Ancora Merlin Institutional.

Call Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $17.50 · Expires 2020-04-17IndirectSee Footnote84 Reported balance After 2020-04-14 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2020-04-14 · Sale · Disposed 30 · Balance 84

F3: Securities owned directly by Ancora Merlin. As the investment advisor of Ancora Merlin, Ancora Advisors may be deemed to beneficially own the securities owned directly by Ancora Merlin. As the Chairman and Chief Executive Officer, Mr. DiSanto may be deemed to beneficially own the securities owned directly by Ancora Merlin.

Call Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $17.50 · Expires 2020-04-17IndirectSee Footnote681 Reported balance After 2020-04-14 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2020-04-14 · Sale · Disposed 236 · Balance 681

F4: Securities owned directly by Ancora Catalyst Institutional. As the investment advisor of Ancora Catalyst Institutional, Ancora Advisors may be deemed to beneficially own the securities owned directly by Ancora Catalyst Institutional. As the Chairman and Chief Executive Officer, Mr. DiSanto may be deemed to beneficially own the securities owned directly by Ancora Catalyst Institutional.

Call Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $17.50 · Expires 2020-04-17IndirectSee Footnote49 Reported balance After 2020-04-14 transaction · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · 2020-04-14 · Sale · Disposed 17 · Balance 49

F5: Securities owned directly by Ancora Catalyst. As the investment advisor of Ancora Catalyst, Ancora Advisors may be deemed to beneficially own the securities owned directly by Ancora Catalyst. As the Chairman and Chief Executive Officer, Mr. DiSanto may be deemed to beneficially own the securities owned directly by Ancora Catalyst.

Call Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $17.50 · Expires 2020-04-17IndirectSee Footnote623 Reported balance After 2020-04-14 transaction · row 11 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 11 · 2020-04-14 · Sale · Disposed 216 · Balance 623

F6: Securities owned directly by Ancora SPV I. As the investment advisor of Ancora SPV I, Ancora Advisors may be deemed to beneficially own the securities owned directly by Ancora SPV I. As the Chairman and Chief Executive Officer, Mr. DiSanto may be deemed to beneficially own the securities owned directly by Ancora SPV I.

Call Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $17.50 · Expires 2020-04-17IndirectSee Footnote589 Reported balance After 2020-04-14 transaction · row 12 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 12 · 2020-04-14 · Sale · Disposed 204 · Balance 589

F7: Securities owned directly by Ancora SPV I Ltd. As the investment advisor of Ancora SPV I Ltd, Ancora Advisors may be deemed to beneficially own the securities owned directly by Ancora SPV I Ltd. As the Chairman and Chief Executive Officer, Mr. DiSanto may be deemed to beneficially own the securities owned directly by Ancora SPV I Ltd.

Call Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $17.50 · Expires 2020-04-17IndirectSee Footnote0 Reported balance After 2020-04-14 transaction · row 13 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 13 · 2020-04-14 · Other · Disposed 849 · Balance 0

F2: Securities owned directly by Ancora Merlin Institutional. As the investment advisor of Ancora Merlin Institutional, Ancora Advisors may be deemed to beneficially own the securities owned directly by Ancora Merlin Institutional. As the Chairman and Chief Executive Officer, Mr. DiSanto may be deemed to beneficially own the securities owned directly by Ancora Merlin Institutional.

Call Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $17.50 · Expires 2020-04-17IndirectSee Footnote0 Reported balance After 2020-04-14 transaction · row 14 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 14 · 2020-04-14 · Other · Disposed 84 · Balance 0

F3: Securities owned directly by Ancora Merlin. As the investment advisor of Ancora Merlin, Ancora Advisors may be deemed to beneficially own the securities owned directly by Ancora Merlin. As the Chairman and Chief Executive Officer, Mr. DiSanto may be deemed to beneficially own the securities owned directly by Ancora Merlin.

Call Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $17.50 · Expires 2020-04-17IndirectSee Footnote0 Reported balance After 2020-04-14 transaction · row 15 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 15 · 2020-04-14 · Other · Disposed 681 · Balance 0

F4: Securities owned directly by Ancora Catalyst Institutional. As the investment advisor of Ancora Catalyst Institutional, Ancora Advisors may be deemed to beneficially own the securities owned directly by Ancora Catalyst Institutional. As the Chairman and Chief Executive Officer, Mr. DiSanto may be deemed to beneficially own the securities owned directly by Ancora Catalyst Institutional.

Call Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $17.50 · Expires 2020-04-17IndirectSee Footnote0 Reported balance After 2020-04-14 transaction · row 16 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 16 · 2020-04-14 · Other · Disposed 49 · Balance 0

F5: Securities owned directly by Ancora Catalyst. As the investment advisor of Ancora Catalyst, Ancora Advisors may be deemed to beneficially own the securities owned directly by Ancora Catalyst. As the Chairman and Chief Executive Officer, Mr. DiSanto may be deemed to beneficially own the securities owned directly by Ancora Catalyst.

Call Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $17.50 · Expires 2020-04-17IndirectSee Footnote0 Reported balance After 2020-04-14 transaction · row 17 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 17 · 2020-04-14 · Other · Disposed 623 · Balance 0

F6: Securities owned directly by Ancora SPV I. As the investment advisor of Ancora SPV I, Ancora Advisors may be deemed to beneficially own the securities owned directly by Ancora SPV I. As the Chairman and Chief Executive Officer, Mr. DiSanto may be deemed to beneficially own the securities owned directly by Ancora SPV I.

Call Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $17.50 · Expires 2020-04-17IndirectSee Footnote0 Reported balance After 2020-04-14 transaction · row 18 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 18 · 2020-04-14 · Other · Disposed 589 · Balance 0

F7: Securities owned directly by Ancora SPV I Ltd. As the investment advisor of Ancora SPV I Ltd, Ancora Advisors may be deemed to beneficially own the securities owned directly by Ancora SPV I Ltd. As the Chairman and Chief Executive Officer, Mr. DiSanto may be deemed to beneficially own the securities owned directly by Ancora SPV I Ltd.

Filing footnotes · ownership attribution and instrument terms

F1: This Form 4 is filed jointly by Ancora Merlin Institutional LP ("Ancora Merlin Institutional"), Ancora Merlin, LP ("Ancora Merlin"), Ancora Catalyst Institutional, LP ("Ancora Catalyst Institutional"), Ancora Catalyst, LP ("Ancora Catalyst"), Ancora Catalyst SPV I LP ("Ancora SPV I"), Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C ("Ancora SPV I Ltd"), Ancora Advisors, LLC ("Ancora Advisors") and Frederick DiSanto (collectively, the "Reporting Persons"). Each of the Reporting Persons is a member of a Section 13(d) group that previously owned more than 10% of the Issuer's outstanding shares of Common Stock, par value $0.01 (the "Common Stock"). As of April 14, 2020, the Reporting Persons ceased to own in the aggregate more than 10% of the Issuer's outstanding Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

F2: Securities owned directly by Ancora Merlin Institutional. As the investment advisor of Ancora Merlin Institutional, Ancora Advisors may be deemed to beneficially own the securities owned directly by Ancora Merlin Institutional. As the Chairman and Chief Executive Officer, Mr. DiSanto may be deemed to beneficially own the securities owned directly by Ancora Merlin Institutional.

F3: Securities owned directly by Ancora Merlin. As the investment advisor of Ancora Merlin, Ancora Advisors may be deemed to beneficially own the securities owned directly by Ancora Merlin. As the Chairman and Chief Executive Officer, Mr. DiSanto may be deemed to beneficially own the securities owned directly by Ancora Merlin.

F4: Securities owned directly by Ancora Catalyst Institutional. As the investment advisor of Ancora Catalyst Institutional, Ancora Advisors may be deemed to beneficially own the securities owned directly by Ancora Catalyst Institutional. As the Chairman and Chief Executive Officer, Mr. DiSanto may be deemed to beneficially own the securities owned directly by Ancora Catalyst Institutional.

F5: Securities owned directly by Ancora Catalyst. As the investment advisor of Ancora Catalyst, Ancora Advisors may be deemed to beneficially own the securities owned directly by Ancora Catalyst. As the Chairman and Chief Executive Officer, Mr. DiSanto may be deemed to beneficially own the securities owned directly by Ancora Catalyst.

F6: Securities owned directly by Ancora SPV I. As the investment advisor of Ancora SPV I, Ancora Advisors may be deemed to beneficially own the securities owned directly by Ancora SPV I. As the Chairman and Chief Executive Officer, Mr. DiSanto may be deemed to beneficially own the securities owned directly by Ancora SPV I.

F7: Securities owned directly by Ancora SPV I Ltd. As the investment advisor of Ancora SPV I Ltd, Ancora Advisors may be deemed to beneficially own the securities owned directly by Ancora SPV I Ltd. As the Chairman and Chief Executive Officer, Mr. DiSanto may be deemed to beneficially own the securities owned directly by Ancora SPV I Ltd.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 25, 2020 Filed Apr 2, 2020 20:08 UTC Amendment BIG LOTS INC BIG · Entity 75883 OtherPut option (obligation to buy) · Derivative 20 $0.00 Strike: $25.00 $0.00
Disclosure

SEC source: 0000921895-20-000991 · form4a111142005_04022020.xml · derivative · entry 7

Ancora Advisors, LLC · CIK 0001446114 · See Explanation of Responses

ANCORA MERLIN INSTITUTIONAL, LP · CIK 0001431892 · See Explanation of Responses

Ancora Merlin, LP · CIK 0001694450 · See Explanation of Responses

Ancora Catalyst Institutional, LP · CIK 0001620142 · See Explanation of Responses

Ancora Catalyst, LP · CIK 0001694346 · See Explanation of Responses

Ancora Catalyst SPV I LP · CIK 0001740270 · See Explanation of Responses

Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C · CIK 0001802503 · See Explanation of Responses

DiSanto Frederick D. · CIK 0001498290 · See Explanation of Responses

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,105

Underlying: Common Stock $0.01 par value · 2,000 shares

Expires 2020-04-17

F2 · ownership.nature: Securities owned directly by Ancora Merlin Institutional. As the investment advisor of Ancora Merlin Institutional, Ancora Advisors may be deemed to beneficially own the securities owned directly by Ancora Merlin Institutional. As the Chairman and Chief Executive Officer, Mr. DiSanto may be deemed to beneficially own the securities owned directly by Ancora Merlin Institutional.

Read SEC document
March 25, 2020 Filed Apr 2, 2020 20:08 UTC Amendment BIG LOTS INC BIG · Entity 75883 OtherCommon Stock $0.01 par value 500 $25.00 $12,500.00
Disclosure

SEC source: 0000921895-20-000991 · form4a111142005_04022020.xml · nonDerivative · entry 3

Ancora Advisors, LLC · CIK 0001446114 · See Explanation of Responses

ANCORA MERLIN INSTITUTIONAL, LP · CIK 0001431892 · See Explanation of Responses

Ancora Merlin, LP · CIK 0001694450 · See Explanation of Responses

Ancora Catalyst Institutional, LP · CIK 0001620142 · See Explanation of Responses

Ancora Catalyst, LP · CIK 0001694346 · See Explanation of Responses

Ancora Catalyst SPV I LP · CIK 0001740270 · See Explanation of Responses

Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C · CIK 0001802503 · See Explanation of Responses

DiSanto Frederick D. · CIK 0001498290 · See Explanation of Responses

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 638,411

F1 · security: This Form 4 is filed jointly by Ancora Merlin Institutional LP ("Ancora Merlin Institutional"), Ancora Merlin, LP ("Ancora Merlin"), Ancora Catalyst Institutional, LP ("Ancora Catalyst Institutional"), Ancora Catalyst, LP ("Ancora Catalyst"), Ancora Catalyst SPV I LP ("Ancora SPV I"), Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C ("Ancora SPV I Ltd"), Ancora Advisors, LLC ("Ancora Advisors") and Frederick DiSanto (collectively, the "Reporting Persons"). Each of the Reporting Persons is a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock, par value $0.01 (the "Common Stock"). Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

F4 · ownership.nature: Securities owned directly by Ancora Catalyst Institutional. As the investment advisor of Ancora Catalyst Institutional, Ancora Advisors may be deemed to beneficially own the securities owned directly by Ancora Catalyst Institutional. As the Chairman and Chief Executive Officer, Mr. DiSanto may be deemed to beneficially own the securities owned directly by Ancora Catalyst Institutional.

Read SEC document
March 25, 2020 Filed Apr 2, 2020 20:08 UTC Amendment BIG LOTS INC BIG · Entity 75883 OtherCommon Stock $0.01 par value 500 $25.00 $12,500.00
Disclosure

SEC source: 0000921895-20-000991 · form4a111142005_04022020.xml · nonDerivative · entry 2

Ancora Advisors, LLC · CIK 0001446114 · See Explanation of Responses

ANCORA MERLIN INSTITUTIONAL, LP · CIK 0001431892 · See Explanation of Responses

Ancora Merlin, LP · CIK 0001694450 · See Explanation of Responses

Ancora Catalyst Institutional, LP · CIK 0001620142 · See Explanation of Responses

Ancora Catalyst, LP · CIK 0001694346 · See Explanation of Responses

Ancora Catalyst SPV I LP · CIK 0001740270 · See Explanation of Responses

Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C · CIK 0001802503 · See Explanation of Responses

DiSanto Frederick D. · CIK 0001498290 · See Explanation of Responses

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 70,254

F1 · security: This Form 4 is filed jointly by Ancora Merlin Institutional LP ("Ancora Merlin Institutional"), Ancora Merlin, LP ("Ancora Merlin"), Ancora Catalyst Institutional, LP ("Ancora Catalyst Institutional"), Ancora Catalyst, LP ("Ancora Catalyst"), Ancora Catalyst SPV I LP ("Ancora SPV I"), Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C ("Ancora SPV I Ltd"), Ancora Advisors, LLC ("Ancora Advisors") and Frederick DiSanto (collectively, the "Reporting Persons"). Each of the Reporting Persons is a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock, par value $0.01 (the "Common Stock"). Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

F3 · ownership.nature: Securities owned directly by Ancora Merlin. As the investment advisor of Ancora Merlin, Ancora Advisors may be deemed to beneficially own the securities owned directly by Ancora Merlin. As the Chairman and Chief Executive Officer, Mr. DiSanto may be deemed to beneficially own the securities owned directly by Ancora Merlin.

Read SEC document
March 25, 2020 Filed Apr 2, 2020 20:08 UTC Amendment BIG LOTS INC BIG · Entity 75883 OtherCommon Stock $0.01 par value 2,000 $25.00 $50,000.00
Disclosure

SEC source: 0000921895-20-000991 · form4a111142005_04022020.xml · nonDerivative · entry 1

Ancora Advisors, LLC · CIK 0001446114 · See Explanation of Responses

ANCORA MERLIN INSTITUTIONAL, LP · CIK 0001431892 · See Explanation of Responses

Ancora Merlin, LP · CIK 0001694450 · See Explanation of Responses

Ancora Catalyst Institutional, LP · CIK 0001620142 · See Explanation of Responses

Ancora Catalyst, LP · CIK 0001694346 · See Explanation of Responses

Ancora Catalyst SPV I LP · CIK 0001740270 · See Explanation of Responses

Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C · CIK 0001802503 · See Explanation of Responses

DiSanto Frederick D. · CIK 0001498290 · See Explanation of Responses

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 705,314

F1 · security: This Form 4 is filed jointly by Ancora Merlin Institutional LP ("Ancora Merlin Institutional"), Ancora Merlin, LP ("Ancora Merlin"), Ancora Catalyst Institutional, LP ("Ancora Catalyst Institutional"), Ancora Catalyst, LP ("Ancora Catalyst"), Ancora Catalyst SPV I LP ("Ancora SPV I"), Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C ("Ancora SPV I Ltd"), Ancora Advisors, LLC ("Ancora Advisors") and Frederick DiSanto (collectively, the "Reporting Persons"). Each of the Reporting Persons is a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock, par value $0.01 (the "Common Stock"). Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

F2 · ownership.nature: Securities owned directly by Ancora Merlin Institutional. As the investment advisor of Ancora Merlin Institutional, Ancora Advisors may be deemed to beneficially own the securities owned directly by Ancora Merlin Institutional. As the Chairman and Chief Executive Officer, Mr. DiSanto may be deemed to beneficially own the securities owned directly by Ancora Merlin Institutional.

Read SEC document
March 20, 2020 Filed Mar 27, 2020 20:41 UTC BIG LOTS INC BIG · Entity 75883 OtherPut option (obligation to buy) · Derivative 47 $0.00 Strike: $25.00 $0.00
Disclosure

SEC source: 0001193805-20-000420 · e619510_4-ancora.xml · derivative · entry 16

Ancora Advisors, LLC · CIK 0001446114 · See Explanation of Responses

ANCORA MERLIN INSTITUTIONAL, LP · CIK 0001431892 · See Explanation of Responses

Ancora Merlin, LP · CIK 0001694450 · See Explanation of Responses

Ancora Catalyst Institutional, LP · CIK 0001620142 · See Explanation of Responses

Ancora Catalyst, LP · CIK 0001694346 · See Explanation of Responses

Ancora Catalyst SPV I LP · CIK 0001740270 · See Explanation of Responses

Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C · CIK 0001802503 · See Explanation of Responses

DiSanto Frederick D. · CIK 0001498290 · See Explanation of Responses

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Common Stock $0.01 par value · 4,700 shares

Expires 2020-03-20

F7 · ownership.nature: Securities owned directly by Ancora SPV I Ltd. As the investment advisor of Ancora SPV I Ltd, Ancora Advisors may be deemed to beneficially own the securities owned directly by Ancora SPV I Ltd. As the Chairman and Chief Executive Officer, Mr. DiSanto may be deemed to beneficially own the securities owned directly by Ancora SPV I Ltd.

Read SEC document
March 20, 2020 Filed Mar 27, 2020 20:41 UTC BIG LOTS INC BIG · Entity 75883 OtherPut option (obligation to buy) · Derivative 239 $0.00 Strike: $27.50 $0.00
Disclosure

SEC source: 0001193805-20-000420 · e619510_4-ancora.xml · derivative · entry 15

Ancora Advisors, LLC · CIK 0001446114 · See Explanation of Responses

ANCORA MERLIN INSTITUTIONAL, LP · CIK 0001431892 · See Explanation of Responses

Ancora Merlin, LP · CIK 0001694450 · See Explanation of Responses

Ancora Catalyst Institutional, LP · CIK 0001620142 · See Explanation of Responses

Ancora Catalyst, LP · CIK 0001694346 · See Explanation of Responses

Ancora Catalyst SPV I LP · CIK 0001740270 · See Explanation of Responses

Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C · CIK 0001802503 · See Explanation of Responses

DiSanto Frederick D. · CIK 0001498290 · See Explanation of Responses

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Common Stock $0.01 par value · 23,900 shares

Expires 2020-03-20

F7 · ownership.nature: Securities owned directly by Ancora SPV I Ltd. As the investment advisor of Ancora SPV I Ltd, Ancora Advisors may be deemed to beneficially own the securities owned directly by Ancora SPV I Ltd. As the Chairman and Chief Executive Officer, Mr. DiSanto may be deemed to beneficially own the securities owned directly by Ancora SPV I Ltd.

Read SEC document
March 20, 2020 Filed Mar 27, 2020 20:41 UTC BIG LOTS INC BIG · Entity 75883 OtherPut option (obligation to buy) · Derivative 35 $0.00 Strike: $27.50 $0.00
Disclosure

SEC source: 0001193805-20-000420 · e619510_4-ancora.xml · derivative · entry 14

Ancora Advisors, LLC · CIK 0001446114 · See Explanation of Responses

ANCORA MERLIN INSTITUTIONAL, LP · CIK 0001431892 · See Explanation of Responses

Ancora Merlin, LP · CIK 0001694450 · See Explanation of Responses

Ancora Catalyst Institutional, LP · CIK 0001620142 · See Explanation of Responses

Ancora Catalyst, LP · CIK 0001694346 · See Explanation of Responses

Ancora Catalyst SPV I LP · CIK 0001740270 · See Explanation of Responses

Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C · CIK 0001802503 · See Explanation of Responses

DiSanto Frederick D. · CIK 0001498290 · See Explanation of Responses

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Common Stock $0.01 par value · 3,500 shares

Expires 2020-03-20

F5 · ownership.nature: Securities owned directly by Ancora Catalyst. As the investment advisor of Ancora Catalyst, Ancora Advisors may be deemed to beneficially own the securities owned directly by Ancora Catalyst. As the Chairman and Chief Executive Officer, Mr. DiSanto may be deemed to beneficially own the securities owned directly by Ancora Catalyst.

Read SEC document
March 20, 2020 Filed Mar 27, 2020 20:41 UTC BIG LOTS INC BIG · Entity 75883 OtherPut option (obligation to buy) · Derivative 209 $0.00 Strike: $27.50 $0.00
Disclosure

SEC source: 0001193805-20-000420 · e619510_4-ancora.xml · derivative · entry 13

Ancora Advisors, LLC · CIK 0001446114 · See Explanation of Responses

ANCORA MERLIN INSTITUTIONAL, LP · CIK 0001431892 · See Explanation of Responses

Ancora Merlin, LP · CIK 0001694450 · See Explanation of Responses

Ancora Catalyst Institutional, LP · CIK 0001620142 · See Explanation of Responses

Ancora Catalyst, LP · CIK 0001694346 · See Explanation of Responses

Ancora Catalyst SPV I LP · CIK 0001740270 · See Explanation of Responses

Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C · CIK 0001802503 · See Explanation of Responses

DiSanto Frederick D. · CIK 0001498290 · See Explanation of Responses

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Common Stock $0.01 par value · 20,900 shares

Expires 2020-03-20

F4 · ownership.nature: Securities owned directly by Ancora Catalyst Institutional. As the investment advisor of Ancora Catalyst Institutional, Ancora Advisors may be deemed to beneficially own the securities owned directly by Ancora Catalyst Institutional. As the Chairman and Chief Executive Officer, Mr. DiSanto may be deemed to beneficially own the securities owned directly by Ancora Catalyst Institutional.

Read SEC document
March 20, 2020 Filed Mar 27, 2020 20:41 UTC BIG LOTS INC BIG · Entity 75883 OtherPut option (obligation to buy) · Derivative 50 $0.00 Strike: $27.50 $0.00
Disclosure

SEC source: 0001193805-20-000420 · e619510_4-ancora.xml · derivative · entry 12

Ancora Advisors, LLC · CIK 0001446114 · See Explanation of Responses

ANCORA MERLIN INSTITUTIONAL, LP · CIK 0001431892 · See Explanation of Responses

Ancora Merlin, LP · CIK 0001694450 · See Explanation of Responses

Ancora Catalyst Institutional, LP · CIK 0001620142 · See Explanation of Responses

Ancora Catalyst, LP · CIK 0001694346 · See Explanation of Responses

Ancora Catalyst SPV I LP · CIK 0001740270 · See Explanation of Responses

Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C · CIK 0001802503 · See Explanation of Responses

DiSanto Frederick D. · CIK 0001498290 · See Explanation of Responses

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Common Stock $0.01 par value · 5,000 shares

Expires 2020-03-20

F3 · ownership.nature: Securities owned directly by Ancora Merlin. As the investment advisor of Ancora Merlin, Ancora Advisors may be deemed to beneficially own the securities owned directly by Ancora Merlin. As the Chairman and Chief Executive Officer, Mr. DiSanto may be deemed to beneficially own the securities owned directly by Ancora Merlin.

Read SEC document
March 20, 2020 Filed Mar 27, 2020 20:41 UTC BIG LOTS INC BIG · Entity 75883 OtherPut option (obligation to buy) · Derivative 450 $0.00 Strike: $27.50 $0.00
Disclosure

SEC source: 0001193805-20-000420 · e619510_4-ancora.xml · derivative · entry 11

Ancora Advisors, LLC · CIK 0001446114 · See Explanation of Responses

ANCORA MERLIN INSTITUTIONAL, LP · CIK 0001431892 · See Explanation of Responses

Ancora Merlin, LP · CIK 0001694450 · See Explanation of Responses

Ancora Catalyst Institutional, LP · CIK 0001620142 · See Explanation of Responses

Ancora Catalyst, LP · CIK 0001694346 · See Explanation of Responses

Ancora Catalyst SPV I LP · CIK 0001740270 · See Explanation of Responses

Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C · CIK 0001802503 · See Explanation of Responses

DiSanto Frederick D. · CIK 0001498290 · See Explanation of Responses

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Common Stock $0.01 par value · 45,000 shares

Expires 2020-03-20

F2 · ownership.nature: Securities owned directly by Ancora Merlin Institutional. As the investment advisor of Ancora Merlin Institutional, Ancora Advisors may be deemed to beneficially own the securities owned directly by Ancora Merlin Institutional. As the Chairman and Chief Executive Officer, Mr. DiSanto may be deemed to beneficially own the securities owned directly by Ancora Merlin Institutional.

Read SEC document
March 20, 2020 Filed Apr 2, 2020 20:08 UTC Amendment BIG LOTS INC BIG · Entity 75883 OtherPut option (obligation to buy) · Derivative 256 $0.00 Strike: $27.50 $0.00
Disclosure

SEC source: 0000921895-20-000991 · form4a111142005_04022020.xml · derivative · entry 11

Ancora Advisors, LLC · CIK 0001446114 · See Explanation of Responses

ANCORA MERLIN INSTITUTIONAL, LP · CIK 0001431892 · See Explanation of Responses

Ancora Merlin, LP · CIK 0001694450 · See Explanation of Responses

Ancora Catalyst Institutional, LP · CIK 0001620142 · See Explanation of Responses

Ancora Catalyst, LP · CIK 0001694346 · See Explanation of Responses

Ancora Catalyst SPV I LP · CIK 0001740270 · See Explanation of Responses

Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C · CIK 0001802503 · See Explanation of Responses

DiSanto Frederick D. · CIK 0001498290 · See Explanation of Responses

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Common Stock $0.01 par value · 25,600 shares

Expires 2020-03-20

F4 · ownership.nature: Securities owned directly by Ancora Catalyst Institutional. As the investment advisor of Ancora Catalyst Institutional, Ancora Advisors may be deemed to beneficially own the securities owned directly by Ancora Catalyst Institutional. As the Chairman and Chief Executive Officer, Mr. DiSanto may be deemed to beneficially own the securities owned directly by Ancora Catalyst Institutional.

Read SEC document
March 17, 2020 Filed Mar 17, 2020 21:13 UTC BIG LOTS INC BIG · Entity 75883 PurchasePut option (right to sell) · Derivative 9 $14.00 Strike: $25.00 $126.00
Disclosure

SEC source: 0000921895-20-000802 · form411142005anc_03172020.xml · derivative · entry 24

Ancora Advisors, LLC · CIK 0001446114 · See Explanation of Responses

ANCORA MERLIN INSTITUTIONAL, LP · CIK 0001431892 · See Explanation of Responses

Ancora Merlin, LP · CIK 0001694450 · See Explanation of Responses

Ancora Catalyst Institutional, LP · CIK 0001620142 · See Explanation of Responses

Ancora Catalyst, LP · CIK 0001694346 · See Explanation of Responses

Ancora Catalyst SPV I LP · CIK 0001740270 · See Explanation of Responses

Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C · CIK 0001802503 · See Explanation of Responses

DiSanto Frederick D. · CIK 0001498290 · See Explanation of Responses

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 47

Underlying: Common Stock $0.01 par value · 900 shares

Expires 2020-03-20

F7 · ownership.nature: Securities owned directly by Ancora SPV I Ltd. As the investment advisor of Ancora SPV I Ltd, Ancora Advisors may be deemed to beneficially own the securities owned directly by Ancora SPV I Ltd. As the Chairman and Chief Executive Officer, Mr. DiSanto may be deemed to beneficially own the securities owned directly by Ancora SPV I Ltd.

Read SEC document
March 17, 2020 Filed Mar 17, 2020 21:13 UTC BIG LOTS INC BIG · Entity 75883 PurchasePut option (right to sell) · Derivative 34 $16.50 Strike: $27.50 $561.00
Disclosure

SEC source: 0000921895-20-000802 · form411142005anc_03172020.xml · derivative · entry 23

Ancora Advisors, LLC · CIK 0001446114 · See Explanation of Responses

ANCORA MERLIN INSTITUTIONAL, LP · CIK 0001431892 · See Explanation of Responses

Ancora Merlin, LP · CIK 0001694450 · See Explanation of Responses

Ancora Catalyst Institutional, LP · CIK 0001620142 · See Explanation of Responses

Ancora Catalyst, LP · CIK 0001694346 · See Explanation of Responses

Ancora Catalyst SPV I LP · CIK 0001740270 · See Explanation of Responses

Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C · CIK 0001802503 · See Explanation of Responses

DiSanto Frederick D. · CIK 0001498290 · See Explanation of Responses

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 239

Underlying: Common Stock $0.01 par value · 3,400 shares

Expires 2020-03-20

F7 · ownership.nature: Securities owned directly by Ancora SPV I Ltd. As the investment advisor of Ancora SPV I Ltd, Ancora Advisors may be deemed to beneficially own the securities owned directly by Ancora SPV I Ltd. As the Chairman and Chief Executive Officer, Mr. DiSanto may be deemed to beneficially own the securities owned directly by Ancora SPV I Ltd.

Read SEC document
March 17, 2020 Filed Mar 17, 2020 21:13 UTC BIG LOTS INC BIG · Entity 75883 PurchasePut option (right to sell) · Derivative 6 $16.50 Strike: $27.50 $99.00
Disclosure

SEC source: 0000921895-20-000802 · form411142005anc_03172020.xml · derivative · entry 22

Ancora Advisors, LLC · CIK 0001446114 · See Explanation of Responses

ANCORA MERLIN INSTITUTIONAL, LP · CIK 0001431892 · See Explanation of Responses

Ancora Merlin, LP · CIK 0001694450 · See Explanation of Responses

Ancora Catalyst Institutional, LP · CIK 0001620142 · See Explanation of Responses

Ancora Catalyst, LP · CIK 0001694346 · See Explanation of Responses

Ancora Catalyst SPV I LP · CIK 0001740270 · See Explanation of Responses

Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C · CIK 0001802503 · See Explanation of Responses

DiSanto Frederick D. · CIK 0001498290 · See Explanation of Responses

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 35

Underlying: Common Stock $0.01 par value · 600 shares

Expires 2020-03-20

F5 · ownership.nature: Securities owned directly by Ancora Catalyst. As the investment advisor of Ancora Catalyst, Ancora Advisors may be deemed to beneficially own the securities owned directly by Ancora Catalyst. As the Chairman and Chief Executive Officer, Mr. DiSanto may be deemed to beneficially own the securities owned directly by Ancora Catalyst.

Read SEC document
March 17, 2020 Filed Mar 17, 2020 21:13 UTC BIG LOTS INC BIG · Entity 75883 PurchasePut option (right to sell) · Derivative 71 $16.50 Strike: $27.50 $1,171.50
Disclosure

SEC source: 0000921895-20-000802 · form411142005anc_03172020.xml · derivative · entry 21

Ancora Advisors, LLC · CIK 0001446114 · See Explanation of Responses

ANCORA MERLIN INSTITUTIONAL, LP · CIK 0001431892 · See Explanation of Responses

Ancora Merlin, LP · CIK 0001694450 · See Explanation of Responses

Ancora Catalyst Institutional, LP · CIK 0001620142 · See Explanation of Responses

Ancora Catalyst, LP · CIK 0001694346 · See Explanation of Responses

Ancora Catalyst SPV I LP · CIK 0001740270 · See Explanation of Responses

Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C · CIK 0001802503 · See Explanation of Responses

DiSanto Frederick D. · CIK 0001498290 · See Explanation of Responses

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 209

Underlying: Common Stock $0.01 par value · 7,100 shares

Expires 2020-03-20

F4 · ownership.nature: Securities owned directly by Ancora Catalyst Institutional. As the investment advisor of Ancora Catalyst Institutional, Ancora Advisors may be deemed to beneficially own the securities owned directly by Ancora Catalyst Institutional. As the Chairman and Chief Executive Officer, Mr. DiSanto may be deemed to beneficially own the securities owned directly by Ancora Catalyst Institutional.

Read SEC document
March 17, 2020 Filed Mar 17, 2020 21:13 UTC BIG LOTS INC BIG · Entity 75883 PurchasePut option (right to sell) · Derivative 11 $16.50 Strike: $27.50 $181.50
Disclosure

SEC source: 0000921895-20-000802 · form411142005anc_03172020.xml · derivative · entry 20

Ancora Advisors, LLC · CIK 0001446114 · See Explanation of Responses

ANCORA MERLIN INSTITUTIONAL, LP · CIK 0001431892 · See Explanation of Responses

Ancora Merlin, LP · CIK 0001694450 · See Explanation of Responses

Ancora Catalyst Institutional, LP · CIK 0001620142 · See Explanation of Responses

Ancora Catalyst, LP · CIK 0001694346 · See Explanation of Responses

Ancora Catalyst SPV I LP · CIK 0001740270 · See Explanation of Responses

Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C · CIK 0001802503 · See Explanation of Responses

DiSanto Frederick D. · CIK 0001498290 · See Explanation of Responses

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 50

Underlying: Common Stock $0.01 par value · 1,100 shares

Expires 2020-03-20

F3 · ownership.nature: Securities owned directly by Ancora Merlin. As the investment advisor of Ancora Merlin, Ancora Advisors may be deemed to beneficially own the securities owned directly by Ancora Merlin. As the Chairman and Chief Executive Officer, Mr. DiSanto may be deemed to beneficially own the securities owned directly by Ancora Merlin.

Read SEC document
March 17, 2020 Filed Mar 17, 2020 21:13 UTC BIG LOTS INC BIG · Entity 75883 PurchasePut option (right to sell) · Derivative 97 $16.50 Strike: $27.50 $1,600.50
Disclosure

SEC source: 0000921895-20-000802 · form411142005anc_03172020.xml · derivative · entry 19

Ancora Advisors, LLC · CIK 0001446114 · See Explanation of Responses

ANCORA MERLIN INSTITUTIONAL, LP · CIK 0001431892 · See Explanation of Responses

Ancora Merlin, LP · CIK 0001694450 · See Explanation of Responses

Ancora Catalyst Institutional, LP · CIK 0001620142 · See Explanation of Responses

Ancora Catalyst, LP · CIK 0001694346 · See Explanation of Responses

Ancora Catalyst SPV I LP · CIK 0001740270 · See Explanation of Responses

Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C · CIK 0001802503 · See Explanation of Responses

DiSanto Frederick D. · CIK 0001498290 · See Explanation of Responses

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 450

Underlying: Common Stock $0.01 par value · 9,700 shares

Expires 2020-03-20

F2 · ownership.nature: Securities owned directly by Ancora Merlin Institutional. As the investment advisor of Ancora Merlin Institutional, Ancora Advisors may be deemed to beneficially own the securities owned directly by Ancora Merlin Institutional. As the Chairman and Chief Executive Officer, Mr. DiSanto may be deemed to beneficially own the securities owned directly by Ancora Merlin Institutional.

Read SEC document
March 16, 2020 Filed Mar 17, 2020 21:13 UTC BIG LOTS INC BIG · Entity 75883 PurchasePut option (right to sell) · Derivative 9 $14.30 Strike: $25.00 $128.70
Disclosure

SEC source: 0000921895-20-000802 · form411142005anc_03172020.xml · derivative · entry 18

Ancora Advisors, LLC · CIK 0001446114 · See Explanation of Responses

ANCORA MERLIN INSTITUTIONAL, LP · CIK 0001431892 · See Explanation of Responses

Ancora Merlin, LP · CIK 0001694450 · See Explanation of Responses

Ancora Catalyst Institutional, LP · CIK 0001620142 · See Explanation of Responses

Ancora Catalyst, LP · CIK 0001694346 · See Explanation of Responses

Ancora Catalyst SPV I LP · CIK 0001740270 · See Explanation of Responses

Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C · CIK 0001802503 · See Explanation of Responses

DiSanto Frederick D. · CIK 0001498290 · See Explanation of Responses

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 38

Underlying: Common Stock $0.01 par value · 900 shares

Expires 2020-03-20

F7 · ownership.nature: Securities owned directly by Ancora SPV I Ltd. As the investment advisor of Ancora SPV I Ltd, Ancora Advisors may be deemed to beneficially own the securities owned directly by Ancora SPV I Ltd. As the Chairman and Chief Executive Officer, Mr. DiSanto may be deemed to beneficially own the securities owned directly by Ancora SPV I Ltd.

Read SEC document
March 16, 2020 Filed Mar 17, 2020 21:13 UTC BIG LOTS INC BIG · Entity 75883 PurchasePut option (right to sell) · Derivative 32 $16.80 Strike: $27.50 $537.60
Disclosure

SEC source: 0000921895-20-000802 · form411142005anc_03172020.xml · derivative · entry 17

Ancora Advisors, LLC · CIK 0001446114 · See Explanation of Responses

ANCORA MERLIN INSTITUTIONAL, LP · CIK 0001431892 · See Explanation of Responses

Ancora Merlin, LP · CIK 0001694450 · See Explanation of Responses

Ancora Catalyst Institutional, LP · CIK 0001620142 · See Explanation of Responses

Ancora Catalyst, LP · CIK 0001694346 · See Explanation of Responses

Ancora Catalyst SPV I LP · CIK 0001740270 · See Explanation of Responses

Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C · CIK 0001802503 · See Explanation of Responses

DiSanto Frederick D. · CIK 0001498290 · See Explanation of Responses

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 205

Underlying: Common Stock $0.01 par value · 3,200 shares

Expires 2020-03-20

F7 · ownership.nature: Securities owned directly by Ancora SPV I Ltd. As the investment advisor of Ancora SPV I Ltd, Ancora Advisors may be deemed to beneficially own the securities owned directly by Ancora SPV I Ltd. As the Chairman and Chief Executive Officer, Mr. DiSanto may be deemed to beneficially own the securities owned directly by Ancora SPV I Ltd.

Read SEC document
March 16, 2020 Filed Mar 17, 2020 21:13 UTC BIG LOTS INC BIG · Entity 75883 PurchasePut option (right to sell) · Derivative 5 $16.80 Strike: $27.50 $84.00
Disclosure

SEC source: 0000921895-20-000802 · form411142005anc_03172020.xml · derivative · entry 16

Ancora Advisors, LLC · CIK 0001446114 · See Explanation of Responses

ANCORA MERLIN INSTITUTIONAL, LP · CIK 0001431892 · See Explanation of Responses

Ancora Merlin, LP · CIK 0001694450 · See Explanation of Responses

Ancora Catalyst Institutional, LP · CIK 0001620142 · See Explanation of Responses

Ancora Catalyst, LP · CIK 0001694346 · See Explanation of Responses

Ancora Catalyst SPV I LP · CIK 0001740270 · See Explanation of Responses

Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C · CIK 0001802503 · See Explanation of Responses

DiSanto Frederick D. · CIK 0001498290 · See Explanation of Responses

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 29

Underlying: Common Stock $0.01 par value · 500 shares

Expires 2020-03-20

F5 · ownership.nature: Securities owned directly by Ancora Catalyst. As the investment advisor of Ancora Catalyst, Ancora Advisors may be deemed to beneficially own the securities owned directly by Ancora Catalyst. As the Chairman and Chief Executive Officer, Mr. DiSanto may be deemed to beneficially own the securities owned directly by Ancora Catalyst.

Read SEC document
March 16, 2020 Filed Mar 17, 2020 21:13 UTC BIG LOTS INC BIG · Entity 75883 PurchasePut option (right to sell) · Derivative 69 $16.80 Strike: $27.50 $1,159.20
Disclosure

SEC source: 0000921895-20-000802 · form411142005anc_03172020.xml · derivative · entry 15

Ancora Advisors, LLC · CIK 0001446114 · See Explanation of Responses

ANCORA MERLIN INSTITUTIONAL, LP · CIK 0001431892 · See Explanation of Responses

Ancora Merlin, LP · CIK 0001694450 · See Explanation of Responses

Ancora Catalyst Institutional, LP · CIK 0001620142 · See Explanation of Responses

Ancora Catalyst, LP · CIK 0001694346 · See Explanation of Responses

Ancora Catalyst SPV I LP · CIK 0001740270 · See Explanation of Responses

Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C · CIK 0001802503 · See Explanation of Responses

DiSanto Frederick D. · CIK 0001498290 · See Explanation of Responses

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 138

Underlying: Common Stock $0.01 par value · 6,900 shares

Expires 2020-03-20

F4 · ownership.nature: Securities owned directly by Ancora Catalyst Institutional. As the investment advisor of Ancora Catalyst Institutional, Ancora Advisors may be deemed to beneficially own the securities owned directly by Ancora Catalyst Institutional. As the Chairman and Chief Executive Officer, Mr. DiSanto may be deemed to beneficially own the securities owned directly by Ancora Catalyst Institutional.

Read SEC document
March 16, 2020 Filed Mar 17, 2020 21:13 UTC BIG LOTS INC BIG · Entity 75883 PurchasePut option (right to sell) · Derivative 11 $16.80 Strike: $27.50 $184.80
Disclosure

SEC source: 0000921895-20-000802 · form411142005anc_03172020.xml · derivative · entry 14

Ancora Advisors, LLC · CIK 0001446114 · See Explanation of Responses

ANCORA MERLIN INSTITUTIONAL, LP · CIK 0001431892 · See Explanation of Responses

Ancora Merlin, LP · CIK 0001694450 · See Explanation of Responses

Ancora Catalyst Institutional, LP · CIK 0001620142 · See Explanation of Responses

Ancora Catalyst, LP · CIK 0001694346 · See Explanation of Responses

Ancora Catalyst SPV I LP · CIK 0001740270 · See Explanation of Responses

Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C · CIK 0001802503 · See Explanation of Responses

DiSanto Frederick D. · CIK 0001498290 · See Explanation of Responses

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 39

Underlying: Common Stock $0.01 par value · 1,100 shares

Expires 2020-03-20

F3 · ownership.nature: Securities owned directly by Ancora Merlin. As the investment advisor of Ancora Merlin, Ancora Advisors may be deemed to beneficially own the securities owned directly by Ancora Merlin. As the Chairman and Chief Executive Officer, Mr. DiSanto may be deemed to beneficially own the securities owned directly by Ancora Merlin.

Read SEC document
March 16, 2020 Filed Mar 17, 2020 21:13 UTC BIG LOTS INC BIG · Entity 75883 PurchasePut option (right to sell) · Derivative 95 $16.80 Strike: $27.50 $1,596.00
Disclosure

SEC source: 0000921895-20-000802 · form411142005anc_03172020.xml · derivative · entry 13

Ancora Advisors, LLC · CIK 0001446114 · See Explanation of Responses

ANCORA MERLIN INSTITUTIONAL, LP · CIK 0001431892 · See Explanation of Responses

Ancora Merlin, LP · CIK 0001694450 · See Explanation of Responses

Ancora Catalyst Institutional, LP · CIK 0001620142 · See Explanation of Responses

Ancora Catalyst, LP · CIK 0001694346 · See Explanation of Responses

Ancora Catalyst SPV I LP · CIK 0001740270 · See Explanation of Responses

Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C · CIK 0001802503 · See Explanation of Responses

DiSanto Frederick D. · CIK 0001498290 · See Explanation of Responses

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 353

Underlying: Common Stock $0.01 par value · 9,500 shares

Expires 2020-03-20

F2 · ownership.nature: Securities owned directly by Ancora Merlin Institutional. As the investment advisor of Ancora Merlin Institutional, Ancora Advisors may be deemed to beneficially own the securities owned directly by Ancora Merlin Institutional. As the Chairman and Chief Executive Officer, Mr. DiSanto may be deemed to beneficially own the securities owned directly by Ancora Merlin Institutional.

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March 13, 2020 Filed Mar 17, 2020 21:13 UTC BIG LOTS INC BIG · Entity 75883 PurchasePut option (right to sell) · Derivative 9 $12.80 Strike: $25.00 $115.20
Disclosure

SEC source: 0000921895-20-000802 · form411142005anc_03172020.xml · derivative · entry 12

Ancora Advisors, LLC · CIK 0001446114 · See Explanation of Responses

ANCORA MERLIN INSTITUTIONAL, LP · CIK 0001431892 · See Explanation of Responses

Ancora Merlin, LP · CIK 0001694450 · See Explanation of Responses

Ancora Catalyst Institutional, LP · CIK 0001620142 · See Explanation of Responses

Ancora Catalyst, LP · CIK 0001694346 · See Explanation of Responses

Ancora Catalyst SPV I LP · CIK 0001740270 · See Explanation of Responses

Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C · CIK 0001802503 · See Explanation of Responses

DiSanto Frederick D. · CIK 0001498290 · See Explanation of Responses

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 29

Underlying: Common Stock $0.01 par value · 900 shares

Expires 2020-03-20

F7 · ownership.nature: Securities owned directly by Ancora SPV I Ltd. As the investment advisor of Ancora SPV I Ltd, Ancora Advisors may be deemed to beneficially own the securities owned directly by Ancora SPV I Ltd. As the Chairman and Chief Executive Officer, Mr. DiSanto may be deemed to beneficially own the securities owned directly by Ancora SPV I Ltd.

Read SEC document
March 13, 2020 Filed Mar 17, 2020 21:13 UTC BIG LOTS INC BIG · Entity 75883 PurchasePut option (right to sell) · Derivative 32 $15.30 Strike: $27.50 $489.60
Disclosure

SEC source: 0000921895-20-000802 · form411142005anc_03172020.xml · derivative · entry 11

Ancora Advisors, LLC · CIK 0001446114 · See Explanation of Responses

ANCORA MERLIN INSTITUTIONAL, LP · CIK 0001431892 · See Explanation of Responses

Ancora Merlin, LP · CIK 0001694450 · See Explanation of Responses

Ancora Catalyst Institutional, LP · CIK 0001620142 · See Explanation of Responses

Ancora Catalyst, LP · CIK 0001694346 · See Explanation of Responses

Ancora Catalyst SPV I LP · CIK 0001740270 · See Explanation of Responses

Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C · CIK 0001802503 · See Explanation of Responses

DiSanto Frederick D. · CIK 0001498290 · See Explanation of Responses

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 173

Underlying: Common Stock $0.01 par value · 3,200 shares

Expires 2020-03-20

F7 · ownership.nature: Securities owned directly by Ancora SPV I Ltd. As the investment advisor of Ancora SPV I Ltd, Ancora Advisors may be deemed to beneficially own the securities owned directly by Ancora SPV I Ltd. As the Chairman and Chief Executive Officer, Mr. DiSanto may be deemed to beneficially own the securities owned directly by Ancora SPV I Ltd.

Read SEC document
March 13, 2020 Filed Mar 17, 2020 21:13 UTC BIG LOTS INC BIG · Entity 75883 PurchasePut option (right to sell) · Derivative 5 $15.30 Strike: $27.50 $76.50
Disclosure

SEC source: 0000921895-20-000802 · form411142005anc_03172020.xml · derivative · entry 10

Ancora Advisors, LLC · CIK 0001446114 · See Explanation of Responses

ANCORA MERLIN INSTITUTIONAL, LP · CIK 0001431892 · See Explanation of Responses

Ancora Merlin, LP · CIK 0001694450 · See Explanation of Responses

Ancora Catalyst Institutional, LP · CIK 0001620142 · See Explanation of Responses

Ancora Catalyst, LP · CIK 0001694346 · See Explanation of Responses

Ancora Catalyst SPV I LP · CIK 0001740270 · See Explanation of Responses

Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C · CIK 0001802503 · See Explanation of Responses

DiSanto Frederick D. · CIK 0001498290 · See Explanation of Responses

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 24

Underlying: Common Stock $0.01 par value · 500 shares

Expires 2020-03-20

F5 · ownership.nature: Securities owned directly by Ancora Catalyst. As the investment advisor of Ancora Catalyst, Ancora Advisors may be deemed to beneficially own the securities owned directly by Ancora Catalyst. As the Chairman and Chief Executive Officer, Mr. DiSanto may be deemed to beneficially own the securities owned directly by Ancora Catalyst.

Read SEC document
March 13, 2020 Filed Mar 17, 2020 21:13 UTC BIG LOTS INC BIG · Entity 75883 PurchasePut option (right to sell) · Derivative 69 $15.30 Strike: $27.50 $1,055.70
Disclosure

SEC source: 0000921895-20-000802 · form411142005anc_03172020.xml · derivative · entry 9

Ancora Advisors, LLC · CIK 0001446114 · See Explanation of Responses

ANCORA MERLIN INSTITUTIONAL, LP · CIK 0001431892 · See Explanation of Responses

Ancora Merlin, LP · CIK 0001694450 · See Explanation of Responses

Ancora Catalyst Institutional, LP · CIK 0001620142 · See Explanation of Responses

Ancora Catalyst, LP · CIK 0001694346 · See Explanation of Responses

Ancora Catalyst SPV I LP · CIK 0001740270 · See Explanation of Responses

Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C · CIK 0001802503 · See Explanation of Responses

DiSanto Frederick D. · CIK 0001498290 · See Explanation of Responses

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 69

Underlying: Common Stock $0.01 par value · 6,900 shares

Expires 2020-03-20

F4 · ownership.nature: Securities owned directly by Ancora Catalyst Institutional. As the investment advisor of Ancora Catalyst Institutional, Ancora Advisors may be deemed to beneficially own the securities owned directly by Ancora Catalyst Institutional. As the Chairman and Chief Executive Officer, Mr. DiSanto may be deemed to beneficially own the securities owned directly by Ancora Catalyst Institutional.

Read SEC document
March 13, 2020 Filed Mar 17, 2020 21:13 UTC BIG LOTS INC BIG · Entity 75883 PurchasePut option (right to sell) · Derivative 11 $15.30 Strike: $27.50 $168.30
Disclosure

SEC source: 0000921895-20-000802 · form411142005anc_03172020.xml · derivative · entry 8

Ancora Advisors, LLC · CIK 0001446114 · See Explanation of Responses

ANCORA MERLIN INSTITUTIONAL, LP · CIK 0001431892 · See Explanation of Responses

Ancora Merlin, LP · CIK 0001694450 · See Explanation of Responses

Ancora Catalyst Institutional, LP · CIK 0001620142 · See Explanation of Responses

Ancora Catalyst, LP · CIK 0001694346 · See Explanation of Responses

Ancora Catalyst SPV I LP · CIK 0001740270 · See Explanation of Responses

Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C · CIK 0001802503 · See Explanation of Responses

DiSanto Frederick D. · CIK 0001498290 · See Explanation of Responses

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 28

Underlying: Common Stock $0.01 par value · 1,100 shares

Expires 2020-03-20

F3 · ownership.nature: Securities owned directly by Ancora Merlin. As the investment advisor of Ancora Merlin, Ancora Advisors may be deemed to beneficially own the securities owned directly by Ancora Merlin. As the Chairman and Chief Executive Officer, Mr. DiSanto may be deemed to beneficially own the securities owned directly by Ancora Merlin.

Read SEC document
March 13, 2020 Filed Mar 17, 2020 21:13 UTC BIG LOTS INC BIG · Entity 75883 PurchasePut option (right to sell) · Derivative 95 $15.30 Strike: $27.50 $1,453.50
Disclosure

SEC source: 0000921895-20-000802 · form411142005anc_03172020.xml · derivative · entry 7

Ancora Advisors, LLC · CIK 0001446114 · See Explanation of Responses

ANCORA MERLIN INSTITUTIONAL, LP · CIK 0001431892 · See Explanation of Responses

Ancora Merlin, LP · CIK 0001694450 · See Explanation of Responses

Ancora Catalyst Institutional, LP · CIK 0001620142 · See Explanation of Responses

Ancora Catalyst, LP · CIK 0001694346 · See Explanation of Responses

Ancora Catalyst SPV I LP · CIK 0001740270 · See Explanation of Responses

Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C · CIK 0001802503 · See Explanation of Responses

DiSanto Frederick D. · CIK 0001498290 · See Explanation of Responses

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 258

Underlying: Common Stock $0.01 par value · 9,500 shares

Expires 2020-03-20

F2 · ownership.nature: Securities owned directly by Ancora Merlin Institutional. As the investment advisor of Ancora Merlin Institutional, Ancora Advisors may be deemed to beneficially own the securities owned directly by Ancora Merlin Institutional. As the Chairman and Chief Executive Officer, Mr. DiSanto may be deemed to beneficially own the securities owned directly by Ancora Merlin Institutional.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.